Vault-13

INVESCO EXCHANGE TRADED FD T PRF

RAFI US 1000 ETF · ETP · CUSIP 46137V613

485 institutional holders +21 vs Q4 2023
134,225,226134.2m shares reported held*
$5.2bnreported value*
43 new 138 added 149 reduced 18 sold out net bought ≈ $102.7m (+2.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $38.41. Options: 1 managers hold calls ($142.3k notional), 3 hold puts ($300.1k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 394Q4 22: 411Q1 23: 420Q2 23: 430Q3 23: 431Q4 23: 464Q1 24: 485485Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022394
Q4 2022411
Q1 2023420
Q2 2023430
Q3 2023431
Q4 2023464
Q1 2024485

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 153 bought or addedQ4 22: 145 cut or sold outQ4 22Q1 23: 153 bought or addedQ1 23: 156 cut or sold outQ1 23Q2 23: 130 bought or addedQ2 23: 169 cut or sold outQ2 23Q3 23: 141 bought or addedQ3 23: 185 cut or sold outQ3 23Q4 23: 147 bought or addedQ4 23: 183 cut or sold outQ4 23Q1 24: 181 bought or addedQ1 24: 167 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022153145
Q1 2023153156
Q2 2023130169
Q3 2023141185
Q4 2023147183
Q1 2024181167

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ2 23 calls: $425.5kQ2 23 puts: $276.2kQ2 23P/C 0.65Q3 23 calls: $639.6kQ3 23 puts: $3.2kQ3 23P/C 0.00Q4 23 calls: $66.9kQ4 23 puts: $7.0kQ4 23P/C 0.11Q1 24 calls: $142.3kQ1 24 puts: $300.1kQ1 24P/C 2.11
Numbers
QuarterCallsPutsP/C
Q2 2023$425.5k$276.2k0.65
Q3 2023$639.6k$3.2k0.00
Q4 2023$66.9k$7.0k0.11
Q1 2024$142.3k$300.1k2.11

Biggest buyers

Mariner, LLC Added +2,659,826+2.7m
MORGAN STANLEY Added +2,195,489+2.2m
Callan Capital, LLC Added +1,016,301+1.0m
Geller Advisors LLC Added +491,081+491.1k
Cetera Investment Advisers Added +480,518+480.5k
Kestra Advisory Services, LLC Added +294,193+294.2k
RFG Advisory, LLC Added +199,053+199.1k
CAROLINAS WEALTH CONSULTING LLC Added +102,594+102.6k
Trinity Legacy Partners, LLC Added +100,211+100.2k
LPL Financial LLC Added +99,885+99.9k

Biggest sellers

Charles Schwab Investment Advisory, Inc. Reduced -1,256,304-1.3m
AMERIPRISE FINANCIAL INC Reduced -993,720-993.7k
Raymond James Financial Services Advisors, Inc. Reduced -550,886-550.9k
Cetera Advisor Networks LLC Sold out -449,578-449.6k
OSAIC HOLDINGS, INC. Reduced -345,099-345.1k
Invesco Ltd. Reduced -243,006-243.0k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -189,917-189.9k
McIlrath & Eck, LLC Reduced -181,859-181.9k
GUIDANCE CAPITAL, INC Sold out -167,930-167.9k
Waverly Advisors, LLC Reduced -151,707-151.7k

Biggest calls

CITADEL ADVISORS LLC Added $142.3k3.7k shares

Biggest puts

Curated Wealth Partners LLC New $288.5k7.5k shares
CITADEL ADVISORS LLC Added $11.5k300 shares
Cutler Group LLC / CA Reduced $0200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 1.27% of their portfolio SAN FRANCISCO, CA 24,096,15724.1m $927.0m $927.0m 1.27% Reduced -1.3m -1,256,304
2 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 10,836,13910.8m $416.9m $416.9m 0.04% Added +25.7k +25,709
3 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 6,563,6436.6m $252.5m $252.5m 0.01% Added +2.2m +2,195,489
4 AMERIPRISE FINANCIAL INC 0.07% of their portfolio MINNEAPOLIS, MN 6,321,9396.3m $243.2m $243.2m 0.07% Reduced -993.7k -993,720
5 PNC Financial Services Group, Inc. 0.15% of their portfolio Pittsburgh, PA 5,514,8455.5m $212.2m $212.2m 0.15% Added +51.4k +51,433
6 RFG Advisory, LLC 7.10% of their portfolio BIRMINGHAM, AL 5,424,9765.4m $208.7m $208.7m 7.10% Added +199.1k +199,053
7 ENVESTNET ASSET MANAGEMENT INC 0.07% of their portfolio Berwyn, PA 4,862,0654.9m $187.0m $187.0m 0.07% Reduced -58.8k -58,776
8 Waverly Advisors, LLC 3.98% of their portfolio BIRMINGHAM, AL 4,393,5724.4m $169.0m $169.0m 3.98% Reduced -151.7k -151,707
9 Invesco Ltd. 0.03% of their portfolio ATLANTA, GA 3,844,5513.8m $147.9m $147.9m 0.03% Reduced -243.0k -243,006
10 Mariner, LLC 0.23% of their portfolio Overland Park, KS 2,867,2992.9m $110.3m $110.3m 0.23% Added +2.7m +2,659,826
11 COMMONWEALTH EQUITY SERVICES, LLC 0.17% of their portfolio WALTHAM, MA 2,718,8292.7m $104.6m $104.6m 0.17% Reduced -189.9k -189,917
12 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.26% of their portfolio PLYMOUTH, MN 2,640,6082.6m $101.6m $101.6m 0.26% Reduced -11.0k -11,001
13 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 2,401,4092.4m $92.4m $92.4m 0.05% Added +99.9k +99,885
14 Arbor Investment Advisors, LLC 12.29% of their portfolio WINSTON SALEM, NC 2,182,4952.2m $84.0m $84.0m 12.29% Reduced -18.6k -18,592
15 Linscomb Wealth, Inc. 4.16% of their portfolio Houston, TX 2,102,4812.1m $80.9m $80.9m 4.16% Added +12.0k +12,036
16 Callan Capital, LLC 3.45% of their portfolio LA JOLLA, CA 2,039,0522.0m $78.4m $78.4m 3.45% Added +1.0m +1,016,301
17 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.07% of their portfolio MILWAUKEE, WI 1,852,0971.9m $71.3m $71.3m 0.07% Reduced -58.4k -58,426
18 D.A. DAVIDSON & CO. 0.57% of their portfolio GREAT FALLS, MT 1,636,8071.6m $63.0m $63.0m 0.57% Reduced -61.5k -61,454
19 Kestra Advisory Services, LLC 0.42% of their portfolio AUSTIN, TX 1,623,0781.6m $62.4m $62.4m 0.42% Added +294.2k +294,193
20 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,618,8771.6m $62.3m $62.3m 0.02% Added +38.1k +38,130
21 Relative Value Partners Group, LLC 2.97% of their portfolio NORTHBROOK, IL 1,359,7241.4m $48.2m $48.2m 2.97% Reduced -23.8k -23,827
22 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,272,8601.3m $49.0m $49.0m 0.00% Reduced -14.9k -14,924
23 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,250,4271.3m $48.1m $48.1m 0.01% Added +44.5k +44,515
24 SYNOVUS FINANCIAL CORP 0.62% of their portfolio Columbus, GA 1,234,6321.2m $47.5m $47.5m 0.62% Added +45.7k +45,675
25 McIlrath & Eck, LLC 6.92% of their portfolio ARLINGTON, WA 1,136,2631.1m $43.7m $43.7m 6.92% Reduced -181.9k -181,859
26 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 6.88% of their portfolio FORT WORTH, TX 1,084,1851.1m $41.7m $41.7m 6.88% Reduced -13.2k -13,175
27 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 961,591961.6k $37.0m $37.0m 0.08% Reduced -345.1k -345,099
28 GRIMES & Co WEALTH MANAGEMENT, LLC 1.01% of their portfolio WESTBOROUGH, MA 857,350857.4k $33.0m $33.0m 1.01% Reduced -10.8k -10,795
29 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 841,458841.5k $32.4m $32.4m 0.05% Reduced -550.9k -550,886
30 UBS Group AG 0.01% of their portfolio ZURICH, V8 786,265786.3k $30.2m $30.2m 0.01% Reduced -14.6k -14,618
31 Equitable Holdings, Inc. 0.34% of their portfolio NEW YORK, NY 781,168781.2k $30.1m $30.1m 0.34% Reduced -117.6k -117,558
32 Pinnacle Financial Group, LLC / IL 12.54% of their portfolio WESTERN SPRINGS, IL 742,207742.2k $28.6m $28.6m 12.54% Reduced -1.7k -1,696
33 Klingman & Associates, LLC 1.92% of their portfolio New York, NY 719,880719.9k $27.7m $27.7m 1.92% Reduced -13.1k -13,063
34 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 622,795622.8k $24.0m $24.0m 0.06% Added +480.5k +480,518
35 Forvis Mazars Wealth Advisors, LLC 0.60% of their portfolio Springfield, MO 610,011610.0k $23.5m $23.5m 0.60% Reduced -7.0k -7,011
36 FLYNN ZITO CAPITAL MANAGEMENT, LLC 12.12% of their portfolio GARDEN CITY, NY 609,804609.8k $23.5m $23.5m 12.12% Added +3.9k +3,913
37 ROTHSCHILD INVESTMENT LLC 1.62% of their portfolio CHICAGO, IL 581,588581.6k $22.4m $22.4m 1.62% Added +4.4k +4,416
38 Garrett Wealth Advisory Group, LLC 8.77% of their portfolio WEATHERFORD, TX 556,662556.7k $21.4m $21.4m 8.77% Added +6.9k +6,859
39 Pathstone Holdings, LLC 0.10% of their portfolio ENGLEWOOD, NJ 531,741531.7k $20.5m $20.5m 0.10% Reduced -80 -80
40 Geller Advisors LLC 1.58% of their portfolio New York, NY 504,974505.0k $19.4m $19.4m 1.58% Added +491.1k +491,081
41 Wharton Business Group, LLC 0.91% of their portfolio MALVERN, PA 493,135493.1k $19.0m $19.0m 0.91% Reduced -68.6k -68,590
42 SAXON INTERESTS, INC. 8.92% of their portfolio HOUSTON, TX 486,417486.4k $18.7m $18.7m 8.92% Added +1.0k +1,021
43 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 481,791481.8k $18.5m $18.5m 0.03% Added +2.1k +2,104
44 MERCER GLOBAL ADVISORS INC /ADV 0.05% of their portfolio DENVER, CO 481,192481.2k $18.5m $18.5m 0.05% Added +21.2k +21,165
45 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 473,597473.6k $18.2m $18.2m 0.01% Added +16.2k +16,221
46 Charles Schwab Trust Co 1.72% of their portfolio HENDERSON, NV 472,153472.2k $18.2m $18.2m 1.72% Reduced -42.3k -42,349
47 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 471,850471.9k $18.2m $18.2m 0.07% Added +30.4k +30,354
48 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 470,982471.0k $18.1m $18.1m 0.03% Reduced -46.8k -46,759
49 Pettinga Financial Advisors LLC 4.10% of their portfolio EVANSVILLE, IN 418,161418.2k $16.1m $16.1m 4.10% Reduced -19.6k -19,597
50 Breakwater Capital Group 3.61% of their portfolio PARAMUS, NJ 372,868372.9k $14.3m $14.3m 3.61% Added +12.7k +12,699
51 Ted Buchan & Co 8.66% of their portfolio San Diego, CA 366,377366.4k $14.1m $14.1m 8.66% Reduced -2.8k -2,849
52 GLENMEDE TRUST CO NA 0.07% of their portfolio PHILADELPHIA, PA 354,059354.1k $13.6m $13.6m 0.07% Reduced -96.7k -96,651
53 CAPTRUST FINANCIAL ADVISORS 0.05% of their portfolio RALEIGH, NC 351,566351.6k $13.5m $13.5m 0.05% Added +1.2k +1,154
54 Boulder Wealth Advisors, LLC 8.19% of their portfolio BOULDER, CO 343,589343.6k $13.2m $13.2m 8.19% First filing
55 Steward Partners Investment Advisory, LLC 0.14% of their portfolio STAMFORD, CT 336,658336.7k $13.0m $13.0m 0.14% Added +8.9k +8,931
56 Allworth Financial LP 0.09% of their portfolio FOLSOM, CA 330,262330.3k $12.7m $12.7m 0.09% Reduced -18.3k -18,347
57 Baker Ellis Asset Management LLC 1.88% of their portfolio Vancouver, WA 327,867327.9k $12.6m $12.6m 1.88% Reduced -1.9k -1,893
58 JNBA Financial Advisors 1.26% of their portfolio BLOOMINGTON, MN 311,518311.5k $12.0m $12.0m 1.26% Reduced -102.9k -102,884
59 Compass Financial Group, Inc. 6.21% of their portfolio DEERFIELD BEACH, FL 302,922302.9k $11.7m $11.7m 6.21% Reduced -1.6k -1,562
60 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 302,727302.7k $11.6m $11.6m 0.02% Added +21.6k +21,565
61 Clear Harbor Asset Management, LLC 1.02% of their portfolio Stamford, CT 301,128301.1k $11.6m $11.6m 1.02% Added +3.3k +3,292
62 Rodgers & Associates, LTD 1.48% of their portfolio Lancaster, PA 300,005300.0k $11.5m $11.5m 1.48% Reduced -16.3k -16,262
63 Wealthspire Retirement, LLC 0.97% of their portfolio ALISO VIEJO, CA 293,229293.2k $11.3m $11.3m 0.97% Added +25.7k +25,675
64 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 0.67% of their portfolio SAN FRANCISCO, CA 282,604282.6k $10.9m $10.9m 0.67% Reduced -17.0k -17,002
65 Montz Harcus Wealth Management LLC 6.45% of their portfolio New Orleans, LA 247,682247.7k $9.5m $9.5m 6.45% Added +3.3k +3,273
66 World Investment Advisors 1.36% of their portfolio LINCROFT, NJ 247,650247.7k $9.5m $9.5m 1.36% Reduced -10.5k -10,501
67 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 235,188235.2k $9.0m $9.0m 0.04% Added +11.2k +11,185
68 Private Ocean, LLC 0.91% of their portfolio SAN RAFAEL, CA 223,159223.2k $8.6m $8.6m 0.91% Reduced -1.5k -1,480
69 AVANTAX ADVISORY SERVICES, INC. 0.07% of their portfolio DALLAS, TX 218,327218.3k $8.4m $8.4m 0.07% Added +570 +570
70 Arlington Financial Advisors, LLC 1.79% of their portfolio SANTA BARBARA, CA 211,808211.8k $8.1m $8.1m 1.79% Reduced -14.4k -14,419
71 IEQ CAPITAL, LLC 0.12% of their portfolio Foster City, CA 208,925208.9k $8.0m $8.0m 0.12% Added +66 +66
72 Journey Advisory Group, LLC 0.94% of their portfolio COVINGTON, KY 197,573197.6k $7.6m $7.6m 0.94% Reduced -2.4k -2,406
73 Cornerstone Wealth Management, LLC 0.61% of their portfolio ST. PETERS, MO 195,428195.4k $7.5m $7.5m 0.61% Added +9.4k +9,351
74 Resonant Capital Advisors, LLC 0.62% of their portfolio Madison, WI 189,396189.4k $7.3m $7.3m 0.62% Reduced -1.0k -1,038
75 WIMMER ASSOCIATES 1, LLC 3.80% of their portfolio PASADENA, CA 187,744187.7k $7.2m $7.2m 3.80% Reduced -3.6k -3,575
76 Trinity Legacy Partners, LLC 2.05% of their portfolio HOUSTON, TX 182,302182.3k $7.0m $7.0m 2.05% Added +100.2k +100,211
77 Creative Capital Management Investments LLC 3.62% of their portfolio SAN DIEGO, CA 182,162182.2k $7.0m $7.0m 3.62% Reduced -965 -965
78 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 178,278178.3k $6.9m $6.9m 0.01% Added +17.3k +17,324
79 Cerity Partners LLC 0.02% of their portfolio NEW YORK, NY 172,356172.4k $6.6m $6.6m 0.02% Reduced -3.2k -3,239
80 Perigon Wealth Management, LLC 0.20% of their portfolio SAN FRANCISCO, CA 168,579168.6k $6.5m $6.5m 0.20% Added +16.9k +16,876
81 Lido Advisors, LLC 0.06% of their portfolio Los Angeles, CA 162,480162.5k $6.3m $6.3m 0.06% Added +3.0k +2,999
82 Marion Wealth Management 1.81% of their portfolio MONROEVILLE, PA 157,721157.7k $6.1m $6.1m 1.81% Added +2.9k +2,932
83 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 151,537151.5k $5.8m $5.8m 0.00% Added +25.3k +25,309
84 Bouvel Investment Partners, LLC 2.44% of their portfolio PHOENIXVILLE, PA 146,777146.8k $5.6m $5.6m 2.44% Reduced -5.2k -5,206
85 Ellevest, Inc. 0.33% of their portfolio NEW YORK, NY 136,925136.9k $5.3m $5.3m 0.33% Unchanged
86 BLAIR WILLIAM & CO/IL 0.02% of their portfolio CHICAGO, IL 135,854135.9k $5.2m $5.2m 0.02% Reduced -143 -143
87 Cornerstone Advisory, LLC 0.73% of their portfolio HUNT VALLEY, MD 133,819133.8k $5.1m $5.1m 0.73% Reduced -1.5k -1,543
88 Hirtle & Co., LLC 0.21% of their portfolio WEST CONSHOHOCKEN, PA 125,000125.0k $4.8m $4.8m 0.21% Unchanged
89 Federation des caisses Desjardins du Quebec 0.03% of their portfolio LEVIS, A8 124,779124.8k $4.8m $4.8m 0.03% Added +2.1k +2,075
90 MARKET STREET WEALTH MANAGEMENT ADVISORS LLC 0.84% of their portfolio INDIANAPOLIS, IN 123,789123.8k $4.8m $4.8m 0.84% Reduced -6.6k -6,568
91 CAROLINAS WEALTH CONSULTING LLC 0.19% of their portfolio CHARLOTTE, NC 123,101123.1k $985.8k $985.8k 0.19% Added +102.6k +102,594
92 PRECEDENT WEALTH PARTNERS, LLC 1.90% of their portfolio HOUSTON, TX 114,939114.9k $4.4m $4.4m 1.90% Reduced -23.0k -23,024
93 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 113,352113.4k $4.4m $4.4m 0.01% Reduced -5.1k -5,054
94 FMR LLC 0.00% of their portfolio BOSTON, MA 111,494111.5k $4.3m $4.3m 0.00% Added +24.5k +24,527
95 Obsidian Personal Planning Solutions LLC 2.66% of their portfolio ROCKVILLE, MD 110,167110.2k $4.1m $4.1m 2.66% Reduced -2.1k -2,118
96 Legacy Private Trust Co. 0.30% of their portfolio NEENAH, WI 107,039107.0k $4.1m $4.1m 0.30% Reduced -9.7k -9,653
97 CIDEL ASSET MANAGEMENT INC 0.31% of their portfolio TORONTO, A6 105,308105.3k $4.1m $4.1m 0.31% Reduced -4.4k -4,444
98 New England Private Wealth Advisors LLC 0.69% of their portfolio WELLESLEY, MA 102,160102.2k $3.9m $3.9m 0.69% Added +213 +213
99 Laurel Wealth Advisors LLC 0.65% of their portfolio CHARLOTTE, NC 98,08698.1k $3.8m $3.8m 0.65% Added +2.0k +2,023
100 CENTRAL TRUST Co 0.09% of their portfolio JEFFERSON CITY, MO 96,80096.8k $3.7m $3.7m 0.09% Reduced -4.0k -4,025