Vault-13

INVESCO EXCHANGE TRADED FD T PGF

FINL PFD ETF · ETP · CUSIP 46137V621

182 institutional holders -5 vs Q1 2023
15,752,42015.8m shares reported held*
$226.1mreported value*
13 new 52 added 56 reduced 21 sold out net bought ≈ $3.5m (+245.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $14.35. Options: 1 managers hold calls ($136.3k notional), 1 hold puts ($20.1k).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 207Q4 22: 226Q1 23: 187Q2 23: 182182Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022207
Q4 2022226
Q1 2023187
Q2 2023182

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 78 bought or addedQ4 22: 96 cut or sold outQ4 22Q1 23: 63 bought or addedQ1 23: 106 cut or sold outQ1 23Q2 23: 65 bought or addedQ2 23: 77 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227896
Q1 202363106
Q2 20236577

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ3 22 calls: $0Q3 22 puts: $0Q3 22P/C —Q4 22 calls: $220.3kQ4 22 puts: $24.5kQ4 22P/C 0.11Q1 23 calls: $243.9kQ1 23 puts: $364.5kQ1 23P/C 1.49Q2 23 calls: $136.3kQ2 23 puts: $20.1kQ2 23P/C 0.15
Numbers
QuarterCallsPutsP/C
Q3 2022$0$0—
Q4 2022$220.3k$24.5k0.11
Q1 2023$243.9k$364.5k1.49
Q2 2023$136.3k$20.1k0.15

Biggest buyers

TRUIST FINANCIAL CORP Added +391,541+391.5k
JANE STREET GROUP, LLC Added +257,766+257.8k
BANK OF AMERICA CORP /DE/ Added +112,577+112.6k
WOLVERINE TRADING, LLC New +72,727+72.7k
Mirae Asset Global Investments Co., Ltd. New +69,366+69.4k
Strategic Wealth Investment Group, LLC Added +55,271+55.3k
AMERIPRISE FINANCIAL INC Added +48,040+48.0k
LPL Financial LLC Added +45,473+45.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +37,650+37.6k
Retireful, LLC New +31,695+31.7k

Biggest sellers

MORGAN STANLEY Reduced -449,579-449.6k
ENVESTNET ASSET MANAGEMENT INC Reduced -126,856-126.9k
B&D White Capital Company, LLC Sold out -77,450-77.5k
ROYAL BANK OF CANADA Reduced -58,223-58.2k
WELLS FARGO & COMPANY/MN Reduced -56,628-56.6k
Valley Financial Management, Inc. Sold out -37,345-37.3k
BlueCrest Capital Management Ltd Sold out -22,409-22.4k
Avory & Company, LLC Reduced -20,009-20.0k
Arkadios Wealth Advisors Reduced -18,782-18.8k
Walker Asset Management, LLC Reduced -17,760-17.8k

Biggest calls

CITADEL ADVISORS LLC Reduced $136.3k9.5k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $20.1k1.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,391,0722.4m $34.3m $34.3m 0.00% Reduced -449.6k -449,579
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,136,5531.1m $16.3m $16.3m 0.01% Added +45.5k +45,473
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 983,039983.0k $14.1m $14.1m 0.00% Added +112.6k +112,577
4 Rockefeller Capital Management L.P. 0.05% of their portfolio NEW YORK, NY 952,207952.2k $13.7m $13.7m 0.05% First filing
5 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 808,067808.1k $11.6m $11.6m 0.00% Reduced -56.6k -56,628
6 Private Advisor Group, LLC 0.08% of their portfolio MORRISTOWN, NJ 674,573674.6k $9.7m $9.7m 0.08% Added +23.4k +23,450
7 Custos Family Office, LLC 5.38% of their portfolio AUSTIN, TX 579,166579.2k $8.3m $8.3m 5.38% Added +24.8k +24,816
8 EVOKE WEALTH, LLC 0.24% of their portfolio Los Angeles, CA 481,979482.0k $6.9m $6.9m 0.24% Added +175 +175
9 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 480,994481.0k $6.9m $6.9m 0.01% Added +391.5k +391,541
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 413,245413.2k $5.9m $5.9m 0.00% Added +21.0k +21,013
11 Strategic Wealth Investment Group, LLC 0.84% of their portfolio LOUISVILLE, KY 367,246367.2k $5.3m $5.3m 0.84% Added +55.3k +55,271
12 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 360,538360.5k $5.2m $5.2m 0.00% Reduced -58.2k -58,223
13 CIM, LLC 0.93% of their portfolio ALBANY, NY 348,590348.6k $5.0m $5.0m 0.93% Added +3.9k +3,867
14 North Star Investment Management Corp. 0.39% of their portfolio CHICAGO, IL 333,338333.3k $4.8m $4.8m 0.39% Reduced -15.1k -15,096
15 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 311,263311.3k $4.5m $4.5m 0.01% Added +257.8k +257,766
16 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 230,803230.8k $3.3m $3.3m 0.00% Added +48.0k +48,040
17 Accel Wealth Management 1.28% of their portfolio WAVERLY, IA 161,952162.0k $2.3m $2.3m 1.28% Added +818 +818
18 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 149,986150.0k $2.2m $2.2m 0.01% Added +5.3k +5,251
19 GUGGENHEIM CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 137,587137.6k $2.0m $2.0m 0.02% Added +8.0k +8,049
20 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 136,294136.3k $2.0m $2.0m 0.00% Reduced -3.4k -3,359
21 Prospera Financial Services Inc 0.07% of their portfolio Dallas, TX 136,056136.1k $2.0m $2.0m 0.07% Reduced -4.1k -4,132
22 Baker Avenue Asset Management, LP 0.10% of their portfolio SAN FRANCISCO, CA 134,931134.9k $1.9m $1.9m 0.10% Added +14.9k +14,935
23 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 130,568130.6k $1.9m $1.9m 0.00% Reduced -16.1k -16,072
24 Freedom Investment Management, Inc. 0.20% of their portfolio SOUTH WINDSOR, CT 124,092124.1k $1.8m $1.8m 0.20% Added +6.9k +6,853
25 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 115,693115.7k $1.7m $1.7m 0.00% Reduced -126.9k -126,856
26 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 105,155105.2k $1.5m $1.5m 0.00% Added +785 +785
27 Investors Research Corp 0.37% of their portfolio ATLANTA, GA 103,021103.0k $1.5m $1.5m 0.37% Added +9.6k +9,551
28 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 98,31198.3k $1.4m $1.4m 0.01% Added +9.6k +9,622
29 Sowell Financial Services LLC 0.07% of their portfolio NORTH LITTLE ROCK, AR 92,09092.1k $1.3m $1.3m 0.07% Reduced -1.7k -1,705
30 Integrated Advisors Network LLC 0.08% of their portfolio DALLAS, TX 91,20191.2k $1.3m $1.3m 0.08% Added +6.1k +6,137
31 Rehmann Capital Advisory Group 0.12% of their portfolio LANSING, MI 90,11590.1k $1.3m $1.3m 0.12% Reduced -137 -137
32 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 83,19583.2k $1.2m $1.2m 0.00% Reduced -1.6k -1,582
33 FinTrust Capital Advisors, LLC 0.28% of their portfolio Greenville, SC 82,36582.4k $1.2m $1.2m 0.28% Unchanged
34 Field & Main Bank 0.66% of their portfolio HENDERSON, KY 81,90981.9k $1.2m $1.2m 0.66% Added +1.9k +1,900
35 Asset Management One Co., Ltd. 0.00% of their portfolio TOKYO, M0 81,20281.2k $1.2m $1.2m 0.00% Reduced -13.6k -13,591
36 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 81,14281.1k $1.2m $1.2m 0.01% Added +392 +392
37 Sterneck Capital Management, LLC 0.70% of their portfolio KANSAS CITY, MO 79,85879.9k $1.1m $1.1m 0.70% Added +3.0k +2,998
38 Bard Financial Services, Inc. 0.09% of their portfolio BRANFORD, CT 78,92578.9k $1.1m $1.1m 0.09% Unchanged
39 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 75,00975.0k $1.1m $1.1m 0.00% Reduced -3.2k -3,191
40 Magnus Financial Group LLC 0.15% of their portfolio NEW YORK, NY 72,89472.9k $1.0m $1.0m 0.15% Added +1.8k +1,840
41 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 72,72772.7k $1.0m $1.0m 0.01% New
42 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 72,17572.2k $1.0m $1.0m 0.01% Added +7.0k +7,000
43 LINCOLN NATIONAL CORP 0.02% of their portfolio RADNOR, PA 71,12071.1k $1.0m $1.0m 0.02% Reduced -4.9k -4,878
44 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 70,08470.1k $1.0m $1.0m 0.00% Reduced -13.6k -13,634
45 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 69,51169.5k $997.5k $997.5k 0.00% Added +37.6k +37,650
46 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 69,36669.4k $995.4k $995.4k 0.00% New
47 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 60,39160.4k $866.6k $866.6k 0.00% Added +4 +4
48 Running Point Capital Advisors, LLC 0.48% of their portfolio EL SEGUNDO, CA 59,53159.5k $854.3k $854.3k 0.48% Added +2.7k +2,668
49 Walker Asset Management, LLC 0.67% of their portfolio SPRINGFIELD, MO 56,84056.8k $815.7k $815.7k 0.67% Reduced -17.8k -17,760
50 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 54,78254.8k $786.1k $786.1k 0.01% Reduced -1.9k -1,852
51 Financial Architects, Inc 0.12% of their portfolio MARLTON, NJ 54,27454.3k $778.8k $778.8k 0.12% Reduced -217 -217
52 Avory & Company, LLC 0.59% of their portfolio MIAMI, FL 54,06154.1k $775.8k $775.8k 0.59% Reduced -20.0k -20,009
53 Dunhill Financial, LLC 0.48% of their portfolio LONDON, X0 52,78852.8k $736.9k $736.9k 0.48% First filing
54 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 45,66645.7k $655.3k $655.3k 0.00% Added +13.7k +13,677
55 LJI Wealth Management, LLC 0.18% of their portfolio INDIANAPOLIS, IN 43,21443.2k $620.1k $620.1k 0.18% Reduced -371 -371
56 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 39,82139.8k $571.4k $571.4k 0.01% Reduced -585 -585
57 APPLETON PARTNERS INC/MA 0.05% of their portfolio BOSTON, MA 39,80139.8k $571.0k $571.0k 0.05% Reduced -1.7k -1,710
58 PENNSYLVANIA CAPITAL MANAGEMENT INC /ADV 0.24% of their portfolio HUNTINGDON VALLEY, PA 38,45938.5k $551.9k $551.9k 0.24% Unchanged
59 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 37,91537.9k $544.1k $544.1k 0.01% Added +6.7k +6,677
60 ProVise Management Group, LLC 0.05% of their portfolio CLEARWATER, FL 37,77337.8k $542.0k $542.0k 0.05% Added +8.7k +8,713
61 Capital Investment Advisors, LLC 0.02% of their portfolio ATLANTA, GA 36,31536.3k $521.1k $521.1k 0.02% Reduced -2.3k -2,344
62 PRIVATE TRUST CO NA 0.06% of their portfolio CLEVELAND, OH 35,87335.9k $514.8k $514.8k 0.06% Unchanged
63 Koshinski Asset Management, Inc. 0.05% of their portfolio DECATUR, IL 34,00734.0k $488.0k $488.0k 0.05% Reduced -6.3k -6,347
64 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 32,37032.4k $464.5k $464.5k 0.00% Unchanged
65 Retireful, LLC 0.17% of their portfolio HASLETT, MI 31,69531.7k $454.8k $454.8k 0.17% New
66 Endurance Wealth Management, Inc. 0.06% of their portfolio Providence, RI 31,32031.3k $449.0k $449.0k 0.06% Unchanged
67 AFT, FORSYTH & COMPANY, INC. 0.31% of their portfolio JUPITER, FL 30,10630.1k $432.0k $432.0k 0.31% Reduced -288 -288
68 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 28,45928.5k $408.4k $408.4k 0.01% Reduced -1.2k -1,234
69 GOULD ASSET MANAGEMENT LLC /CA/ 0.11% of their portfolio CLAREMONT, CA 28,36028.4k $407.0k $407.0k 0.11% Reduced -1.1k -1,129
70 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 27,80327.8k $399.0k $399.0k 0.00% Unchanged
71 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 27,73127.7k $397.9k $397.9k 0.00% Reduced -8.6k -8,600
72 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 26,99227.0k $419.0k $419.0k 0.01% New
73 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 26,31526.3k $377.6k $377.6k 0.00% Reduced -6.1k -6,100
74 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 25,26425.3k $364.6k $364.6k 0.00% Unchanged
75 Leading Edge Financial Planning LLC 0.24% of their portfolio KNOXVILLE, TN 25,21425.2k $361.8k $361.8k 0.24% Reduced -6.0k -5,979
76 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 24,85224.9k $357.0k $357.0k 0.02% Added +64 +64
77 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 23,96624.0k $343.9k $343.9k 0.00% Added +145 +145
78 TITLEIST ASSET MANAGEMENT, LLC 0.07% of their portfolio SAN ANTONIO, TX 22,43822.4k $322.0k $322.0k 0.07% Added +322 +322
79 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 22,23122.2k $319.0k $319.0k 0.01% Unchanged
80 DEARBORN PARTNERS LLC 0.01% of their portfolio CHICAGO, IL 21,61621.6k $310.2k $310.2k 0.01% Unchanged
81 HF Advisory Group, LLC 0.24% of their portfolio Annapolis, MD 21,47321.5k $308.1k $308.1k 0.24% Added +1.2k +1,189
82 Bison Wealth, LLC 0.06% of their portfolio Atlanta, GA 21,00021.0k $301.4k $301.4k 0.06% Unchanged
83 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 20,92020.9k $300.2k $300.2k 0.01% Added +4.4k +4,396
84 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 20,83920.8k $299.0k $299.0k 0.00% Reduced -2.5k -2,514
85 Joseph P. Lucia & Associates, LLC 0.19% of their portfolio Yorktown Heights, NY 20,16520.2k $289.4k $289.4k 0.19% Unchanged
86 Institute for Wealth Management, LLC. 0.05% of their portfolio DENVER, CO 19,90019.9k $285.6k $285.6k 0.05% Unchanged
87 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 19,83619.8k $284.6k $284.6k 0.00% Reduced -3.8k -3,816
88 Fort Sheridan Advisors LLC 0.06% of their portfolio HIGHLAND PARK, IL 19,50019.5k $279.8k $279.8k 0.06% Reduced -17.3k -17,300
89 WINTRUST INVESTMENTS LLC 0.03% of their portfolio CHICAGO, IL 19,40019.4k $278.0k $278.0k 0.03% Added +7.0k +6,988
90 Fiera Capital Corp 0.00% of their portfolio MONTREAL, A8 19,05119.1k $273.4k $273.4k 0.00% Unchanged
91 PRUDENTIAL PLC 0.00% of their portfolio LONDON, X0 18,10018.1k $259.7k $259.7k 0.00% Unchanged
92 Wealthcare Advisory Partners LLC 0.01% of their portfolio WEST CHESTER, PA 17,66017.7k $253.4k $253.4k 0.01% Unchanged
93 PINNACLE ASSOCIATES LTD 0.00% of their portfolio NEW YORK, NY 17,41417.4k $249.9k $249.9k 0.00% Reduced -4.5k -4,520
94 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 16,83916.8k $241.6k $241.6k 0.00% Added +96 +96
95 MCRAE CAPITAL MANAGEMENT INC 0.07% of their portfolio Morristown, NJ 16,20416.2k $232.5k $232.5k 0.07% Unchanged
96 Owen LaRue, LLC 0.24% of their portfolio ELIZABETHTOWN, KY 15,97416.0k $231.5k $231.5k 0.24% Reduced -905 -905
97 Essex Financial Services, Inc. 0.03% of their portfolio ESSEX, CT 15,66315.7k $224.8k $224.8k 0.03% Added +10 +10
98 FLAGSHIP HARBOR ADVISORS, LLC 0.02% of their portfolio BOSTON, MA 15,46115.5k $221.9k $221.9k 0.02% Added +43 +43
99 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 15,45415.5k $221.8k $221.8k 0.01% Reduced -10.1k -10,145
100 Arkadios Wealth Advisors 0.02% of their portfolio ATLANTA, GA 14,93114.9k $214.3k $214.3k 0.02% Reduced -18.8k -18,782