Vault-13

INVESCO EXCHANGE TRADED FD T PGF

FINL PFD ETF · ETP · CUSIP 46137V621

178 institutional holders +6 vs Q1 2024
11,676,26811.7m shares reported held*
$172.3mreported value*
20 new 50 added 51 reduced 17 sold out net sold ≈ $66.9m (-4.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.76. Options: 2 managers hold calls ($225.4k notional), 1 hold puts ($14.7k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 207Q4 22: 226Q1 23: 187Q2 23: 182Q3 23: 184Q4 23: 181Q1 24: 172Q2 24: 178178Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022207
Q4 2022226
Q1 2023187
Q2 2023182
Q3 2023184
Q4 2023181
Q1 2024172
Q2 2024178

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 78 bought or addedQ4 22: 96 cut or sold outQ4 22Q1 23: 63 bought or addedQ1 23: 106 cut or sold outQ2 23: 65 bought or addedQ2 23: 77 cut or sold outQ2 23Q3 23: 64 bought or addedQ3 23: 75 cut or sold outQ4 23: 52 bought or addedQ4 23: 91 cut or sold outQ4 23Q1 24: 49 bought or addedQ1 24: 82 cut or sold outQ2 24: 70 bought or addedQ2 24: 68 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20227896
Q1 202363106
Q2 20236577
Q3 20236475
Q4 20235291
Q1 20244982
Q2 20247068

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600kQ3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $272.6kQ4 23 puts: $5.8kQ4 23P/C 0.02Q1 24 calls: $405.4kQ1 24 puts: $54.9kQ1 24P/C 0.14Q2 24 calls: $225.4kQ2 24 puts: $14.7kQ2 24P/C 0.07
Numbers
QuarterCallsPutsP/C
Q3 2023$0$0—
Q4 2023$272.6k$5.8k0.02
Q1 2024$405.4k$54.9k0.14
Q2 2024$225.4k$14.7k0.07

Biggest buyers

RFG Holdings, Inc. Added +79,488+79.5k
OSAIC HOLDINGS, INC. Added +48,363+48.4k
CITADEL ADVISORS LLC Added +45,086+45.1k
ROSENBLUM SILVERMAN SUTTON S F INC /CA New +30,080+30.1k
UBS Group AG Added +27,951+28.0k
Kestra Advisory Services, LLC Added +27,780+27.8k
WELLS FARGO & COMPANY/MN Added +27,394+27.4k
CITIZENS FINANCIAL GROUP INC/RI New +23,415+23.4k
Essex LLC New +20,200+20.2k
Investors Research Corp Added +20,117+20.1k

Biggest sellers

MORGAN STANLEY Reduced -4,068,376-4.1m
EVOKE WEALTH, LLC Sold out -273,471-273.5k
AMERIPRISE FINANCIAL INC Reduced -133,147-133.1k
LINCOLN NATIONAL CORP Sold out -69,872-69.9k
BANK OF AMERICA CORP /DE/ Reduced -64,949-64.9k
Sowell Financial Services LLC Reduced -54,071-54.1k
LPL Financial LLC Reduced -50,627-50.6k
Qube Research & Technologies Ltd Reduced -48,297-48.3k
PENNSYLVANIA CAPITAL MANAGEMENT INC /ADV Sold out -38,459-38.5k
Private Advisor Group, LLC Reduced -37,517-37.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $159.1k10.8k shares
CITADEL ADVISORS LLC Reduced $66.3k4.5k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $14.7k1.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,960,2472.0m $28.9m $28.9m 0.00% Reduced -4.1m -4,068,376
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,173,7661.2m $17.3m $17.3m 0.01% Reduced -50.6k -50,627
3 RFG Holdings, Inc. 5.30% of their portfolio Argyle, TX 945,977946.0k $13.9m $13.9m 5.30% Added +79.5k +79,488
4 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 803,760803.8k $11.8m $11.8m 0.00% Added +27.4k +27,394
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 683,152683.2k $10.1m $10.1m 0.00% Reduced -64.9k -64,949
6 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 657,695657.7k $9.7m $9.7m 0.06% Reduced -37.5k -37,517
7 UBS Group AG 0.00% of their portfolio ZURICH, V8 448,824448.8k $6.6m $6.6m 0.00% Added +28.0k +27,951
8 CIM, LLC 0.94% of their portfolio ALBANY, NY 406,390406.4k $6.3m $6.3m 0.94% Added +10.3k +10,263
9 North Star Investment Management Corp. 0.32% of their portfolio CHICAGO, IL 299,136299.1k $4.4m $4.4m 0.32% Reduced -2.9k -2,916
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 216,376216.4k $3.2m $3.2m 0.00% Added +1.6k +1,649
11 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 214,075214.1k $3.1m $3.1m 0.00% Reduced -133.1k -133,147
12 Investors Research Corp 0.54% of their portfolio ATLANTA, GA 156,533156.5k $2.3m $2.3m 0.54% Added +20.1k +20,117
13 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 153,963154.0k $2.3m $2.3m 0.00% Added +12.7k +12,691
14 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 148,138148.1k $2.2m $2.2m 0.01% Added +48.4k +48,363
15 Integrated Advisors Network LLC 0.10% of their portfolio DALLAS, TX 125,428125.4k $1.8m $1.8m 0.10% Added +5.0k +4,993
16 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 120,225120.2k $1.8m $1.8m 0.00% Reduced -24.7k -24,742
17 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 111,953112.0k $1.6m $1.6m 0.00% Added +1.8k +1,751
18 Field & Main Bank 0.59% of their portfolio HENDERSON, KY 106,377106.4k $1.6m $1.6m 0.59% Added +4.2k +4,241
19 Accel Wealth Management 0.63% of their portfolio WAVERLY, IA 106,120106.1k $1.6m $1.6m 0.63% Reduced -6.8k -6,802
20 Prospera Financial Services Inc 0.04% of their portfolio Dallas, TX 102,672102.7k $1.5m $1.5m 0.04% Reduced -2.2k -2,169
21 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 99,76999.8k $1.5m $1.5m 0.01% Reduced -4.8k -4,831
22 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 92,41692.4k $1.3m $1.3m 0.01% First filing
23 Sterneck Capital Management, LLC 0.75% of their portfolio KANSAS CITY, MO 89,55589.6k $1.3m $1.3m 0.75% Added +10.7k +10,667
24 Magnus Financial Group LLC 0.13% of their portfolio NEW YORK, NY 77,69077.7k $1.1m $1.1m 0.13% Added +1.2k +1,217
25 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 76,58676.6k $1.1m $1.1m 0.01% Added +27.8k +27,780
26 Freedom Investment Management, Inc. 0.09% of their portfolio SOUTH WINDSOR, CT 76,24576.2k $1.1m $1.1m 0.09% Reduced -28.4k -28,353
27 Asset Management One Co., Ltd. 0.00% of their portfolio TOKYO, M0 73,50373.5k $1.1m $1.1m 0.00% Reduced -6.3k -6,331
28 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 71,56071.6k $1.1m $1.1m 0.01% Reduced -115 -115
29 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 71,44071.4k $1.1m $1.1m 0.00% Reduced -1.9k -1,904
30 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 70,76170.8k $1.0m $1.0m 0.00% Added +12.6k +12,576
31 GUGGENHEIM CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 69,89069.9k $1.0m $1.0m 0.01% Reduced -6.8k -6,831
32 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 66,73566.7k $983.0k $983.0k 0.00% Reduced -849 -849
33 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 65,40065.4k $963.3k $963.3k 0.00% Reduced -7.9k -7,875
34 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 56,83656.8k $837.2k $837.2k 0.00% Reduced -2.0k -1,954
35 Avory & Company, LLC 0.57% of their portfolio MIAMI, FL 54,99355.0k $810.0k $810.0k 0.57% Added +7.5k +7,454
36 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 54,23354.2k $803.7k $803.7k 0.00% Reduced -7.6k -7,634
37 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 46,75246.8k $688.7k $688.7k 0.00% Added +45.1k +45,086
38 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 45,85045.9k $675.4k $675.4k 0.00% Reduced -10.6k -10,603
39 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 44,27044.3k $652.1k $652.1k 0.00% Added +2.1k +2,097
40 Walker Asset Management, LLC 0.44% of their portfolio SPRINGFIELD, MO 44,09044.1k $649.4k $649.4k 0.44% Reduced -5.9k -5,900
41 Sowell Financial Services LLC 0.03% of their portfolio NORTH LITTLE ROCK, AR 38,01938.0k $560.0k $560.0k 0.03% Reduced -54.1k -54,071
42 LJI Wealth Management, LLC 0.12% of their portfolio INDIANAPOLIS, IN 36,51436.5k $537.9k $537.9k 0.12% Added +472 +472
43 Capital Investment Advisors, LLC 0.01% of their portfolio ATLANTA, GA 34,40334.4k $506.8k $506.8k 0.01% Added +269 +269
44 GOULD ASSET MANAGEMENT LLC /CA/ 0.11% of their portfolio CLAREMONT, CA 32,22532.2k $474.7k $474.7k 0.11% Added +705 +705
45 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 31,50931.5k $467.9k $467.9k 0.00% Reduced -1.8k -1,780
46 COMERICA BANK 0.00% of their portfolio DALLAS, TX 30,10630.1k $443.5k $443.5k 0.00% Reduced -521 -521
47 ROSENBLUM SILVERMAN SUTTON S F INC /CA 0.12% of their portfolio SAN FRANCISCO, CA 30,08030.1k $443.1k $443.1k 0.12% New
48 ProVise Management Group, LLC 0.04% of their portfolio CLEARWATER, FL 30,01330.0k $442.1k $442.1k 0.04% Added +26 +26
49 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 27,88727.9k $410.8k $410.8k 0.01% Reduced -378 -378
50 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 27,47727.5k $404.7k $404.7k 0.00% Added +2.4k +2,443
51 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 26,89926.9k $396.0k $396.0k 0.01% Reduced -683 -683
52 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 26,76026.8k $394.2k $394.2k 0.01% Reduced -384 -384
53 AFT, FORSYTH & COMPANY, INC. 0.18% of their portfolio JUPITER, FL 25,11125.1k $369.9k $369.9k 0.18% Unchanged
54 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 24,66924.7k $363.4k $363.4k 0.01% Reduced -8.3k -8,348
55 CITIZENS FINANCIAL GROUP INC/RI 0.01% of their portfolio PROVIDENCE, RI 23,41523.4k $344.9k $344.9k 0.01% New
56 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 22,86022.9k $336.7k $336.7k 0.00% Unchanged
57 Fort Sheridan Advisors LLC 0.05% of their portfolio HIGHLAND PARK, IL 22,00022.0k $324.1k $324.1k 0.05% Added +2.5k +2,500
58 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 21,85721.9k $322.0k $322.0k 0.01% Added +1.2k +1,197
59 MGB Wealth Management, LLC 0.12% of their portfolio ADDISON, TX 21,24921.2k $320.6k $320.6k 0.12% Reduced -600 -600
60 Bison Wealth, LLC 0.05% of their portfolio Atlanta, GA 21,00021.0k $320.0k $320.0k 0.05% Unchanged
61 APPLETON PARTNERS INC/MA 0.02% of their portfolio BOSTON, MA 20,70020.7k $305.0k $305.0k 0.02% Reduced -2.6k -2,593
62 Essex LLC 0.07% of their portfolio DEER PARK, IL 20,20020.2k $297.5k $297.5k 0.07% New
63 Joseph P. Lucia & Associates, LLC 0.15% of their portfolio Yorktown Heights, NY 20,16520.2k $297.0k $297.0k 0.15% Unchanged
64 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 19,72619.7k $290.6k $290.6k 0.00% Reduced -2.7k -2,734
65 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 19,64619.6k $289.4k $289.4k 0.00% Reduced -5.3k -5,345
66 Institute for Wealth Management, LLC. 0.04% of their portfolio DENVER, CO 19,60019.6k $288.7k $288.7k 0.04% Unchanged
67 DEARBORN PARTNERS LLC 0.01% of their portfolio CHICAGO, IL 18,44218.4k $271.7k $271.7k 0.01% Reduced -3.6k -3,650
68 PRUDENTIAL PLC 0.00% of their portfolio LONDON, X0 18,10018.1k $266.6k $266.6k 0.00% Unchanged
69 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 17,92317.9k $264.0k $264.0k 0.01% Unchanged
70 FinTrust Capital Advisors, LLC 0.05% of their portfolio Greenville, SC 17,78617.8k $262.0k $262.0k 0.05% Added +710 +710
71 HF Advisory Group, LLC 0.14% of their portfolio Annapolis, MD 17,72517.7k $261.1k $261.1k 0.14% Added +812 +812
72 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 17,70517.7k $260.8k $260.8k 0.00% Reduced -596 -596
73 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 17,33417.3k $255.3k $255.3k 0.00% Added +1.2k +1,247
74 Dunhill Financial, LLC 0.16% of their portfolio LONDON, X0 17,30217.3k $254.9k $254.9k 0.16% Added +2 +2
75 Fiera Capital Corp 0.00% of their portfolio MONTREAL, A8 17,27517.3k $254.5k $254.5k 0.00% Unchanged
76 Leading Edge Financial Planning LLC 0.10% of their portfolio KNOXVILLE, TN 17,20517.2k $253.4k $253.4k 0.10% Reduced -10.4k -10,385
77 Running Point Capital Advisors, LLC 0.10% of their portfolio EL SEGUNDO, CA 16,45016.4k $242.3k $242.3k 0.10% Reduced -1.6k -1,560
78 MCRAE CAPITAL MANAGEMENT INC 0.05% of their portfolio Morristown, NJ 16,20316.2k $238.7k $238.7k 0.05% Reduced -1 -1
79 WINTRUST INVESTMENTS LLC 0.02% of their portfolio CHICAGO, IL 15,60015.6k $230.0k $230.0k 0.02% Added +500 +500
80 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 15,02515.0k $221.3k $221.3k 0.00% New
81 Symphony Financial Services, Inc. 0.19% of their portfolio AKRON, OH 14,93914.9k $221.6k $221.6k 0.19% First filing
82 Triangle Securities Wealth Management 0.06% of their portfolio RALEIGH, NC 14,59414.6k $215.0k $215.0k 0.06% Unchanged
83 Premier Path Wealth Partners, LLC 0.04% of their portfolio MADISON, NJ 14,12514.1k $208.1k $208.1k 0.04% Unchanged
84 Mariner, LLC 0.00% of their portfolio Overland Park, KS 14,05914.1k $207.1k $207.1k 0.00% New
85 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 13,93613.9k $205.0k $205.0k 0.00% New
86 Abbot Financial Management, Inc. 0.11% of their portfolio ANDOVER, MA 13,82813.8k $203.7k $203.7k 0.11% Added +16 +16
87 Essex Financial Services, Inc. 0.02% of their portfolio ESSEX, CT 13,81813.8k $206.2k $206.2k 0.02% Added +94 +94
88 Novak & Powell Financial Services, Inc. 0.12% of their portfolio ST. PETERSBURG, FL 13,38113.4k $197.1k $197.1k 0.12% Added +13 +13
89 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 13,13613.1k $193.5k $193.5k 0.00% New
90 Arkadios Wealth Advisors 0.01% of their portfolio ATLANTA, GA 12,77112.8k $188.1k $188.1k 0.01% Added +595 +595
91 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 12,70812.7k $187.0k $187.0k 0.00% Reduced -1.3k -1,329
92 Valley Brook Capital Group, Inc. 0.14% of their portfolio Venetia, PA 12,60012.6k $185.6k $185.6k 0.14% Unchanged
93 MGO ONE SEVEN LLC 0.01% of their portfolio Beachwood, OH 12,51212.5k $184.3k $184.3k 0.01% New
94 Advisors Capital Management, LLC 0.00% of their portfolio RIDGEWOOD, NJ 12,18212.2k $179.0k $179.0k 0.00% Added +190 +190
95 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 11,93611.9k $175.8k $175.8k 0.00% Reduced -500 -500
96 STEPHENS INC /AR/ 0.00% of their portfolio LITTLE ROCK, AR 11,90511.9k $175.4k $175.4k 0.00% Added +150 +150
97 Kingsview Wealth Management, LLC 0.00% of their portfolio GRANTS PASS, OR 11,87011.9k $174.8k $174.8k 0.00% Added +1.6k +1,644
98 ROCKLAND TRUST CO 0.01% of their portfolio HANOVER, MA 11,69511.7k $172.3k $172.3k 0.01% Unchanged
99 Western Financial Corp/CA 0.10% of their portfolio SAN DIEGO, CA 11,57011.6k $170.4k $170.4k 0.10% New
100 1900 WEALTH MANAGEMENT LLC 0.02% of their portfolio SAN ANTONIO, TX 11,45011.4k $168.7k $168.7k 0.02% Unchanged