Vault-13

INVESCO EXCH TRADED FD TR II PCEF

CEF INM COMPSI · ETP · CUSIP 46138E404

116 institutional holders -9 vs Q4 2022
14,186,24614.2m shares reported held*
$258.9mreported value*
9 new 54 added 29 reduced 17 sold out net sold ≈ $6.1m (-347.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $18.25. Options: 2 managers hold calls ($268.3k notional), 0 hold puts (—).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 119Q4 22: 125Q1 23: 116116Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022119
Q4 2022125
Q1 2023116

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 55 bought or addedQ4 22: 53 cut or sold outQ4 22Q1 23: 63 bought or addedQ1 23: 46 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225553
Q1 20236346

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 22 calls: $364.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $409.0kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $268.3kQ1 23 puts: $0Q1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$364.0k$00.00
Q4 2022$409.0k$00.00
Q1 2023$268.3k$00.00

Biggest buyers

ROYAL BANK OF CANADA Added +708,950+709.0k
AMERIPRISE FINANCIAL INC Added +77,878+77.9k
WELLS FARGO & COMPANY/MN Added +77,552+77.6k
Tidal Investments LLC Added +57,281+57.3k
Moloney Securities Asset Management, LLC New +57,075+57.1k
Raymond James Financial Services Advisors, Inc. Added +50,443+50.4k
BANK OF AMERICA CORP /DE/ Added +39,417+39.4k
STIFEL FINANCIAL CORP Added +38,662+38.7k
UBS Group AG Added +37,126+37.1k
NFSG Corp Added +34,504+34.5k

Biggest sellers

RIVERNORTH CAPITAL MANAGEMENT, LLC Sold out -503,783-503.8k
OSAIC HOLDINGS, INC. Reduced -307,478-307.5k
ENVESTNET ASSET MANAGEMENT INC Reduced -203,308-203.3k
MERCER GLOBAL ADVISORS INC /ADV Sold out -155,620-155.6k
LPL Financial LLC Reduced -119,929-119.9k
MORGAN STANLEY Reduced -88,803-88.8k
Orion Porfolio Solutions, LLC Reduced -77,792-77.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -42,469-42.5k
Regal Investment Advisors LLC Sold out -38,167-38.2k
Cooper Financial Group Sold out -23,527-23.5k

Biggest calls

JANE STREET GROUP, LLC Reduced $268.3k4.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,083,4772.1m $38.0m $38.0m 0.00% Reduced -88.8k -88,803
2 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,551,4901.6m $28.3m $28.3m 0.01% Added +709.0k +708,950
3 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,448,6671.4m $26.4m $26.4m 0.01% Added +77.9k +77,878
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,247,8221.2m $22.7m $22.7m 0.01% Added +77.6k +77,552
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 885,389885.4k $16.1m $16.1m 0.00% Added +39.4k +39,417
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 860,620860.6k $15.7m $15.7m 0.01% Added +37.1k +37,126
7 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 743,423743.4k $13.5m $13.5m 0.01% Reduced -203.3k -203,308
8 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 738,299738.3k $13.5m $13.5m 0.01% Reduced -119.9k -119,929
9 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 512,073512.1k $9.3m $9.3m 0.02% Reduced -1.4k -1,370
10 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 344,563344.6k $6.3m $6.3m 0.01% Reduced -307.5k -307,478
11 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 233,360233.4k $4.3m $4.3m 0.01% Added +50.4k +50,443
12 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 217,071217.1k $4.0m $4.0m 0.01% Added +14.5k +14,531
13 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 188,606188.6k $3.4m $3.4m 0.02% Added +7.9k +7,931
14 Beck Bode, LLC 0.78% of their portfolio DEDHAM, MA 175,028175.0k $3.2m $3.2m 0.78% Reduced -15.8k -15,814
15 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 174,585174.6k $3.2m $3.2m 0.00% Reduced -1.5k -1,515
16 Tidal Investments LLC 0.04% of their portfolio Milwaukee, WI 141,080141.1k $2.6m $2.6m 0.04% Added +57.3k +57,281
17 DUMONT & BLAKE INVESTMENT ADVISORS LLC 0.87% of their portfolio PRINCETON, NJ 140,686140.7k $2.6m $2.6m 0.87% Added +9.1k +9,100
18 Merit Financial Group, LLC 0.09% of their portfolio ALPHARETTA, GA 135,461135.5k $2.5m $2.5m 0.09% Added +5.9k +5,880
19 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 132,206132.2k $2.4m $2.4m 0.02% Added +3.9k +3,851
20 Mariner, LLC 0.01% of their portfolio Overland Park, KS 109,318109.3k $2.0m $2.0m 0.01% Added +3.6k +3,603
21 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 89,10589.1k $1.6m $1.6m 0.02% Added +29.5k +29,529
22 Goldstone Financial Group, LLC 0.50% of their portfolio OAKBROOK TERRACE, IL 82,78082.8k $1.5m $1.5m 0.50% First filing
23 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 79,26279.3k $1.4m $1.4m 0.00% Added +3.0k +3,006
24 Csenge Advisory Group 0.09% of their portfolio CLEARWATER, FL 69,37269.4k $1.3m $1.3m 0.09% Reduced -13.7k -13,698
25 WealthShield Partners, LLC 0.19% of their portfolio CARY, NC 64,11064.1k $1.2m $1.2m 0.19% Added +1.6k +1,567
26 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 62,13062.1k $1.1m $1.1m 0.00% Added +38.7k +38,662
27 Pathway Financial Advisers, LLC 0.45% of their portfolio AUBURN, IN 60,74660.7k $1.1m $1.1m 0.45% Added +728 +728
28 Johnson Financial Group, Inc. 0.08% of their portfolio RACINE, WI 59,06059.1k $1.1m $1.1m 0.08% Reduced -16.0k -15,995
29 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 57,65857.7k $1.3m $1.3m 0.02% Reduced -77.8k -77,792
30 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 57,65857.7k $1.3m $1.3m 0.02% Added +1.5k +1,479
31 Apollon Wealth Management, LLC 0.06% of their portfolio MOUNT PLEASANT, SC 57,29957.3k $1.0m $1.0m 0.06% Added +2.9k +2,927
32 Moloney Securities Asset Management, LLC 0.19% of their portfolio MANCHESTER, MO 57,07557.1k $1.0m $1.0m 0.19% New
33 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.08% of their portfolio BIRMINGHAM, AL 54,10854.1k $985.8k $985.8k 0.08% Unchanged
34 FREEDOM WEALTH ALLIANCE, LLC 1.44% of their portfolio BROOKFIELD, WI 52,61952.6k $958.7k $958.7k 1.44% Added +16.0k +15,966
35 Oxbow Advisors, LLC 0.16% of their portfolio Austin, TX 50,57250.6k $921.4k $921.4k 0.16% Added +1.4k +1,427
36 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 48,53348.5k $884.3k $884.3k 0.01% Added +6.3k +6,261
37 Geneos Wealth Management Inc. 0.05% of their portfolio ENGLEWOOD, CO 46,84046.8k $853.4k $853.4k 0.05% Reduced -12.5k -12,519
38 Gladstone Institutional Advisory LLC 0.05% of their portfolio Bedminster, NJ 45,71445.7k $832.9k $832.9k 0.05% Reduced -877 -877
39 MARINO, STRAM & ASSOCIATES LLC 0.24% of their portfolio BRAINTREE, MA 43,38043.4k $790.4k $790.4k 0.24% Unchanged
40 Future Financial Wealth Managment LLC 0.80% of their portfolio CINCINNATI, OH 39,93439.9k $726.0k $726.0k 0.80% Added +803 +803
41 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 39,41139.4k $699.3k $699.3k 0.01% Added +2.1k +2,104
42 NFSG Corp 0.38% of their portfolio BOCA RATON, FL 39,05339.1k $711.5k $711.5k 0.38% Added +34.5k +34,504
43 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 36,82736.8k $671.0k $671.0k 0.00% Reduced -974 -974
44 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 35,40235.4k $645.0k $645.0k 0.01% Reduced -751 -751
45 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 33,88033.9k $617.3k $617.3k 0.01% Added +2.2k +2,168
46 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 32,94332.9k $600.0k $600.0k 0.00% Reduced -6 -6
47 Heartwood Wealth Advisors LLC 0.08% of their portfolio RICHMOND, VA 31,00031.0k $564.8k $564.8k 0.08% Unchanged
48 Sowell Financial Services LLC 0.04% of their portfolio NORTH LITTLE ROCK, AR 30,54630.5k $557.0k $557.0k 0.04% Added +1.6k +1,575
49 Chicago Partners Investment Group LLC 0.03% of their portfolio CHICAGO, IL 28,53728.5k $512.8k $512.8k 0.03% Added +160 +160
50 NWF Advisory Services Inc. 0.12% of their portfolio Los Angeles, CA 27,50027.5k $497.2k $497.2k 0.12% First filing
51 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 27,18727.2k $495.4k $495.4k 0.00% Added +629 +629
52 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 26,44226.4k $481.8k $481.8k 0.00% New
53 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.03% of their portfolio RICHMOND, VA 25,42525.4k $463.2k $463.2k 0.03% Added +23.1k +23,050
54 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 25,37125.4k $462.3k $462.3k 0.01% Added +366 +366
55 Moors & Cabot, Inc. 0.03% of their portfolio BOSTON, MA 25,13525.1k $458.0k $458.0k 0.03% Reduced -2.3k -2,299
56 Belpointe Asset Management LLC 0.02% of their portfolio RENO, NV 25,03825.0k $456.2k $456.2k 0.02% Reduced -19.9k -19,894
57 Endowment Wealth Management, Inc. 0.42% of their portfolio APPLETON, WI 22,74622.7k $414.4k $414.4k 0.42% Added +5.3k +5,305
58 BTS Asset Management, Inc. 0.23% of their portfolio Lincoln, MA 22,17722.2k $404.1k $404.1k 0.23% Reduced -3 -3
59 Pinnacle Wealth Planning Services, Inc. 0.06% of their portfolio MANSFIELD, OH 19,30019.3k $351.6k $351.6k 0.06% Reduced -300 -300
60 OARSMAN CAPITAL, INC. 0.16% of their portfolio MILWAUKEE, WI 19,21419.2k $350.1k $350.1k 0.16% Reduced -97 -97
61 Aveo Capital Partners, LLC 0.05% of their portfolio ENGLEWOOD, CO 18,65518.7k $339.9k $339.9k 0.05% New
62 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 17,88017.9k $325.8k $325.8k 0.00% New
63 Garden State Investment Advisory Services LLC 0.16% of their portfolio Red Bank, NJ 17,74317.7k $323.3k $323.3k 0.16% Added +323 +323
64 PFG Advisors 0.03% of their portfolio Phoenix, AZ 17,52917.5k $319.4k $319.4k 0.03% Added +1.3k +1,323
65 Capital Investment Advisory Services, LLC 0.04% of their portfolio RALEIGH, NC 17,01017.0k $309.9k $309.9k 0.04% Added +82 +82
66 TFG Advisers LLC 0.15% of their portfolio Auburn Hills, MI 16,60316.6k $302.5k $302.5k 0.15% Reduced -191 -191
67 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 16,48816.5k $300.4k $300.4k 0.02% Added +229 +229
68 Orange Investment Advisors, Inc. 0.04% of their portfolio GOSHEN, NY 15,70415.7k $286.1k $286.1k 0.04% Unchanged
69 HUB Investment Partners, LLC 0.05% of their portfolio AUSTIN, TX 13,98614.0k $254.8k $254.8k 0.05% Added +271 +271
70 QP WEALTH MANAGEMENT, LLC 0.40% of their portfolio BOCA RATON, FL 13,56313.6k $247.1k $247.1k 0.40% Added +2.3k +2,345
71 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 12,71212.7k $229.0k $229.0k 0.00% Reduced -1.4k -1,360
72 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 12,49912.5k $227.7k $227.7k 0.01% Added +255 +255
73 Hexagon Capital Partners LLC 0.06% of their portfolio ROGERS, AR 12,29912.3k $224.1k $224.1k 0.06% Unchanged
74 Boxwood Ventures, Inc. 0.46% of their portfolio CHICAGO, IL 12,12512.1k $221.0k $221.0k 0.46% Added +290 +290
75 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 11,91511.9k $217.1k $217.1k 0.00% Unchanged
76 WealthPlan Investment Management, LLC 0.04% of their portfolio OMAHA, NE 11,72311.7k $213.6k $213.6k 0.04% Added +322 +322
77 LINCOLN NATIONAL CORP 0.00% of their portfolio RADNOR, PA 11,55111.6k $210.5k $210.5k 0.00% Added +967 +967
78 Atlas Private Wealth Advisors 0.09% of their portfolio RED BANK, NJ 11,00011.0k $200.4k $200.4k 0.09% Reduced -215 -215
79 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 10,94510.9k $199.4k $199.4k 0.02% New
80 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 10,71910.7k $195.3k $195.3k 0.00% Reduced -42.5k -42,469
81 Madrona Financial Services, LLC 0.10% of their portfolio EVERETT, WA 10,13510.1k $184.7k $184.7k 0.10% Unchanged
82 GPS Wealth Strategies Group, LLC 0.04% of their portfolio CENTENNIAL, CO 9,9259.9k $180.8k $180.8k 0.04% New
83 Retirement Group, LLC 0.06% of their portfolio SAN DIEGO, CA 7,7757.8k $142.0k $142.0k 0.06% Added +137 +137
84 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 7,3007.3k $133.0k $133.0k 0.00% Unchanged
85 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 6,6556.7k $121.3k $121.3k 0.01% Added +50 +50
86 Glen Eagle Advisors, LLC 0.03% of their portfolio KINGSTON, NJ 5,4855.5k $99.9k $99.9k 0.03% Unchanged
87 Ahrens Investment Partners LLC 0.04% of their portfolio LAFAYETTE, LA 4,5004.5k $82.0k $82.0k 0.04% Reduced -6.5k -6,500
88 FMR LLC 0.00% of their portfolio BOSTON, MA 4,0024.0k $72.9k $72.9k 0.00% Added +3.6k +3,591
89 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 3,9383.9k $72.0k $72.0k 0.00% Added +36 +36
90 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,9043.9k $71.0k $71.0k 0.00% Added +132 +132
91 Wagner Wealth Management, LLC 0.03% of their portfolio GREENVILLE, SC 3,1163.1k $56.8k $56.8k 0.03% Reduced -1.8k -1,816
92 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,8192.8k $51.4k $51.4k 0.00% Added +1.8k +1,814
93 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 2,2342.2k $40.7k $40.7k 0.00% New
94 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 1,9792.0k $36.1k $36.1k 0.00% Reduced -23.2k -23,240
95 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,6771.7k $31.0k $31.0k 0.00% Unchanged
96 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 1,5991.6k $29.1k $29.1k 0.00% Added +151 +151
97 Pinnacle Bancorp, Inc. 0.01% of their portfolio BEATRICE, NE 1,5001.5k $27.3k $27.3k 0.01% Unchanged
98 ICA Group Wealth Management, LLC 0.01% of their portfolio DENVER, CO 1,4481.4k $26.4k $26.4k 0.01% Unchanged
99 ELEVATION WEALTH PARTNERS, LLC 0.02% of their portfolio WALNUT CREEK, CA 1,3111.3k $23.9k $23.9k 0.02% First filing
100 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,2251.2k $28.2k $28.2k 0.00% Reduced -9.6k -9,569