Vault-13

INVESCO EXCH TRADED FD TR II SPHD

S&P500 HDL VOL · ETP · CUSIP 46138E362

337 institutional holders -10 vs Q4 2022
31,493,61731.5m shares reported held*
$1.4bnreported value*
31 new 108 added 120 reduced 36 sold out net sold ≈ $99.4m (-2.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($208.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $43.05. Options: 3 managers hold calls ($6.0m notional), 3 hold puts ($1.4m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 309Q4 22: 347Q1 23: 337337Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022309
Q4 2022347
Q1 2023337

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 183 bought or addedQ4 22: 110 cut or sold outQ4 22Q1 23: 139 bought or addedQ1 23: 156 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022183110
Q1 2023139156

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ3 22 calls: $8.1mQ3 22 puts: $1.7mQ3 22P/C 0.21Q4 22 calls: $6.9mQ4 22 puts: $1.1mQ4 22P/C 0.16Q1 23 calls: $6.0mQ1 23 puts: $1.4mQ1 23P/C 0.22
Numbers
QuarterCallsPutsP/C
Q3 2022$8.1m$1.7m0.21
Q4 2022$6.9m$1.1m0.16
Q1 2023$6.0m$1.4m0.22

Biggest buyers

FMR LLC Added +455,571+455.6k
FRANKLIN RESOURCES INC Added +217,902+217.9k
Equitable Holdings, Inc. Added +155,058+155.1k
JPMORGAN CHASE & CO Added +145,854+145.9k
Raymond James Financial Services Advisors, Inc. Added +134,570+134.6k
Avidian Wealth Enterprises, LLC Added +127,699+127.7k
Lake Hills Wealth Management, LLC Added +115,368+115.4k
XML Financial, LLC New +108,733+108.7k
LOCKHEED MARTIN INVESTMENT MANAGEMENT CO New +90,000+90.0k
Janney Montgomery Scott LLC Added +89,974+90.0k

Biggest sellers

STIFEL FINANCIAL CORP Reduced -460,924-460.9k
BANK OF AMERICA CORP /DE/ Reduced -385,298-385.3k
AMERIPRISE FINANCIAL INC Reduced -364,430-364.4k
Capital Advisors Wealth Management, LLC Reduced -297,996-298.0k
RAYMOND JAMES & ASSOCIATES Reduced -276,981-277.0k
Invesco Ltd. Reduced -214,120-214.1k
Shilanski & Associates, Inc. Sold out -195,889-195.9k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -159,989-160.0k
WELLS FARGO & COMPANY/MN Reduced -153,150-153.2k
J.P. Morgan Private Wealth Advisors LLC Reduced -147,035-147.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $4.1m96.5k shares
CITADEL ADVISORS LLC Reduced $2.0m46.6k shares
Cutler Group LLC / CA Added $3.0k1.9k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.1m25.8k shares
CITADEL ADVISORS LLC Added $265.9k6.3k shares
Cutler Group LLC / CA New $0300 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 4,367,6014.4m $184.4m $184.4m 0.02% Reduced -84.4k -84,408
2 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 2,160,1922.2m $91.2m $91.2m 0.07% Reduced -56.1k -56,058
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,940,9921.9m $81.9m $81.9m 0.01% Reduced -385.3k -385,298
4 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,487,5391.5m $62.8m $62.8m 0.02% Reduced -153.2k -153,150
5 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,413,5441.4m $59.7m $59.7m 0.02% Reduced -111.7k -111,707
6 Financial Engines Advisors L.L.C. 0.13% of their portfolio SANTA CLARA, CA 1,125,5201.1m $47.5m $47.5m 0.13% Reduced -21.1k -21,111
7 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 865,461865.5k $36.6m $36.6m 0.01% Reduced -364.4k -364,430
8 UBS Group AG 0.02% of their portfolio ZURICH, V8 794,668794.7k $33.5m $33.5m 0.02% Reduced -136.9k -136,947
9 FMR LLC 0.00% of their portfolio BOSTON, MA 746,380746.4k $31.5m $31.5m 0.00% Added +455.6k +455,571
10 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 746,027746.0k $31.5m $31.5m 0.06% Reduced -41.7k -41,719
11 Raymond James Financial Services Advisors, Inc. 0.06% of their portfolio ST. PETERSBURG, FL 732,060732.1k $30.9m $30.9m 0.06% Added +134.6k +134,570
12 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 678,311678.3k $28.6m $28.6m 0.01% Added +217.9k +217,902
13 Avidian Wealth Enterprises, LLC 1.53% of their portfolio Houston, TX 658,840658.8k $27.8m $27.8m 1.53% Added +127.7k +127,699
14 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 543,929543.9k $23.0m $23.0m 0.01% Added +44.3k +44,323
15 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 519,795519.8k $21.9m $21.9m 0.02% Reduced -277.0k -276,981
16 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 501,278501.3k $21.2m $21.2m 0.01% Reduced -214.1k -214,120
17 TRUIST FINANCIAL CORP 0.04% of their portfolio CHARLOTTE, NC 490,363490.4k $20.7m $20.7m 0.04% Reduced -44.7k -44,660
18 Private Advisor Group, LLC 0.19% of their portfolio MORRISTOWN, NJ 461,472461.5k $19.5m $19.5m 0.19% Reduced -50.5k -50,494
19 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 404,018404.0k $17.1m $17.1m 0.00% Added +145.9k +145,854
20 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 395,429395.4k $16.7m $16.7m 0.01% Added +49.9k +49,859
21 Silicon Valley Capital Partners 3.43% of their portfolio SAN JOSE, CA 388,332388.3k $16.4m $16.4m 3.43% Added +27.6k +27,566
22 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 386,163386.2k $16.3m $16.3m 0.03% Reduced -160.0k -159,989
23 Atria Wealth Solutions, Inc. 0.23% of their portfolio NEW YORK, NY 362,041362.0k $15.3m $15.3m 0.23% Reduced -1.8k -1,811
24 Janney Montgomery Scott LLC 0.06% of their portfolio PHILADELPHIA, PA 333,757333.8k $14.1m $14.1m 0.06% Added +90.0k +89,974
25 TrueWealth Advisors, LLC 5.69% of their portfolio BIRMINGHAM, AL 321,388321.4k $13.6m $13.6m 5.69% Reduced -39.2k -39,210
26 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 319,698319.7k $13.5m $13.5m 0.07% Added +32.7k +32,721
27 Equitable Holdings, Inc. 0.16% of their portfolio NEW YORK, NY 234,355234.4k $9.9m $9.9m 0.16% Added +155.1k +155,058
28 Brookstone Capital Management 0.19% of their portfolio WHEATON, IL 230,956231.0k $9.9m $9.9m 0.19% Reduced -39.9k -39,923
29 IFG Advisory, LLC 0.77% of their portfolio ATLANTA, GA 195,127195.1k $8.2m $8.2m 0.77% Added +2.3k +2,284
30 NEIRG Wealth Management, LLC 1.40% of their portfolio NORTH ANDOVER, MA 191,998192.0k $8.1m $8.1m 1.40% Added +19.9k +19,889
31 David Kennon Inc 3.93% of their portfolio SARASOTA, FL 190,774190.8k $8.1m $8.1m 3.93% Reduced -63.7k -63,652
32 Cetera Advisor Networks LLC 0.06% of their portfolio EL SEGUNDO, CA 179,044179.0k $7.6m $7.6m 0.06% Added +8.6k +8,565
33 Norris Financial Group, LLC 5.52% of their portfolio GREENVILLE, SC 178,233178.2k $7.5m $7.5m 5.52% Added +3.8k +3,789
34 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 177,087177.1k $7.5m $7.5m 0.01% Reduced -460.9k -460,924
35 Leelyn Smith, LLC 1.77% of their portfolio GENEVA, IL 163,922163.9k $6.9m $6.9m 1.77% Added +4.0k +3,989
36 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 163,688163.7k $6.9m $6.9m 0.05% Reduced -9.7k -9,664
37 Cetera Advisors LLC 0.11% of their portfolio DENVER, CO 163,511163.5k $6.9m $6.9m 0.11% Reduced -128.8k -128,774
38 Lake Hills Wealth Management, LLC 6.64% of their portfolio AUSTIN, TX 150,861150.9k $6.4m $6.4m 6.64% Added +115.4k +115,368
39 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 144,251144.3k $6.1m $6.1m 0.01% Added +6.3k +6,304
40 Waverly Advisors, LLC 0.30% of their portfolio BIRMINGHAM, AL 135,307135.3k $5.7m $5.7m 0.30% Added +10.2k +10,181
41 Gunma Bank,Ltd. 2.51% of their portfolio GUNMA, M0 135,000135.0k $5.7m $5.7m 2.51% Unchanged
42 Capital Planning Advisors, LLC 1.20% of their portfolio Roseville, CA 133,422133.4k $5.6m $5.6m 1.20% Reduced -15.3k -15,340
43 Northside Capital Management, LLC 1.51% of their portfolio Hood River, OR 132,885132.9k $5.6m $5.6m 1.51% Unchanged
44 Atria Investments, Inc 0.10% of their portfolio Charlotte, NC 126,806126.8k $5.4m $5.4m 0.10% Reduced -101.5k -101,535
45 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 122,920122.9k $5.2m $5.2m 0.03% Added +8.7k +8,719
46 PALLADIEM, LLC 5.49% of their portfolio BRYN MAWR, PA 121,942121.9k $5.1m $5.1m 5.49% Reduced -13.4k -13,428
47 Fusion Capital, LLC 2.94% of their portfolio MT. PLEASANT, SC 121,833121.8k $5.1m $5.1m 2.94% Added +2.6k +2,558
48 Geneos Wealth Management Inc. 0.28% of their portfolio ENGLEWOOD, CO 110,915110.9k $4.7m $4.7m 0.28% Reduced -10.5k -10,538
49 RETIREMENT FINANCIAL SOLUTIONS, LLC 3.65% of their portfolio KNOXVILLE, TN 108,741108.7k $4.6m $4.6m 3.65% Added +12.2k +12,154
50 XML Financial, LLC 0.56% of their portfolio BETHESDA, MD 108,733108.7k $4.6m $4.6m 0.56% New
51 Simplicity Solutions, LLC 0.12% of their portfolio MINNEAPOLIS, MN 108,019108.0k $4.6m $4.6m 0.12% Reduced -52.4k -52,354
52 EP Wealth Advisors, LLC 0.54% of their portfolio TORRANCE, CA 91,26791.3k $31.5m $31.5m 0.54% Added +86.0k +85,963
53 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 0.22% of their portfolio BETHESDA, MD 90,00090.0k $3.8m $3.8m 0.22% New
54 NATIXIS 0.04% of their portfolio PARIS, I0 89,99990.0k $3.8m $3.8m 0.04% Added +21.9k +21,902
55 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 87,83287.8k $3.7m $3.7m 0.03% Reduced -2.5k -2,534
56 Fortis Group Advisors, LLC 1.00% of their portfolio WESTWOOD, NJ 78,25078.2k $3.3m $3.3m 1.00% First filing
57 D.A. DAVIDSON & CO. 0.04% of their portfolio GREAT FALLS, MT 75,79975.8k $3.2m $3.2m 0.04% Added +6.1k +6,095
58 COMERICA SECURITIES,INC. 0.23% of their portfolio DETROIT, MI 73,74973.7k $3.1m $3.1m 0.23% Added +46.1k +46,094
59 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 71,29371.3k $3.0m $3.0m 0.04% Reduced -20.2k -20,151
60 OPPENHEIMER & CO INC 0.06% of their portfolio NEW YORK, NY 71,14171.1k $3.0m $3.0m 0.06% Reduced -4.4k -4,384
61 Capital Investment Advisory Services, LLC 0.35% of their portfolio RALEIGH, NC 69,76169.8k $2.9m $2.9m 0.35% Reduced -152 -152
62 CreativeOne Wealth, LLC 0.14% of their portfolio OVERLAND PARK, KS 69,07169.1k $2.9m $2.9m 0.14% Added +24.7k +24,714
63 COOKSON PEIRCE & CO INC 0.19% of their portfolio PITTSBURGH, PA 68,54268.5k $2.9m $2.9m 0.19% Added +1.8k +1,775
64 Prostatis Group LLC 1.48% of their portfolio HANOVER, MD 68,44668.4k $2.8m $2.8m 1.48% New
65 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 66,04466.0k $2.8m $2.8m 0.00% Added +45.7k +45,716
66 Ausdal Financial Partners, Inc. 0.38% of their portfolio Davenport, IA 64,40164.4k $2.7m $2.7m 0.38% Added +1.8k +1,848
67 HBW ADVISORY SERVICES LLC 0.68% of their portfolio SIMI VALLEY, CA 64,21364.2k $2.7m $2.7m 0.68% Added +23.0k +22,976
68 Mariner, LLC 0.01% of their portfolio Overland Park, KS 64,20064.2k $2.7m $2.7m 0.01% Added +5.1k +5,102
69 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 59,43559.4k $2.5m $2.5m 0.00% Added +18.8k +18,811
70 SCOTIA CAPITAL INC. 0.02% of their portfolio TORONTO, A6 57,22557.2k $2.4m $2.4m 0.02% Added +20.8k +20,754
71 Capital Advisors Wealth Management, LLC 0.65% of their portfolio YAKIMA, WA 55,87055.9k $2.4m $2.4m 0.65% Reduced -298.0k -297,996
72 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 55,69455.7k $2.3m $2.3m 0.00% Added +10.1k +10,075
73 Hilltop Holdings Inc. 0.32% of their portfolio DALLAS, TX 55,15855.2k $2.3m $2.3m 0.32% Reduced -14.9k -14,894
74 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 54,85654.9k $2.3m $2.3m 0.03% Reduced -87.6k -87,610
75 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 54,12254.1k $2.3m $2.3m 0.00% Reduced -15.1k -15,117
76 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 51,24151.2k $2.2m $2.2m 0.00% Reduced -12.5k -12,501
77 L.M. KOHN & COMPANY 0.89% of their portfolio CINCINNATI, OH 50,69250.7k $2.1m $2.1m 0.89% Added +454 +454
78 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 49,03049.0k $2.1m $2.1m 0.03% Reduced -145 -145
79 Bard Financial Services, Inc. 0.16% of their portfolio BRANFORD, CT 46,35046.4k $2.0m $2.0m 0.16% Added +19.5k +19,500
80 Sigma Planning Corp 0.06% of their portfolio ANN ARBOR, MI 42,42242.4k $1.8m $1.8m 0.06% Reduced -3.0k -2,987
81 Delos Wealth Advisors, LLC 2.20% of their portfolio DALLAS, TX 41,18341.2k $1.7m $1.7m 2.20% New
82 Fifth Third Securities, Inc. 0.19% of their portfolio Cincinnati, OH 40,05140.1k $1.7m $1.7m 0.19% Added +4.7k +4,683
83 MITCHELL MCLEOD PUGH & WILLIAMS INC 0.52% of their portfolio MOBILE, AL 40,00940.0k $1.7m $1.7m 0.52% Unchanged
84 Eudaimonia Partners, LLC 0.41% of their portfolio Winchester, TN 39,93539.9k $1.7m $1.7m 0.41% Reduced -2.1k -2,075
85 Householder Group Estate & Retirement Specialist, LLC 0.62% of their portfolio SCOTTSDALE, AZ 38,26238.3k $1.6m $1.6m 0.62% New
86 MONEY CONCEPTS CAPITAL CORP 0.02% of their portfolio PALM BEACH GARDENS, FL 36,03036.0k $375.9k $375.9k 0.02% Added +22.0k +22,000
87 ABSOLUTE CAPITAL MANAGEMENT, LLC 1.34% of their portfolio Pittsburgh, PA 35,91935.9k $1.5m $1.5m 1.34% Reduced -474 -474
88 Capital Wealth Alliance, LLC 1.21% of their portfolio Scottsdale, AZ 35,51935.5k $1.5m $1.5m 1.21% Reduced -1.7k -1,675
89 Summit Financial Wealth Advisors, LLC 0.35% of their portfolio Lafayette, LA 34,84034.8k $1.5m $1.5m 0.35% Added +1.1k +1,068
90 Investors Research Corp 0.38% of their portfolio ATLANTA, GA 34,65334.7k $1.5m $1.5m 0.38% Added +367 +367
91 ARQ WEALTH ADVISORS, LLC 1.06% of their portfolio SCOTTSDALE, AZ 34,24134.2k $1.4m $1.4m 1.06% Added +5.4k +5,351
92 PATTEN & PATTEN INC/TN 0.12% of their portfolio CHATTANOOGA, TN 33,46533.5k $1.4m $1.4m 0.12% Added +2.3k +2,265
93 Arete Wealth Advisors, LLC 0.11% of their portfolio CHICAGO, IL 33,43933.4k $1.4m $1.4m 0.11% Added +4.6k +4,605
94 J.W. COLE ADVISORS, INC. 0.10% of their portfolio TAMPA, FL 32,84032.8k $1.4m $1.4m 0.10% Added +2.4k +2,429
95 MERITAGE PORTFOLIO MANAGEMENT 0.10% of their portfolio OVERLAND PARK, KS 32,20832.2k $1.4m $1.4m 0.10% Reduced -122.6k -122,589
96 Empirical Asset Management, LLC 1.29% of their portfolio WELLESLEY, MA 32,00332.0k $1.4m $1.4m 1.29% New
97 RDA Financial Network 0.60% of their portfolio AKRON, IA 31,11831.1k $1.3m $1.3m 0.60% Reduced -995 -995
98 DAVENPORT & Co LLC 0.01% of their portfolio RICHMOND, VA 30,98731.0k $1.3m $1.3m 0.01% Reduced -18.7k -18,709
99 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 27,92227.9k $1.2m $1.2m 0.01% Reduced -2.1k -2,148
100 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 27,07827.1k $1.1m $1.1m 0.00% New