Vault-13

INVESCO EXCH TRADED FD TR II CGW

S&P GBL WATER · ETP · CUSIP 46138E263

172 institutional holders +9 vs Q4 2022
7,142,1147.1m shares reported held*
$356.1mreported value*
24 new 41 added 46 reduced 14 sold out net sold ≈ $19.9m (-399.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $49.86. Options: 1 managers hold calls ($428.8k notional), 0 hold puts (—).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 146Q4 22: 163Q1 23: 172172Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022146
Q4 2022163
Q1 2023172

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 61 bought or addedQ4 22: 59 cut or sold outQ4 22Q1 23: 65 bought or addedQ1 23: 60 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226159
Q1 20236560

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $428.8kQ1 23 puts: $0Q1 23P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$0$0—
Q1 2023$428.8k$00.00

Biggest buyers

AMERIPRISE FINANCIAL INC Added +97,600+97.6k
JANE STREET GROUP, LLC Added +67,764+67.8k
Simplicity Solutions, LLC Added +51,212+51.2k
OLD MISSION CAPITAL LLC Added +38,865+38.9k
CAPTRUST FINANCIAL ADVISORS New +19,242+19.2k
Money Design Co.,Ltd. Added +19,148+19.1k
Transform Wealth, LLC New +14,848+14.8k
Raymond James Financial Services Advisors, Inc. Added +12,666+12.7k
Conservest Capital Advisors, Inc. Added +11,633+11.6k
Comprehensive Financial Consultants Institutional, Inc. New +11,481+11.5k

Biggest sellers

1832 Asset Management L.P. Reduced -364,471-364.5k
MORGAN STANLEY Reduced -182,240-182.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -67,189-67.2k
NATIONAL BANK OF CANADA /FI/ Reduced -60,494-60.5k
NorthCoast Asset Management LLC Reduced -25,066-25.1k
ROYAL BANK OF CANADA Reduced -22,959-23.0k
BANK OF AMERICA CORP /DE/ Reduced -20,776-20.8k
CITADEL ADVISORS LLC Sold out -18,583-18.6k
UBS Group AG Reduced -10,536-10.5k
Concord Wealth Partners Reduced -10,257-10.3k

Biggest calls

Belvedere Trading LLC New $428.8k8.6k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,283,4151.3m $64.0m $64.0m 0.01% Reduced -182.2k -182,240
2 Conservest Capital Advisors, Inc. 3.34% of their portfolio WYNNEWOOD, PA 562,055562.1k $28.0m $28.0m 3.34% Added +11.6k +11,633
3 WEATHERLY ASSET MANAGEMENT L. P. 3.09% of their portfolio DEL MAR, CA 478,055478.1k $23.8m $23.8m 3.09% Reduced -2.2k -2,199
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 451,054451.1k $22.5m $22.5m 0.01% Reduced -10.5k -10,536
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 298,862298.9k $14.9m $14.9m 0.00% Reduced -20.8k -20,776
6 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 250,970251.0k $12.5m $12.5m 0.02% Added +67.8k +67,764
7 Prism Advisors, Inc. 4.34% of their portfolio STUDIO CITY, CA 250,645250.6k $12.5m $12.5m 4.34% Reduced -5.8k -5,753
8 NATIONAL BANK OF CANADA /FI/ 0.03% of their portfolio MONTREAL, A8 227,081227.1k $11.3m $11.3m 0.03% Reduced -60.5k -60,494
9 Money Design Co.,Ltd. 0.64% of their portfolio TOKYO, M0 218,939218.9k $10.9m $10.9m 0.64% Added +19.1k +19,148
10 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 218,307218.3k $10.9m $10.9m 0.00% Added +97.6k +97,600
11 Polianta Ltd 4.92% of their portfolio ST HELIER, Y9 215,800215.8k $10.8m $10.8m 4.92% Unchanged
12 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 160,865160.9k $8.0m $8.0m 0.02% Added +4.6k +4,624
13 Cetera Advisor Networks LLC 0.05% of their portfolio EL SEGUNDO, CA 146,662146.7k $7.3m $7.3m 0.05% Reduced -482 -482
14 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 110,697110.7k $5.5m $5.5m 0.03% Added +1.8k +1,833
15 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 99,82199.8k $5.0m $5.0m 0.00% Reduced -2.8k -2,768
16 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 96,76996.8k $4.8m $4.8m 0.00% Added +1.6k +1,638
17 Baron Financial Group, LLC 3.04% of their portfolio Fair Lawn, NJ 96,32096.3k $4.8m $4.8m 3.04% Added +1.7k +1,705
18 Fiduciary Trust Co 0.08% of their portfolio Boston, MA 86,62986.6k $4.3m $4.3m 0.08% Reduced -4.0k -4,000
19 Cetera Advisors LLC 0.07% of their portfolio DENVER, CO 82,49582.5k $4.1m $4.1m 0.07% Added +1.1k +1,098
20 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 74,13474.1k $3.7m $3.7m 0.00% Reduced -23.0k -22,959
21 Addison Advisors LLC 1.93% of their portfolio MIDDLEBURY, VT 68,96569.0k $3.4m $3.4m 1.93% Added +1.3k +1,286
22 Steward Partners Investment Advisory, LLC 0.05% of their portfolio STAMFORD, CT 66,06466.1k $3.3m $3.3m 0.05% Reduced -2.5k -2,474
23 Simplicity Solutions, LLC 0.08% of their portfolio MINNEAPOLIS, MN 64,90564.9k $3.2m $3.2m 0.08% Added +51.2k +51,212
24 Bleakley Financial Group, LLC 0.11% of their portfolio PARSIPPANY, NJ 64,90564.9k $3.2m $3.2m 0.11% Added +1.4k +1,411
25 Ameritas Advisory Services, LLC 0.15% of their portfolio Lincoln, NE 61,34761.3k $3.1m $3.1m 0.15% Reduced -1.4k -1,423
26 Financial Advocates Investment Management 0.23% of their portfolio OLYMPIA, WA 59,68259.7k $3.0m $3.0m 0.23% Reduced -3.9k -3,881
27 OLD MISSION CAPITAL LLC 0.09% of their portfolio CHICAGO, IL 57,30957.3k $2.9m $2.9m 0.09% Added +38.9k +38,865
28 FCA CORP /TX 1.06% of their portfolio HOUSTON, TX 56,75056.8k $2.8m $2.8m 1.06% Added +858 +858
29 EVOKE WEALTH, LLC 0.09% of their portfolio Los Angeles, CA 51,89351.9k $2.6m $2.6m 0.09% Unchanged
30 Bard Financial Services, Inc. 0.19% of their portfolio BRANFORD, CT 47,12547.1k $2.3m $2.3m 0.19% Unchanged
31 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 45,05645.1k $2.2m $2.2m 0.00% Reduced -2.2k -2,221
32 NorthCoast Asset Management LLC 0.04% of their portfolio STAMFORD, CT 44,39844.4k $2.2m $2.2m 0.04% Reduced -25.1k -25,066
33 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 40,93840.9k $2.0m $2.0m 0.00% Added +3.9k +3,873
34 First Affirmative Financial Network 2.35% of their portfolio COLORADO SPRINGS, CO 40,68840.7k $2.0m $2.0m 2.35% Reduced -211 -211
35 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 40,62140.6k $2.0m $2.0m 0.00% Added +1.7k +1,729
36 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 40,38740.4k $2.0m $2.0m 0.00% Added +12.7k +12,666
37 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 35,89335.9k $1.8m $1.8m 0.00% Reduced -277 -277
38 Wealthspire Retirement, LLC 0.34% of their portfolio ALISO VIEJO, CA 34,75034.8k $1.7m $1.7m 0.34% Added +3.1k +3,130
39 Koss-Olinger Consulting, LLC 0.21% of their portfolio GAINESVILLE, FL 34,46234.5k $1.7m $1.7m 0.21% Added +201 +201
40 Focus Financial Network, Inc. 0.10% of their portfolio MINNEAPOLIS, MN 32,27932.3k $1.6m $1.6m 0.10% Added +4.5k +4,478
41 Concord Wealth Partners 0.44% of their portfolio ABINGDON, VA 31,12431.1k $1.6m $1.6m 0.44% Reduced -10.3k -10,257
42 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 28,90728.9k $1.4m $1.4m 0.00% Reduced -403 -403
43 Fiduciary Alliance LLC 0.35% of their portfolio GREENVILLE, SC 27,76527.8k $1.4m $1.4m 0.35% Added +2.6k +2,570
44 Bridge Advisory, LLC 0.51% of their portfolio PASADENA, CA 26,43326.4k $1.3m $1.3m 0.51% Reduced -6.5k -6,479
45 CREATIVE FINANCIAL DESIGNS INC /ADV 0.16% of their portfolio KOKOMO, IN 25,20525.2k $1.3m $1.3m 0.16% Added +457 +457
46 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 24,84124.8k $1.2m $1.2m 0.00% Added +1.5k +1,499
47 Concord Asset Management, LLC/VA 0.47% of their portfolio ABINGDON, VA 22,86922.9k $1.1m $1.1m 0.47% Added +1.7k +1,733
48 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 19,24219.2k $959.4k $959.4k 0.00% New
49 Financial Architects, Inc 0.15% of their portfolio MARLTON, NJ 18,97919.0k $946.3k $946.3k 0.15% Added +81 +81
50 Federation des caisses Desjardins du Quebec 0.01% of their portfolio LEVIS, A8 17,74217.7k $884.6k $884.6k 0.01% Reduced -1.1k -1,056
51 Greenwich Wealth Management LLC 0.09% of their portfolio GREENWICH, CT 16,03116.0k $799.0k $799.0k 0.09% Unchanged
52 WADE G W & INC 0.03% of their portfolio Wellesley, MA 15,33915.3k $765.0k $765.0k 0.03% Reduced -100 -100
53 Transform Wealth, LLC 0.07% of their portfolio GREENWOOD VILLAGE, CO 14,84814.8k $740.3k $740.3k 0.07% New
54 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 13,37313.4k $664.6k $664.6k 0.01% Reduced -1.0k -1,017
55 Widmann Financial Services, Inc. 0.65% of their portfolio BOWIE, MD 12,92212.9k $644.3k $644.3k 0.65% Added +344 +344
56 Keel Point, LLC 0.09% of their portfolio HUNTSVILLE, AL 12,67012.7k $631.7k $631.7k 0.09% Reduced -4.7k -4,705
57 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 12,64112.6k $630.3k $630.3k 0.01% Reduced -2.2k -2,218
58 EXENCIAL WEALTH ADVISORS, LLC 0.03% of their portfolio OKLAHOMA CITY, OK 12,50112.5k $623.3k $623.3k 0.03% Reduced -1.2k -1,166
59 Comprehensive Financial Consultants Institutional, Inc. 0.32% of their portfolio Bloomington, IN 11,48111.5k $572.4k $572.4k 0.32% New
60 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 11,33111.3k $563.6k $563.6k 0.00% New
61 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 10,76310.8k $536.6k $536.6k 0.00% Added +1.5k +1,456
62 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 10,72110.7k $534.5k $534.5k 0.00% Reduced -67.2k -67,189
63 DIVERSIFIED TRUST CO 0.02% of their portfolio MEMPHIS, TN 10,50010.5k $523.5k $523.5k 0.02% Unchanged
64 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 10,29010.3k $513.0k $513.0k 0.01% Added +912 +912
65 FMR LLC 0.00% of their portfolio BOSTON, MA 9,3849.4k $467.9k $467.9k 0.00% Added +4.9k +4,863
66 TIAA, FSB 0.00% of their portfolio ST. LOUIS, MO 9,0009.0k $448.7k $448.7k 0.00% Reduced -5 -5
67 Forefront Analytics, LLC 0.23% of their portfolio WEST CONSHOHOCKEN, PA 8,9649.0k $446.9k $446.9k 0.23% Added +32 +32
68 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 8,9358.9k $445.5k $445.5k 0.01% Reduced -226 -226
69 Key Client Fiduciary Advisors, LLC 0.28% of their portfolio Fairfield, NJ 8,8408.8k $440.8k $440.8k 0.28% Added +1.4k +1,400
70 COLONY GROUP LLC 0.01% of their portfolio Boston, MA 8,1898.2k $408.0k $408.0k 0.01% Reduced -26 -26
71 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 8,0188.0k $399.8k $399.8k 0.01% Reduced -780 -780
72 MIDDLETON & CO INC/MA 0.06% of their portfolio BOSTON, MA 8,0008.0k $398.9k $398.9k 0.06% Unchanged
73 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 7,8977.9k $393.7k $393.7k 0.00% Reduced -1.1k -1,054
74 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 7,8537.9k $391.6k $391.6k 0.00% Reduced -1.8k -1,779
75 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 7,7837.8k $388.1k $388.1k 0.02% New
76 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 7,6837.7k $383.1k $383.1k 0.00% Reduced -1.1k -1,125
77 Glen Eagle Advisors, LLC 0.10% of their portfolio KINGSTON, NJ 7,6327.6k $380.5k $380.5k 0.10% Unchanged
78 Composition Wealth, LLC 0.01% of their portfolio LOS ANGELES, CA 7,5007.5k $373.9k $373.9k 0.01% Unchanged
79 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 7,4667.5k $372.0k $372.0k 0.00% New
80 MERIDIAN INVESTMENT COUNSEL INC. 0.14% of their portfolio LAFAYETTE, CA 7,2457.2k $361.2k $361.2k 0.14% Reduced -155 -155
81 Financial Perspectives, Inc 0.17% of their portfolio MINNEAPOLIS, MN 7,1217.1k $355.0k $355.0k 0.17% Added +297 +297
82 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 6,9807.0k $348.0k $348.0k 0.00% Added +35 +35
83 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 6,9296.9k $345.5k $345.5k 0.00% Added +189 +189
84 Castle Rock Wealth Management, LLC 0.12% of their portfolio WALNUT CREEK, CA 6,6556.7k $335.3k $335.3k 0.12% Unchanged
85 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 6,1746.2k $307.8k $307.8k 0.03% Unchanged
86 Washington Trust Advisors, Inc. 0.03% of their portfolio WELLESLEY, MA 5,9365.9k $296.0k $296.0k 0.03% New
87 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 5,8465.8k $291.5k $291.5k 0.00% Reduced -1.8k -1,813
88 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 5,7695.8k $291.0k $291.0k 0.00% Added +1.3k +1,287
89 Eudaimonia Partners, LLC 0.07% of their portfolio Winchester, TN 5,7355.7k $286.0k $286.0k 0.07% Unchanged
90 GOULD ASSET MANAGEMENT LLC /CA/ 0.08% of their portfolio CLAREMONT, CA 5,4555.5k $272.0k $272.0k 0.08% Unchanged
91 Nalls Sherbakoff Group, LLC 0.26% of their portfolio KNOXVILLE, TN 5,3485.3k $263.9k $263.9k 0.26% First filing
92 NCM Capital Management, LLC 0.18% of their portfolio RAMSEY, NJ 4,8594.9k $242.0k $242.0k 0.18% Unchanged
93 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 4,6764.7k $233.1k $233.1k 0.00% New
94 TRANSCEND CAPITAL ADVISORS, LLC 0.02% of their portfolio MADISON, NJ 4,5944.6k $229.0k $229.0k 0.02% Unchanged
95 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 4,5524.6k $227.0k $227.0k 0.00% New
96 Parkside Advisors LLC 0.07% of their portfolio BERKELEY, CA 4,4164.4k $220.4k $220.4k 0.07% Reduced -778 -778
97 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 4,4114.4k $219.9k $219.9k 0.00% New
98 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 4,3504.3k $216.9k $216.9k 0.01% Unchanged
99 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 4,3004.3k $214.4k $214.4k 0.00% Unchanged
100 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 4,2444.2k $212.0k $212.0k 0.01% New