Vault-13

INVESCO DB COMMDY INDX TRCK DBC

UNIT · ETP · CUSIP 46138B103

242 institutional holders +8 vs Q2 2023
39,560,91639.6m shares reported held*
$1.0bnreported value*
30 new 50 added 84 reduced 24 sold out net sold ≈ $81.2m (-4.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.51. Options: 9 managers hold calls ($13.6m notional), 6 hold puts ($3.5m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 307Q4 22: 291Q1 23: 247Q2 23: 234Q3 23: 242242Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022307
Q4 2022291
Q1 2023247
Q2 2023234
Q3 2023242

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 109 bought or addedQ4 22: 157 cut or sold outQ4 22Q1 23: 79 bought or addedQ1 23: 163 cut or sold outQ1 23Q2 23: 62 bought or addedQ2 23: 133 cut or sold outQ2 23Q3 23: 80 bought or addedQ3 23: 108 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022109157
Q1 202379163
Q2 202362133
Q3 202380108

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30m$40mQ4 22 calls: $34.1mQ4 22 puts: $9.1mQ4 22P/C 0.27Q1 23 calls: $15.3mQ1 23 puts: $3.8mQ1 23P/C 0.25Q2 23 calls: $13.3mQ2 23 puts: $3.5mQ2 23P/C 0.26Q3 23 calls: $13.6mQ3 23 puts: $3.5mQ3 23P/C 0.26
Numbers
QuarterCallsPutsP/C
Q4 2022$34.1m$9.1m0.27
Q1 2023$15.3m$3.8m0.25
Q2 2023$13.3m$3.5m0.26
Q3 2023$13.6m$3.5m0.26

Biggest buyers

iA Global Asset Management Inc. New +1,007,729+1.0m
Man Group plc New +830,019+830.0k
Moloney Securities Asset Management, LLC Added +815,349+815.3k
Arkadios Wealth Advisors Added +236,398+236.4k
ROYAL BANK OF CANADA Added +204,099+204.1k
MACKENZIE FINANCIAL CORP New +184,215+184.2k
WEXFORD CAPITAL LP New +170,465+170.5k
BANK OF MONTREAL /CAN/ Added +120,788+120.8k
Impact Partnership Wealth, LLC New +113,255+113.3k
AE Wealth Management LLC Added +111,915+111.9k

Biggest sellers

MORGAN STANLEY Reduced -2,590,196-2.6m
Russell Investments Group, Ltd. Sold out -1,690,972-1.7m
BANK OF AMERICA CORP /DE/ Reduced -1,373,623-1.4m
WELLS FARGO & COMPANY/MN Reduced -322,848-322.8k
Financial Partners Group, Inc Reduced -277,939-277.9k
AMERIPRISE FINANCIAL INC Reduced -273,507-273.5k
UBS Group AG Reduced -204,602-204.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -200,621-200.6k
JPMORGAN CHASE & CO Reduced -121,561-121.6k
ENVESTNET ASSET MANAGEMENT INC Reduced -100,415-100.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $5.1m204.6k shares
GROUP ONE TRADING LLC Added $4.4m176.1k shares
CITADEL ADVISORS LLC Reduced $2.1m82.6k shares
GTS SECURITIES LLC New $1.2m47.1k shares
JANE STREET GROUP, LLC Reduced $501.7k20.1k shares
SIMPLEX TRADING, LLC Reduced $192.0k7.7k shares
CSS LLC/IL New $129.8k5.2k shares
Cutler Group LLC / CA Added $18.0k19.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.0m80.4k shares
CITADEL ADVISORS LLC Reduced $893.6k35.8k shares
GTS SECURITIES LLC New $454.3k18.2k shares
SIMPLEX TRADING, LLC Added $137.0k5.5k shares
GROUP ONE TRADING LLC Unchanged $2.5k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q3 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2023.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.04% of their portfolio SAN FRANCISCO, CA 5,111,1135.1m $127.6m $127.6m 0.04% Reduced -322.8k -322,848
2 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 5,008,0615.0m $125.0m $125.0m 0.02% Reduced -1.4m -1,373,623
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 4,617,5124.6m $115.3m $115.3m 0.01% Reduced -2.6m -2,590,196
4 DEUTSCHE BANK AG\ 0.07% of their portfolio FRANKFURT AM MAIN, 2M 4,432,8784.4m $110.6m $110.6m 0.07% Reduced -4.1k -4,129
5 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 3.42% of their portfolio BETHESDA, MD 1,787,0001.8m $44.6m $44.6m 3.42% Unchanged
6 HighVista Strategies LLC 16.59% of their portfolio BOSTON, MA 1,436,1361.4m $35.8m $35.8m 16.59% Unchanged
7 iA Global Asset Management Inc. 0.66% of their portfolio QUEBEC, A8 1,007,7291.0m $25.2m $25.2m 0.66% New
8 SCS Capital Management LLC 0.66% of their portfolio BOSTON, MA 998,718998.7k $24.9m $24.9m 0.66% Reduced -14.5k -14,459
9 Moloney Securities Asset Management, LLC 3.76% of their portfolio MANCHESTER, MO 835,808835.8k $20.9m $20.9m 3.76% Added +815.3k +815,349
10 Man Group plc 0.06% of their portfolio LONDON, X0 830,019830.0k $20.7m $20.7m 0.06% New
11 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 769,306769.3k $19.2m $19.2m 0.02% Added +83.5k +83,465
12 Estate Counselors, LLC 2.21% of their portfolio Thiensville, WI 664,615664.6k $16.6m $16.6m 2.21% Reduced -20.6k -20,550
13 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 660,349660.3k $16.5m $16.5m 0.01% Added +90.0k +89,953
14 Creative Planning 0.02% of their portfolio OVERLAND PARK, KS 572,954573.0k $14.3m $14.3m 0.02% Reduced -32.4k -32,359
15 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 560,407560.4k $14.0m $14.0m 0.01% Reduced -100.4k -100,415
16 Palumbo Wealth Management LLC 6.14% of their portfolio GREAT NECK, NY 447,247447.2k $11.2m $11.2m 6.14% Added +3.6k +3,634
17 VICTORY CAPITAL MANAGEMENT INC 0.01% of their portfolio San Antonio, TX 422,100422.1k $10.5m $10.5m 0.01% Unchanged
18 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 406,074406.1k $10.2m $10.2m 0.00% Reduced -273.5k -273,507
19 AUGUSTINE ASSET MANAGEMENT INC 4.33% of their portfolio JACKSONVILLE, FL 375,865375.9k $9.4m $9.4m 4.33% Reduced -10.2k -10,250
20 Cordant, Inc. 5.51% of their portfolio PORTLAND, OR 333,741333.7k $8.3m $8.3m 5.51% Added +7.6k +7,589
21 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 319,589319.6k $8.0m $8.0m 0.00% Added +204.1k +204,099
22 UBS Group AG 0.00% of their portfolio ZURICH, V8 301,571301.6k $7.5m $7.5m 0.00% Reduced -204.6k -204,602
23 Laird Norton Wetherby Trust Company, LLC 0.84% of their portfolio Seattle, WA 262,993263.0k $6.6m $6.6m 0.84% Reduced -93.1k -93,089
24 Arkadios Wealth Advisors 0.59% of their portfolio ATLANTA, GA 248,430248.4k $6.2m $6.2m 0.59% Added +236.4k +236,398
25 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 243,874243.9k $6.1m $6.1m 0.00% Reduced -121.6k -121,561
26 OLYMPUS WEALTH MANAGEMENT, LLC 3.31% of their portfolio COTTONWOOD HEIGHTS, UT 231,471231.5k $5.8m $5.8m 3.31% Reduced -491 -491
27 Cresset Asset Management, LLC 0.04% of their portfolio Chicago, IL 218,355218.4k $5.5m $5.5m 0.04% Reduced -1.3k -1,300
28 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 211,599211.6k $5.3m $5.3m 0.01% Reduced -54.6k -54,650
29 MACKENZIE FINANCIAL CORP 0.01% of their portfolio TORONTO ONTARIO, A6 184,215184.2k $4.5m $4.5m 0.01% New
30 Systelligence, LLC 1.25% of their portfolio BLOOMINGTON, MN 178,304178.3k $4.5m $4.5m 1.25% Reduced -19.0k -19,016
31 COMERICA SECURITIES,INC. 0.36% of their portfolio DETROIT, MI 174,902174.9k $4.4m $4.4m 0.36% Reduced -4.5k -4,524
32 LGL PARTNERS, LLC 0.76% of their portfolio PHILADELPHIA, PA 174,661174.7k $4.4m $4.4m 0.76% Reduced -8.0k -8,000
33 Integrated Wealth Concepts LLC 0.08% of their portfolio WALTHAM, MA 173,330173.3k $4.3m $4.3m 0.08% Added +108.6k +108,622
34 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 170,675170.7k $4.3m $4.3m 0.00% Reduced -13.7k -13,742
35 WEXFORD CAPITAL LP 0.97% of their portfolio WEST PALM BEACH, FL 170,465170.5k $4.3m $4.3m 0.97% New
36 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 170,107170.1k $4.2m $4.2m 0.03% Added +10.2k +10,203
37 KEYBANK NATIONAL ASSOCIATION/OH 0.02% of their portfolio BROOKLYN, OH 161,692161.7k $4.0m $4.0m 0.02% Added +6.7k +6,738
38 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 158,254158.3k $4.0m $4.0m 0.00% Added +120.8k +120,788
39 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 154,300154.3k $3.9m $3.9m 0.01% Reduced -26.2k -26,163
40 D.A. DAVIDSON & CO. 0.04% of their portfolio GREAT FALLS, MT 152,118152.1k $3.8m $3.8m 0.04% Reduced -20.1k -20,118
41 AVANTAX ADVISORY SERVICES, INC. 0.04% of their portfolio DALLAS, TX 137,063137.1k $3.4m $3.4m 0.04% Reduced -12.7k -12,717
42 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 123,767123.8k $3.1m $3.1m 0.02% Added +111.9k +111,915
43 Mariner, LLC 0.01% of their portfolio Overland Park, KS 123,707123.7k $3.1m $3.1m 0.01% Reduced -33.0k -33,000
44 Hilltop Holdings Inc. 0.37% of their portfolio DALLAS, TX 118,451118.5k $3.0m $3.0m 0.37% Added +2.4k +2,440
45 Impact Partnership Wealth, LLC 0.88% of their portfolio MARIETTA, GA 113,255113.3k $2.8m $2.8m 0.88% New
46 Global Endowment Management, LP 0.30% of their portfolio CHARLOTTE, NC 113,000113.0k $2.8m $2.8m 0.30% Unchanged
47 Wellspring Financial Advisors, LLC 0.82% of their portfolio CLEVELAND, OH 112,860112.9k $2.8m $2.8m 0.82% Reduced -5.6k -5,615
48 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 112,784112.8k $2.8m $2.8m 0.01% Reduced -11.7k -11,724
49 Maltin Wealth Management, Inc. 1.82% of their portfolio RIDGEWOOD, NJ 104,320104.3k $2.6m $2.6m 1.82% Added +1.6k +1,611
50 Mutual Advisors, LLC 0.10% of their portfolio OMAHA, NE 98,96899.0k $2.5m $2.5m 0.10% New
51 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 98,37598.4k $2.5m $2.5m 0.04% Added +33.7k +33,749
52 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 88,77988.8k $2.2m $2.2m 0.00% Added +14.0k +13,978
53 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 87,22487.2k $2.2m $2.2m 0.00% Reduced -26.4k -26,413
54 Bridge Advisory, LLC 0.76% of their portfolio PASADENA, CA 86,86786.9k $2.2m $2.2m 0.76% Added +13.1k +13,116
55 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 86,24786.2k $2.2m $2.2m 0.00% Reduced -17.6k -17,614
56 Anfield Capital Management, LLC 1.01% of their portfolio IRVINE, CA 85,25685.3k $2.1m $2.1m 1.01% Reduced -882 -882
57 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 83,09883.1k $2.1m $2.1m 0.00% Added +49.0k +48,984
58 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 79,36879.4k $2.0m $2.0m 0.01% Reduced -36.6k -36,619
59 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 78,25478.3k $2.0m $2.0m 0.00% Added +19.1k +19,071
60 COMERICA BANK 0.01% of their portfolio DALLAS, TX 78,24378.2k $2.0m $2.0m 0.01% New
61 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 78,08178.1k $1.9m $1.9m 0.01% Reduced -20.3k -20,269
62 SIMPLEX TRADING, LLC 0.07% of their portfolio CHICAGO, IL 76,01476.0k $1.9m $1.9m 0.07% New
63 DUFF & PHELPS INVESTMENT MANAGEMENT CO 0.02% of their portfolio CHICAGO, IL 73,77473.8k $1.8m $1.8m 0.02% Reduced -9.7k -9,700
64 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 72,19572.2k $1.8m $1.8m 0.00% Reduced -3.6k -3,588
65 PATHSTONE FAMILY OFFICE, LLC 0.01% of their portfolio ENGLEWOOD, NJ 71,87371.9k $1.8m $1.8m 0.01% Added +47.0k +46,977
66 Aureus Asset Management, LLC 0.14% of their portfolio BOSTON, MA 70,90070.9k $1.8m $1.8m 0.14% Unchanged
67 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 67,23267.2k $1.7m $1.7m 0.03% Added +862 +862
68 RWA WEALTH PARTNERS, LLC 0.04% of their portfolio BOSTON, MA 66,29666.3k $1.7m $1.7m 0.04% New
69 Kingsview Wealth Management, LLC 0.06% of their portfolio GRANTS PASS, OR 64,52864.5k $1.6m $1.6m 0.06% Added +858 +858
70 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 60,86960.9k $1.5m $1.5m 0.00% Added +59.7k +59,658
71 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 57,50557.5k $1.4m $1.4m 0.03% Reduced -35.7k -35,736
72 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 56,95657.0k $1.4m $1.4m 0.01% Reduced -32.3k -32,342
73 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 54,72054.7k $1.4m $1.4m 0.00% Reduced -39.5k -39,474
74 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 49,36049.4k $1.2m $1.2m 0.00% Reduced -33.6k -33,575
75 Advisory Services Network, LLC 0.03% of their portfolio ATLANTA, GA 47,70947.7k $1.2m $1.2m 0.03% Reduced -1.6k -1,561
76 McBroom & Associates, LLC 0.94% of their portfolio LAS VEGAS, NV 47,42847.4k $1.2m $1.2m 0.94% Reduced -3.2k -3,163
77 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 43,45243.5k $1.1m $1.1m 0.00% Reduced -20.0k -20,040
78 Main Street Financial Solutions, LLC 0.15% of their portfolio NEWTOWN, PA 42,77242.8k $1.1m $1.1m 0.15% Reduced -2.2k -2,233
79 Jefferies Financial Group Inc. 0.03% of their portfolio NEW YORK, NY 41,83541.8k $1.0m $1.0m 0.03% Added +5.3k +5,321
80 GTS SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 41,27441.3k $1.0m $1.0m 0.02% Added +22.0k +21,958
81 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 40,63340.6k $1.0m $1.0m 0.02% Added +3.4k +3,405
82 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 40,42640.4k $1.0m $1.0m 0.04% Reduced -2.5k -2,543
83 M&T Bank Corp 0.00% of their portfolio BUFFALO, NY 40,40140.4k $1.0m $1.0m 0.00% Reduced -1.8k -1,815
84 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 39,57839.6k $987.9k $987.9k 0.00% Added +8.8k +8,833
85 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 38,26038.3k $955.0k $955.0k 0.00% Reduced -3.6k -3,573
86 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 37,64937.6k $939.7k $939.7k 0.00% Added +1.8k +1,834
87 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 37,45137.5k $934.8k $934.8k 0.00% Added +3.1k +3,140
88 CENTAURUS FINANCIAL, INC. 0.08% of their portfolio ANAHEIM, CA 37,40137.4k $934.0k $934.0k 0.08% New
89 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 36,94736.9k $922.2k $922.2k 0.01% Reduced -2.2k -2,209
90 OmniStar Financial Group, Inc. 1.08% of their portfolio Wilmington, NC 36,60636.6k $913.7k $913.7k 1.08% Reduced -836 -836
91 SILVER OAK SECURITIES, INCORPORATED 0.20% of their portfolio JACKSON, TN 36,42436.4k $909.1k $909.1k 0.20% Added +27.0k +26,964
92 ORG Partners LLC 0.26% of their portfolio ROANOKE, IN 34,79134.8k $868.5k $868.5k 0.26% Added +423 +423
93 CHOREO, LLC 0.03% of their portfolio ROCKFORD, IL 34,60234.6k $863.7k $863.7k 0.03% Reduced -5.5k -5,499
94 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 34,39734.4k $858.5k $858.5k 0.00% Added +8.0k +8,047
95 BAROMETER CAPITAL MANAGEMENT INC. 0.26% of their portfolio TORONTO, A6 32,90032.9k $821.2k $821.2k 0.26% Added +5.1k +5,100
96 MATRIX PRIVATE CAPITAL GROUP LLC 0.60% of their portfolio NEW YORK, NY 32,29532.3k $806.1k $806.1k 0.60% Added +225 +225
97 Measured Wealth Private Client Group, LLC 0.32% of their portfolio PORTSMOUTH, NH 31,91931.9k $796.7k $796.7k 0.32% Added +11.3k +11,271
98 OPPENHEIMER & CO INC 0.02% of their portfolio NEW YORK, NY 31,61931.6k $789.2k $789.2k 0.02% Added +17.9k +17,872
99 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 30,08530.1k $750.9k $750.9k 0.01% Reduced -4.8k -4,849
100 Bienville Capital Management, LLC 0.24% of their portfolio New York, NY 29,93529.9k $747.2k $747.2k 0.24% Unchanged