Vault-13

INVESCO EXCH TRADED FD TR II CGW

S&P GBL WATER · ETP · CUSIP 46138E263

169 institutional holders -5 vs Q2 2023
7,038,8797.0m shares reported held*
$327.2mreported value*
19 new 50 added 38 reduced 20 sold out net bought ≈ $5.6m (+118.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $46.49.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 146Q4 22: 163Q1 23: 172Q2 23: 174Q3 23: 169169Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022146
Q4 2022163
Q1 2023172
Q2 2023174
Q3 2023169

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 61 bought or addedQ4 22: 59 cut or sold outQ4 22Q1 23: 65 bought or addedQ1 23: 60 cut or sold outQ1 23Q2 23: 55 bought or addedQ2 23: 62 cut or sold outQ2 23Q3 23: 69 bought or addedQ3 23: 58 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226159
Q1 20236560
Q2 20235562
Q3 20236958

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $428.8kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $308.5kQ2 23 puts: $0Q2 23P/C 0.00Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$0$0—
Q1 2023$428.8k$00.00
Q2 2023$308.5k$00.00
Q3 2023$0$0—

Biggest buyers

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +69,935+69.9k
HighTower Advisors, LLC New +55,246+55.2k
EVOKE WEALTH, LLC New +51,893+51.9k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +34,945+34.9k
GOLDMAN SACHS GROUP INC New +26,996+27.0k
JANE STREET GROUP, LLC Added +21,609+21.6k
MORGAN STANLEY Added +21,064+21.1k
COMERICA BANK New +19,804+19.8k
UBS Group AG Added +18,780+18.8k
OSAIC HOLDINGS, INC. Added +17,513+17.5k

Biggest sellers

BlueCrest Capital Management Ltd Sold out -54,404-54.4k
BANK OF MONTREAL /CAN/ Reduced -50,539-50.5k
Bard Financial Services, Inc. Sold out -47,125-47.1k
Money Design Co.,Ltd. Reduced -28,266-28.3k
J.P. Morgan Private Wealth Advisors LLC Reduced -13,904-13.9k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -13,854-13.9k
Raymond James Financial Services Advisors, Inc. Reduced -11,460-11.5k
Prism Advisors, Inc. Reduced -11,245-11.2k
Cerity Partners LLC Sold out -11,152-11.2k
Brookstone Capital Management Sold out -11,117-11.1k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,262,2411.3m $58.7m $58.7m 0.01% Added +21.1k +21,064
2 Conservest Capital Advisors, Inc. 3.20% of their portfolio WYNNEWOOD, PA 569,543569.5k $26.5m $26.5m 3.20% Added +3.2k +3,154
3 WEATHERLY ASSET MANAGEMENT L. P. 2.68% of their portfolio DEL MAR, CA 482,510482.5k $22.4m $22.4m 2.68% Reduced -4.4k -4,397
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 463,806463.8k $21.6m $21.6m 0.01% Added +18.8k +18,780
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 300,181300.2k $14.0m $14.0m 0.00% Added +3.6k +3,596
6 Prism Advisors, Inc. 3.85% of their portfolio STUDIO CITY, CA 236,520236.5k $11.0m $11.0m 3.85% Reduced -11.2k -11,245
7 NATIONAL BANK OF CANADA /FI/ 0.02% of their portfolio MONTREAL, A8 222,937222.9k $10.1m $10.1m 0.02% Reduced -3.0k -3,003
8 Polianta Ltd 4.95% of their portfolio ST HELIER, Y9 215,800215.8k $10.0m $10.0m 4.95% Unchanged
9 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 204,587204.6k $9.5m $9.5m 0.00% Reduced -922 -922
10 Money Design Co.,Ltd. 0.51% of their portfolio TOKYO, M0 181,247181.2k $8.4m $8.4m 0.51% Reduced -28.3k -28,266
11 Cetera Advisor Networks LLC 0.05% of their portfolio EL SEGUNDO, CA 153,422153.4k $7.1m $7.1m 0.05% Added +5.0k +4,960
12 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 147,644147.6k $6.9m $6.9m 0.01% Reduced -13.9k -13,854
13 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 116,660116.7k $5.4m $5.4m 0.03% Added +4.2k +4,194
14 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 105,058105.1k $4.9m $4.9m 0.00% Reduced -4.8k -4,785
15 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 104,728104.7k $4.9m $4.9m 0.00% Added +6.6k +6,567
16 Baron Financial Group, LLC 2.96% of their portfolio Fair Lawn, NJ 98,09098.1k $4.6m $4.6m 2.96% Added +220 +220
17 Fiduciary Trust Co 0.07% of their portfolio Boston, MA 86,14786.1k $4.0m $4.0m 0.07% Added +1.5k +1,501
18 Cetera Advisors LLC 0.06% of their portfolio DENVER, CO 85,05785.1k $4.0m $4.0m 0.06% Added +3.7k +3,731
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 82,64882.6k $3.8m $3.8m 0.01% Added +69.9k +69,935
20 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 82,50682.5k $3.8m $3.8m 0.01% Added +21.6k +21,609
21 Addison Advisors LLC 1.67% of their portfolio MIDDLEBURY, VT 77,17277.2k $3.6m $3.6m 1.67% Added +3.6k +3,575
22 Steward Partners Investment Advisory, LLC 0.05% of their portfolio STAMFORD, CT 73,89773.9k $3.4m $3.4m 0.05% Added +5.1k +5,120
23 Simplicity Solutions, LLC 0.10% of their portfolio MINNEAPOLIS, MN 64,19264.2k $3.0m $3.0m 0.10% Added +493 +493
24 Bleakley Financial Group, LLC 0.11% of their portfolio PARSIPPANY, NJ 64,19264.2k $3.0m $3.0m 0.11% Added +493 +493
25 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 62,79162.8k $2.9m $2.9m 0.00% Added +17.5k +17,513
26 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 61,50161.5k $2.9m $2.9m 0.00% Reduced -5.9k -5,898
27 Financial Advocates Investment Management 0.20% of their portfolio OLYMPIA, WA 57,13257.1k $2.7m $2.7m 0.20% Reduced -1.9k -1,900
28 FCA CORP /TX 0.99% of their portfolio HOUSTON, TX 57,00057.0k $2.7m $2.7m 0.99% Added +1.4k +1,353
29 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 55,24655.2k $2.6m $2.6m 0.00% New
30 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 54,29754.3k $2.5m $2.5m 0.01% Added +6.3k +6,292
31 EVOKE WEALTH, LLC 0.08% of their portfolio Los Angeles, CA 51,89351.9k $2.4m $2.4m 0.08% New
32 Koss-Olinger Consulting, LLC 0.32% of their portfolio GAINESVILLE, FL 46,63346.6k $2.2m $2.2m 0.32% Added +10.8k +10,822
33 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 45,71845.7k $2.1m $2.1m 0.00% Added +2.4k +2,383
34 NorthCoast Asset Management LLC 0.04% of their portfolio STAMFORD, CT 45,01345.0k $2.1m $2.1m 0.04% Added +636 +636
35 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 42,57542.6k $2.0m $2.0m 0.00% Added +2.2k +2,161
36 First Affirmative Financial Network 1.82% of their portfolio COLORADO SPRINGS, CO 40,06940.1k $1.9m $1.9m 1.82% Reduced -1.1k -1,075
37 Concord Wealth Partners 0.36% of their portfolio ABINGDON, VA 36,85736.9k $1.7m $1.7m 0.36% Reduced -4.2k -4,177
38 Focus Financial Network, Inc. 0.09% of their portfolio MINNEAPOLIS, MN 36,04836.0k $1.7m $1.7m 0.09% Added +1.1k +1,146
39 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 35,34335.3k $1.6m $1.6m 0.00% Unchanged
40 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 34,94534.9k $1.6m $1.6m 0.01% New
41 Fiduciary Alliance LLC 0.35% of their portfolio GREENVILLE, SC 32,81932.8k $1.5m $1.5m 0.35% Added +1.1k +1,095
42 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 29,57329.6k $1.4m $1.4m 0.00% Reduced -11.5k -11,460
43 Wealthspire Retirement, LLC 0.24% of their portfolio ALISO VIEJO, CA 27,37027.4k $1.3m $1.3m 0.24% Unchanged
44 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 26,99627.0k $1.3m $1.3m 0.00% New
45 Bridge Advisory, LLC 0.43% of their portfolio PASADENA, CA 26,64026.6k $1.2m $1.2m 0.43% Added +160 +160
46 CREATIVE FINANCIAL DESIGNS INC /ADV 0.14% of their portfolio KOKOMO, IN 25,93425.9k $1.2m $1.2m 0.14% Added +343 +343
47 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 24,91524.9k $1.2m $1.2m 0.00% Added +17.4k +17,424
48 Concord Asset Management, LLC/VA 0.37% of their portfolio ABINGDON, VA 23,74023.7k $1.1m $1.1m 0.37% Reduced -2.5k -2,489
49 COMERICA BANK 0.00% of their portfolio DALLAS, TX 19,80419.8k $921.3k $921.3k 0.00% New
50 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 19,74219.7k $918.4k $918.4k 0.00% Unchanged
51 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 19,30019.3k $897.8k $897.8k 0.00% Unchanged
52 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 17,67917.7k $822.4k $822.4k 0.00% Reduced -3.7k -3,730
53 WADE G W & INC 0.03% of their portfolio Wellesley, MA 15,93915.9k $741.0k $741.0k 0.03% Added +600 +600
54 Greenwich Wealth Management LLC 0.08% of their portfolio GREENWICH, CT 15,93015.9k $741.0k $741.0k 0.08% Reduced -101 -101
55 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 13,37813.4k $622.3k $622.3k 0.02% New
56 Widmann Financial Services, Inc. 0.60% of their portfolio BOWIE, MD 13,04213.0k $606.7k $606.7k 0.60% Added +120 +120
57 Keel Point, LLC 0.08% of their portfolio HUNTSVILLE, AL 12,67012.7k $589.4k $589.4k 0.08% Unchanged
58 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 12,03412.0k $560.0k $560.0k 0.01% Added +1.2k +1,235
59 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 11,92311.9k $554.7k $554.7k 0.00% Added +1.0k +1,028
60 Perigon Wealth Management, LLC 0.02% of their portfolio SAN FRANCISCO, CA 11,72111.7k $545.3k $545.3k 0.02% Added +2 +2
61 Comprehensive Financial Consultants Institutional, Inc. 0.28% of their portfolio Bloomington, IN 11,55311.6k $537.4k $537.4k 0.28% Reduced -220 -220
62 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 11,55111.6k $537.4k $537.4k 0.00% Added +2.8k +2,849
63 EXENCIAL WEALTH ADVISORS, LLC 0.03% of their portfolio OKLAHOMA CITY, OK 11,12311.1k $517.4k $517.4k 0.03% Reduced -281 -281
64 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 11,11511.1k $517.1k $517.1k 0.01% Reduced -253 -253
65 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 10,84710.8k $504.6k $504.6k 0.02% Reduced -7 -7
66 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 10,81710.8k $503.2k $503.2k 0.01% Reduced -5.0k -5,045
67 DIVERSIFIED TRUST CO 0.02% of their portfolio MEMPHIS, TN 10,50010.5k $488.5k $488.5k 0.02% Unchanged
68 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 9,3239.3k $433.7k $433.7k 0.01% Added +1.3k +1,340
69 TIAA TRUST, NATIONAL ASSOCIATION 0.00% of their portfolio CHARLOTTE, NC 9,2239.2k $429.1k $429.1k 0.00% First filing
70 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 9,0039.0k $418.8k $418.8k 0.00% Reduced -13.9k -13,904
71 Key Client Fiduciary Advisors, LLC 0.25% of their portfolio Fairfield, NJ 8,6048.6k $400.3k $400.3k 0.25% Added +400 +400
72 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 8,5388.5k $397.2k $397.2k 0.00% Reduced -788 -788
73 MIDDLETON & CO INC/MA 0.05% of their portfolio BOSTON, MA 8,4008.4k $390.8k $390.8k 0.05% Unchanged
74 COLONY GROUP LLC 0.01% of their portfolio Boston, MA 8,2128.2k $382.0k $382.0k 0.01% Added +23 +23
75 Glen Eagle Advisors, LLC 0.08% of their portfolio KINGSTON, NJ 7,8327.8k $364.3k $364.3k 0.08% Unchanged
76 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 7,6817.7k $357.3k $357.3k 0.00% Added +878 +878
77 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 7,6347.6k $355.0k $355.0k 0.00% Added +235 +235
78 Composition Wealth, LLC 0.01% of their portfolio LOS ANGELES, CA 7,5007.5k $348.9k $348.9k 0.01% Unchanged
79 Transform Wealth, LLC 0.04% of their portfolio GREENWOOD VILLAGE, CO 7,4247.4k $345.4k $345.4k 0.04% Reduced -7.4k -7,424
80 MERIDIAN INVESTMENT COUNSEL INC. 0.13% of their portfolio LAFAYETTE, CA 7,2457.2k $337.0k $337.0k 0.13% Unchanged
81 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 7,1777.2k $333.9k $333.9k 0.00% Reduced -2.7k -2,669
82 Financial Perspectives, Inc 0.15% of their portfolio MINNEAPOLIS, MN 7,1217.1k $331.3k $331.3k 0.15% Unchanged
83 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 6,9607.0k $323.8k $323.8k 0.00% Unchanged
84 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 6,5976.6k $306.9k $306.9k 0.01% Reduced -285 -285
85 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 6,5066.5k $302.7k $302.7k 0.00% New
86 Phoenix Wealth Advisors 0.17% of their portfolio CHAPEL HILL, NC 6,3506.3k $295.4k $295.4k 0.17% Added +100 +100
87 Castle Rock Wealth Management, LLC 0.10% of their portfolio WALNUT CREEK, CA 6,3256.3k $290.6k $290.6k 0.10% Reduced -30 -30
88 TWO SIGMA SECURITIES, LLC 0.01% of their portfolio NEW YORK, NY 6,1746.2k $287.2k $287.2k 0.01% New
89 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 6,0746.1k $282.6k $282.6k 0.03% Unchanged
90 Washington Trust Advisors, Inc. 0.03% of their portfolio WELLESLEY, MA 5,9365.9k $276.1k $276.1k 0.03% Unchanged
91 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 5,8515.9k $272.0k $272.0k 0.00% New
92 Eudaimonia Partners, LLC 0.06% of their portfolio Winchester, TN 5,7355.7k $266.8k $266.8k 0.06% Unchanged
93 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 5,5995.6k $277.0k $277.0k 0.00% Reduced -50.5k -50,539
94 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 5,5425.5k $257.8k $257.8k 0.00% Reduced -304 -304
95 GOULD ASSET MANAGEMENT LLC /CA/ 0.07% of their portfolio CLAREMONT, CA 5,4555.5k $253.8k $253.8k 0.07% Unchanged
96 FMR LLC 0.00% of their portfolio BOSTON, MA 5,3395.3k $248.4k $248.4k 0.00% Added +416 +416
97 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 5,3255.3k $247.7k $247.7k 0.00% Reduced -2.0k -2,027
98 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 5,1395.1k $239.1k $239.1k 0.00% Added +4.5k +4,452
99 NCM Capital Management, LLC 0.16% of their portfolio RAMSEY, NJ 4,7594.8k $221.4k $221.4k 0.16% Unchanged
100 TRANSCEND CAPITAL ADVISORS, LLC 0.02% of their portfolio MADISON, NJ 4,4944.5k $209.0k $209.0k 0.02% Reduced -100 -100