INVESCO EXCH TRADED FD TR II PSCH
S&P SMLCP HELT · ETP · CUSIP 46138E149
80
institutional holders
+3 vs Q3 2023
1.3m
shares reported held*
$55.6mreported value*
7 new
16 added
29 reduced
6 sold out
net sold ≈ $3.2m (-66.2k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $42.54.
Trends to Q4 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 97 |
| Q4 2022 | 94 |
| Q1 2023 | 85 |
| Q2 2023 | 76 |
| Q3 2023 | 77 |
| Q4 2023 | 80 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 25 | 42 |
| Q1 2023 | 21 | 45 |
| Q2 2023 | 24 | 37 |
| Q3 2023 | 21 | 39 |
| Q4 2023 | 23 | 35 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q1 2023 | $1.1m | $0 | 0.00 |
| Q2 2023 | $533.3k | $133.3k | 0.25 |
| Q3 2023 | $292.9k | $0 | 0.00 |
| Q4 2023 | $0 | $0 | — |
Biggest buyers
| MORGAN STANLEY | Added | +73.9k |
| JPMORGAN CHASE & CO | Added | +38.9k |
| Octavia Wealth Advisors, LLC | New | +23.5k |
| FLOW TRADERS U.S. LLC | New | +12.4k |
| FOUNDERS FINANCIAL SECURITIES LLC | New | +12.3k |
| WBI INVESTMENTS, LLC | Added | +11.9k |
| Virtu Financial LLC | Added | +8.0k |
| Tower Research Capital LLC (TRC) | Added | +4.8k |
| Gladstone Institutional Advisory LLC | Added | +3.2k |
| Register Financial Advisors LLC | New | +2.0k |
Biggest sellers
| WELLS FARGO & COMPANY/MN | Reduced | -100.5k |
| BANK OF AMERICA CORP /DE/ | Reduced | -27.0k |
| Magnus Financial Group LLC | Sold out | -18.1k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -17.8k |
| LPL Financial LLC | Reduced | -17.6k |
| COMMONWEALTH EQUITY SERVICES, LLC | Reduced | -14.5k |
| ROYAL BANK OF CANADA | Reduced | -13.9k |
| StoneX Group Inc. | Sold out | -7.2k |
| AMERIPRISE FINANCIAL INC | Reduced | -6.4k |
| PRUDENTIAL FINANCIAL INC | Sold out | -5.9k |
Holders, Q4 2023
| Manager | Shares | Change |
|---|---|---|
| WBI INVESTMENTS, LLC 1.70% of their portfolio | 198.4k $8.5m | Added +11.9k |
| MORGAN STANLEY 0.00% of their portfolio | 158.5k $6.8m | Added +73.9k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 96.9k $4.1m | Reduced -100.5k |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 82.2k $3.5m | Added +38.9k |
| LPL Financial LLC 0.00% of their portfolio | 67.8k $2.9m | Reduced -17.6k |
| Pacific Sun Financial Corp 1.65% of their portfolio | 61.0k $2.6m | Reduced -5.1k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 44.0k $1.9m | Reduced -27.0k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 36.8k $1.6m | Reduced -4.4k |
| McGuire Investment Group, LLC 0.25% of their portfolio | 34.9k $1.5m | Reduced -1.4k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 31.6k $1.4m | Reduced -13.9k |
| UBS Group AG 0.00% of their portfolio | 31.2k $1.3m | Reduced -2.8k |
| Ausdal Financial Partners, Inc. 0.15% of their portfolio | 27.7k $1.2m | Added +3 |
| MGB Wealth Management, LLC 0.58% of their portfolio | 27.0k $1.2m | First filing |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 26.8k $1.1m | Added +901 |
| Montecito Bank & Trust 0.23% of their portfolio | 25.0k $1.1m | Reduced -306 |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 24.5k $1.0m | Reduced -952 |
| Octavia Wealth Advisors, LLC 0.12% of their portfolio | 23.5k $670.8k | New |
| Virtu Financial LLC 0.08% of their portfolio | 22.9k $981.0k | Added +8.0k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 20.5k $877.2k | Reduced -6.4k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 20.4k $874.2k | Added +778 |
| CEERA INVESTMENTS, LLC 0.35% of their portfolio | 17.4k $743.0k | Reduced -669 |
| Tower Research Capital LLC (TRC) 0.01% of their portfolio | 16.5k $707.0k | Added +4.8k |
| Gladstone Institutional Advisory LLC 0.04% of their portfolio | 16.5k $707.0k | Added +3.2k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 13.6k $584.0k | Reduced -14.5k |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 12.9k $552.0k | Reduced -159 |
| FLOW TRADERS U.S. LLC 0.02% of their portfolio | 12.4k $533.0k | New |
| FOUNDERS FINANCIAL SECURITIES LLC 0.06% of their portfolio | 12.3k $525.4k | New |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 12.3k $525.2k | Reduced -17.8k |
| Baird Financial Group, Inc. 0.00% of their portfolio | 12.3k $524.5k | Reduced -600 |
| Cetera Advisor Networks LLC 0.00% of their portfolio | 11.4k $488.7k | Reduced -1.9k |
| NTV Asset Management LLC 0.08% of their portfolio | 10.7k $455.8k | Reduced -225 |
| Equitable Holdings, Inc. 0.00% of their portfolio | 8.9k $380.6k | Reduced -2.5k |
| Somerset Trust Co 0.15% of their portfolio | 8.0k $343.1k | Unchanged |
| ALPINE WOODS CAPITAL INVESTORS, LLC 0.05% of their portfolio | 7.5k $321.0k | Unchanged |
| FOCUS FINANCIAL NETWORK INC /ADV 0.01% of their portfolio | 6.9k $294.9k | First filing |
| SeaCrest Wealth Management, LLC 0.03% of their portfolio | 6.5k $271.4k | Reduced -450 |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 6.3k $271.0k | Reduced -3.0k |
| Creative Planning 0.00% of their portfolio | 6.2k $266.4k | Reduced -5.1k |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 6.2k $264.0k | Reduced -751 |
| Cetera Investment Advisers 0.00% of their portfolio | 5.7k $243.3k | Reduced -274 |
| Beacon Pointe Advisors, LLC 0.00% of their portfolio | 5.4k $230.8k | Added +1 |
| Wiser Advisor Group LLC 0.32% of their portfolio | 4.5k $193.4k | First filing |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 3.1k $131.5k | Added +6 |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 2.9k $123.4k | Added +477 |
| CWM, LLC 0.00% of their portfolio | 2.9k $122.0k | Reduced -52 |
| Register Financial Advisors LLC 0.06% of their portfolio | 2.0k $87.4k | New |
| Riggs Asset Managment Co. Inc. 0.02% of their portfolio | 1.1k $48.8k | Unchanged |
| NFSG Corp 0.02% of their portfolio | 1.0k $44.7k | Added +340 |
| FMR LLC 0.00% of their portfolio | 972 $41.6k | Added +213 |
| Global Retirement Partners, LLC 0.00% of their portfolio | 915 $38.5k | New |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 783 $33.5k | Reduced -225 |
| BESSEMER GROUP INC 0.00% of their portfolio | 750 $32.0k | Unchanged |
| NewEdge Advisors, LLC 0.00% of their portfolio | 721 $30.9k | Unchanged |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio | 650 $28.0k | Added +34 |
| Spire Wealth Management 0.00% of their portfolio | 630 $26.3k | Reduced -603 |
| CITIGROUP INC 0.00% of their portfolio | 600 $25.7k | Unchanged |
| Addison Advisors LLC 0.01% of their portfolio | 567 $24.3k | Unchanged |
| TUCKER ASSET MANAGEMENT LLC 0.01% of their portfolio | 507 $21.7k | Unchanged |
| GLENMEDE TRUST CO NA 0.00% of their portfolio | 471 $20.2k | Unchanged |
| Faithward Advisors, LLC 0.00% of their portfolio | 471 $19.2k | Unchanged |
| OPTIMUM INVESTMENT ADVISORS 0.01% of their portfolio | 429 $18.4k | Unchanged |
| SOA Wealth Advisors, LLC. 0.00% of their portfolio | 426 $18.2k | Unchanged |
| Northwest Capital Management Inc 0.01% of their portfolio | 386 $16.5k | Reduced -52 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.00% of their portfolio | 375 $16.1k | Unchanged |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 370 $15.8k | Unchanged |
| BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio | 300 $12.8k | Unchanged |
| New Millennium Group LLC 0.01% of their portfolio | 300 $12.8k | Unchanged |
| Capital Investment Advisory Services, LLC 0.00% of their portfolio | 249 $10.7k | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 246 $10.5k | Unchanged |
| Advisory Services Network, LLC 0.00% of their portfolio | 240 $10.3k | New |
| COMERICA BANK 0.00% of their portfolio | 220 $9.4k | Reduced -80 |
| Sound Income Strategies, LLC 0.00% of their portfolio | 165 $7.1k | New |
| Founders Financial Alliance, LLC 0.00% of their portfolio | 147 $6.3k | Unchanged |
| Key Financial Inc 0.00% of their portfolio | 141 $6.0k | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC 0.00% of their portfolio | 114 $4.0k | Unchanged |
| US BANCORP \DE\ 0.00% of their portfolio | 99 $4.2k | Unchanged |
| SIGNATUREFD, LLC 0.00% of their portfolio | 84 $3.6k | Unchanged |
| Gradient Investments LLC 0.00% of their portfolio | 70 $3.0k | Added +1 |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 1 $43 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |