Vault-13

INVESCO EXCH TRADED FD TR II PCEF

CEF INM COMPSI · ETP · CUSIP 46138E404

125 institutional holders +6 vs Q3 2022
14,449,59714.4m shares reported held*
$262.0mreported value*
14 new 41 added 43 reduced 10 sold out net bought ≈ $15.9m (+880.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $18.13. Options: 2 managers hold calls ($409.0k notional), 0 hold puts (—).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 119Q4 22: 125125Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022119
Q4 2022125

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 22 calls: $364.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $409.0kQ4 22 puts: $0Q4 22P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$364.0k$00.00
Q4 2022$409.0k$00.00

Biggest buyers

RIVERNORTH CAPITAL MANAGEMENT, LLC New +503,783+503.8k
ROYAL BANK OF CANADA Added +205,552+205.6k
WELLS FARGO & COMPANY/MN Added +179,497+179.5k
HighTower Advisors, LLC Added +175,043+175.0k
UBS Group AG Added +124,562+124.6k
MORGAN STANLEY Added +60,047+60.0k
ENVESTNET ASSET MANAGEMENT INC Added +55,378+55.4k
Apollon Wealth Management, LLC New +54,372+54.4k
OSAIC HOLDINGS, INC. Added +47,128+47.1k
Chicago Partners Investment Group LLC New +28,377+28.4k

Biggest sellers

AMERIPRISE FINANCIAL INC Reduced -162,696-162.7k
WealthShield Partners, LLC Reduced -118,461-118.5k
Belpointe Asset Management LLC Reduced -79,761-79.8k
BANK OF AMERICA CORP /DE/ Reduced -62,123-62.1k
Pasadena Private Wealth, LLC Sold out -40,712-40.7k
LPL Financial LLC Reduced -37,217-37.2k
Tidal Investments LLC Reduced -26,793-26.8k
CITADEL ADVISORS LLC Sold out -25,520-25.5k
Creative Planning Reduced -24,854-24.9k
JANE STREET GROUP, LLC Sold out -22,787-22.8k

Biggest calls

JANE STREET GROUP, LLC Added $409.0k6.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,172,2802.2m $39.4m $39.4m 0.00% Added +60.0k +60,047
2 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,370,7891.4m $24.8m $24.8m 0.01% Reduced -162.7k -162,696
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,170,2701.2m $21.2m $21.2m 0.01% Added +179.5k +179,497
4 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 946,731946.7k $17.2m $17.2m 0.01% Added +55.4k +55,378
5 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 858,228858.2k $15.6m $15.6m 0.01% Reduced -37.2k -37,217
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 845,972846.0k $15.3m $15.3m 0.00% Reduced -62.1k -62,123
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 842,540842.5k $15.3m $15.3m 0.00% Added +205.6k +205,552
8 UBS Group AG 0.01% of their portfolio ZURICH, V8 823,494823.5k $14.9m $14.9m 0.01% Added +124.6k +124,562
9 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 652,041652.0k $11.8m $11.8m 0.02% Added +47.1k +47,128
10 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 513,443513.4k $9.3m $9.3m 0.02% Reduced -386 -386
11 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.41% of their portfolio WEST PALM BEACH, FL 503,783503.8k $9.1m $9.1m 0.41% New
12 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 202,540202.5k $3.7m $3.7m 0.01% Added +175.0k +175,043
13 Beck Bode, LLC 0.78% of their portfolio DEDHAM, MA 190,842190.8k $3.5m $3.5m 0.78% Reduced -1.6k -1,576
14 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 182,917182.9k $3.3m $3.3m 0.01% Added +26.5k +26,549
15 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 180,675180.7k $3.3m $3.3m 0.02% Reduced -11.7k -11,720
16 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 176,100176.1k $3.2m $3.2m 0.00% Reduced -24.9k -24,854
17 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 155,620155.6k $2.8m $2.8m 0.01% Added +18.5k +18,495
18 Orion Porfolio Solutions, LLC 0.05% of their portfolio OMAHA, NE 135,450135.4k $2.5m $2.5m 0.05% Added +6.2k +6,160
19 DUMONT & BLAKE INVESTMENT ADVISORS LLC 0.84% of their portfolio PRINCETON, NJ 131,586131.6k $2.4m $2.4m 0.84% Reduced -15.3k -15,342
20 Merit Financial Group, LLC 0.09% of their portfolio ALPHARETTA, GA 129,581129.6k $2.3m $2.3m 0.09% Added +4.5k +4,453
21 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 128,355128.4k $2.3m $2.3m 0.02% Reduced -235 -235
22 Mariner, LLC 0.01% of their portfolio Overland Park, KS 105,715105.7k $1.9m $1.9m 0.01% Reduced -1.6k -1,585
23 Tidal Investments LLC 0.06% of their portfolio Milwaukee, WI 83,79983.8k $1.5m $1.5m 0.06% Reduced -26.8k -26,793
24 Csenge Advisory Group 0.12% of their portfolio CLEARWATER, FL 83,07083.1k $1.5m $1.5m 0.12% Added +1.8k +1,844
25 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 76,25676.3k $1.4m $1.4m 0.00% Added +1.4k +1,359
26 Johnson Financial Group, Inc. 0.11% of their portfolio RACINE, WI 75,05575.1k $1.4m $1.4m 0.11% Added +19.0k +19,021
27 WealthShield Partners, LLC 0.22% of their portfolio CARY, NC 62,54362.5k $1.1m $1.1m 0.22% Reduced -118.5k -118,461
28 Pathway Financial Advisers, LLC 0.44% of their portfolio AUBURN, IN 60,01860.0k $1.1m $1.1m 0.44% First filing
29 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 59,57659.6k $1.1m $1.1m 0.02% Reduced -5.0k -4,956
30 Geneos Wealth Management Inc. 0.07% of their portfolio ENGLEWOOD, CO 59,35959.4k $1.1m $1.1m 0.07% Reduced -21.4k -21,418
31 Orion Portfolio Solutions, LLC 0.04% of their portfolio Omaha, NE 56,17956.2k $1.0m $1.0m 0.04% Added +21.2k +21,171
32 Apollon Wealth Management, LLC 0.07% of their portfolio MOUNT PLEASANT, SC 54,37254.4k $985.2k $985.2k 0.07% New
33 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.08% of their portfolio BIRMINGHAM, AL 54,10854.1k $980.4k $980.4k 0.08% Added +2.3k +2,300
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 53,18853.2k $963.8k $963.8k 0.00% Reduced -5.5k -5,542
35 Oxbow Advisors, LLC 0.17% of their portfolio Austin, TX 49,14549.1k $890.5k $890.5k 0.17% Reduced -6.7k -6,700
36 Gladstone Institutional Advisory LLC 0.06% of their portfolio Bedminster, NJ 46,59146.6k $844.2k $844.2k 0.06% Reduced -2.3k -2,316
37 Belpointe Asset Management LLC 0.05% of their portfolio RENO, NV 44,93244.9k $814.2k $814.2k 0.05% Reduced -79.8k -79,761
38 MARINO, STRAM & ASSOCIATES LLC 0.25% of their portfolio BRAINTREE, MA 43,38043.4k $786.0k $786.0k 0.25% Unchanged
39 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 42,27242.3k $766.0k $766.0k 0.01% Added +3.0k +2,962
40 Future Financial Wealth Managment LLC 0.81% of their portfolio CINCINNATI, OH 39,13139.1k $709.1k $709.1k 0.81% Reduced -5.7k -5,683
41 Regal Investment Advisors LLC 0.07% of their portfolio KENTWOOD, MI 38,16738.2k $691.6k $691.6k 0.07% Reduced -798 -798
42 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 37,80137.8k $685.0k $685.0k 0.00% Added +6.9k +6,933
43 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 37,30737.3k $618.4k $618.4k 0.02% Reduced -5.6k -5,636
44 FREEDOM WEALTH ALLIANCE, LLC 0.94% of their portfolio BROOKFIELD, WI 36,65336.7k $664.2k $664.2k 0.94% First filing
45 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 36,15336.2k $655.0k $655.0k 0.02% Added +1.3k +1,293
46 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 32,94932.9k $597.0k $597.0k 0.00% Reduced -17.9k -17,896
47 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 31,71231.7k $574.6k $574.6k 0.01% Added +18.7k +18,731
48 Heartwood Wealth Advisors LLC 0.09% of their portfolio RICHMOND, VA 31,00031.0k $561.7k $561.7k 0.09% Added +2.5k +2,500
49 Sowell Financial Services LLC 0.03% of their portfolio NORTH LITTLE ROCK, AR 28,97129.0k $525.0k $525.0k 0.03% Reduced -21 -21
50 Chicago Partners Investment Group LLC 0.03% of their portfolio CHICAGO, IL 28,37728.4k $557.9k $557.9k 0.03% New
51 Moors & Cabot, Inc. 0.03% of their portfolio BOSTON, MA 27,43427.4k $497.1k $497.1k 0.03% Added +4.0k +3,964
52 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 26,55826.6k $481.2k $481.2k 0.00% Added +1.3k +1,264
53 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 25,21925.2k $457.0k $457.0k 0.01% Added +190 +190
54 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 25,00525.0k $453.1k $453.1k 0.01% Reduced -3.2k -3,186
55 Cooper Financial Group 0.13% of their portfolio IRVINE, CA 23,52723.5k $426.3k $426.3k 0.13% Reduced -23 -23
56 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 23,46823.5k $425.2k $425.2k 0.00% Added +3.1k +3,142
57 BTS Asset Management, Inc. 0.21% of their portfolio Lincoln, MA 22,18022.2k $478.2k $478.2k 0.21% Reduced -1.8k -1,796
58 Pinnacle Wealth Planning Services, Inc. 0.06% of their portfolio MANSFIELD, OH 19,60019.6k $355.2k $355.2k 0.06% Unchanged
59 OARSMAN CAPITAL, INC. 0.18% of their portfolio MILWAUKEE, WI 19,31119.3k $349.9k $349.9k 0.18% Added +1.1k +1,113
60 PANORAMIC INVESTMENT ADVISORS, LLC 0.34% of their portfolio DENVER, CO 18,08018.1k $327.6k $327.6k 0.34% First filing
61 Endowment Wealth Management, Inc. 0.35% of their portfolio APPLETON, WI 17,44117.4k $316.0k $316.0k 0.35% Reduced -3.9k -3,943
62 Garden State Investment Advisory Services LLC 0.19% of their portfolio Red Bank, NJ 17,42017.4k $315.7k $315.7k 0.19% First filing
63 Capital Investment Advisory Services, LLC 0.04% of their portfolio RALEIGH, NC 16,92816.9k $306.7k $306.7k 0.04% Added +3.9k +3,896
64 TFG Advisers LLC 0.16% of their portfolio Auburn Hills, MI 16,79416.8k $304.3k $304.3k 0.16% Reduced -2.9k -2,890
65 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 16,25916.3k $294.6k $294.6k 0.02% Added +211 +211
66 PFG Advisors 0.03% of their portfolio Phoenix, AZ 16,20616.2k $293.7k $293.7k 0.03% Added +4.2k +4,215
67 Orange Investment Advisors, Inc. 0.04% of their portfolio GOSHEN, NY 15,70415.7k $284.6k $284.6k 0.04% Added +5.4k +5,400
68 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 14,98815.0k $272.0k $272.0k 0.00% New
69 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 14,07214.1k $254.0k $254.0k 0.00% Reduced -423 -423
70 HUB Investment Partners, LLC 0.10% of their portfolio AUSTIN, TX 13,71513.7k $248.5k $248.5k 0.10% Added +233 +233
71 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 12,59212.6k $228.2k $228.2k 0.00% Reduced -1.8k -1,778
72 Hexagon Capital Partners LLC 0.06% of their portfolio ROGERS, AR 12,29912.3k $222.9k $222.9k 0.06% Unchanged
73 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 12,24412.2k $221.9k $221.9k 0.01% Added +232 +232
74 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 11,91511.9k $215.9k $215.9k 0.00% Added +1.2k +1,200
75 Boxwood Ventures, Inc. 0.38% of their portfolio CHICAGO, IL 11,83511.8k $214.0k $214.0k 0.38% Added +262 +262
76 WealthPLAN Partners, LLC 0.02% of their portfolio OMAHA, NE 11,40111.4k $223.5k $223.5k 0.02% First filing
77 WealthPlan Investment Management, LLC 0.02% of their portfolio OMAHA, NE 11,40111.4k $223.3k $223.3k 0.02% Reduced -584 -584
78 Balboa Wealth Partners 0.09% of their portfolio SCOTTSDALE, AZ 11,30811.3k $204.9k $204.9k 0.09% Reduced -2.4k -2,400
79 QP WEALTH MANAGEMENT, LLC 0.32% of their portfolio BOCA RATON, FL 11,21811.2k $203.3k $203.3k 0.32% New
80 Atlas Private Wealth Advisors 0.11% of their portfolio RED BANK, NJ 11,21511.2k $203.2k $203.2k 0.11% Reduced -640 -640
81 Ahrens Investment Partners LLC 0.09% of their portfolio LAFAYETTE, LA 11,00011.0k $199.3k $199.3k 0.09% New
82 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 10,98211.0k $199.0k $199.0k 0.00% Reduced -1.4k -1,399
83 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 10,79410.8k $249.0k $249.0k 0.01% Added +8.8k +8,809
84 LINCOLN NATIONAL CORP 0.00% of their portfolio RADNOR, PA 10,58410.6k $191.8k $191.8k 0.00% Reduced -5.7k -5,747
85 MONEY CONCEPTS CAPITAL CORP 0.01% of their portfolio PALM BEACH GARDENS, FL 10,52110.5k $190.6k $190.6k 0.01% Added +6.9k +6,899
86 Madrona Financial Services, LLC 0.11% of their portfolio EVERETT, WA 10,13510.1k $183.6k $183.6k 0.11% Reduced -1.3k -1,300
87 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 8,0648.1k $146.1k $146.1k 0.01% Reduced -3.0k -2,970
88 Retirement Group, LLC 0.07% of their portfolio SAN DIEGO, CA 7,6387.6k $138.0k $138.0k 0.07% Added +2.2k +2,190
89 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 7,3007.3k $132.3k $132.3k 0.00% Unchanged
90 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 6,6056.6k $119.7k $119.7k 0.01% Reduced -1.6k -1,627
91 Glen Eagle Advisors, LLC 0.03% of their portfolio KINGSTON, NJ 5,4855.5k $99.4k $99.4k 0.03% Reduced -150 -150
92 Wagner Wealth Management, LLC 0.06% of their portfolio GREENVILLE, SC 4,9324.9k $89.4k $89.4k 0.06% Unchanged
93 NFSG Corp 0.05% of their portfolio BOCA RATON, FL 4,5494.5k $82.4k $82.4k 0.05% New
94 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 3,9023.9k $71.0k $71.0k 0.00% Added +38 +38
95 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,7723.8k $68.0k $68.0k 0.00% Added +3 +3
96 Realta Investment Advisors 0.02% of their portfolio WILMINGTON, DE 3,4903.5k $63.2k $63.2k 0.02% Reduced -228 -228
97 CARY STREET PARTNERS INVESTMENT ADVISORY LLC 0.00% of their portfolio RICHMOND, VA 2,3752.4k $43.0k $43.0k 0.00% New
98 PrairieView Partners, LLC 0.01% of their portfolio ST. PAUL, MN 2,1932.2k $39.0k $39.0k 0.01% New
99 CWM, LLC 0.00% of their portfolio OMAHA, NE 1,6771.7k $30.0k $30.0k 0.00% Unchanged
100 Pinnacle Bancorp, Inc. 0.01% of their portfolio BEATRICE, NE 1,5001.5k $27.0k $27.0k 0.01% Unchanged