Vault-13

INVESCO EXCH TRADED FD TR II SPHB

S&P 500 HB ETF · ETP · CUSIP 46138E370

114 institutional holders +0 vs Q1 2023
4,848,1144.8m shares reported held*
$362.8mreported value*
16 new 30 added 48 reduced 17 sold out net sold ≈ $80.7m (-977.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $74.83. Options: 3 managers hold calls ($1.3m notional), 6 hold puts ($12.7m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 104Q4 22: 102Q1 23: 114Q2 23: 114114Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022104
Q4 2022102
Q1 2023114
Q2 2023114

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 42 bought or addedQ4 22: 58 cut or sold outQ4 22Q1 23: 62 bought or addedQ1 23: 54 cut or sold outQ1 23Q2 23: 46 bought or addedQ2 23: 65 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224258
Q1 20236254
Q2 20234665

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15mQ3 22 calls: $4.2mQ3 22 puts: $1.6mQ3 22P/C 0.39Q4 22 calls: $6.3mQ4 22 puts: $1.1mQ4 22P/C 0.17Q1 23 calls: $1.2mQ1 23 puts: $1.2mQ1 23P/C 0.96Q2 23 calls: $1.3mQ2 23 puts: $12.7mQ2 23P/C 9.79
Numbers
QuarterCallsPutsP/C
Q3 2022$4.2m$1.6m0.39
Q4 2022$6.3m$1.1m0.17
Q1 2023$1.2m$1.2m0.96
Q2 2023$1.3m$12.7m9.79

Biggest buyers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC New +176,675+176.7k
ROYAL BANK OF CANADA Added +48,169+48.2k
WIN ADVISORS, INC New +47,101+47.1k
Raymond James Financial Services Advisors, Inc. Added +32,204+32.2k
BNP PARIBAS FINANCIAL MARKETS Added +28,672+28.7k
Proficio Capital Partners LLC Added +28,510+28.5k
Wealth Quarterback LLC Added +26,303+26.3k
Gillson Capital LP New +19,299+19.3k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +14,502+14.5k
Fortis Group Advisors, LLC New +13,851+13.9k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -722,095-722.1k
LPL Financial LLC Reduced -281,420-281.4k
WJ Wealth Management, LLC Sold out -121,718-121.7k
GOLDMAN SACHS GROUP INC Reduced -83,691-83.7k
Vestmark Advisory Solutions, Inc. Sold out -47,518-47.5k
WELLS FARGO & COMPANY/MN Reduced -33,245-33.2k
HRT FINANCIAL LP Sold out -21,987-22.0k
Tower Research Capital LLC (TRC) Reduced -18,702-18.7k
Ayalon Insurance Comp Ltd. Reduced -18,395-18.4k
VitalStone Financial, LLC Reduced -13,258-13.3k

Biggest calls

CITADEL ADVISORS LLC Added $672.2k8.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $626.4k8.2k shares
Cutler Group LLC / CA Reduced $3.0k1.3k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $9.1m118.8k shares
CITADEL ADVISORS LLC Added $1.6m20.7k shares
IAMS WEALTH MANAGEMENT, LLC New $1.4m18.4k shares
Walleye Trading LLC New $381.9k5.0k shares
WOLVERINE TRADING, LLC Reduced $316.6k4.2k shares
Cutler Group LLC / CA Reduced $2.0k1.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,403,4441.4m $107.2m $107.2m 0.03% Reduced -33.2k -33,245
2 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 507,270507.3k $38.8m $38.8m 0.03% Reduced -281.4k -281,420
3 MML INVESTORS SERVICES, LLC 0.15% of their portfolio SPRINGFIELD, MA 363,031363.0k $27.7m $27.7m 0.15% Reduced -5.3k -5,261
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 312,865312.9k $23.9m $23.9m 0.00% Reduced -722.1k -722,095
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 274,076274.1k $20.9m $20.9m 0.00% Added +555 +555
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 217,172217.2k $16.6m $16.6m 0.00% Added +48.2k +48,169
7 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 200,156200.2k $15.3m $15.3m 0.01% Added +766 +766
8 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.87% of their portfolio ORLANDO, FL 176,675176.7k $6.5m $6.5m 0.87% New
9 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 109,752109.8k $8.4m $8.4m 0.00% Reduced -83.7k -83,691
10 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 104,617104.6k $8.0m $8.0m 0.01% Added +5.4k +5,388
11 Wealth Quarterback LLC 4.96% of their portfolio TOMS RIVER, NJ 93,74693.7k $7.2m $7.2m 4.96% Added +26.3k +26,303
12 NTV Asset Management LLC 0.98% of their portfolio Charleston, WV 73,83073.8k $5.6m $5.6m 0.98% Reduced -8.1k -8,100
13 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 54,21554.2k $4.1m $4.1m 0.01% Added +32.2k +32,204
14 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 51,99952.0k $4.0m $4.0m 0.00% Added +8.5k +8,495
15 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 50,00050.0k $3.8m $3.8m 0.01% Added +28.7k +28,672
16 WIN ADVISORS, INC 4.40% of their portfolio PALM BEACH GARDENS, FL 47,10147.1k $3.3m $3.3m 4.40% New
17 GTS SECURITIES LLC 0.11% of their portfolio NEW YORK, NY 45,45845.5k $3.5m $3.5m 0.11% First filing
18 Ayalon Insurance Comp Ltd. 1.40% of their portfolio Ramat Gan, L3 43,75643.8k $3.3m $3.3m 1.40% Reduced -18.4k -18,395
19 D. SCOTT NEAL, INC. 2.42% of their portfolio LEXINGTON, KY 42,06142.1k $3.2m $3.2m 2.42% Reduced -10.8k -10,804
20 UBS Group AG 0.00% of their portfolio ZURICH, V8 38,28338.3k $2.9m $2.9m 0.00% Reduced -3.0k -3,004
21 Proficio Capital Partners LLC 0.36% of their portfolio NEWTON, MA 34,34534.3k $2.6m $2.6m 0.36% Added +28.5k +28,510
22 E&G Advisors, LLC 0.81% of their portfolio HOUSTON, TX 30,24730.2k $2.3m $2.3m 0.81% Reduced -140 -140
23 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 26,56226.6k $2.0m $2.0m 0.00% Reduced -4.6k -4,626
24 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 25,64225.6k $2.0m $2.0m 0.02% Added +1.1k +1,097
25 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 23,51723.5k $1.8m $1.8m 0.00% Added +14.5k +14,502
26 IHT Wealth Management, LLC 0.08% of their portfolio Chicago, IL 21,22421.2k $1.6m $1.6m 0.08% Reduced -1.0k -1,021
27 SYKON CAPITAL LLC 1.10% of their portfolio HARRISON, NY 20,92320.9k $1.6m $1.6m 1.10% First filing
28 Gillson Capital LP 0.13% of their portfolio CHICAGO, IL 19,29919.3k $1.5m $1.5m 0.13% New
29 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 18,51318.5k $1.4m $1.4m 0.02% Reduced -6.0k -6,016
30 Kistler-Tiffany Companies, LLC 0.23% of their portfolio BERWYN, PA 18,16718.2k $1.4m $1.4m 0.23% Added +150 +150
31 Summit Financial Group, Inc. 0.53% of their portfolio MOOREFIELD, WV 17,75517.8k $1.4m $1.4m 0.53% Reduced -585 -585
32 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 16,33416.3k $989.2k $989.2k 0.02% Added +7.8k +7,811
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 16,31616.3k $1.2m $1.2m 0.00% Added +8.9k +8,881
34 Fortis Group Advisors, LLC 0.28% of their portfolio WESTWOOD, NJ 13,85113.9k $1.1m $1.1m 0.28% New
35 PFG Advisors 0.08% of their portfolio Phoenix, AZ 13,76213.8k $1.1m $1.1m 0.08% Reduced -1.6k -1,628
36 Riggs Asset Managment Co. Inc. 0.35% of their portfolio DALLAS, PA 13,11413.1k $1.0m $1.0m 0.35% Reduced -767 -767
37 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 12,12812.1k $926.5k $926.5k 0.01% Reduced -262 -262
38 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 12,05112.1k $920.6k $920.6k 0.00% Added +2.1k +2,060
39 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 11,98212.0k $915.0k $915.0k 0.00% Reduced -4.1k -4,092
40 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 11,71611.7k $895.0k $895.0k 0.01% Added +5.8k +5,834
41 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 11,71111.7k $894.6k $894.6k 0.00% New
42 OPPENHEIMER ASSET MANAGEMENT INC. 0.01% of their portfolio NEW YORK, NY 10,74310.7k $820.7k $820.7k 0.01% Reduced -72 -72
43 Capital Investment Advisory Services, LLC 0.08% of their portfolio RALEIGH, NC 10,64710.6k $813.3k $813.3k 0.08% Added +10.5k +10,544
44 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 10,48710.5k $801.1k $801.1k 0.01% Reduced -2.4k -2,366
45 Capital Advisors, Ltd. LLC 0.11% of their portfolio SHAKER HEIGHTS, OH 10,04510.0k $767.0k $767.0k 0.11% Unchanged
46 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.28% of their portfolio FLINT, MI 9,8569.9k $752.9k $752.9k 0.28% Added +5.4k +5,394
47 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 9,8099.8k $749.3k $749.3k 0.01% Reduced -2.2k -2,250
48 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 9,7229.7k $742.7k $742.7k 0.01% Reduced -381 -381
49 BAROMETER CAPITAL MANAGEMENT INC. 0.18% of their portfolio TORONTO, A6 8,8008.8k $672.2k $672.2k 0.18% New
50 Weaver Consulting Group 0.28% of their portfolio HUNTINGTON BEACH, CA 8,3848.4k $640.5k $640.5k 0.28% Reduced -486 -486
51 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 8,0058.0k $611.5k $611.5k 0.01% Added +2.1k +2,124
52 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 8,0058.0k $611.5k $611.5k 0.01% Added +2.1k +2,124
53 Schonfeld Strategic Advisors LLC 0.00% of their portfolio NEW YORK, NY 7,4257.4k $567.2k $567.2k 0.00% New
54 Security Financial Services, INC. 0.16% of their portfolio Fort Wayne, IN 7,2057.2k $550.4k $550.4k 0.16% Reduced -6.4k -6,375
55 New England Professional Planning Group Inc. 0.32% of their portfolio Westerly, RI 7,1337.1k $544.9k $544.9k 0.32% Added +6 +6
56 Legacy Financial Strategies, LLC 0.18% of their portfolio OVERLAND PARK, KS 7,0857.1k $541.2k $541.2k 0.18% Unchanged
57 Financial Architects, Inc 0.08% of their portfolio MARLTON, NJ 7,0807.1k $540.8k $540.8k 0.08% Added +678 +678
58 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 6,5496.5k $500.3k $500.3k 0.01% Added +10 +10
59 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 6,4356.4k $492.0k $492.0k 0.00% Reduced -436 -436
60 CERTUITY, LLC 0.05% of their portfolio NORTH PALM BEACH, FL 6,2896.3k $480.4k $480.4k 0.05% New
61 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 6,2426.2k $476.8k $476.8k 0.01% Reduced -288 -288
62 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 5,5195.5k $421.6k $421.6k 0.01% Reduced -3.7k -3,694
63 Koshinski Asset Management, Inc. 0.04% of their portfolio DECATUR, IL 5,4755.5k $418.2k $418.2k 0.04% Reduced -2.4k -2,423
64 Plotkin Financial Advisors, LLC 0.34% of their portfolio CHEVY CHASE, MD 5,2935.3k $404.3k $404.3k 0.34% Reduced -291 -291
65 Gradient Investments LLC 0.01% of their portfolio ARDEN HILLS, MN 5,0705.1k $387.3k $387.3k 0.01% Unchanged
66 Stratos Wealth Advisors, LLC 0.03% of their portfolio BEACHWOOD, OH 5,0025.0k $382.2k $382.2k 0.03% Added +1.7k +1,675
67 WESPAC Advisors, LLC 0.31% of their portfolio ORINDA, CA 5,0005.0k $381.9k $381.9k 0.31% Unchanged
68 TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV 0.15% of their portfolio RALEIGH, NC 4,0294.0k $307.7k $307.7k 0.15% Added +1 +1
69 Sequent Asset Management, LLC 0.32% of their portfolio HOUSTON, TX 3,8353.8k $293.0k $293.0k 0.32% Reduced -905 -905
70 Avant Capital LLC 0.31% of their portfolio LAFAYETTE, LA 3,7053.7k $283.0k $283.0k 0.31% Reduced -5 -5
71 Betterment LLC 0.00% of their portfolio NEW YORK, NY 3,6763.7k $281.0k $281.0k 0.00% Added +7 +7
72 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 3,2993.3k $252.0k $252.0k 0.00% Reduced -20 -20
73 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 3,1083.1k $237.4k $237.4k 0.01% Reduced -1.4k -1,382
74 XML Financial, LLC 0.03% of their portfolio BETHESDA, MD 3,0033.0k $229.4k $229.4k 0.03% Added +129 +129
75 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 2,8612.9k $218.5k $218.5k 0.00% Reduced -2.9k -2,946
76 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 2,4362.4k $186.1k $186.1k 0.01% Reduced -18.7k -18,702
77 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 2,4002.4k $183.3k $183.3k 0.00% Added +1.7k +1,730
78 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 2,1382.1k $196.5k $196.5k 0.00% Unchanged
79 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 1,9762.0k $151.4k $151.4k 0.00% Reduced -585 -585
80 ORG Partners LLC 0.02% of their portfolio ROANOKE, IN 1,8881.9k $144.6k $144.6k 0.02% New
81 Ritter Daniher Financial Advisory LLC / DE 0.05% of their portfolio CINCINNATI, OH 1,7051.7k $130.2k $130.2k 0.05% Unchanged
82 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 1,3251.3k $101.2k $101.2k 0.00% Unchanged
83 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 1,0121.0k $77.0k $77.0k 0.00% New
84 FMR LLC 0.00% of their portfolio BOSTON, MA 1,0091.0k $77.1k $77.1k 0.00% Added +757 +757
85 Coppell Advisory Solutions LLC 0.02% of their portfolio COPPELL, TX 997997 $75.2k $75.2k 0.02% New
86 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 964964 $73.7k $73.7k 0.00% Unchanged
87 CWM, LLC 0.00% of their portfolio OMAHA, NE 897897 $69.0k $69.0k 0.00% Reduced -51 -51
88 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 789789 $60.3k $60.3k 0.00% Added +2 +2
89 Delos Wealth Advisors, LLC 0.06% of their portfolio DALLAS, TX 627627 $47.9k $47.9k 0.06% Reduced -123 -123
90 Horrell Capital Management, Inc. 0.01% of their portfolio LITTLE ROCK, AR 615615 $47.0k $47.0k 0.01% Unchanged
91 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 438438 $33.5k $33.5k 0.00% Reduced -445 -445
92 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 407407 $31.1k $31.1k 0.00% Reduced -101 -101
93 Archer Investment Corp 0.01% of their portfolio Carmel, IN 364364 $27.8k $27.8k 0.01% Unchanged
94 VitalStone Financial, LLC 0.01% of their portfolio SHAVANO PARK, TX 350350 $24.0k $24.0k 0.01% Reduced -13.3k -13,258
95 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 259259 $19.8k $19.8k 0.00% Reduced -120 -120
96 BOK Financial Private Wealth, Inc. 0.00% of their portfolio DENVER, CO 245245 $18.7k $18.7k 0.00% Reduced -80 -80
97 Cape Investment Advisory, Inc. 0.01% of their portfolio MCDONOUGH, GA 237237 $18.1k $18.1k 0.01% Unchanged
98 Legend Financial Advisors, Inc. 0.01% of their portfolio PITTSBURGH, PA 204204 $15.6k $15.6k 0.01% Reduced -676 -676
99 Retirement Group, LLC 0.01% of their portfolio SAN DIEGO, CA 184184 $14.1k $14.1k 0.01% Unchanged
100 CITY HOLDING CO 0.00% of their portfolio CHARLESTON, WV 175175 $13.4k $13.4k 0.00% Unchanged