Vault-13

INVESCO EXCH TRADED FD TR II SPHD

S&P500 HDL VOL · ETP · CUSIP 46138E362

310 institutional holders -8 vs Q4 2023
27,363,63827.4m shares reported held*
$1.2bnreported value*
38 new 91 added 111 reduced 41 sold out net bought ≈ $20.9m (+500.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $44.37. Options: 3 managers hold calls ($4.5m notional), 2 hold puts ($608.3k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 309Q4 22: 347Q1 23: 337Q2 23: 320Q3 23: 312Q4 23: 318Q1 24: 310310Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022309
Q4 2022347
Q1 2023337
Q2 2023320
Q3 2023312
Q4 2023318
Q1 2024310

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 183 bought or addedQ4 22: 110 cut or sold outQ4 22Q1 23: 139 bought or addedQ1 23: 156 cut or sold outQ1 23Q2 23: 111 bought or addedQ2 23: 169 cut or sold outQ2 23Q3 23: 101 bought or addedQ3 23: 172 cut or sold outQ3 23Q4 23: 121 bought or addedQ4 23: 158 cut or sold outQ4 23Q1 24: 129 bought or addedQ1 24: 152 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022183110
Q1 2023139156
Q2 2023111169
Q3 2023101172
Q4 2023121158
Q1 2024129152

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ2 23 calls: $3.8mQ2 23 puts: $1.6mQ2 23P/C 0.42Q3 23 calls: $3.7mQ3 23 puts: $4.1mQ3 23P/C 1.12Q4 23 calls: $3.8mQ4 23 puts: $958.5kQ4 23P/C 0.26Q1 24 calls: $4.5mQ1 24 puts: $608.3kQ1 24P/C 0.14
Numbers
QuarterCallsPutsP/C
Q2 2023$3.8m$1.6m0.42
Q3 2023$3.7m$4.1m1.12
Q4 2023$3.8m$958.5k0.26
Q1 2024$4.5m$608.3k0.14

Biggest buyers

MORGAN STANLEY Added +1,930,056+1.9m
FMR LLC Added +266,869+266.9k
ABSOLUTE CAPITAL MANAGEMENT, LLC Added +102,546+102.5k
Cetera Investment Advisers Added +95,476+95.5k
Avidian Wealth Enterprises, LLC Added +92,152+92.2k
CITADEL ADVISORS LLC Added +83,851+83.9k
LPL Financial LLC Added +82,903+82.9k
CITIGROUP INC Added +71,403+71.4k
Gunma Bank,Ltd. Added +60,000+60.0k
Prostatis Group LLC Added +59,254+59.3k

Biggest sellers

WIN ADVISORS, INC Reduced -362,216-362.2k
ROYAL BANK OF CANADA Reduced -257,029-257.0k
STIFEL FINANCIAL CORP Reduced -209,443-209.4k
Raymond James Financial Services Advisors, Inc. Reduced -207,004-207.0k
WELLS FARGO & COMPANY/MN Reduced -155,380-155.4k
AMERIPRISE FINANCIAL INC Reduced -146,063-146.1k
BANK OF AMERICA CORP /DE/ Reduced -143,106-143.1k
UBS Group AG Reduced -126,551-126.6k
David Kennon Inc Reduced -121,189-121.2k
AE Wealth Management LLC Reduced -117,155-117.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.6m57.9k shares
CITADEL ADVISORS LLC Added $1.9m42.7k shares
Cutler Group LLC / CA Reduced $0100 shares

Biggest puts

CITADEL ADVISORS LLC Added $359.6k8.1k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $248.6k5.6k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 8,110,4888.1m $360.1m $360.1m 0.01% Added +1.9m +1,930,056
2 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 1,933,6021.9m $85.9m $85.9m 0.05% Added +82.9k +82,903
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,257,9111.3m $55.9m $55.9m 0.01% Reduced -143.1k -143,106
4 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,117,3981.1m $49.6m $49.6m 0.00% Added +16.3k +16,294
5 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,088,1711.1m $48.3m $48.3m 0.01% Reduced -257.0k -257,029
6 Financial Engines Advisors L.L.C. 0.11% of their portfolio SANTA CLARA, CA 1,086,5901.1m $48.2m $48.2m 0.11% Reduced -20.3k -20,253
7 FMR LLC 0.00% of their portfolio BOSTON, MA 721,859721.9k $32.1m $32.1m 0.00% Added +266.9k +266,869
8 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 582,953583.0k $25.9m $25.9m 0.01% Reduced -50.9k -50,920
9 UBS Group AG 0.01% of their portfolio ZURICH, V8 534,292534.3k $23.7m $23.7m 0.01% Reduced -126.6k -126,551
10 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 525,675525.7k $23.3m $23.3m 0.01% Reduced -155.4k -155,380
11 Avidian Wealth Enterprises, LLC 1.06% of their portfolio Houston, TX 448,124448.1k $19.9m $19.9m 1.06% Added +92.2k +92,152
12 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 423,964424.0k $18.8m $18.8m 0.00% Reduced -38.9k -38,935
13 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 384,858384.9k $17.1m $17.1m 0.00% Reduced -146.1k -146,063
14 Atria Wealth Solutions, Inc. 0.18% of their portfolio NEW YORK, NY 358,774358.8k $15.9m $15.9m 0.18% Added +793 +793
15 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 351,359351.4k $15.6m $15.6m 0.01% Reduced -34.0k -33,980
16 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 339,155339.2k $15.1m $15.1m 0.01% Added +143 +143
17 Equitable Holdings, Inc. 0.16% of their portfolio NEW YORK, NY 310,375310.4k $13.8m $13.8m 0.16% Added +8.6k +8,646
18 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 309,240309.2k $13.7m $13.7m 0.02% Reduced -7.4k -7,421
19 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 293,280293.3k $13.0m $13.0m 0.02% Reduced -207.0k -207,004
20 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 287,913287.9k $12.8m $12.8m 0.00% Added +20.7k +20,709
21 Allworth Financial LP 0.08% of their portfolio FOLSOM, CA 261,794261.8k $11.6m $11.6m 0.08% Reduced -3.6k -3,632
22 Shilanski & Associates, Inc. 3.29% of their portfolio ANCHORAGE, AK 214,784214.8k $9.5m $9.5m 3.29% Added +2.3k +2,274
23 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 205,309205.3k $9.1m $9.1m 0.02% Reduced -5.3k -5,309
24 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 196,861196.9k $8.7m $8.7m 0.03% Reduced -30.7k -30,678
25 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 190,241190.2k $8.4m $8.4m 0.02% Added +95.5k +95,476
26 Gunma Bank,Ltd. 4.44% of their portfolio GUNMA, M0 190,000190.0k $8.4m $8.4m 4.44% Added +60.0k +60,000
27 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 174,934174.9k $7.8m $7.8m 0.01% Added +83.9k +83,851
28 Brookstone Capital Management 0.13% of their portfolio WHEATON, IL 162,946162.9k $7.2m $7.2m 0.13% Reduced -6.9k -6,861
29 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 158,404158.4k $7.0m $7.0m 0.02% Reduced -8.6k -8,639
30 Leelyn Smith, LLC 1.38% of their portfolio GENEVA, IL 155,209155.2k $6.9m $6.9m 1.38% Added +1.1k +1,111
31 XML Financial, LLC 0.70% of their portfolio BETHESDA, MD 153,605153.6k $6.8m $6.8m 0.70% Reduced -10.2k -10,231
32 ABSOLUTE CAPITAL MANAGEMENT, LLC 4.04% of their portfolio Pittsburgh, PA 142,865142.9k $6.3m $6.3m 4.04% Added +102.5k +102,546
33 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 134,558134.6k $6.0m $6.0m 0.04% Reduced -6.7k -6,701
34 RETIREMENT FINANCIAL SOLUTIONS, LLC 3.06% of their portfolio KNOXVILLE, TN 134,219134.2k $6.0m $6.0m 3.06% Added +11.0k +11,024
35 Northside Capital Management, LLC 1.05% of their portfolio Hood River, OR 132,885132.9k $5.9m $5.9m 1.05% Unchanged
36 NewEdge Advisors, LLC 0.05% of their portfolio NEW ORLEANS, LA 120,391120.4k $5.3m $5.3m 0.05% Added +9.3k +9,273
37 Fusion Capital, LLC 2.36% of their portfolio MT. PLEASANT, SC 115,993116.0k $5.2m $5.2m 2.36% Added +1.9k +1,851
38 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 108,042108.0k $4.8m $4.8m 0.01% Reduced -209.4k -209,443
39 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 103,254103.3k $4.6m $4.6m 0.01% Reduced -19.8k -19,772
40 Geneos Wealth Management Inc. 0.18% of their portfolio ENGLEWOOD, CO 90,14690.1k $4.0m $4.0m 0.18% Added +422 +422
41 Capital Investment Advisory Services, LLC 0.41% of their portfolio RALEIGH, NC 87,19287.2k $3.9m $3.9m 0.41% Reduced -1.3k -1,284
42 Prostatis Group LLC 1.43% of their portfolio HANOVER, MD 84,81384.8k $3.8m $3.8m 1.43% Added +59.3k +59,254
43 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 79,62579.6k $3.5m $3.5m 0.01% Reduced -9.5k -9,525
44 OPPENHEIMER & CO INC 0.06% of their portfolio NEW YORK, NY 78,23978.2k $3.5m $3.5m 0.06% Added +1.1k +1,124
45 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 76,12776.1k $3.4m $3.4m 0.00% Added +71.4k +71,403
46 David Kennon Inc 1.41% of their portfolio SARASOTA, FL 74,05074.0k $3.3m $3.3m 1.41% Reduced -121.2k -121,189
47 COOKSON PEIRCE & CO INC 0.17% of their portfolio PITTSBURGH, PA 73,39273.4k $3.3m $3.3m 0.17% Added +3.8k +3,783
48 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 69,24569.2k $3.1m $3.1m 0.04% Reduced -1.9k -1,900
49 Venture Visionary Partners LLC 0.14% of their portfolio Sylvania, OH 67,01567.0k $3.0m $3.0m 0.14% Added +10 +10
50 Arete Wealth Advisors, LLC 0.27% of their portfolio CHICAGO, IL 65,06265.1k $2.9m $2.9m 0.27% Added +409 +409
51 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 65,01165.0k $2.9m $2.9m 0.01% Reduced -9.8k -9,831
52 CreativeOne Wealth, LLC 0.11% of their portfolio OVERLAND PARK, KS 62,68862.7k $2.8m $2.8m 0.11% Added +33.6k +33,614
53 Dynamic Advisor Solutions LLC 0.09% of their portfolio PHOENIX, AZ 62,36762.4k $2.8m $2.8m 0.09% Added +55.6k +55,566
54 LM Advisors LLC 0.47% of their portfolio SAN DIEGO, CA 60,66460.7k $2.7m $2.7m 0.47% Added +1.6k +1,604
55 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 60,29260.3k $2.7m $2.7m 0.02% Reduced -43 -43
56 Mariner, LLC 0.01% of their portfolio Overland Park, KS 58,93658.9k $2.6m $2.6m 0.01% Reduced -4.6k -4,553
57 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 57,34557.3k $2.5m $2.5m 0.02% Added +24.9k +24,936
58 Kowal Investment Group, LLC 0.55% of their portfolio BROOKFIELD, WI 56,84656.8k $2.5m $2.5m 0.55% Reduced -980 -980
59 Delos Wealth Advisors, LLC 2.74% of their portfolio DALLAS, TX 54,91154.9k $2.4m $2.4m 2.74% Added +13.6k +13,613
60 Tyche Wealth Partners LLC 0.55% of their portfolio PLANO, TX 50,28450.3k $2.2m $2.2m 0.55% Reduced -2.1k -2,078
61 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 49,78349.8k $2.2m $2.2m 0.00% Added +4.9k +4,881
62 Cherry Creek Investment Advisors, Inc. 1.13% of their portfolio ENGLEWOOD, CO 46,81646.8k $2.1m $2.1m 1.13% New
63 Arden Trust Co 0.26% of their portfolio WILMINGTON, DE 42,75042.8k $1.9m $1.9m 0.26% Unchanged
64 FLOW TRADERS U.S. LLC 0.09% of their portfolio NEW YORK, NY 38,36238.4k $1.7m $1.7m 0.09% New
65 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 38,26638.3k $1.7m $1.7m 0.00% Reduced -3.3k -3,321
66 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 38,24438.2k $1.7m $1.7m 0.02% Reduced -3.5k -3,486
67 Fortis Group Advisors, LLC 0.31% of their portfolio WESTWOOD, NJ 38,13038.1k $1.7m $1.7m 0.31% Reduced -41.8k -41,838
68 FinTrust Capital Advisors, LLC 0.30% of their portfolio Greenville, SC 35,21335.2k $1.6m $1.6m 0.30% Added +12.7k +12,719
69 Mitsubishi UFJ Asset Management Co., Ltd. 0.00% of their portfolio TOKYO, M0 34,20034.2k $1.5m $1.5m 0.00% New
70 PATTEN & PATTEN INC/TN 0.10% of their portfolio CHATTANOOGA, TN 32,72532.7k $1.5m $1.5m 0.10% Added +5.2k +5,250
71 Diametric Capital, LP 0.95% of their portfolio BOSTON, MA 30,10730.1k $1.7m $1.7m 0.95% New
72 RDA Financial Network 0.44% of their portfolio AKRON, IA 29,16229.2k $1.3m $1.3m 0.44% Reduced -40 -40
73 Investors Research Corp 0.30% of their portfolio ATLANTA, GA 28,68728.7k $1.3m $1.3m 0.30% Added +7 +7
74 MERITAGE PORTFOLIO MANAGEMENT 0.08% of their portfolio OVERLAND PARK, KS 28,62328.6k $1.3m $1.3m 0.08% Reduced -435 -435
75 Tower Research Capital LLC (TRC) 0.03% of their portfolio NEW YORK, NY 27,43927.4k $1.2m $1.2m 0.03% Reduced -12.8k -12,825
76 Waverly Advisors, LLC 0.03% of their portfolio BIRMINGHAM, AL 26,13426.1k $1.2m $1.2m 0.03% New
77 Clarity Capital Partners LLC 0.72% of their portfolio Newport Beach, CA 24,67624.7k $1.1m $1.1m 0.72% Added +4 +4
78 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 24,62624.6k $1.1m $1.1m 0.02% Reduced -2.5k -2,458
79 Simplicity Wealth,LLC 0.03% of their portfolio SUMMIT, NJ 24,56324.6k $1.1m $1.1m 0.03% New
80 Hilltop Holdings Inc. 0.12% of their portfolio DALLAS, TX 24,36924.4k $1.1m $1.1m 0.12% Reduced -36.3k -36,302
81 Summit Financial Wealth Advisors, LLC 0.22% of their portfolio Lafayette, LA 24,11424.1k $1.1m $1.1m 0.22% Reduced -1.6k -1,623
82 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 23,93523.9k $1.1m $1.1m 0.03% Added +12.2k +12,152
83 Parallel Advisors, LLC 0.03% of their portfolio SAN FRANCISCO, CA 23,65123.7k $1.1m $1.1m 0.03% Reduced -552 -552
84 RVW Wealth, LLC 0.11% of their portfolio LOS ANGELES, CA 23,47923.5k $1.0m $1.0m 0.11% Reduced -1.8k -1,771
85 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 23,05623.1k $1.0m $1.0m 0.00% Reduced -3.3k -3,261
86 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 23,02123.0k $1.0m $1.0m 0.00% Added +639 +639
87 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.11% of their portfolio ORLANDO, FL 22,91222.9k $1.0m $1.0m 0.11% Reduced -11.4k -11,406
88 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 22,50022.5k $999.0k $999.0k 0.00% Added +7.8k +7,800
89 Magnus Financial Group LLC 0.12% of their portfolio NEW YORK, NY 22,24122.2k $987.5k $987.5k 0.12% Unchanged
90 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 22,20322.2k $985.8k $985.8k 0.01% Reduced -117.2k -117,155
91 Global Assets Advisory, LLC 0.02% of their portfolio ORLANDO, FL 22,10022.1k $500 $500 0.02% New
92 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 22,02522.0k $977.9k $977.9k 0.00% Reduced -1.8k -1,839
93 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 21,92621.9k $973.0k $973.0k 0.01% Added +10.8k +10,839
94 Global Retirement Partners, LLC 0.04% of their portfolio San Rafael, CA 21,80221.8k $968.0k $968.0k 0.04% Added +531 +531
95 LMCG INVESTMENTS, LLC 0.06% of their portfolio BOSTON, MA 21,72921.7k $964.8k $964.8k 0.06% Added +263 +263
96 Sage Capital Management, LLC 0.51% of their portfolio Stockton, NJ 21,08521.1k $936.3k $936.3k 0.51% Added +53 +53
97 Empirical Asset Management, LLC 0.45% of their portfolio WELLESLEY, MA 20,98021.0k $931.5k $931.5k 0.45% Reduced -1.8k -1,792
98 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 20,94220.9k $929.8k $929.8k 0.00% New
99 Patten Group, Inc. 0.23% of their portfolio CHATTANOOGA, TN 20,78020.8k $922.6k $922.6k 0.23% Added +1.9k +1,947
100 IMS Capital Management 0.43% of their portfolio PORTLAND, OR 20,70720.7k $919.4k $919.4k 0.43% Reduced -444 -444