Vault-13

INVESCO DB COMMDY INDX TRCK DBC

UNIT · ETP · CUSIP 46138B103

203 institutional holders -17 vs Q2 2024
28,422,28628.4m shares reported held*
$626.4mreported value*
12 new 47 added 76 reduced 27 sold out net sold ≈ $127.5m (-5.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $22.04. Options: 8 managers hold calls ($9.4m notional), 5 hold puts ($3.5m).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 307Q4 22: 291Q1 23: 247Q2 23: 234Q3 23: 242Q4 23: 240Q1 24: 221Q2 24: 220Q3 24: 203203Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022307
Q4 2022291
Q1 2023247
Q2 2023234
Q3 2023242
Q4 2023240
Q1 2024221
Q2 2024220
Q3 2024203

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 109 bought or addedQ4 22: 157 cut or sold outQ1 23: 79 bought or addedQ1 23: 163 cut or sold outQ1 23Q2 23: 62 bought or addedQ2 23: 133 cut or sold outQ3 23: 80 bought or addedQ3 23: 108 cut or sold outQ3 23Q4 23: 82 bought or addedQ4 23: 129 cut or sold outQ1 24: 73 bought or addedQ1 24: 117 cut or sold outQ1 24Q2 24: 67 bought or addedQ2 24: 110 cut or sold outQ3 24: 59 bought or addedQ3 24: 103 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022109157
Q1 202379163
Q2 202362133
Q3 202380108
Q4 202382129
Q1 202473117
Q2 202467110
Q3 202459103

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ4 23 calls: $12.0mQ4 23 puts: $4.8mQ4 23P/C 0.40Q1 24 calls: $15.2mQ1 24 puts: $1.6mQ1 24P/C 0.11Q2 24 calls: $10.9mQ2 24 puts: $2.0mQ2 24P/C 0.18Q3 24 calls: $9.4mQ3 24 puts: $3.5mQ3 24P/C 0.38
Numbers
QuarterCallsPutsP/C
Q4 2023$12.0m$4.8m0.40
Q1 2024$15.2m$1.6m0.11
Q2 2024$10.9m$2.0m0.18
Q3 2024$9.4m$3.5m0.38

Biggest buyers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +317,211+317.2k
Fund Evaluation Group, LLC New +284,451+284.5k
WEXFORD CAPITAL LP Added +224,820+224.8k
UBS Group AG Added +76,264+76.3k
World Investment Advisors New +37,206+37.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +31,735+31.7k
JANE STREET GROUP, LLC Added +28,703+28.7k
Global Endowment Management, LP Added +28,004+28.0k
Cambridge Investment Research Advisors, Inc. Added +25,804+25.8k
D.A. DAVIDSON & CO. Added +25,079+25.1k

Biggest sellers

JPMORGAN CHASE & CO Reduced -1,878,686-1.9m
SCS Capital Management LLC Reduced -852,179-852.2k
Man Group plc Sold out -590,925-590.9k
DEUTSCHE BANK AG\ Reduced -452,089-452.1k
WELLS FARGO & COMPANY/MN Reduced -366,317-366.3k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -233,455-233.5k
Jessup Wealth Management, Inc Sold out -228,107-228.1k
LOCKHEED MARTIN INVESTMENT MANAGEMENT CO Reduced -212,500-212.5k
BANK OF AMERICA CORP /DE/ Reduced -202,446-202.4k
Arkadios Wealth Advisors Reduced -172,980-173.0k

Biggest calls

Point72 Hong Kong Ltd Unchanged $5.6m250.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.4m63.3k shares
GROUP ONE TRADING LLC Added $848.5k38.1k shares
JANE STREET GROUP, LLC New $465.4k20.9k shares
CITADEL ADVISORS LLC Added $416.4k18.7k shares
SIMPLEX TRADING, LLC Added $403.0k18.1k shares
IMC-Chicago, LLC New $240.5k10.8k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.7m77.5k shares
CITADEL ADVISORS LLC Reduced $681.5k30.6k shares
IMC-Chicago, LLC Added $596.8k26.8k shares
SIMPLEX TRADING, LLC Reduced $525.0k23.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q3 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2024.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 4,569,0664.6m $101.8m $101.8m 0.01% Reduced -202.4k -202,446
2 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 4,276,3874.3m $95.2m $95.2m 0.02% Reduced -366.3k -366,317
3 DEUTSCHE BANK AG\ 0.02% of their portfolio FRANKFURT AM MAIN, 2M 2,508,1862.5m $55.9m $55.9m 0.02% Reduced -452.1k -452,089
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,893,2541.9m $42.2m $42.2m 0.00% Reduced -168.2k -168,163
5 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 1.72% of their portfolio BETHESDA, MD 1,664,6001.7m $37.1m $37.1m 1.72% Reduced -212.5k -212,500
6 HighVista Strategies LLC 11.03% of their portfolio BOSTON, MA 1,436,1361.4m $32.0m $32.0m 11.03% Unchanged
7 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 680,558680.6k $15.2m $15.2m 0.00% Added +18.6k +18,584
8 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 667,901667.9k $15.1m $15.1m 0.00% Reduced -60.1k -60,147
9 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 612,134612.1k $13.6m $13.6m 0.00% Reduced -1.9m -1,878,686
10 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 557,428557.4k $12.4m $12.4m 0.01% Reduced -3.0k -2,992
11 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 507,949507.9k $11.3m $11.3m 0.01% Reduced -39.2k -39,249
12 Palumbo Wealth Management LLC 4.09% of their portfolio GREAT NECK, NY 472,342472.3k $10.5m $10.5m 4.09% Reduced -3.4k -3,356
13 VICTORY CAPITAL MANAGEMENT INC 0.01% of their portfolio San Antonio, TX 422,100422.1k $9.4m $9.4m 0.01% Unchanged
14 Cordant, Inc. 4.67% of their portfolio PORTLAND, OR 410,555410.6k $9.1m $9.1m 4.67% Added +21.6k +21,639
15 OLYMPUS WEALTH MANAGEMENT, LLC 3.07% of their portfolio COTTONWOOD HEIGHTS, UT 400,568400.6k $8.9m $8.9m 3.07% Reduced -10.8k -10,811
16 UBS Group AG 0.00% of their portfolio ZURICH, V8 386,850386.9k $8.6m $8.6m 0.00% Added +76.3k +76,264
17 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 373,136373.1k $8.3m $8.3m 0.01% Reduced -119.6k -119,580
18 WEXFORD CAPITAL LP 1.91% of their portfolio WEST PALM BEACH, FL 359,168359.2k $8.0m $8.0m 1.91% Added +224.8k +224,820
19 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.04% of their portfolio ORLANDO, FL 332,400332.4k $14.9k $14.9k 0.04% Added +317.2k +317,211
20 Fund Evaluation Group, LLC 0.35% of their portfolio CINCINNATI, OH 284,451284.5k $6.3m $6.3m 0.35% New
21 Global Endowment Management, LP 0.63% of their portfolio CHARLOTTE, NC 281,024281.0k $6.3m $6.3m 0.63% Added +28.0k +28,004
22 D.A. DAVIDSON & CO. 0.04% of their portfolio GREAT FALLS, MT 218,556218.6k $4.9m $4.9m 0.04% Added +25.1k +25,079
23 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 191,894191.9k $4.3m $4.3m 0.00% Reduced -31.2k -31,226
24 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 185,174185.2k $4.1m $4.1m 0.01% Reduced -16.4k -16,404
25 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 180,551180.6k $4.0m $4.0m 0.01% Reduced -28.0k -27,988
26 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 137,297137.3k $3.1m $3.1m 0.01% Reduced -63.4k -63,384
27 INSIGNEO ADVISORY SERVICES, LLC 0.31% of their portfolio MIAMI, FL 136,371136.4k $3.0m $3.0m 0.31% Reduced -1.2k -1,211
28 Lake Hills Wealth Management, LLC 1.94% of their portfolio AUSTIN, TX 130,192130.2k $2.9m $2.9m 1.94% Reduced -1.4k -1,391
29 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 124,658124.7k $2.8m $2.8m 0.00% Added +23.2k +23,225
30 KEYBANK NATIONAL ASSOCIATION/OH 0.01% of their portfolio BROOKLYN, OH 122,640122.6k $2.7m $2.7m 0.01% Reduced -71.9k -71,917
31 MACKENZIE FINANCIAL CORP 0.00% of their portfolio TORONTO ONTARIO, A6 121,920121.9k $2.7m $2.7m 0.00% Reduced -17.7k -17,680
32 Maltin Wealth Management, Inc. 1.28% of their portfolio RIDGEWOOD, NJ 118,300118.3k $2.6m $2.6m 1.28% Added +1.7k +1,726
33 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 115,970116.0k $2.6m $2.6m 0.01% Added +223 +223
34 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 113,259113.3k $2.5m $2.5m 0.00% Unchanged
35 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 112,803112.8k $2.5m $2.5m 0.00% Added +28.7k +28,703
36 Hilltop Holdings Inc. 0.15% of their portfolio DALLAS, TX 103,008103.0k $2.3m $2.3m 0.15% Reduced -294 -294
37 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 98,03398.0k $2.2m $2.2m 0.01% Added +25.8k +25,804
38 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 93,78993.8k $2.1m $2.1m 0.00% Added +1.5k +1,514
39 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 88,15288.2k $2.0m $2.0m 0.01% Added +9.8k +9,779
40 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 87,74387.7k $1.9m $1.9m 0.00% Reduced -1.4k -1,382
41 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 84,48684.5k $1.9m $1.9m 0.00% Reduced -233.5k -233,455
42 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 78,14778.1k $1.7m $1.7m 0.00% Reduced -7 -7
43 Bridge Advisory, LLC 0.82% of their portfolio PASADENA, CA 77,39777.4k $1.7m $1.7m 0.82% Reduced -1.3k -1,286
44 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 71,44071.4k $1.6m $1.6m 0.00% Reduced -159.2k -159,192
45 Aureus Asset Management, LLC 0.10% of their portfolio BOSTON, MA 70,90070.9k $1.6m $1.6m 0.10% Unchanged
46 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 70,82970.8k $1.6m $1.6m 0.02% Reduced -12.6k -12,623
47 Mariner, LLC 0.00% of their portfolio Overland Park, KS 62,40862.4k $1.4m $1.4m 0.00% Reduced -2.9k -2,919
48 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 61,83361.8k $1.4m $1.4m 0.00% Added +31.7k +31,735
49 BKM Wealth Management, LLC 0.55% of their portfolio BROOKFIELD, WI 60,53060.5k $1.3m $1.3m 0.55% Added +3.0k +3,014
50 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 56,68756.7k $1.3m $1.3m 0.00% Added +17.1k +17,067
51 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 56,29356.3k $1.3m $1.3m 0.01% Reduced -13.6k -13,563
52 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 55,68455.7k $1.2m $1.2m 0.02% Added +1.8k +1,799
53 CHOREO, LLC 0.02% of their portfolio ROCKFORD, IL 52,53952.5k $1.2m $1.2m 0.02% Reduced -1.0k -1,014
54 DUFF & PHELPS INVESTMENT MANAGEMENT CO 0.01% of their portfolio CHICAGO, IL 51,67451.7k $1.2m $1.2m 0.01% Reduced -8.3k -8,300
55 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 49,72749.7k $1.1m $1.1m 0.00% Reduced -767 -767
56 CSS LLC/IL 0.06% of their portfolio CHICAGO, IL 49,10049.1k $1.1m $1.1m 0.06% Added +15.0k +15,000
57 FIDUCIARY FINANCIAL GROUP, LLC 0.26% of their portfolio SAN RAFAEL, CA 49,02549.0k $1.1m $1.1m 0.26% Reduced -150 -150
58 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 45,52345.5k $1.0m $1.0m 0.00% Reduced -6.4k -6,394
59 Pathstone Holdings, LLC 0.00% of their portfolio ENGLEWOOD, NJ 45,18545.2k $1.0m $1.0m 0.00% Reduced -20.4k -20,356
60 ORG Partners LLC 0.16% of their portfolio ROANOKE, IN 45,02145.0k $1.0m $1.0m 0.16% Added +1.6k +1,551
61 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 42,12842.1k $938.2k $938.2k 0.03% Added +3.9k +3,900
62 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 39,83139.8k $887.0k $887.0k 0.01% Reduced -19.0k -19,044
63 M&T Bank Corp 0.00% of their portfolio BUFFALO, NY 38,63838.6k $860.5k $860.5k 0.00% Reduced -700 -700
64 CERTUITY, LLC 0.09% of their portfolio NORTH PALM BEACH, FL 38,10838.1k $848.7k $848.7k 0.09% Reduced -42.8k -42,823
65 World Investment Advisors 0.03% of their portfolio LINCROFT, NJ 37,20637.2k $828.6k $828.6k 0.03% New
66 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 35,33435.3k $786.9k $786.9k 0.00% Added +2.2k +2,164
67 Main Street Financial Solutions, LLC 0.07% of their portfolio NEWTOWN, PA 35,16735.2k $783.2k $783.2k 0.07% Added +2.0k +2,000
68 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 34,31634.3k $764.2k $764.2k 0.01% Added +3.6k +3,624
69 SCS Capital Management LLC 0.02% of their portfolio BOSTON, MA 34,04234.0k $758.1k $758.1k 0.02% Reduced -852.2k -852,179
70 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 31,52631.5k $702.1k $702.1k 0.01% Reduced -38 -38
71 Maia Wealth LLC 0.18% of their portfolio DENVER, CO 31,49831.5k $713.4k $713.4k 0.18% Reduced -2.6k -2,574
72 Quantum Portfolio Management LLC 0.35% of their portfolio NEW YORK, NY 29,32929.3k $653.2k $653.2k 0.35% Reduced -24.4k -24,430
73 National Philanthropic Trust 0.01% of their portfolio Jenkintown, PA 28,91228.9k $643.9k $643.9k 0.01% Unchanged
74 SIMPLEX TRADING, LLC 0.02% of their portfolio CHICAGO, IL 28,71128.7k $639.0k $639.0k 0.02% Reduced -1.6k -1,575
75 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 28,62628.6k $637.5k $637.5k 0.00% Reduced -24.1k -24,088
76 IEQ CAPITAL, LLC 0.01% of their portfolio Foster City, CA 28,14228.1k $626.7k $626.7k 0.01% Unchanged
77 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 27,23827.2k $606.6k $606.6k 0.00% Reduced -1.4k -1,350
78 Ashton Thomas Private Wealth, LLC 0.03% of their portfolio SCOTTSDALE, AZ 26,49526.5k $590.0k $590.0k 0.03% Unchanged
79 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 25,81725.8k $574.9k $574.9k 0.00% Added +1.8k +1,836
80 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 25,75525.8k $573.6k $573.6k 0.00% Unchanged
81 Cyndeo Wealth Partners, LLC 0.04% of their portfolio ST. PETERSBURG, FL 24,46224.5k $544.8k $544.8k 0.04% Unchanged
82 Cannell & Spears LLC 0.01% of their portfolio NEW YORK, NY 23,89623.9k $532.2k $532.2k 0.01% Added +2.2k +2,210
83 Intellectus Partners, LLC 0.13% of their portfolio SAN FRANCISCO, CA 23,45023.4k $522.2k $522.2k 0.13% Added +2.0k +2,000
84 McNamara Financial Services, Inc. 0.10% of their portfolio MARSHFIELD, MA 23,13623.1k $515.2k $515.2k 0.10% Added +618 +618
85 American State Bank (Iowa) 0.31% of their portfolio SIOUX CENTER, IA 23,13023.1k $515.1k $515.1k 0.31% Unchanged
86 COMERICA BANK 0.00% of their portfolio DALLAS, TX 22,65722.7k $504.6k $504.6k 0.00% Reduced -11.7k -11,711
87 Bienville Capital Management, LLC 0.13% of their portfolio New York, NY 21,83521.8k $486.3k $486.3k 0.13% Unchanged
88 Solstein Capital, LLC 0.25% of their portfolio Menlo Park, CA 21,47021.5k $478.1k $478.1k 0.25% Unchanged
89 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 21,42521.4k $477.1k $477.1k 0.00% Added +1.6k +1,592
90 Arkadios Wealth Advisors 0.03% of their portfolio ATLANTA, GA 20,86320.9k $464.6k $464.6k 0.03% Reduced -173.0k -172,980
91 Laird Norton Wetherby Trust Company, LLC 0.06% of their portfolio Seattle, WA 20,71420.7k $461.3k $461.3k 0.06% Unchanged
92 FOUNDERS FINANCIAL SECURITIES LLC 0.04% of their portfolio TOWSON, MD 19,81119.8k $441.2k $441.2k 0.04% Reduced -50 -50
93 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 19,53119.5k $435.0k $435.0k 0.00% Added +6.7k +6,735
94 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 19,28219.3k $429.4k $429.4k 0.01% Reduced -1.1k -1,149
95 FIRST MANHATTAN CO. LLC. 0.00% of their portfolio NEW YORK, NY 19,20019.2k $427.6k $427.6k 0.00% Added +1.7k +1,688
96 Weaver Consulting Group 0.14% of their portfolio HUNTINGTON BEACH, CA 19,14719.1k $426.4k $426.4k 0.14% Added +55 +55
97 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 18,60318.6k $414.3k $414.3k 0.02% Unchanged
98 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 18,53218.5k $412.7k $412.7k 0.00% Reduced -86.7k -86,715
99 Moloney Securities Asset Management, LLC 0.06% of their portfolio MANCHESTER, MO 18,43218.4k $410.5k $410.5k 0.06% Reduced -1.6k -1,561
100 Knollwood Investment Advisory, LLC 0.04% of their portfolio HUNT VALLEY, MD 18,28518.3k $407.2k $407.2k 0.04% Added +45 +45