Vault-13

INVESCO EXCH TRADED FD TR II SPHD

S&P500 HDL VOL · ETP · CUSIP 46138E362

347 institutional holders +38 vs Q3 2022
33,948,53533.9m shares reported held*
$1.5bnreported value*
50 new 133 added 84 reduced 26 sold out net bought ≈ $112.1m (+2.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($233.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $43.16. Options: 3 managers hold calls ($6.9m notional), 2 hold puts ($1.1m).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 309Q4 22: 347347Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022309
Q4 2022347

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ3 22 calls: $8.1mQ3 22 puts: $1.7mQ3 22P/C 0.21Q4 22 calls: $6.9mQ4 22 puts: $1.1mQ4 22P/C 0.16
Numbers
QuarterCallsPutsP/C
Q3 2022$8.1m$1.7m0.21
Q4 2022$6.9m$1.1m0.16

Biggest buyers

Silicon Valley Capital Partners New +360,766+360.8k
AMERIPRISE FINANCIAL INC Added +326,216+326.2k
LPL Financial LLC Added +301,977+302.0k
STIFEL FINANCIAL CORP Added +292,739+292.7k
BANK OF AMERICA CORP /DE/ Added +284,582+284.6k
MORGAN STANLEY Added +274,700+274.7k
Private Advisor Group, LLC Added +202,411+202.4k
Shilanski & Associates, Inc. New +195,889+195.9k
WELLS FARGO & COMPANY/MN Added +182,561+182.6k
Raymond James Financial Services Advisors, Inc. Added +157,515+157.5k

Biggest sellers

ROYAL BANK OF CANADA Reduced -366,158-366.2k
Bedell Frazier Investment Counselling, LLC Sold out -283,873-283.9k
CFS Investment Advisory Services, LLC Sold out -186,437-186.4k
MERITAGE PORTFOLIO MANAGEMENT Reduced -98,051-98.1k
UBS Group AG Reduced -91,987-92.0k
Invesco Ltd. Reduced -83,227-83.2k
OSAIC HOLDINGS, INC. Reduced -71,078-71.1k
Simplicity Solutions, LLC Reduced -68,030-68.0k
RENAISSANCE TECHNOLOGIES LLC Sold out -67,900-67.9k
CITADEL ADVISORS LLC Reduced -47,657-47.7k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $4.3m98.1k shares
CITADEL ADVISORS LLC Added $2.6m59.8k shares
Cutler Group LLC / CA Reduced $0600 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.0m23.8k shares
CITADEL ADVISORS LLC Reduced $96.4k2.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 4,452,0094.5m $195.1m $195.1m 0.02% Added +274.7k +274,700
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,326,2902.3m $102.0m $102.0m 0.01% Added +284.6k +284,582
3 LPL Financial LLC 0.08% of their portfolio FORT MILL, SC 2,216,2502.2m $97.1m $97.1m 0.08% Added +302.0k +301,977
4 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,640,6891.6m $71.9m $71.9m 0.02% Added +182.6k +182,561
5 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 1,525,2511.5m $66.9m $66.9m 0.02% Reduced -366.2k -366,158
6 AMERIPRISE FINANCIAL INC 0.02% of their portfolio MINNEAPOLIS, MN 1,229,8911.2m $53.7m $53.7m 0.02% Added +326.2k +326,216
7 Financial Engines Advisors L.L.C. 0.14% of their portfolio SANTA CLARA, CA 1,146,6311.1m $50.3m $50.3m 0.14% Reduced -12.6k -12,553
8 UBS Group AG 0.02% of their portfolio ZURICH, V8 931,615931.6k $40.8m $40.8m 0.02% Reduced -92.0k -91,987
9 RAYMOND JAMES & ASSOCIATES 0.03% of their portfolio ST PETERSBURG, FL 796,776796.8k $34.9m $34.9m 0.03% Added +137.6k +137,638
10 OSAIC HOLDINGS, INC. 0.07% of their portfolio SCOTTSDALE, AZ 787,746787.7k $34.5m $34.5m 0.07% Reduced -71.1k -71,078
11 Invesco Ltd. 0.01% of their portfolio ATLANTA, GA 715,398715.4k $31.4m $31.4m 0.01% Reduced -83.2k -83,227
12 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 638,011638.0k $28.0m $28.0m 0.04% Added +292.7k +292,739
13 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 597,490597.5k $26.2m $26.2m 0.05% Added +157.5k +157,515
14 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 546,152546.2k $23.9m $23.9m 0.06% Added +50.3k +50,325
15 TRUIST FINANCIAL CORP 0.04% of their portfolio CHARLOTTE, NC 535,023535.0k $23.5m $23.5m 0.04% Added +41.8k +41,795
16 Avidian Wealth Enterprises, LLC 1.52% of their portfolio Houston, TX 531,141531.1k $23.3m $23.3m 1.52% Reduced -37.1k -37,088
17 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 511,966512.0k $1.6m $1.6m 0.05% Added +202.4k +202,411
18 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 499,606499.6k $21.9m $21.9m 0.01% Added +64.0k +63,994
19 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 460,409460.4k $20.2m $20.2m 0.01% Added +84.2k +84,195
20 Atria Wealth Solutions, Inc. 0.26% of their portfolio NEW YORK, NY 363,852363.9k $15.9m $15.9m 0.26% Added +11.2k +11,183
21 Silicon Valley Capital Partners 3.62% of their portfolio SAN JOSE, CA 360,766360.8k $15.8m $15.8m 3.62% New
22 TrueWealth Advisors, LLC 6.91% of their portfolio BIRMINGHAM, AL 360,598360.6k $15.8m $15.8m 6.91% Added +22.5k +22,516
23 Capital Advisors Wealth Management, LLC 4.70% of their portfolio YAKIMA, WA 353,866353.9k $15.5m $15.5m 4.70% Added +30.1k +30,098
24 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 345,570345.6k $15.5m $15.5m 0.01% Added +75.8k +75,778
25 Cetera Advisors LLC 0.23% of their portfolio DENVER, CO 292,285292.3k $12.8m $12.8m 0.23% Added +25.0k +24,966
26 FMR LLC 0.00% of their portfolio BOSTON, MA 290,809290.8k $12.7m $12.7m 0.00% Added +33.5k +33,524
27 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 286,977287.0k $12.6m $12.6m 0.07% Added +618 +618
28 Brookstone Capital Management 0.25% of their portfolio WHEATON, IL 270,879270.9k $12.2m $12.2m 0.25% Added +33.1k +33,123
29 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 258,164258.2k $11.3m $11.3m 0.00% Reduced -13.4k -13,427
30 David Kennon Inc 5.81% of their portfolio SARASOTA, FL 254,426254.4k $11.2m $11.2m 5.81% Reduced -5 -5
31 Janney Montgomery Scott LLC 0.04% of their portfolio PHILADELPHIA, PA 243,783243.8k $10.7m $10.7m 0.04% Added +13.2k +13,248
32 Atria Investments, Inc 0.21% of their portfolio Charlotte, NC 228,341228.3k $10.0m $10.0m 0.21% Added +30.2k +30,186
33 Shilanski & Associates, Inc. 3.75% of their portfolio ANCHORAGE, AK 195,889195.9k $8.6m $8.6m 3.75% New
34 IFG Advisory, LLC 0.84% of their portfolio ATLANTA, GA 192,843192.8k $8.5m $8.5m 0.84% Reduced -5.6k -5,630
35 Norris Financial Group, LLC 6.46% of their portfolio GREENVILLE, SC 174,444174.4k $7.6m $7.6m 6.46% Reduced -2.3k -2,329
36 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 173,352173.4k $7.6m $7.6m 0.05% Added +24.2k +24,246
37 NEIRG Wealth Management, LLC 1.42% of their portfolio NORTH ANDOVER, MA 172,109172.1k $7.5m $7.5m 1.42% Added +20.9k +20,869
38 Cetera Advisor Networks LLC 0.06% of their portfolio EL SEGUNDO, CA 170,479170.5k $7.5m $7.5m 0.06% Added +3.5k +3,456
39 Simplicity Solutions, LLC 0.96% of their portfolio MINNEAPOLIS, MN 160,373160.4k $7.0m $7.0m 0.96% Reduced -68.0k -68,030
40 Leelyn Smith, LLC 1.87% of their portfolio GENEVA, IL 159,933159.9k $7.0m $7.0m 1.87% Added +13.9k +13,860
41 J.P. Morgan Private Wealth Advisors LLC 0.02% of their portfolio SAN FRANCISCO, CA 156,816156.8k $6.9m $6.9m 0.02% Added +297 +297
42 MERITAGE PORTFOLIO MANAGEMENT 0.53% of their portfolio OVERLAND PARK, KS 154,797154.8k $6.8m $6.8m 0.53% Reduced -98.1k -98,051
43 Capital Planning Advisors, LLC 1.55% of their portfolio Roseville, CA 148,762148.8k $6.5m $6.5m 1.55% Reduced -20.9k -20,893
44 Kestra Advisory Services, LLC 0.06% of their portfolio AUSTIN, TX 142,466142.5k $6.2m $6.2m 0.06% Added +86.5k +86,547
45 Keystone Financial Group 1.21% of their portfolio LEXINGTON, KY 140,058140.1k $6.1m $6.1m 1.21% New
46 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 137,947137.9k $6.0m $6.0m 0.01% Added +9.3k +9,256
47 PALLADIEM, LLC 6.17% of their portfolio BRYN MAWR, PA 135,370135.4k $5.9m $5.9m 6.17% Reduced -2.5k -2,519
48 Gunma Bank,Ltd. 2.94% of their portfolio GUNMA, M0 135,000135.0k $5.9m $5.9m 2.94% Unchanged
49 Northside Capital Management, LLC 1.75% of their portfolio Hood River, OR 132,885132.9k $5.8m $5.8m 1.75% Unchanged
50 Waverly Advisors, LLC 0.30% of their portfolio BIRMINGHAM, AL 125,126125.1k $5.5m $5.5m 0.30% New
51 Geneos Wealth Management Inc. 0.32% of their portfolio ENGLEWOOD, CO 121,453121.5k $5.3m $5.3m 0.32% Reduced -7.3k -7,274
52 Fusion Capital, LLC 3.08% of their portfolio MT. PLEASANT, SC 119,275119.3k $5.2m $5.2m 3.08% Added +8.0k +7,999
53 CREDIT SUISSE AG/ 0.01% of their portfolio ZURICH, V8 115,431115.4k $5.1m $5.1m 0.01% Added +7.9k +7,947
54 AE Wealth Management LLC 0.04% of their portfolio TOPEKA, KS 114,201114.2k $5.0m $5.0m 0.04% Added +471 +471
55 RETIREMENT FINANCIAL SOLUTIONS, LLC 3.60% of their portfolio KNOXVILLE, TN 96,58796.6k $4.2m $4.2m 3.60% First filing
56 Future Financial Wealth Managment LLC 4.71% of their portfolio CINCINNATI, OH 94,44494.4k $4.1m $4.1m 4.71% Reduced -1.0k -1,025
57 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 91,44491.4k $1.4m $1.4m 0.04% Added +14.4k +14,363
58 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 90,36690.4k $4.0m $4.0m 0.04% Added +2.6k +2,605
59 Equitable Holdings, Inc. 0.06% of their portfolio NEW YORK, NY 79,29779.3k $3.5m $3.5m 0.06% Added +62.1k +62,063
60 OPPENHEIMER & CO INC 0.08% of their portfolio NEW YORK, NY 75,52575.5k $3.3m $3.3m 0.08% Added +3.5k +3,456
61 PEAK FINANCIAL ADVISORS LLC 2.91% of their portfolio DENVER, CO 72,86972.9k $3.2m $3.2m 2.91% Added +19.8k +19,797
62 One Capital Management, LLC 0.17% of their portfolio WESTLAKE VILLAGE, CA 72,84372.8k $3.2m $3.2m 0.17% Reduced -9.8k -9,768
63 Hilltop Holdings Inc. 0.40% of their portfolio DALLAS, TX 70,05270.1k $3.1m $3.1m 0.40% Added +2.4k +2,384
64 Stratos Wealth Partners, LTD. 0.08% of their portfolio BEACHWOOD, OH 69,92869.9k $3.1m $3.1m 0.08% Added +509 +509
65 Capital Investment Advisory Services, LLC 0.36% of their portfolio RALEIGH, NC 69,91369.9k $3.1m $3.1m 0.36% Added +1.9k +1,899
66 D.A. DAVIDSON & CO. 0.04% of their portfolio GREAT FALLS, MT 69,70469.7k $3.1m $3.1m 0.04% Added +642 +642
67 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 69,23969.2k $3.0m $3.0m 0.01% Added +12.1k +12,050
68 First Capital Advisors Group, LLC. 2.05% of their portfolio LITTLE SILVER, NJ 68,88268.9k $3.0m $3.0m 2.05% New
69 SkyView Investment Advisors, LLC 0.91% of their portfolio SHREWSBURY, NJ 68,88268.9k $3.0m $3.0m 0.91% New
70 NATIXIS 0.02% of their portfolio PARIS, I0 68,09768.1k $3.0m $3.0m 0.02% New
71 COOKSON PEIRCE & CO INC 0.19% of their portfolio PITTSBURGH, PA 66,76766.8k $2.9m $2.9m 0.19% Added +2.3k +2,327
72 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 63,74263.7k $2.8m $2.8m 0.01% Reduced -25.3k -25,346
73 Ausdal Financial Partners, Inc. 0.40% of their portfolio Davenport, IA 62,55362.6k $2.7m $2.7m 0.40% Added +533 +533
74 Mariner, LLC 0.01% of their portfolio Overland Park, KS 59,09859.1k $2.6m $2.6m 0.01% Added +50.2k +50,182
75 Clear Perspectives Financial Planning, LLC 1.35% of their portfolio CINCINNATI, OH 57,91857.9k $2.5m $2.5m 1.35% Added +2.5k +2,495
76 L.M. KOHN & COMPANY 1.03% of their portfolio CINCINNATI, OH 50,23850.2k $2.2m $2.2m 1.03% Added +647 +647
77 DAVENPORT & Co LLC 0.02% of their portfolio RICHMOND, VA 49,69649.7k $2.2m $2.2m 0.02% Added +213 +213
78 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 49,17549.2k $2.2m $2.2m 0.03% Added +1.7k +1,665
79 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 46,64546.6k $2.0m $2.0m 0.01% Reduced -4.8k -4,843
80 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 45,61945.6k $2.0m $2.0m 0.00% Added +13.2k +13,170
81 Sigma Planning Corp 0.07% of their portfolio ANN ARBOR, MI 45,40945.4k $2.0m $2.0m 0.07% Reduced -407 -407
82 CreativeOne Wealth, LLC 0.11% of their portfolio OVERLAND PARK, KS 44,35744.4k $1.9m $1.9m 0.11% Added +532 +532
83 Eudaimonia Partners, LLC 0.45% of their portfolio Winchester, TN 42,01042.0k $1.8m $1.8m 0.45% Added +205 +205
84 HBW ADVISORY SERVICES LLC 0.49% of their portfolio SIMI VALLEY, CA 41,23741.2k $1.8m $1.8m 0.49% Added +10.2k +10,193
85 FLOW TRADERS U.S. LLC 0.09% of their portfolio NEW YORK, NY 40,90740.9k $1.8m $1.8m 0.09% Reduced -23.7k -23,666
86 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 40,62440.6k $1.8m $1.8m 0.00% Reduced -26.4k -26,445
87 AlphaCore Capital LLC 0.69% of their portfolio LA JOLLA, CA 40,28240.3k $1.8m $1.8m 0.69% Added +276 +276
88 MITCHELL MCLEOD PUGH & WILLIAMS INC 0.59% of their portfolio MOBILE, AL 40,00940.0k $1.8m $1.8m 0.59% New
89 Merit Financial Group, LLC 0.06% of their portfolio ALPHARETTA, GA 39,85839.9k $1.7m $1.7m 0.06% Reduced -1.1k -1,076
90 BlackDiamond Wealth Management, LLC 2.02% of their portfolio NEW YORK, NY 39,56639.6k $1.8m $1.8m 2.02% Added +807 +807
91 Capital Wealth Alliance, LLC 1.37% of their portfolio Scottsdale, AZ 37,19437.2k $1.6m $1.6m 1.37% Reduced -13.3k -13,350
92 SCOTIA CAPITAL INC. 0.01% of their portfolio TORONTO, A6 36,47136.5k $1.6m $1.6m 0.01% Added +717 +717
93 ABSOLUTE CAPITAL MANAGEMENT, LLC 1.74% of their portfolio Pittsburgh, PA 36,39336.4k $1.6m $1.6m 1.74% Reduced -5.8k -5,844
94 Lake Hills Wealth Management, LLC 1.55% of their portfolio AUSTIN, TX 35,49335.5k $1.6m $1.6m 1.55% New
95 Fifth Third Securities, Inc. 0.20% of their portfolio Cincinnati, OH 35,36835.4k $1.6m $1.6m 0.20% Reduced -457 -457
96 IFP Advisors, Inc 0.04% of their portfolio TAMPA, FL 34,96535.0k $1.4m $1.4m 0.04% Reduced -21.1k -21,130
97 SteelPeak Wealth, LLC 0.11% of their portfolio WOODLAND HILLS, CA 34,73034.7k $1.5m $1.5m 0.11% Added +24.8k +24,815
98 Investors Research Corp 0.41% of their portfolio ATLANTA, GA 34,28634.3k $1.5m $1.5m 0.41% Added +264 +264
99 Summit Financial Wealth Advisors, LLC 0.36% of their portfolio Lafayette, LA 33,77233.8k $1.5m $1.5m 0.36% Reduced -542 -542
100 RDA Financial Network 0.71% of their portfolio AKRON, IA 32,11332.1k $1.4m $1.4m 0.71% Reduced -35 -35