Vault-13

INVESCO EXCH TRADED FD TR II SPHD

S&P500 HDL VOL · ETP · CUSIP 46138E362

307 institutional holders -3 vs Q1 2024
22,253,09522.3m shares reported held*
$990.3mreported value*
21 new 93 added 117 reduced 27 sold out net sold ≈ $232.1m (-5.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $44.50. Options: 2 managers hold calls ($3.1m notional), 2 hold puts ($333.2k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 309Q4 22: 347Q1 23: 337Q2 23: 320Q3 23: 312Q4 23: 318Q1 24: 310Q2 24: 307307Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022309
Q4 2022347
Q1 2023337
Q2 2023320
Q3 2023312
Q4 2023318
Q1 2024310
Q2 2024307

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 183 bought or addedQ4 22: 110 cut or sold outQ4 22Q1 23: 139 bought or addedQ1 23: 156 cut or sold outQ2 23: 111 bought or addedQ2 23: 169 cut or sold outQ2 23Q3 23: 101 bought or addedQ3 23: 172 cut or sold outQ4 23: 121 bought or addedQ4 23: 158 cut or sold outQ4 23Q1 24: 129 bought or addedQ1 24: 152 cut or sold outQ2 24: 114 bought or addedQ2 24: 144 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022183110
Q1 2023139156
Q2 2023111169
Q3 2023101172
Q4 2023121158
Q1 2024129152
Q2 2024114144

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 23 calls: $3.7mQ3 23 puts: $4.1mQ3 23P/C 1.12Q4 23 calls: $3.8mQ4 23 puts: $958.5kQ4 23P/C 0.26Q1 24 calls: $4.5mQ1 24 puts: $608.3kQ1 24P/C 0.14Q2 24 calls: $3.1mQ2 24 puts: $333.2kQ2 24P/C 0.11
Numbers
QuarterCallsPutsP/C
Q3 2023$3.7m$4.1m1.12
Q4 2023$3.8m$958.5k0.26
Q1 2024$4.5m$608.3k0.14
Q2 2024$3.1m$333.2k0.11

Biggest buyers

Clal Insurance Enterprises Holdings Ltd New +2,100,000+2.1m
DRW Securities, LLC New +100,330+100.3k
FRANKLIN RESOURCES INC Added +88,427+88.4k
FMR LLC Added +53,300+53.3k
GTS SECURITIES LLC Added +47,567+47.6k
MERCER GLOBAL ADVISORS INC /ADV Added +43,338+43.3k
Pathstone Holdings, LLC New +42,750+42.8k
ROYAL BANK OF CANADA Added +33,698+33.7k
JONES FINANCIAL COMPANIES LLLP Added +29,908+29.9k
RAYMOND JAMES & ASSOCIATES Added +24,912+24.9k

Biggest sellers

MORGAN STANLEY Reduced -5,712,986-5.7m
JPMORGAN CHASE & CO Reduced -551,532-551.5k
Invesco Ltd. Reduced -360,631-360.6k
Atria Wealth Solutions, Inc. Reduced -286,334-286.3k
ABSOLUTE CAPITAL MANAGEMENT, LLC Sold out -142,865-142.9k
BANK OF AMERICA CORP /DE/ Reduced -90,934-90.9k
CITIGROUP INC Reduced -69,067-69.1k
CITADEL ADVISORS LLC Reduced -57,700-57.7k
LPL Financial LLC Reduced -49,053-49.1k
WELLS FARGO & COMPANY/MN Reduced -48,680-48.7k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.5m56.3k shares
CITADEL ADVISORS LLC Reduced $639.8k14.4k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $275.5k6.2k shares
CITADEL ADVISORS LLC Reduced $57.8k1.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,397,5022.4m $106.5m $106.5m 0.01% Reduced -5.7m -5,712,986
2 Clal Insurance Enterprises Holdings Ltd 0.98% of their portfolio Tel-aviv, L3 2,100,0002.1m $93.3m $93.3m 0.98% New
3 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 1,884,5491.9m $83.7m $83.7m 0.04% Reduced -49.1k -49,053
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,166,9771.2m $51.8m $51.8m 0.00% Reduced -90.9k -90,934
5 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,121,8691.1m $49.8m $49.8m 0.01% Added +33.7k +33,698
6 Financial Engines Advisors L.L.C. 0.10% of their portfolio SANTA CLARA, CA 1,049,1041.0m $46.6m $46.6m 0.10% Reduced -37.5k -37,486
7 FMR LLC 0.00% of their portfolio BOSTON, MA 775,159775.2k $34.4m $34.4m 0.00% Added +53.3k +53,300
8 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 671,380671.4k $29.8m $29.8m 0.01% Added +88.4k +88,427
9 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 565,866565.9k $25.1m $25.1m 0.00% Reduced -551.5k -551,532
10 UBS Group AG 0.01% of their portfolio ZURICH, V8 535,430535.4k $23.8m $23.8m 0.01% Added +1.1k +1,138
11 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 476,995477.0k $21.2m $21.2m 0.01% Reduced -48.7k -48,680
12 Avidian Wealth Enterprises, LLC 0.93% of their portfolio Houston, TX 432,876432.9k $19.2m $19.2m 0.93% Reduced -15.2k -15,248
13 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 376,271376.3k $16.7m $16.7m 0.01% Added +24.9k +24,912
14 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 374,495374.5k $16.6m $16.6m 0.00% Reduced -10.4k -10,363
15 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 335,962336.0k $14.9m $14.9m 0.01% Reduced -3.2k -3,193
16 Equitable Holdings, Inc. 0.15% of their portfolio NEW YORK, NY 316,134316.1k $14.0m $14.0m 0.15% Added +5.8k +5,759
17 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 297,478297.5k $13.2m $13.2m 0.02% Reduced -11.8k -11,762
18 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 285,391285.4k $12.8m $12.8m 0.00% Reduced -2.5k -2,522
19 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 249,301249.3k $11.1m $11.1m 0.02% Reduced -44.0k -43,979
20 Allworth Financial LP 0.07% of their portfolio FOLSOM, CA 240,566240.6k $11.2m $11.2m 0.07% Reduced -21.2k -21,228
21 Shilanski & Associates, Inc. 3.25% of their portfolio ANCHORAGE, AK 217,503217.5k $9.7m $9.7m 3.25% Added +2.7k +2,719
22 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 203,790203.8k $9.1m $9.1m 0.03% Added +6.9k +6,929
23 Gunma Bank,Ltd. 7.04% of their portfolio GUNMA, M0 190,000190.0k $8.4m $8.4m 7.04% Unchanged
24 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 183,050183.1k $8.1m $8.1m 0.02% Reduced -7.2k -7,191
25 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 163,462163.5k $7.3m $7.3m 0.02% Reduced -41.8k -41,847
26 Brookstone Capital Management 0.13% of their portfolio WHEATON, IL 163,169163.2k $7.6m $7.6m 0.13% Added +223 +223
27 XML Financial, LLC 0.72% of their portfolio BETHESDA, MD 161,333161.3k $7.2m $7.2m 0.72% Added +7.7k +7,728
28 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 157,491157.5k $7.0m $7.0m 0.02% Reduced -913 -913
29 Leelyn Smith, LLC 1.32% of their portfolio GENEVA, IL 154,004154.0k $6.8m $6.8m 1.32% Reduced -1.2k -1,205
30 RETIREMENT FINANCIAL SOLUTIONS, LLC 2.97% of their portfolio KNOXVILLE, TN 142,249142.2k $6.3m $6.3m 2.97% Added +8.0k +8,030
31 Northside Capital Management, LLC 1.01% of their portfolio Hood River, OR 132,885132.9k $5.9m $5.9m 1.01% Unchanged
32 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 122,650122.7k $5.4m $5.4m 0.01% Added +14.6k +14,608
33 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 117,750117.8k $5.2m $5.2m 0.04% Reduced -16.8k -16,808
34 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 117,234117.2k $5.2m $5.2m 0.01% Reduced -57.7k -57,700
35 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 116,846116.8k $5.2m $5.2m 0.04% Reduced -3.5k -3,545
36 Fusion Capital, LLC 2.29% of their portfolio MT. PLEASANT, SC 113,088113.1k $5.0m $5.0m 2.29% Reduced -2.9k -2,905
37 Prostatis Group LLC 1.63% of their portfolio HANOVER, MD 104,289104.3k $4.6m $4.6m 1.63% Added +19.5k +19,476
38 DRW Securities, LLC 0.27% of their portfolio CHICAGO, IL 100,330100.3k $4.5m $4.5m 0.27% New
39 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 92,46792.5k $4.1m $4.1m 0.01% Reduced -10.8k -10,787
40 Capital Investment Advisory Services, LLC 0.41% of their portfolio RALEIGH, NC 89,79189.8k $4.0m $4.0m 0.41% Added +2.6k +2,599
41 Geneos Wealth Management Inc. 0.17% of their portfolio ENGLEWOOD, CO 88,56788.6k $3.9m $3.9m 0.17% Reduced -1.6k -1,579
42 Sanctuary Advisors, LLC 0.03% of their portfolio INDIANAPOLIS, IN 86,31486.3k $3.7m $3.7m 0.03% First filing
43 OPPENHEIMER & CO INC 0.06% of their portfolio NEW YORK, NY 79,03979.0k $3.5m $3.5m 0.06% Added +800 +800
44 Dynamic Advisor Solutions LLC 0.11% of their portfolio PHOENIX, AZ 78,45778.5k $3.5m $3.5m 0.11% Added +16.1k +16,090
45 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 72,86372.9k $3.2m $3.2m 0.01% Reduced -6.8k -6,762
46 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 72,44072.4k $3.2m $3.2m 0.04% Reduced -286.3k -286,334
47 David Kennon Inc 1.35% of their portfolio SARASOTA, FL 72,16772.2k $3.2m $3.2m 1.35% Reduced -1.9k -1,883
48 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 71,16571.2k $3.2m $3.2m 0.01% Added +6.2k +6,154
49 Venture Visionary Partners LLC 0.14% of their portfolio Sylvania, OH 69,09769.1k $3.1m $3.1m 0.14% Added +2.1k +2,082
50 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 68,02968.0k $3.0m $3.0m 0.04% Reduced -1.2k -1,216
51 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 66,39466.4k $2.9m $2.9m 0.01% Added +43.3k +43,338
52 COOKSON PEIRCE & CO INC 0.14% of their portfolio PITTSBURGH, PA 65,85465.9k $2.9m $2.9m 0.14% Reduced -7.5k -7,538
53 GTS SECURITIES LLC 0.06% of their portfolio NEW YORK, NY 65,62465.6k $2.9m $2.9m 0.06% Added +47.6k +47,567
54 Arete Wealth Advisors, LLC 0.23% of their portfolio CHICAGO, IL 64,37264.4k $2.9m $2.9m 0.23% Reduced -690 -690
55 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 63,33363.3k $2.8m $2.8m 0.00% Reduced -360.6k -360,631
56 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 62,21462.2k $2.8m $2.8m 0.02% Added +4.9k +4,869
57 LM Advisors LLC 0.10% of their portfolio SAN DIEGO, CA 60,68760.7k $2.7m $2.7m 0.10% Added +23 +23
58 Delos Wealth Advisors, LLC 2.58% of their portfolio DALLAS, TX 60,09760.1k $2.7m $2.7m 2.58% Added +5.2k +5,186
59 Mariner, LLC 0.01% of their portfolio Overland Park, KS 58,50358.5k $2.6m $2.6m 0.01% Reduced -433 -433
60 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 56,24556.2k $2.5m $2.5m 0.02% Reduced -4.0k -4,047
61 CreativeOne Wealth, LLC 0.12% of their portfolio OVERLAND PARK, KS 55,46555.5k $2.5m $2.5m 0.12% Reduced -7.2k -7,223
62 Kowal Investment Group, LLC 0.43% of their portfolio BROOKFIELD, WI 48,78248.8k $2.2m $2.2m 0.43% Reduced -8.1k -8,064
63 Tyche Wealth Partners LLC 0.51% of their portfolio PLANO, TX 46,99747.0k $2.1m $2.1m 0.51% Reduced -3.3k -3,287
64 Arden Trust Co 0.27% of their portfolio WILMINGTON, DE 42,75042.8k $1.9m $1.9m 0.27% Unchanged
65 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 42,75042.8k $1.9m $1.9m 0.01% New
66 FinTrust Capital Advisors, LLC 0.33% of their portfolio Greenville, SC 40,72040.7k $1.8m $1.8m 0.33% Added +5.5k +5,507
67 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 40,39940.4k $1.8m $1.8m 0.01% Added +2.2k +2,155
68 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 38,21938.2k $1.7m $1.7m 0.00% Reduced -47 -47
69 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 35,75735.8k $1.6m $1.6m 0.00% Added +13.7k +13,732
70 Lynx Investment Advisory 1.18% of their portfolio WASHINGTON, DC, DC 35,71535.7k $1.6m $1.6m 1.18% First filing
71 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 35,65535.7k $1.6m $1.6m 0.00% Added +29.9k +29,908
72 Diametric Capital, LP 0.76% of their portfolio BOSTON, MA 31,42431.4k $1.4m $1.4m 0.76% Added +1.3k +1,317
73 PATTEN & PATTEN INC/TN 0.10% of their portfolio CHATTANOOGA, TN 31,32531.3k $1.4m $1.4m 0.10% Reduced -1.4k -1,400
74 Waverly Advisors, LLC 0.03% of their portfolio BIRMINGHAM, AL 30,99931.0k $1.4m $1.4m 0.03% Added +4.9k +4,865
75 RDA Financial Network 0.42% of their portfolio AKRON, IA 28,91228.9k $1.3m $1.3m 0.42% Reduced -250 -250
76 MERITAGE PORTFOLIO MANAGEMENT 0.08% of their portfolio OVERLAND PARK, KS 28,33428.3k $1.3m $1.3m 0.08% Reduced -289 -289
77 LMCG INVESTMENTS, LLC 0.07% of their portfolio BOSTON, MA 26,89526.9k $1.2m $1.2m 0.07% Added +5.2k +5,166
78 Investors Research Corp 0.28% of their portfolio ATLANTA, GA 26,78326.8k $1.2m $1.2m 0.28% Reduced -1.9k -1,904
79 Cherry Creek Investment Advisors, Inc. 0.61% of their portfolio ENGLEWOOD, CO 26,16726.2k $1.2m $1.2m 0.61% Reduced -20.6k -20,649
80 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 25,98426.0k $1.2m $1.2m 0.00% Added +5.5k +5,512
81 Clarity Capital Partners LLC 0.68% of their portfolio Newport Beach, CA 25,01425.0k $1.1m $1.1m 0.68% Added +338 +338
82 NEW WAVE WEALTH ADVISORS LLC 0.59% of their portfolio SPRINGDALE, AR 24,78324.8k $1.1m $1.1m 0.59% First filing
83 Summit Financial Wealth Advisors, LLC 0.22% of their portfolio Lafayette, LA 24,11624.1k $1.1m $1.1m 0.22% Added +2 +2
84 Perigon Wealth Management, LLC 0.03% of their portfolio SAN FRANCISCO, CA 24,05624.1k $1.1m $1.1m 0.03% Added +16.2k +16,228
85 Parallel Advisors, LLC 0.03% of their portfolio SAN FRANCISCO, CA 23,56623.6k $1.0m $1.0m 0.03% Reduced -85 -85
86 Magnus Financial Group LLC 0.12% of their portfolio NEW YORK, NY 23,51323.5k $1.0m $1.0m 0.12% Added +1.3k +1,272
87 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 23,48323.5k $1.0m $1.0m 0.03% Reduced -452 -452
88 Park Edge Advisors, LLC 0.31% of their portfolio Cleveland, OH 22,68222.7k $1.0m $1.0m 0.31% Added +3.7k +3,692
89 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 22,60022.6k $1.0m $1.0m 0.00% Added +100 +100
90 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 21,33121.3k $947.7k $947.7k 0.02% Reduced -6.1k -6,108
91 Patten Group, Inc. 0.22% of their portfolio CHATTANOOGA, TN 21,27521.3k $945.2k $945.2k 0.22% Added +495 +495
92 Sage Capital Management, LLC 0.50% of their portfolio Stockton, NJ 21,26221.3k $944.6k $944.6k 0.50% Added +177 +177
93 Empirical Asset Management, LLC 0.35% of their portfolio WELLESLEY, MA 21,18621.2k $941.3k $941.3k 0.35% Added +206 +206
94 IMS Capital Management 0.47% of their portfolio PORTLAND, OR 21,03321.0k $1.0m $1.0m 0.47% Added +326 +326
95 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 19,79119.8k $879.3k $879.3k 0.01% Reduced -4.8k -4,835
96 L.M. KOHN & COMPANY 0.24% of their portfolio CINCINNATI, OH 19,59619.6k $870.7k $870.7k 0.24% Reduced -74 -74
97 McLean Asset Management Corp 0.28% of their portfolio TYSONS, VA 19,43419.4k $869.1k $869.1k 0.28% Added +450 +450
98 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 19,39719.4k $861.8k $861.8k 0.01% Reduced -654 -654
99 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 19,19219.2k $852.7k $852.7k 0.00% Added +15.7k +15,692
100 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 19,14419.1k $850.6k $850.6k 0.01% Added +21 +21