Vault-13

INVESCO EXCH TRADED FD TR II SPHD

S&P500 HDL VOL · ETP · CUSIP 46138E362

320 institutional holders -17 vs Q1 2023
26,521,27826.5m shares reported held*
$1.1bnreported value*
20 new 91 added 130 reduced 39 sold out net sold ≈ $226.3m (-5.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($206.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $41.40. Options: 4 managers hold calls ($3.8m notional), 3 hold puts ($1.6m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 309Q4 22: 347Q1 23: 337Q2 23: 320320Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022309
Q4 2022347
Q1 2023337
Q2 2023320

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 183 bought or addedQ4 22: 110 cut or sold outQ4 22Q1 23: 139 bought or addedQ1 23: 156 cut or sold outQ1 23Q2 23: 111 bought or addedQ2 23: 169 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022183110
Q1 2023139156
Q2 2023111169

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ3 22 calls: $8.1mQ3 22 puts: $1.7mQ3 22P/C 0.21Q4 22 calls: $6.9mQ4 22 puts: $1.1mQ4 22P/C 0.16Q1 23 calls: $6.0mQ1 23 puts: $1.4mQ1 23P/C 0.22Q2 23 calls: $3.8mQ2 23 puts: $1.6mQ2 23P/C 0.42
Numbers
QuarterCallsPutsP/C
Q3 2022$8.1m$1.7m0.21
Q4 2022$6.9m$1.1m0.16
Q1 2023$6.0m$1.4m0.22
Q2 2023$3.8m$1.6m0.42

Biggest buyers

Shilanski & Associates, Inc. New +205,105+205.1k
JANE STREET GROUP, LLC Added +79,764+79.8k
CITADEL ADVISORS LLC Added +66,649+66.6k
Venture Visionary Partners LLC New +62,844+62.8k
Silicon Valley Capital Partners Added +55,553+55.6k
Fifth Third Securities, Inc. Added +41,990+42.0k
BTS Asset Management, Inc. Added +41,135+41.1k
NewEdge Advisors, LLC Added +35,380+35.4k
CreativeOne Wealth, LLC Added +33,327+33.3k
Gunma Bank,Ltd. Added +20,000+20.0k

Biggest sellers

MORGAN STANLEY Reduced -648,259-648.3k
FMR LLC Reduced -415,387-415.4k
OSAIC HOLDINGS, INC. Reduced -415,146-415.1k
WELLS FARGO & COMPANY/MN Reduced -400,317-400.3k
AMERIPRISE FINANCIAL INC Reduced -380,438-380.4k
BANK OF AMERICA CORP /DE/ Reduced -342,741-342.7k
TRUIST FINANCIAL CORP Reduced -335,244-335.2k
Private Advisor Group, LLC Reduced -294,820-294.8k
ROYAL BANK OF CANADA Reduced -199,080-199.1k
NEIRG Wealth Management, LLC Sold out -191,998-192.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.4m57.4k shares
CITADEL ADVISORS LLC Reduced $1.2m28.6k shares
WOLVERINE TRADING, LLC New $250.7k6.1k shares
Cutler Group LLC / CA Added $7.0k3.5k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.6m38.0k shares
CITADEL ADVISORS LLC Reduced $16.5k400 shares
Cutler Group LLC / CA Added $01.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 3,719,3423.7m $153.8m $153.8m 0.02% Reduced -648.3k -648,259
2 LPL Financial LLC 0.06% of their portfolio FORT MILL, SC 2,098,4042.1m $86.8m $86.8m 0.06% Reduced -61.8k -61,788
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,598,2511.6m $66.1m $66.1m 0.01% Reduced -342.7k -342,741
4 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,214,4641.2m $50.2m $50.2m 0.01% Reduced -199.1k -199,080
5 Financial Engines Advisors L.L.C. 0.12% of their portfolio SANTA CLARA, CA 1,130,7621.1m $46.8m $46.8m 0.12% Added +5.2k +5,242
6 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,087,2221.1m $45.0m $45.0m 0.01% Reduced -400.3k -400,317
7 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 688,737688.7k $28.5m $28.5m 0.01% Added +10.4k +10,426
8 UBS Group AG 0.01% of their portfolio ZURICH, V8 613,351613.4k $25.4m $25.4m 0.01% Reduced -181.3k -181,317
9 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 570,265570.3k $23.6m $23.6m 0.04% Reduced -161.8k -161,795
10 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 499,914499.9k $20.7m $20.7m 0.01% Reduced -1.4k -1,364
11 Avidian Wealth Enterprises, LLC 1.35% of their portfolio Houston, TX 496,523496.5k $20.5m $20.5m 1.35% Reduced -162.3k -162,317
12 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 485,023485.0k $20.1m $20.1m 0.01% Reduced -380.4k -380,438
13 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 475,621475.6k $19.7m $19.7m 0.02% Reduced -44.2k -44,174
14 Silicon Valley Capital Partners 3.43% of their portfolio SAN JOSE, CA 443,885443.9k $18.4m $18.4m 3.43% Added +55.6k +55,553
15 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 418,628418.6k $17.3m $17.3m 0.01% Reduced -125.3k -125,301
16 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 410,223410.2k $17.0m $17.0m 0.00% Added +6.2k +6,205
17 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 366,114366.1k $15.1m $15.1m 0.03% Reduced -20.0k -20,049
18 Atria Wealth Solutions, Inc. 0.20% of their portfolio NEW YORK, NY 348,610348.6k $14.4m $14.4m 0.20% Reduced -13.4k -13,431
19 FMR LLC 0.00% of their portfolio BOSTON, MA 330,993331.0k $13.7m $13.7m 0.00% Reduced -415.4k -415,387
20 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 330,881330.9k $13.7m $13.7m 0.02% Reduced -415.1k -415,146
21 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 327,582327.6k $13.5m $13.5m 0.05% Reduced -6.2k -6,175
22 Cambridge Investment Research Advisors, Inc. 0.05% of their portfolio FAIRFIELD, IA 286,961287.0k $11.9m $11.9m 0.05% Reduced -32.7k -32,737
23 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 277,017277.0k $11.5m $11.5m 0.00% Reduced -118.4k -118,412
24 GTS SECURITIES LLC 0.34% of their portfolio NEW YORK, NY 256,490256.5k $10.6m $10.6m 0.34% First filing
25 Equitable Holdings, Inc. 0.15% of their portfolio NEW YORK, NY 245,494245.5k $10.2m $10.2m 0.15% Added +11.1k +11,139
26 Shilanski & Associates, Inc. 3.43% of their portfolio ANCHORAGE, AK 205,105205.1k $8.5m $8.5m 3.43% New
27 Brookstone Capital Management 0.17% of their portfolio WHEATON, IL 202,211202.2k $8.4m $8.4m 0.17% Reduced -28.7k -28,745
28 IFG Advisory, LLC 0.72% of their portfolio ATLANTA, GA 197,485197.5k $8.2m $8.2m 0.72% Added +2.4k +2,358
29 David Kennon Inc 3.72% of their portfolio SARASOTA, FL 193,338193.3k $8.0m $8.0m 3.72% Added +2.6k +2,564
30 TrueWealth Advisors, LLC 2.91% of their portfolio BIRMINGHAM, AL 171,705171.7k $7.1m $7.1m 2.91% Reduced -149.7k -149,683
31 Keystone Financial Group 1.18% of their portfolio LEXINGTON, KY 167,198167.2k $6.9m $6.9m 1.18% First filing
32 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 166,652166.7k $6.9m $6.9m 0.06% Reduced -294.8k -294,820
33 Leelyn Smith, LLC 1.58% of their portfolio GENEVA, IL 158,163158.2k $6.5m $6.5m 1.58% Reduced -5.8k -5,759
34 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 155,119155.1k $6.4m $6.4m 0.01% Reduced -335.2k -335,244
35 Gunma Bank,Ltd. 4.34% of their portfolio GUNMA, M0 155,000155.0k $6.4m $6.4m 4.34% Added +20.0k +20,000
36 Waverly Advisors, LLC 0.27% of their portfolio BIRMINGHAM, AL 147,198147.2k $6.1m $6.1m 0.27% Added +11.9k +11,891
37 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 145,422145.4k $6.0m $6.0m 0.04% Reduced -33.6k -33,622
38 FISCHER INVESTMENT STRATEGIES, LLC 5.49% of their portfolio Westlake Village, CA 144,729144.7k $6.0m $6.0m 5.49% First filing
39 Cetera Advisors LLC 0.09% of their portfolio DENVER, CO 140,230140.2k $5.8m $5.8m 0.09% Reduced -23.3k -23,281
40 Northside Capital Management, LLC 1.90% of their portfolio Hood River, OR 132,885132.9k $5.5m $5.5m 1.90% Unchanged
41 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 132,693132.7k $5.5m $5.5m 0.01% Added +66.6k +66,649
42 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 131,005131.0k $5.4m $5.4m 0.01% Added +79.8k +79,764
43 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 129,598129.6k $5.4m $5.4m 0.03% Added +6.7k +6,678
44 Fusion Capital, LLC 2.85% of their portfolio MT. PLEASANT, SC 123,445123.4k $5.1m $5.1m 2.85% Added +1.6k +1,612
45 Geneos Wealth Management Inc. 0.26% of their portfolio ENGLEWOOD, CO 120,297120.3k $5.0m $5.0m 0.26% Added +9.4k +9,382
46 RETIREMENT FINANCIAL SOLUTIONS, LLC 3.34% of their portfolio KNOXVILLE, TN 117,693117.7k $4.9m $4.9m 3.34% Added +9.0k +8,952
47 NewEdge Advisors, LLC 0.05% of their portfolio NEW ORLEANS, LA 106,673106.7k $4.4m $4.4m 0.05% Added +35.4k +35,380
48 Atria Investments, Inc 0.08% of their portfolio Charlotte, NC 105,674105.7k $4.4m $4.4m 0.08% Reduced -21.1k -21,132
49 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 105,424105.4k $4.4m $4.4m 0.01% Reduced -71.7k -71,663
50 Simplicity Solutions, LLC 0.12% of their portfolio MINNEAPOLIS, MN 103,726103.7k $4.3m $4.3m 0.12% Reduced -4.3k -4,293
51 CreativeOne Wealth, LLC 0.11% of their portfolio OVERLAND PARK, KS 102,398102.4k $4.2m $4.2m 0.11% Added +33.3k +33,327
52 Lake Hills Wealth Management, LLC 4.47% of their portfolio AUSTIN, TX 99,15199.2k $4.1m $4.1m 4.47% Reduced -51.7k -51,710
53 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 91,82091.8k $3.8m $3.8m 0.02% Reduced -71.9k -71,868
54 NATIXIS 0.03% of their portfolio PARIS, I0 90,51590.5k $3.7m $3.7m 0.03% Added +516 +516
55 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 89,75489.8k $3.7m $3.7m 0.03% Added +1.9k +1,922
56 Fifth Third Securities, Inc. 0.37% of their portfolio Cincinnati, OH 82,04182.0k $3.4m $3.4m 0.37% Added +42.0k +41,990
57 XML Financial, LLC 0.36% of their portfolio BETHESDA, MD 75,59075.6k $3.1m $3.1m 0.36% Reduced -33.1k -33,143
58 Mariner, LLC 0.01% of their portfolio Overland Park, KS 75,50175.5k $3.1m $3.1m 0.01% Added +11.3k +11,301
59 Fortis Group Advisors, LLC 0.83% of their portfolio WESTWOOD, NJ 75,22475.2k $3.1m $3.1m 0.83% Reduced -3.0k -3,026
60 Capital Investment Advisory Services, LLC 0.30% of their portfolio RALEIGH, NC 73,17073.2k $3.0m $3.0m 0.30% Added +3.4k +3,409
61 OPPENHEIMER & CO INC 0.06% of their portfolio NEW YORK, NY 70,95671.0k $2.9m $2.9m 0.06% Reduced -185 -185
62 D.A. DAVIDSON & CO. 0.03% of their portfolio GREAT FALLS, MT 70,37170.4k $2.9m $2.9m 0.03% Reduced -5.4k -5,428
63 COOKSON PEIRCE & CO INC 0.17% of their portfolio PITTSBURGH, PA 66,50566.5k $2.8m $2.8m 0.17% Reduced -2.0k -2,037
64 SCOTIA CAPITAL INC. 0.02% of their portfolio TORONTO, A6 65,62265.6k $2.7m $2.7m 0.02% Added +8.4k +8,397
65 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 65,52265.5k $2.7m $2.7m 0.00% Added +6.1k +6,087
66 Venture Visionary Partners LLC 0.15% of their portfolio Sylvania, OH 62,84462.8k $2.6m $2.6m 0.15% New
67 Prostatis Group LLC 1.20% of their portfolio HANOVER, MD 62,56662.6k $2.6m $2.6m 1.20% Reduced -5.9k -5,880
68 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 60,69960.7k $2.5m $2.5m 0.00% Added +5.0k +5,005
69 Hilltop Holdings Inc. 0.30% of their portfolio DALLAS, TX 58,93558.9k $2.4m $2.4m 0.30% Added +3.8k +3,777
70 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 58,52658.5k $2.4m $2.4m 0.00% Added +4.4k +4,404
71 HBW ADVISORY SERVICES LLC 0.52% of their portfolio SIMI VALLEY, CA 57,76657.8k $2.4m $2.4m 0.52% Reduced -6.4k -6,447
72 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 54,26354.3k $2.2m $2.2m 0.02% Reduced -593 -593
73 BTS Asset Management, Inc. 1.59% of their portfolio Lincoln, MA 50,00150.0k $3.1m $3.1m 1.59% Added +41.1k +41,135
74 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 48,98549.0k $2.0m $2.0m 0.00% Reduced -95.3k -95,266
75 Bard Financial Services, Inc. 0.14% of their portfolio BRANFORD, CT 45,90045.9k $1.9m $1.9m 0.14% Reduced -450 -450
76 Delos Wealth Advisors, LLC 2.24% of their portfolio DALLAS, TX 42,48942.5k $1.8m $1.8m 2.24% Added +1.3k +1,306
77 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 41,93141.9k $1.7m $1.7m 0.02% Reduced -7.1k -7,099
78 Eudaimonia Partners, LLC 0.38% of their portfolio Winchester, TN 40,37840.4k $1.7m $1.7m 0.38% Added +443 +443
79 MITCHELL MCLEOD PUGH & WILLIAMS INC 0.48% of their portfolio MOBILE, AL 40,00940.0k $1.7m $1.7m 0.48% Unchanged
80 ARQ WEALTH ADVISORS, LLC 1.03% of their portfolio SCOTTSDALE, AZ 38,30538.3k $1.6m $1.6m 1.03% Added +4.1k +4,064
81 Capital Wealth Alliance, LLC 1.12% of their portfolio Scottsdale, AZ 36,15736.2k $1.5m $1.5m 1.12% Added +638 +638
82 L.M. KOHN & COMPANY 0.56% of their portfolio CINCINNATI, OH 35,80935.8k $1.5m $1.5m 0.56% Reduced -14.9k -14,883
83 Investors Research Corp 0.36% of their portfolio ATLANTA, GA 34,88734.9k $1.4m $1.4m 0.36% Added +234 +234
84 MERITAGE PORTFOLIO MANAGEMENT 0.10% of their portfolio OVERLAND PARK, KS 34,85134.9k $1.4m $1.4m 0.10% Added +2.6k +2,643
85 ABSOLUTE CAPITAL MANAGEMENT, LLC 1.31% of their portfolio Pittsburgh, PA 34,41734.4k $1.4m $1.4m 1.31% Reduced -1.5k -1,502
86 Summit Financial Wealth Advisors, LLC 0.33% of their portfolio Lafayette, LA 34,14334.1k $1.4m $1.4m 0.33% Reduced -697 -697
87 Empirical Asset Management, LLC 1.23% of their portfolio WELLESLEY, MA 33,72133.7k $1.4m $1.4m 1.23% Added +1.7k +1,718
88 Sigma Planning Corp 0.05% of their portfolio ANN ARBOR, MI 32,65332.7k $1.4m $1.4m 0.05% Reduced -9.8k -9,769
89 Stratos Wealth Partners, LTD. 0.03% of their portfolio BEACHWOOD, OH 32,54232.5k $1.3m $1.3m 0.03% Added +12.0k +12,009
90 Tower Research Capital LLC (TRC) 0.04% of their portfolio NEW YORK, NY 31,62131.6k $1.3m $1.3m 0.04% Added +18.7k +18,715
91 PATTEN & PATTEN INC/TN 0.11% of their portfolio CHATTANOOGA, TN 30,76530.8k $1.3m $1.3m 0.11% Reduced -2.7k -2,700
92 RDA Financial Network 0.52% of their portfolio AKRON, IA 30,12830.1k $1.2m $1.2m 0.52% Reduced -990 -990
93 J.W. COLE ADVISORS, INC. 0.09% of their portfolio TAMPA, FL 29,45829.5k $1.2m $1.2m 0.09% Reduced -3.4k -3,382
94 AlphaCore Capital LLC 0.19% of their portfolio LA JOLLA, CA 29,27229.3k $1.2m $1.2m 0.19% Added +2.3k +2,288
95 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 28,95929.0k $1.2m $1.2m 0.01% Reduced -2.0k -2,028
96 Arete Wealth Advisors, LLC 0.10% of their portfolio CHICAGO, IL 28,67528.7k $1.2m $1.2m 0.10% Reduced -4.8k -4,764
97 Parallel Advisors, LLC 0.04% of their portfolio SAN FRANCISCO, CA 27,56827.6k $1.1m $1.1m 0.04% Added +1.1k +1,095
98 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 27,15927.2k $1.1m $1.1m 0.00% Reduced -763 -763
99 RVW Wealth, LLC 0.12% of their portfolio LOS ANGELES, CA 25,41125.4k $1.1m $1.1m 0.12% Unchanged
100 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 25,24625.2k $1.0m $1.0m 0.02% Added +9.2k +9,151