Vault-13

INVESCO EXCH TRADED FD TR II SPHB

S&P 500 HB ETF · ETP · CUSIP 46138E370

128 institutional holders +2 vs Q4 2023
5,059,2885.1m shares reported held*
$443.7mreported value*
28 new 35 added 43 reduced 25 sold out net bought ≈ $43.3m (+493.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($131.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $87.70. Options: 2 managers hold calls ($4.5m notional), 2 hold puts ($5.3m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 104Q4 22: 102Q1 23: 114Q2 23: 114Q3 23: 107Q4 23: 126Q1 24: 128128Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022104
Q4 2022102
Q1 2023114
Q2 2023114
Q3 2023107
Q4 2023126
Q1 2024128

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 42 bought or addedQ4 22: 58 cut or sold outQ4 22Q1 23: 62 bought or addedQ1 23: 54 cut or sold outQ1 23Q2 23: 46 bought or addedQ2 23: 65 cut or sold outQ2 23Q3 23: 43 bought or addedQ3 23: 57 cut or sold outQ3 23Q4 23: 64 bought or addedQ4 23: 53 cut or sold outQ4 23Q1 24: 63 bought or addedQ1 24: 68 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224258
Q1 20236254
Q2 20234665
Q3 20234357
Q4 20236453
Q1 20246368

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ2 23 calls: $1.3mQ2 23 puts: $12.7mQ2 23P/C 9.79Q3 23 calls: $974.4kQ3 23 puts: $1.3mQ3 23P/C 1.30Q4 23 calls: $2.5mQ4 23 puts: $3.5mQ4 23P/C 1.37Q1 24 calls: $4.5mQ1 24 puts: $5.3mQ1 24P/C 1.18
Numbers
QuarterCallsPutsP/C
Q2 2023$1.3m$12.7m9.79
Q3 2023$974.4k$1.3m1.30
Q4 2023$2.5m$3.5m1.37
Q1 2024$4.5m$5.3m1.18

Biggest buyers

ASSETMARK, INC New +1,126,650+1.1m
Cambridge Investment Research Advisors, Inc. Added +213,186+213.2k
JPMORGAN CHASE & CO Added +120,294+120.3k
MORGAN STANLEY Added +97,917+97.9k
GOLDMAN SACHS GROUP INC Added +97,522+97.5k
OSAIC HOLDINGS, INC. Added +68,741+68.7k
CITADEL ADVISORS LLC Added +61,975+62.0k
Deane Retirement Strategies, Inc. New +44,781+44.8k
Aveo Capital Partners, LLC New +43,355+43.4k
D. E. Shaw & Co., Inc. Added +30,039+30.0k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -596,783-596.8k
LPL Financial LLC Reduced -135,235-135.2k
FISCHER INVESTMENT STRATEGIES, LLC Sold out -109,225-109.2k
SYKON CAPITAL LLC Reduced -98,385-98.4k
KFG WEALTH MANAGEMENT, LLC Sold out -94,692-94.7k
WELLS FARGO & COMPANY/MN Reduced -72,759-72.8k
Vestmark Advisory Solutions, Inc. Sold out -54,553-54.6k
GTS SECURITIES LLC Sold out -43,196-43.2k
FSC Wealth Advisors, LLC Sold out -40,438-40.4k
Cumberland Partners Ltd Reduced -39,500-39.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $4.5m51.3k shares
CITADEL ADVISORS LLC Reduced $8.8k100 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $5.2m59.6k shares
CITADEL ADVISORS LLC Reduced $114.1k1.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ASSETMARK, INC 0.32% of their portfolio CONCORD, CA 1,126,6501.1m $98.9m $98.9m 0.32% New
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 627,795627.8k $55.1m $55.1m 0.00% Added +97.9k +97,917
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 403,199403.2k $35.4m $35.4m 0.01% Reduced -72.8k -72,759
4 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 220,221220.2k $19.3m $19.3m 0.07% Added +213.2k +213,186
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 215,717215.7k $18.9m $18.9m 0.00% Reduced -596.8k -596,783
6 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 203,164203.2k $17.8m $17.8m 0.01% Reduced -12.5k -12,477
7 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 186,277186.3k $16.3m $16.3m 0.01% Reduced -135.2k -135,235
8 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 161,006161.0k $14.1m $14.1m 0.00% Added +120.3k +120,294
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 139,200139.2k $12.2m $12.2m 0.00% Reduced -15.4k -15,358
10 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 134,618134.6k $11.8m $11.8m 0.00% Added +97.5k +97,522
11 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 117,848117.8k $10.3m $10.3m 0.02% Added +68.7k +68,741
12 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 106,251106.3k $9.3m $9.3m 0.01% Added +26.6k +26,614
13 Wealth Quarterback LLC 4.31% of their portfolio TOMS RIVER, NJ 87,98688.0k $7.7m $7.7m 4.31% Added +13.7k +13,684
14 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 82,91782.9k $7.3m $7.3m 0.01% Added +62.0k +61,975
15 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 81,04081.0k $7.1m $7.1m 0.00% Added +20.5k +20,478
16 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 64,07364.1k $5.6m $5.6m 0.02% Reduced -26.9k -26,885
17 NTV Asset Management LLC 0.69% of their portfolio Charleston, WV 51,92551.9k $4.6m $4.6m 0.69% Reduced -6.2k -6,200
18 Prostatis Group LLC 1.72% of their portfolio HANOVER, MD 51,72351.7k $4.5m $4.5m 1.72% Reduced -27.5k -27,490
19 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 49,14949.1k $4.3m $4.3m 0.01% Reduced -1.1k -1,140
20 Deane Retirement Strategies, Inc. 1.99% of their portfolio NEW ORLEANS, LA 44,78144.8k $3.9m $3.9m 1.99% New
21 Aveo Capital Partners, LLC 0.39% of their portfolio ENGLEWOOD, CO 43,35543.4k $3.6m $3.6m 0.39% New
22 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 43,27643.3k $3.8m $3.8m 0.01% Reduced -8.7k -8,698
23 Hilltop Holdings Inc. 0.39% of their portfolio DALLAS, TX 40,03540.0k $3.5m $3.5m 0.39% Added +852 +852
24 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 39,67639.7k $3.5m $3.5m 0.00% Added +14.7k +14,711
25 HRT FINANCIAL LP 0.02% of their portfolio NEW YORK, NY 36,63136.6k $3.2m $3.2m 0.02% Reduced -25.9k -25,858
26 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 34,93934.9k $3.1m $3.1m 0.00% Added +30.0k +30,039
27 UBS Group AG 0.00% of their portfolio ZURICH, V8 32,96133.0k $2.9m $2.9m 0.00% Reduced -783 -783
28 SYKON CAPITAL LLC 1.03% of their portfolio HARRISON, NY 32,55332.6k $2.9m $2.9m 1.03% Reduced -98.4k -98,385
29 E&G Advisors, LLC 0.78% of their portfolio HOUSTON, TX 28,31128.3k $2.5m $2.5m 0.78% Reduced -180 -180
30 D. SCOTT NEAL, INC. 1.55% of their portfolio LEXINGTON, KY 27,07227.1k $2.4m $2.4m 1.55% Unchanged
31 Ayalon Insurance Comp Ltd. 0.76% of their portfolio Ramat Gan, L3 26,02126.0k $2.3m $2.3m 0.76% Unchanged
32 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 25,49025.5k $2.2m $2.2m 0.02% Reduced -1.7k -1,717
33 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 22,80922.8k $2.0m $2.0m 0.00% Reduced -19.7k -19,730
34 Csenge Advisory Group 0.10% of their portfolio CLEARWATER, FL 20,86020.9k $1.8m $1.8m 0.10% New
35 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 20,37320.4k $1.8m $1.8m 0.00% Added +935 +935
36 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 19,59719.6k $1.7m $1.7m 0.02% Added +13.8k +13,753
37 Capital Investment Advisory Services, LLC 0.18% of their portfolio RALEIGH, NC 19,16419.2k $1.7m $1.7m 0.18% Added +2.4k +2,356
38 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 16,28516.3k $1.4m $1.4m 0.01% Added +5.6k +5,552
39 Ascent Group, LLC 0.12% of their portfolio VIRGINIA BEACH, VA 15,34615.3k $1.3m $1.3m 0.12% New
40 Summit Financial Group, Inc. 0.41% of their portfolio MOOREFIELD, WV 13,22513.2k $1.2m $1.2m 0.41% Reduced -485 -485
41 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 12,41912.4k $1.1m $1.1m 0.01% Added +2.3k +2,295
42 Cumberland Partners Ltd 0.08% of their portfolio TORONTO, A6 12,30512.3k $1.1m $1.1m 0.08% Reduced -39.5k -39,500
43 L.M. KOHN & COMPANY 0.30% of their portfolio CINCINNATI, OH 12,02512.0k $1.1m $1.1m 0.30% New
44 PFG Advisors 0.08% of their portfolio Phoenix, AZ 11,93111.9k $1.0m $1.0m 0.08% Reduced -59 -59
45 Proficio Capital Partners LLC 0.12% of their portfolio NEWTON, MA 11,93011.9k $1.0m $1.0m 0.12% Reduced -327 -327
46 Algorithmic Investment Models, LLC 0.74% of their portfolio Boston, MA 11,42311.4k $1.0m $1.0m 0.74% New
47 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 11,15611.2k $978.9k $978.9k 0.00% New
48 Legacy Financial Strategies, LLC 0.24% of their portfolio OVERLAND PARK, KS 10,50510.5k $921.7k $921.7k 0.24% Unchanged
49 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 10,20910.2k $896.0k $896.0k 0.00% Reduced -480 -480
50 Capital Advisors, Ltd. LLC 0.11% of their portfolio SHAKER HEIGHTS, OH 10,04510.0k $881.0k $881.0k 0.11% Unchanged
51 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 9,96110.0k $874.0k $874.0k 0.00% Reduced -18.2k -18,239
52 OPPENHEIMER ASSET MANAGEMENT INC. 0.01% of their portfolio NEW YORK, NY 9,0149.0k $790.9k $790.9k 0.01% Reduced -1.3k -1,308
53 Tidal Investments LLC 0.01% of their portfolio Milwaukee, WI 8,9589.0k $786.0k $786.0k 0.01% Added +63 +63
54 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 8,1788.2k $717.5k $717.5k 0.01% Added +5.5k +5,484
55 Koshinski Asset Management, Inc. 0.07% of their portfolio DECATUR, IL 8,1078.1k $711.3k $711.3k 0.07% Reduced -2.0k -1,957
56 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 7,9057.9k $693.6k $693.6k 0.01% Reduced -17.4k -17,447
57 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 7,4147.4k $650.5k $650.5k 0.01% Added +4.7k +4,701
58 Weaver Consulting Group 0.23% of their portfolio HUNTINGTON BEACH, CA 7,1647.2k $628.6k $628.6k 0.23% Unchanged
59 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 7,0007.0k $614.0k $614.0k 0.00% Reduced -1.9k -1,900
60 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 6,8306.8k $600.2k $600.2k 0.00% Added +1.4k +1,434
61 Trek Financial, LLC 0.04% of their portfolio Scottsdale, AZ 6,1856.2k $542.7k $542.7k 0.04% New
62 New England Professional Planning Group Inc. 0.27% of their portfolio Westerly, RI 5,8195.8k $510.6k $510.6k 0.27% Reduced -1.3k -1,330
63 IHT Wealth Management, LLC 0.02% of their portfolio Chicago, IL 5,7255.7k $502.3k $502.3k 0.02% Reduced -397 -397
64 Stratos Wealth Advisors, LLC 0.03% of their portfolio BEACHWOOD, OH 5,4705.5k $480.0k $480.0k 0.03% Added +8 +8
65 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 5,3215.3k $466.9k $466.9k 0.00% New
66 Plotkin Financial Advisors, LLC 0.31% of their portfolio CHEVY CHASE, MD 5,2935.3k $464.4k $464.4k 0.31% Unchanged
67 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 5,2615.3k $461.6k $461.6k 0.01% Added +4.1k +4,143
68 TRUE Private Wealth Advisors 0.05% of their portfolio Salem, OR 4,8474.8k $425.3k $425.3k 0.05% Added +39 +39
69 Quadcap Wealth Management, LLC 0.10% of their portfolio Frisco, TX 4,8314.8k $423.9k $423.9k 0.10% Reduced -69 -69
70 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 4,7254.7k $416.0k $416.0k 0.00% Reduced -143 -143
71 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 4,7004.7k $412.4k $412.4k 0.00% Reduced -35.6k -35,600
72 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 4,5774.6k $401.6k $401.6k 0.01% New
73 Gradient Investments LLC 0.01% of their portfolio ARDEN HILLS, MN 4,3824.4k $384.5k $384.5k 0.01% Reduced -330 -330
74 VestGen Investment Management 0.12% of their portfolio EGG HARBOR TOWNSHIP, NJ 4,3624.4k $382.7k $382.7k 0.12% New
75 One Wealth Management Investment & Advisory Services, LLC 0.15% of their portfolio BOCA RATON, FL 4,3114.3k $378.2k $378.2k 0.15% Reduced -1.4k -1,411
76 Vontobel Holding Ltd. 0.00% of their portfolio ZURICH, V8 4,2504.2k $372.9k $372.9k 0.00% Reduced -1.9k -1,932
77 TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV 0.14% of their portfolio RALEIGH, NC 4,0304.0k $353.6k $353.6k 0.14% Unchanged
78 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 4,0044.0k $351.0k $351.0k 0.02% New
79 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 3,9824.0k $349.3k $349.3k 0.01% Added +1.0k +1,049
80 Private Advisory Group LLC 0.05% of their portfolio REDMOND, WA 3,9433.9k $346.0k $346.0k 0.05% New
81 Betterment LLC 0.00% of their portfolio NEW YORK, NY 3,9293.9k $345.0k $345.0k 0.00% Added +81 +81
82 Ignite Planners, LLC 0.09% of their portfolio SAN CLEMENTE, CA 3,8763.9k $337.9k $337.9k 0.09% New
83 Sequent Asset Management, LLC 0.18% of their portfolio HOUSTON, TX 3,8353.8k $336.0k $336.0k 0.18% Unchanged
84 Idaho Trust Co 0.30% of their portfolio BOISE, ID 3,4853.5k $305.8k $305.8k 0.30% New
85 Fingerlakes Wealth Management, Inc. 0.30% of their portfolio ITHACA, NY 3,4853.5k $305.8k $305.8k 0.30% Unchanged
86 Secure Asset Management, LLC 0.06% of their portfolio Troy, MI 3,1353.1k $275.0k $275.0k 0.06% New
87 XML Financial, LLC 0.03% of their portfolio BETHESDA, MD 3,1313.1k $274.7k $274.7k 0.03% Reduced -98 -98
88 TUDOR INVESTMENT CORP ET AL 0.00% of their portfolio STAMFORD, CT 2,8592.9k $250.8k $250.8k 0.00% New
89 Chicago Wealth Management, Inc. 0.14% of their portfolio CHICAGO, IL 2,7792.8k $243.8k $243.8k 0.14% New
90 COMERICA BANK 0.00% of their portfolio DALLAS, TX 2,7402.7k $240.4k $240.4k 0.00% Reduced -455 -455
91 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 2,5952.6k $228.0k $228.0k 0.00% Unchanged
92 MGB Wealth Management, LLC 0.09% of their portfolio ADDISON, TX 2,5522.6k $223.9k $223.9k 0.09% Added +375 +375
93 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 2,3562.4k $206.7k $206.7k 0.00% Reduced -272 -272
94 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,0752.1k $182.0k $182.0k 0.00% Added +480 +480
95 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 1,8381.8k $187.3k $187.3k 0.00% Reduced -300 -300
96 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,1431.1k $100.3k $100.3k 0.00% Added +1.1k +1,118
97 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 1,1331.1k $99.4k $99.4k 0.00% Added +1.1k +1,107
98 FMR LLC 0.00% of their portfolio BOSTON, MA 1,0441.0k $91.6k $91.6k 0.00% Reduced -50 -50
99 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 968968 $84.9k $84.9k 0.00% Added +2 +2
100 Guardian Wealth Management, Inc. 0.06% of their portfolio PEORIA, IL 872872 $76.5k $76.5k 0.06% New