Vault-13

INVESCO EXCH TRADED FD TR II SPHD

S&P500 HDL VOL · ETP · CUSIP 46138E362

363 institutional holders +25 vs Q3 2024
24,014,60224.0m shares reported held*
$1.2bnreported value*
35 new 126 added 101 reduced 26 sold out net bought ≈ $31.2m (+644.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($210.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $48.31. Options: 2 managers hold calls ($2.3m notional), 2 hold puts ($922.7k).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 309Q4 22: 347Q1 23: 337Q2 23: 320Q3 23: 312Q4 23: 318Q1 24: 310Q2 24: 307Q3 24: 338Q4 24: 363363Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022309
Q4 2022347
Q1 2023337
Q2 2023320
Q3 2023312
Q4 2023318
Q1 2024310
Q2 2024307
Q3 2024338
Q4 2024363

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 23: 139 bought or addedQ1 23: 156 cut or sold outQ2 23: 111 bought or addedQ2 23: 169 cut or sold outQ2 23Q3 23: 101 bought or addedQ3 23: 172 cut or sold outQ4 23: 121 bought or addedQ4 23: 158 cut or sold outQ4 23Q1 24: 129 bought or addedQ1 24: 152 cut or sold outQ2 24: 114 bought or addedQ2 24: 144 cut or sold outQ2 24Q3 24: 167 bought or addedQ3 24: 118 cut or sold outQ4 24: 161 bought or addedQ4 24: 127 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023139156
Q2 2023111169
Q3 2023101172
Q4 2023121158
Q1 2024129152
Q2 2024114144
Q3 2024167118
Q4 2024161127

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ1 24 calls: $4.5mQ1 24 puts: $608.3kQ1 24P/C 0.14Q2 24 calls: $3.1mQ2 24 puts: $333.2kQ2 24P/C 0.11Q3 24 calls: $4.4mQ3 24 puts: $723.2kQ3 24P/C 0.16Q4 24 calls: $2.3mQ4 24 puts: $922.7kQ4 24P/C 0.40
Numbers
QuarterCallsPutsP/C
Q1 2024$4.5m$608.3k0.14
Q2 2024$3.1m$333.2k0.11
Q3 2024$4.4m$723.2k0.16
Q4 2024$2.3m$922.7k0.40

Biggest buyers

LPL Financial LLC Added +353,642+353.6k
STIFEL FINANCIAL CORP Added +290,788+290.8k
FOURPATH CAPITAL MANAGEMENT, LLC New +285,753+285.8k
AMERIPRISE FINANCIAL INC Added +119,542+119.5k
Kingsview Wealth Management, LLC Added +76,080+76.1k
RENAISSANCE TECHNOLOGIES LLC New +64,300+64.3k
SteelPeak Wealth, LLC Added +53,100+53.1k
JONES FINANCIAL COMPANIES LLLP Added +50,577+50.6k
Park Edge Advisors, LLC Added +43,809+43.8k
Prostatis Group LLC Added +42,223+42.2k

Biggest sellers

JPMORGAN CHASE & CO Reduced -276,797-276.8k
GOLDMAN SACHS GROUP INC Reduced -231,510-231.5k
TWO SIGMA ADVISERS, LP Sold out -138,800-138.8k
Cambridge Investment Research Advisors, Inc. Reduced -88,965-89.0k
FMR LLC Reduced -76,036-76.0k
UBS Group AG Reduced -44,336-44.3k
ENVESTNET ASSET MANAGEMENT INC Reduced -35,069-35.1k
SILVER OAK SECURITIES, INCORPORATED Reduced -34,303-34.3k
D.A. DAVIDSON & CO. Reduced -28,204-28.2k
L.M. KOHN & COMPANY Reduced -27,897-27.9k

Biggest calls

CITADEL ADVISORS LLC Reduced $1.7m34.8k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $613.5k12.7k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $628.0k13.0k shares
CITADEL ADVISORS LLC Added $294.7k6.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,960,3363.0m $143.0m $143.0m 0.01% Added +41.8k +41,836
2 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 2,278,7672.3m $110.1m $110.1m 0.04% Added +353.6k +353,642
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,136,7801.1m $54.9m $54.9m 0.01% Added +14.5k +14,506
4 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,131,2291.1m $54.6m $54.6m 0.01% Added +16.6k +16,632
5 Financial Engines Advisors L.L.C. 0.10% of their portfolio SANTA CLARA, CA 995,260995.3k $48.1m $48.1m 0.10% Reduced -21.8k -21,821
6 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 704,294704.3k $34.0m $34.0m 0.01% Added +119.5k +119,542
7 FMR LLC 0.00% of their portfolio BOSTON, MA 671,028671.0k $32.4m $32.4m 0.00% Reduced -76.0k -76,036
8 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 659,614659.6k $31.9m $31.9m 0.01% Reduced -15.1k -15,074
9 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 600,021600.0k $29.0m $29.0m 0.01% First filing
10 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 542,513542.5k $26.2m $26.2m 0.01% Added +15.7k +15,738
11 UBS Group AG 0.01% of their portfolio ZURICH, V8 536,852536.9k $25.9m $25.9m 0.01% Reduced -44.3k -44,336
12 BARINGS LLC 0.56% of their portfolio CHARLOTTE, NC 489,089489.1k $23.6m $23.6m 0.56% Added +36.7k +36,672
13 Avidian Wealth Enterprises, LLC 0.95% of their portfolio Houston, TX 435,645435.6k $21.0m $21.0m 0.95% Added +131 +131
14 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 412,493412.5k $19.9m $19.9m 0.02% Added +290.8k +290,788
15 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 406,831406.8k $19.7m $19.7m 0.00% Reduced -231.5k -231,510
16 Equitable Holdings, Inc. 0.15% of their portfolio NEW YORK, NY 317,362317.4k $15.3m $15.3m 0.15% Reduced -7.7k -7,669
17 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 315,670315.7k $15.3m $15.3m 0.01% Reduced -12.5k -12,541
18 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 298,021298.0k $14.4m $14.4m 0.00% Reduced -276.8k -276,797
19 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 296,020296.0k $14.3m $14.3m 0.02% Added +8.4k +8,447
20 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 288,294288.3k $13.9m $13.9m 0.00% Reduced -35.1k -35,069
21 FOURPATH CAPITAL MANAGEMENT, LLC 2.56% of their portfolio OKLAHOMA CITY, OK 285,753285.8k $13.8m $13.8m 2.56% New
22 WESPAC Advisors SoCal, LLC 2.73% of their portfolio Pasadena, CA 249,487249.5k $12.1m $12.1m 2.73% Reduced -15.5k -15,512
23 Allworth Financial LP 0.06% of their portfolio FOLSOM, CA 230,434230.4k $11.1m $11.1m 0.06% Reduced -5.3k -5,253
24 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 223,838223.8k $10.8m $10.8m 0.02% Added +24.8k +24,828
25 Shilanski & Associates, Inc. 3.34% of their portfolio ANCHORAGE, AK 215,298215.3k $10.4m $10.4m 3.34% Added +1.0k +1,008
26 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 214,473214.5k $10.4m $10.4m 0.02% Added +10.1k +10,062
27 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 194,247194.2k $9.4m $9.4m 0.03% Reduced -89.0k -88,965
28 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 187,642187.6k $9.1m $9.1m 0.05% Added +11.6k +11,594
29 XML Financial, LLC 0.77% of their portfolio BETHESDA, MD 173,939173.9k $8.4m $8.4m 0.77% Added +337 +337
30 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 163,742163.7k $7.9m $7.9m 0.01% Reduced -8.0k -8,009
31 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 160,632160.6k $7.8m $7.8m 0.02% Added +6.6k +6,623
32 Leelyn Smith, LLC 1.35% of their portfolio GENEVA, IL 157,234157.2k $7.6m $7.6m 1.35% Reduced -85 -85
33 Brookstone Capital Management 0.10% of their portfolio WHEATON, IL 146,514146.5k $7.1m $7.1m 0.10% Reduced -15.9k -15,879
34 Gunma Bank,Ltd. 2.31% of their portfolio GUNMA, M0 145,000145.0k $7.0m $7.0m 2.31% Unchanged
35 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 138,640138.6k $6.7m $6.7m 0.01% Added +28.2k +28,198
36 RETIREMENT FINANCIAL SOLUTIONS, LLC 3.49% of their portfolio KNOXVILLE, TN 134,014134.0k $6.5m $6.5m 3.49% Reduced -6.9k -6,930
37 Northside Capital Management, LLC 1.71% of their portfolio Hood River, OR 132,885132.9k $6.4m $6.4m 1.71% Unchanged
38 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 128,124128.1k $6.2m $6.2m 0.04% Added +2.6k +2,560
39 Clal Insurance Enterprises Holdings Ltd 0.05% of their portfolio Tel-aviv, L3 122,000122.0k $5.9m $5.9m 0.05% Added +41.0k +41,000
40 Fusion Capital, LLC 2.29% of their portfolio MT. PLEASANT, SC 117,577117.6k $5.7m $5.7m 2.29% Added +4.1k +4,128
41 GTS SECURITIES LLC 0.27% of their portfolio NEW YORK, NY 113,861113.9k $5.5m $5.5m 0.27% Reduced -3.0k -2,984
42 JONES FINANCIAL COMPANIES LLLP 0.01% of their portfolio DES PERES, MO 113,370113.4k $5.5m $5.5m 0.01% Added +50.6k +50,577
43 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 111,831111.8k $5.4m $5.4m 0.00% Added +17.1k +17,115
44 Atria Investments, Inc 0.06% of their portfolio Charlotte, NC 107,986108.0k $5.2m $5.2m 0.06% Added +31.9k +31,910
45 Sanctuary Advisors, LLC 0.03% of their portfolio INDIANAPOLIS, IN 94,83494.8k $4.6m $4.6m 0.03% Added +7.0k +7,001
46 Geneos Wealth Management Inc. 0.15% of their portfolio ENGLEWOOD, CO 88,10088.1k $4.3m $4.3m 0.15% Added +500 +500
47 OPPENHEIMER & CO INC 0.06% of their portfolio NEW YORK, NY 86,61286.6k $4.2m $4.2m 0.06% Added +910 +910
48 Kingsview Wealth Management, LLC 0.08% of their portfolio GRANTS PASS, OR 80,52280.5k $3.9m $3.9m 0.08% Added +76.1k +76,080
49 AmeriServ Wealth Advisors 2.10% of their portfolio Johnstown, PA 80,50580.5k $3.9m $3.9m 2.10% First filing
50 Venture Visionary Partners LLC 0.16% of their portfolio Sylvania, OH 79,35379.4k $3.8m $3.8m 0.16% Reduced -78 -78
51 Alpha Zero LLC 2.83% of their portfolio BOCA RATON, FL 76,58076.6k $3.7m $3.7m 2.83% First filing
52 Capital Investment Advisory Services, LLC 0.35% of their portfolio RALEIGH, NC 75,74275.7k $3.7m $3.7m 0.35% Reduced -14.5k -14,503
53 SteelPeak Wealth, LLC 0.15% of their portfolio WOODLAND HILLS, CA 74,90674.9k $3.6m $3.6m 0.15% Added +53.1k +53,100
54 Delos Wealth Advisors, LLC 2.70% of their portfolio DALLAS, TX 70,19170.2k $3.4m $3.4m 2.70% Added +5.5k +5,532
55 Park Edge Advisors, LLC 0.98% of their portfolio Cleveland, OH 69,92069.9k $3.4m $3.4m 0.98% Added +43.8k +43,809
56 David Kennon Inc 1.33% of their portfolio SARASOTA, FL 69,73569.7k $3.4m $3.4m 1.33% Reduced -1.4k -1,396
57 Arete Wealth Advisors, LLC 0.23% of their portfolio CHICAGO, IL 66,90566.9k $3.2m $3.2m 0.23% Reduced -78 -78
58 Sovran Advisors, LLC 0.45% of their portfolio SAN DIEGO, CA 66,15066.2k $3.2m $3.2m 0.45% First filing
59 Mariner, LLC 0.01% of their portfolio Overland Park, KS 65,97666.0k $3.2m $3.2m 0.01% Added +277 +277
60 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 65,55665.6k $3.2m $3.2m 0.03% Reduced -6.1k -6,144
61 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 64,30064.3k $3.1m $3.1m 0.00% New
62 Prostatis Group LLC 0.89% of their portfolio HANOVER, MD 63,03963.0k $3.0m $3.0m 0.89% Added +42.2k +42,223
63 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 62,54462.5k $3.0m $3.0m 0.01% Reduced -8.8k -8,827
64 COOKSON PEIRCE & CO INC 0.13% of their portfolio PITTSBURGH, PA 60,71760.7k $2.9m $2.9m 0.13% Reduced -2.2k -2,207
65 Pinnacle Wealth Management Group, Inc. 1.78% of their portfolio PLYMOUTH, MI 59,16659.2k $2.9m $2.9m 1.78% Added +2.7k +2,664
66 LM Advisors LLC 0.51% of their portfolio SAN DIEGO, CA 57,52257.5k $2.8m $2.8m 0.51% Reduced -979 -979
67 CreativeOne Wealth, LLC 0.08% of their portfolio OVERLAND PARK, KS 56,04556.0k $2.7m $2.7m 0.08% Reduced -172 -172
68 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 53,74053.7k $2.6m $2.6m 0.01% Reduced -7.6k -7,560
69 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 51,27951.3k $2.5m $2.5m 0.01% Reduced -13.3k -13,281
70 LMCG INVESTMENTS, LLC 0.13% of their portfolio BOSTON, MA 44,51844.5k $2.2m $2.2m 0.13% Added +15.8k +15,759
71 Tyche Wealth Partners LLC 0.45% of their portfolio PLANO, TX 44,01044.0k $2.1m $2.1m 0.45% Reduced -3.0k -3,008
72 Atlas Legacy Advisors, LLC 0.51% of their portfolio LOS ANGELES, CA 43,40443.4k $2.1m $2.1m 0.51% First filing
73 Kestra Investment Management, LLC 0.08% of their portfolio AUSTIN, TX 42,75042.8k $2.1m $2.1m 0.08% Unchanged
74 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 42,75042.8k $2.1m $2.1m 0.01% Unchanged
75 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 41,87041.9k $2.0m $2.0m 0.03% Added +4.9k +4,910
76 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 41,28441.3k $2.0m $2.0m 0.01% Added +127 +127
77 Lynx Investment Advisory 1.31% of their portfolio WASHINGTON, DC, DC 39,64939.6k $1.9m $1.9m 1.31% Added +3.6k +3,618
78 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 38,88838.9k $1.9m $1.9m 0.00% Added +27.9k +27,906
79 PRIVATE TRUST CO NA 0.19% of their portfolio CLEVELAND, OH 37,60637.6k $1.8m $1.8m 0.19% Added +2.6k +2,612
80 Coppell Advisory Solutions LLC 0.25% of their portfolio COPPELL, TX 36,69736.7k $1.8m $1.8m 0.25% Reduced -716 -716
81 FIG FINANCIAL ADVISORY SERVICES INC /ADV 1.20% of their portfolio OKLAHOMA CITY, OK 36,39236.4k $1.8m $1.8m 1.20% First filing
82 Optivise Advisory Services LLC 0.91% of their portfolio FRANKLIN, TN 35,06835.1k $1.7m $1.7m 0.91% Reduced -4.5k -4,478
83 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 34,91834.9k $1.7m $1.7m 0.00% Reduced -15.1k -15,059
84 Verity Asset Management, Inc. 0.93% of their portfolio DURHAM, NC 34,32434.3k $1.7m $1.7m 0.93% Added +1.2k +1,181
85 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 34,14834.1k $1.6m $1.6m 0.00% Added +3.5k +3,480
86 Tower Research Capital LLC (TRC) 0.03% of their portfolio NEW YORK, NY 33,93233.9k $1.6m $1.6m 0.03% New
87 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 32,15232.2k $1.6m $1.6m 0.00% Added +32.0k +32,029
88 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 31,53231.5k $1.5m $1.5m 0.00% Reduced -24.0k -23,966
89 PATTEN & PATTEN INC/TN 0.10% of their portfolio CHATTANOOGA, TN 30,85030.9k $1.5m $1.5m 0.10% Added +150 +150
90 SAXON INTERESTS, INC. 0.64% of their portfolio HOUSTON, TX 29,96430.0k $1.4m $1.4m 0.64% Added +14.3k +14,324
91 Waverly Advisors, LLC 0.02% of their portfolio BIRMINGHAM, AL 28,93228.9k $1.4m $1.4m 0.02% Added +2.3k +2,269
92 Fortis Group Advisors, LLC 0.25% of their portfolio WESTWOOD, NJ 27,74627.7k $1.3m $1.3m 0.25% Added +9.0k +8,998
93 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 26,45526.5k $1.3m $1.3m 0.01% Reduced -28.2k -28,204
94 RDA Financial Network 0.37% of their portfolio AKRON, IA 26,38726.4k $1.3m $1.3m 0.37% Reduced -1.2k -1,200
95 Ascentis Independent Advisors 0.24% of their portfolio DALLAS, TX 26,35026.4k $1.3m $1.3m 0.24% Added +11.0k +10,976
96 MERITAGE PORTFOLIO MANAGEMENT 0.08% of their portfolio OVERLAND PARK, KS 26,16526.2k $1.3m $1.3m 0.08% Reduced -1.9k -1,882
97 Patten Group, Inc. 0.27% of their portfolio CHATTANOOGA, TN 25,01325.0k $1.2m $1.2m 0.27% Added +3.1k +3,123
98 Clarity Capital Partners LLC 0.62% of their portfolio Newport Beach, CA 24,67124.7k $1.2m $1.2m 0.62% Reduced -336 -336
99 Summit Financial Wealth Advisors, LLC 0.23% of their portfolio Lafayette, LA 24,10324.1k $1.2m $1.2m 0.23% Added +3 +3
100 Perigon Wealth Management, LLC 0.03% of their portfolio SAN FRANCISCO, CA 23,92123.9k $1.2m $1.2m 0.03% Reduced -842 -842