Vault-13

INVESCO DB COMMDY INDX TRCK DBC

UNIT · ETP · CUSIP 46138B103

221 institutional holders -19 vs Q4 2023
38,295,41438.3m shares reported held*
$880.1mreported value*
23 new 50 added 78 reduced 39 sold out net sold ≈ $83.4m (-3.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $22.98. Options: 9 managers hold calls ($15.2m notional), 5 hold puts ($1.6m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 307Q4 22: 291Q1 23: 247Q2 23: 234Q3 23: 242Q4 23: 240Q1 24: 221221Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022307
Q4 2022291
Q1 2023247
Q2 2023234
Q3 2023242
Q4 2023240
Q1 2024221

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 109 bought or addedQ4 22: 157 cut or sold outQ4 22Q1 23: 79 bought or addedQ1 23: 163 cut or sold outQ1 23Q2 23: 62 bought or addedQ2 23: 133 cut or sold outQ2 23Q3 23: 80 bought or addedQ3 23: 108 cut or sold outQ3 23Q4 23: 82 bought or addedQ4 23: 129 cut or sold outQ4 23Q1 24: 73 bought or addedQ1 24: 117 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022109157
Q1 202379163
Q2 202362133
Q3 202380108
Q4 202382129
Q1 202473117

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ2 23 calls: $13.3mQ2 23 puts: $3.5mQ2 23P/C 0.26Q3 23 calls: $13.6mQ3 23 puts: $3.5mQ3 23P/C 0.26Q4 23 calls: $12.0mQ4 23 puts: $4.8mQ4 23P/C 0.40Q1 24 calls: $15.2mQ1 24 puts: $1.6mQ1 24P/C 0.11
Numbers
QuarterCallsPutsP/C
Q2 2023$13.3m$3.5m0.26
Q3 2023$13.6m$3.5m0.26
Q4 2023$12.0m$4.8m0.40
Q1 2024$15.2m$1.6m0.11

Biggest buyers

WEXFORD CAPITAL LP New +268,695+268.7k
Jessup Wealth Management, Inc New +204,092+204.1k
COMMONWEALTH EQUITY SERVICES, LLC Added +195,172+195.2k
Cetera Investment Advisers Added +169,222+169.2k
BANK OF MONTREAL /CAN/ Added +162,279+162.3k
MML INVESTORS SERVICES, LLC Added +137,155+137.2k
Global Endowment Management, LP Added +131,800+131.8k
BNP PARIBAS FINANCIAL MARKETS Added +96,451+96.5k
Cresset Asset Management, LLC Added +89,677+89.7k
OLYMPUS WEALTH MANAGEMENT, LLC Added +56,302+56.3k

Biggest sellers

MORGAN STANLEY Reduced -1,330,349-1.3m
JPMORGAN CHASE & CO Reduced -1,154,504-1.2m
First Heartland Consultants, Inc. Sold out -311,353-311.4k
UBS Group AG Sold out -306,410-306.4k
DEUTSCHE BANK AG\ Reduced -290,432-290.4k
JANE STREET GROUP, LLC Reduced -266,599-266.6k
GOLDMAN SACHS GROUP INC Reduced -203,490-203.5k
OLD MISSION CAPITAL LLC Sold out -176,561-176.6k
Cetera Advisor Networks LLC Sold out -172,236-172.2k
IMC-Chicago, LLC Reduced -146,119-146.1k

Biggest calls

Alphadyne Asset Management LP New $10.2m443.7k shares
GROUP ONE TRADING LLC Reduced $1.6m67.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.4m61.8k shares
CITADEL ADVISORS LLC Reduced $971.6k42.3k shares
JANE STREET GROUP, LLC Reduced $418.1k18.2k shares
IMC-Chicago, LLC New $367.5k16.0k shares
SIMPLEX TRADING, LLC Reduced $257.0k11.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA Reduced $0600 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $627.1k27.3k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $512.2k22.3k shares
SIMPLEX TRADING, LLC Added $475.0k20.7k shares
GROUP ONE TRADING LLC Reduced $2.3k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q1 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2024.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 6,651,7176.7m $152.8m $152.8m 0.00% Reduced -1.3m -1,330,349
2 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 4,867,5484.9m $111.8m $111.8m 0.03% Reduced -61.4k -61,376
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 4,808,5964.8m $110.5m $110.5m 0.01% Added +45.8k +45,794
4 DEUTSCHE BANK AG\ 0.04% of their portfolio FRANKFURT AM MAIN, 2M 3,716,5043.7m $85.4m $85.4m 0.04% Reduced -290.4k -290,432
5 SCS Capital Management LLC 0.47% of their portfolio BOSTON, MA 1,900,4601.9m $43.7m $43.7m 0.47% Reduced -86.9k -86,914
6 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 2.98% of their portfolio BETHESDA, MD 1,787,0001.8m $41.0m $41.0m 2.98% Unchanged
7 HighVista Strategies LLC 11.76% of their portfolio BOSTON, MA 1,436,1361.4m $33.0m $33.0m 11.76% Unchanged
8 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 782,576782.6k $18.0m $18.0m 0.00% Reduced -1.2m -1,154,504
9 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 691,084691.1k $15.9m $15.9m 0.01% Reduced -13.7k -13,697
10 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 685,622685.6k $15.7m $15.7m 0.01% Reduced -84.8k -84,760
11 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 584,573584.6k $13.4m $13.4m 0.00% Reduced -77.6k -77,637
12 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 565,416565.4k $13.0m $13.0m 0.01% Reduced -2.2k -2,156
13 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 563,121563.1k $12.9m $12.9m 0.01% Reduced -41.5k -41,536
14 Palumbo Wealth Management LLC 5.04% of their portfolio GREAT NECK, NY 489,991490.0k $11.3m $11.3m 5.04% Reduced -10.6k -10,597
15 VICTORY CAPITAL MANAGEMENT INC 0.01% of their portfolio San Antonio, TX 422,100422.1k $9.7m $9.7m 0.01% Unchanged
16 Cordant, Inc. 5.18% of their portfolio PORTLAND, OR 388,725388.7k $8.9m $8.9m 5.18% Added +38.7k +38,666
17 Global Endowment Management, LP 0.67% of their portfolio CHARLOTTE, NC 279,800279.8k $6.4m $6.4m 0.67% Added +131.8k +131,800
18 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 277,797277.8k $6.4m $6.4m 0.01% Reduced -266.6k -266,599
19 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 276,585276.6k $6.4m $6.4m 0.01% Added +195.2k +195,172
20 WEXFORD CAPITAL LP 1.26% of their portfolio WEST PALM BEACH, FL 268,695268.7k $6.2m $6.2m 1.26% New
21 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 238,210238.2k $5.5m $5.5m 0.00% Added +162.3k +162,279
22 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 236,049236.0k $5.4m $5.4m 0.00% Reduced -203.5k -203,490
23 OLYMPUS WEALTH MANAGEMENT, LLC 3.20% of their portfolio COTTONWOOD HEIGHTS, UT 235,361235.4k $5.4m $5.4m 3.20% Added +56.3k +56,302
24 MACKENZIE FINANCIAL CORP 0.01% of their portfolio TORONTO ONTARIO, A6 230,037230.0k $5.3m $5.3m 0.01% Reduced -9.5k -9,531
25 Cresset Asset Management, LLC 0.02% of their portfolio Chicago, IL 207,039207.0k $4.8m $4.8m 0.02% Added +89.7k +89,677
26 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 204,225204.2k $4.7m $4.7m 0.02% Added +137.2k +137,155
27 Jessup Wealth Management, Inc 2.01% of their portfolio DAYTON, OH 204,092204.1k $4.7m $4.7m 2.01% New
28 D.A. DAVIDSON & CO. 0.04% of their portfolio GREAT FALLS, MT 203,490203.5k $4.7m $4.7m 0.04% Added +48.6k +48,616
29 Systelligence, LLC 1.22% of their portfolio BLOOMINGTON, MN 203,418203.4k $4.7m $4.7m 1.22% Added +8.1k +8,104
30 KEYBANK NATIONAL ASSOCIATION/OH 0.02% of their portfolio BROOKLYN, OH 202,485202.5k $4.7m $4.7m 0.02% Reduced -13.7k -13,660
31 Arkadios Wealth Advisors 0.36% of their portfolio ATLANTA, GA 201,952202.0k $4.6m $4.6m 0.36% Reduced -56.5k -56,544
32 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 201,363201.4k $4.6m $4.6m 0.01% Added +169.2k +169,222
33 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 195,942195.9k $4.5m $4.5m 0.01% Added +55.3k +55,329
34 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 174,538174.5k $4.0m $4.0m 0.00% Added +96.5k +96,451
35 LGL PARTNERS, LLC 0.66% of their portfolio PHILADELPHIA, PA 171,402171.4k $3.9m $3.9m 0.66% Reduced -3.3k -3,259
36 Hilltop Holdings Inc. 0.30% of their portfolio DALLAS, TX 116,588116.6k $2.7m $2.7m 0.30% Reduced -1.0k -1,002
37 Maltin Wealth Management, Inc. 1.47% of their portfolio RIDGEWOOD, NJ 113,482113.5k $2.6m $2.6m 1.47% Added +788 +788
38 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 108,815108.8k $2.5m $2.5m 0.00% Added +22.6k +22,568
39 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 100,366100.4k $2.3m $2.3m 0.00% Reduced -2.0k -2,008
40 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 94,87394.9k $2.2m $2.2m 0.00% Reduced -66.5k -66,495
41 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 92,28492.3k $2.1m $2.1m 0.00% Reduced -21.0k -21,034
42 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 86,89086.9k $2.0m $2.0m 0.01% Added +31.0k +30,982
43 Bridge Advisory, LLC 0.97% of their portfolio PASADENA, CA 85,18185.2k $2.0m $2.0m 0.97% Reduced -22.5k -22,533
44 Integrated Wealth Concepts LLC 0.03% of their portfolio WALTHAM, MA 83,18983.2k $1.9m $1.9m 0.03% Reduced -1.1k -1,149
45 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 78,15478.2k $1.8m $1.8m 0.00% Unchanged
46 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 75,96076.0k $1.7m $1.7m 0.01% Added +3.5k +3,477
47 Aureus Asset Management, LLC 0.11% of their portfolio BOSTON, MA 70,90070.9k $1.6m $1.6m 0.11% Unchanged
48 Mariner, LLC 0.00% of their portfolio Overland Park, KS 70,40470.4k $1.6m $1.6m 0.00% Reduced -21.2k -21,215
49 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 65,70365.7k $1.5m $1.5m 0.01% Reduced -110.0k -110,022
50 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 64,13564.1k $1.5m $1.5m 0.00% Added +24.4k +24,379
51 DUFF & PHELPS INVESTMENT MANAGEMENT CO 0.02% of their portfolio CHICAGO, IL 63,97464.0k $1.5m $1.5m 0.02% Reduced -4.0k -4,000
52 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 60,28260.3k $1.4m $1.4m 0.01% Reduced -12.2k -12,150
53 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 56,00056.0k $1.3m $1.3m 0.02% Reduced -20.5k -20,519
54 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 55,98956.0k $1.3m $1.3m 0.00% Added +2.2k +2,180
55 COMERICA BANK 0.01% of their portfolio DALLAS, TX 52,38752.4k $1.2m $1.2m 0.01% Reduced -2.6k -2,643
56 Anfield Capital Management, LLC 0.57% of their portfolio IRVINE, CA 51,44651.4k $1.2m $1.2m 0.57% Added +3.5k +3,528
57 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 50,42350.4k $1.2m $1.2m 0.00% Added +7.0k +7,021
58 BKM Wealth Management, LLC 0.49% of their portfolio BROOKFIELD, WI 49,49549.5k $1.1m $1.1m 0.49% Added +3.1k +3,055
59 Mesirow Financial Investment Management, Inc. 0.03% of their portfolio CHICAGO, IL 48,18148.2k $1.1m $1.1m 0.03% Added +10.8k +10,800
60 OmniStar Financial Group, Inc. 0.93% of their portfolio Wilmington, NC 43,99344.0k $1.0m $1.0m 0.93% Added +9.7k +9,728
61 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 41,31941.3k $949.1k $949.1k 0.00% Reduced -24.7k -24,746
62 M&T Bank Corp 0.00% of their portfolio BUFFALO, NY 40,90040.9k $939.5k $939.5k 0.00% Added +928 +928
63 SIMPLEX TRADING, LLC 0.03% of their portfolio CHICAGO, IL 40,52940.5k $930.0k $930.0k 0.03% New
64 Quantum Portfolio Management LLC 0.51% of their portfolio NEW YORK, NY 38,80138.8k $891.3k $891.3k 0.51% Added +837 +837
65 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 38,66238.7k $888.1k $888.1k 0.00% Added +3.5k +3,529
66 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 38,55938.6k $885.7k $885.7k 0.01% New
67 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 37,93037.9k $871.3k $871.3k 0.03% Added +19.3k +19,280
68 Sage Capital Advisors,llc 0.25% of their portfolio SIOUX FALLS, SD 37,89337.9k $870.4k $870.4k 0.25% Unchanged
69 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 36,99937.0k $849.9k $849.9k 0.01% Added +11.2k +11,188
70 Sigma Planning Corp 0.03% of their portfolio ANN ARBOR, MI 35,21635.2k $808.9k $808.9k 0.03% Added +17.6k +17,608
71 Main Street Financial Solutions, LLC 0.09% of their portfolio NEWTOWN, PA 35,12935.1k $806.9k $806.9k 0.09% Reduced -2.9k -2,894
72 CHOREO, LLC 0.02% of their portfolio ROCKFORD, IL 32,34932.3k $743.1k $743.1k 0.02% Reduced -1.3k -1,283
73 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 30,92430.9k $710.3k $710.3k 0.01% Added +19.2k +19,157
74 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 30,63830.6k $703.8k $703.8k 0.00% Reduced -7.2k -7,185
75 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 29,66129.7k $681.3k $681.3k 0.01% Added +1.8k +1,757
76 MATRIX PRIVATE CAPITAL GROUP LLC 0.46% of their portfolio NEW YORK, NY 29,31029.3k $673.3k $673.3k 0.46% Reduced -2.9k -2,905
77 National Philanthropic Trust 0.01% of their portfolio Jenkintown, PA 28,91228.9k $664.1k $664.1k 0.01% Unchanged
78 Quadrature Capital Ltd 0.01% of their portfolio LONDON, X0 28,87528.9k $663.1k $663.1k 0.01% New
79 IEQ CAPITAL, LLC 0.01% of their portfolio Foster City, CA 28,14228.1k $646.4k $646.4k 0.01% Unchanged
80 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 28,00028.0k $643.4k $643.4k 0.00% Unchanged
81 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 26,91226.9k $618.2k $618.2k 0.00% Added +1.6k +1,621
82 Ashton Thomas Private Wealth, LLC 0.03% of their portfolio SCOTTSDALE, AZ 26,51626.5k $609.1k $609.1k 0.03% Reduced -1.2k -1,164
83 NWAM LLC 0.05% of their portfolio MERCER ISLAND, WA 26,17926.2k $611.3k $611.3k 0.05% New
84 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 26,15326.2k $600.7k $600.7k 0.01% Reduced -1.8k -1,776
85 FOUNDERS FINANCIAL SECURITIES LLC 0.06% of their portfolio TOWSON, MD 25,70325.7k $590.4k $590.4k 0.06% Added +227 +227
86 FIRST MANHATTAN CO. LLC. 0.00% of their portfolio NEW YORK, NY 25,00025.0k $574.2k $574.2k 0.00% Added +14.8k +14,800
87 Cyndeo Wealth Partners, LLC 0.05% of their portfolio ST. PETERSBURG, FL 24,46224.5k $561.9k $561.9k 0.05% Unchanged
88 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 24,14124.1k $554.5k $554.5k 0.00% Reduced -4.4k -4,419
89 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 24,10624.1k $553.7k $553.7k 0.00% Reduced -9.9k -9,861
90 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 24,08524.1k $553.3k $553.3k 0.00% Added +9.6k +9,644
91 American State Bank (Iowa) 0.36% of their portfolio SIOUX CENTER, IA 23,13023.1k $531.3k $531.3k 0.36% Added +250 +250
92 McNamara Financial Services, Inc. 0.11% of their portfolio MARSHFIELD, MA 22,55122.6k $518.0k $518.0k 0.11% Added +10.0k +10,021
93 Intellectus Partners, LLC 0.14% of their portfolio SAN FRANCISCO, CA 22,45022.4k $515.7k $515.7k 0.14% Unchanged
94 Bienville Capital Management, LLC 0.15% of their portfolio New York, NY 21,83521.8k $501.6k $501.6k 0.15% Unchanged
95 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 21,78221.8k $500.3k $500.3k 0.01% Reduced -3.5k -3,533
96 Cannell & Spears LLC 0.01% of their portfolio NEW YORK, NY 21,68621.7k $498.1k $498.1k 0.01% Unchanged
97 Laird Norton Wetherby Trust Company, LLC 0.06% of their portfolio Seattle, WA 20,71420.7k $475.8k $475.8k 0.06% Unchanged
98 AlTi Global, Inc. 0.01% of their portfolio NEW YORK, NY 20,36020.4k $467.7k $467.7k 0.01% Reduced -14.7k -14,681
99 Moloney Securities Asset Management, LLC 0.07% of their portfolio MANCHESTER, MO 20,29320.3k $466.1k $466.1k 0.07% Unchanged
100 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 20,03720.0k $460.2k $460.2k 0.00% Unchanged