Vault-13

INVESCO EXCHANGE TRADED FD T PRF

RAFI US 1000 ETF · ETP · CUSIP 46137V613

464 institutional holders +33 vs Q3 2023
134,027,619134.0m shares reported held*
$4.7bnreported value*
34 new 113 added 165 reduced 18 sold out net bought ≈ $135.2m (+3.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $35.20. Options: 1 managers hold calls ($66.9k notional), 2 hold puts ($7.0k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 394Q4 22: 411Q1 23: 420Q2 23: 430Q3 23: 431Q4 23: 464464Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022394
Q4 2022411
Q1 2023420
Q2 2023430
Q3 2023431
Q4 2023464

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 153 bought or addedQ4 22: 145 cut or sold outQ4 22Q1 23: 153 bought or addedQ1 23: 156 cut or sold outQ1 23Q2 23: 130 bought or addedQ2 23: 169 cut or sold outQ2 23Q3 23: 141 bought or addedQ3 23: 185 cut or sold outQ3 23Q4 23: 147 bought or addedQ4 23: 183 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022153145
Q1 2023153156
Q2 2023130169
Q3 2023141185
Q4 2023147183

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ1 23 calls: $815.3kQ1 23 puts: $47.0kQ1 23P/C 0.06Q2 23 calls: $425.5kQ2 23 puts: $276.2kQ2 23P/C 0.65Q3 23 calls: $639.6kQ3 23 puts: $3.2kQ3 23P/C 0.00Q4 23 calls: $66.9kQ4 23 puts: $7.0kQ4 23P/C 0.11
Numbers
QuarterCallsPutsP/C
Q1 2023$815.3k$47.0k0.06
Q2 2023$425.5k$276.2k0.65
Q3 2023$639.6k$3.2k0.00
Q4 2023$66.9k$7.0k0.11

Biggest buyers

MORGAN STANLEY Added +2,155,692+2.2m
BANK OF AMERICA CORP /DE/ Added +1,315,637+1.3m
JPMORGAN CHASE & CO Added +993,073+993.1k
SAXON INTERESTS, INC. New +485,396+485.4k
Charles Schwab Investment Advisory, Inc. Added +294,637+294.6k
Cerity Partners LLC New +175,595+175.6k
AMERIPRISE FINANCIAL INC Added +168,289+168.3k
RFG Advisory, LLC Added +138,691+138.7k
GOLDMAN SACHS GROUP INC New +126,228+126.2k
WELLS FARGO & COMPANY/MN Added +117,438+117.4k

Biggest sellers

Invesco Ltd. Reduced -1,534,234-1.5m
ENVESTNET ASSET MANAGEMENT INC Reduced -253,277-253.3k
OSAIC HOLDINGS, INC. Reduced -218,104-218.1k
Connectus Wealth, LLC Reduced -180,212-180.2k
PNC Financial Services Group, Inc. Reduced -91,129-91.1k
McIlrath & Eck, LLC Reduced -79,042-79.0k
Rollins Financial Sold out -78,010-78.0k
Linscomb Wealth, Inc. Reduced -71,490-71.5k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -69,772-69.8k
Waverly Advisors, LLC Reduced -52,023-52.0k

Biggest calls

CITADEL ADVISORS LLC Reduced $66.9k1.9k shares

Biggest puts

CITADEL ADVISORS LLC Added $7.0k200 shares
Cutler Group LLC / CA New $01.4k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Charles Schwab Investment Advisory, Inc. 1.28% of their portfolio SAN FRANCISCO, CA 25,352,46125.4m $892.4m $892.4m 1.28% Added +294.6k +294,637
2 BANK OF AMERICA CORP /DE/ 0.04% of their portfolio CHARLOTTE, NC 10,810,43010.8m $380.5m $380.5m 0.04% Added +1.3m +1,315,637
3 AMERIPRISE FINANCIAL INC 0.08% of their portfolio MINNEAPOLIS, MN 7,315,6597.3m $257.4m $257.4m 0.08% Added +168.3k +168,289
4 PNC Financial Services Group, Inc. 0.15% of their portfolio Pittsburgh, PA 5,463,4125.5m $192.3m $192.3m 0.15% Reduced -91.1k -91,129
5 RFG Advisory, LLC 7.17% of their portfolio BIRMINGHAM, AL 5,225,9235.2m $184.0m $184.0m 7.17% Added +138.7k +138,691
6 ENVESTNET ASSET MANAGEMENT INC 0.07% of their portfolio Berwyn, PA 4,920,8414.9m $173.2m $173.2m 0.07% Reduced -253.3k -253,277
7 Waverly Advisors, LLC 5.99% of their portfolio BIRMINGHAM, AL 4,545,2794.5m $160.0m $160.0m 5.99% Reduced -52.0k -52,023
8 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 4,368,1544.4m $153.8m $153.8m 0.01% Added +2.2m +2,155,692
9 Invesco Ltd. 0.03% of their portfolio ATLANTA, GA 4,087,5574.1m $143.9m $143.9m 0.03% Reduced -1.5m -1,534,234
10 COMMONWEALTH EQUITY SERVICES, LLC 0.19% of their portfolio WALTHAM, MA 2,908,7462.9m $102.4m $102.4m 0.19% Added +21.3k +21,290
11 Mariner Managed Account Solutions, LLC 7.00% of their portfolio Boston, MA 2,711,2652.7m $95.4m $95.4m 7.00% Added +60.5k +60,516
12 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.27% of their portfolio PLYMOUTH, MN 2,651,6092.7m $93.3m $93.3m 0.27% Reduced -69.8k -69,772
13 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 2,301,5242.3m $81.0m $81.0m 0.05% Reduced -1.1k -1,127
14 Arbor Investment Advisors, LLC 12.12% of their portfolio WINSTON SALEM, NC 2,201,0872.2m $77.5m $77.5m 12.12% Added +32.2k +32,183
15 Linscomb Wealth, Inc. 4.05% of their portfolio Houston, TX 2,090,4452.1m $73.6m $73.6m 4.05% Reduced -71.5k -71,490
16 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.08% of their portfolio MILWAUKEE, WI 1,910,5231.9m $67.3m $67.3m 0.08% Added +35.7k +35,730
17 D.A. DAVIDSON & CO. 0.59% of their portfolio GREAT FALLS, MT 1,698,2611.7m $59.8m $59.8m 0.59% Added +43.8k +43,837
18 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,580,7471.6m $55.6m $55.6m 0.02% Added +117.4k +117,438
19 Raymond James Financial Services Advisors, Inc. 0.08% of their portfolio ST. PETERSBURG, FL 1,392,3441.4m $49.0m $49.0m 0.08% Added +35.6k +35,551
20 Relative Value Partners Group, LLC 2.98% of their portfolio NORTHBROOK, IL 1,383,5511.4m $48.7m $48.7m 2.98% Reduced -43.3k -43,320
21 Kestra Advisory Services, LLC 0.38% of their portfolio AUSTIN, TX 1,328,8851.3m $46.8m $46.8m 0.38% Added +46.1k +46,085
22 McIlrath & Eck, LLC 8.16% of their portfolio ARLINGTON, WA 1,318,1221.3m $46.4m $46.4m 8.16% Reduced -79.0k -79,042
23 OSAIC HOLDINGS, INC. 0.08% of their portfolio SCOTTSDALE, AZ 1,306,6901.3m $46.0m $46.0m 0.08% Reduced -218.1k -218,104
24 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,287,7841.3m $45.3m $45.3m 0.00% Added +993.1k +993,073
25 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 1,205,9121.2m $42.4m $42.4m 0.01% Added +68.2k +68,193
26 SYNOVUS FINANCIAL CORP 0.59% of their portfolio Columbus, GA 1,188,9571.2m $41.9m $41.9m 0.59% Added +37.6k +37,586
27 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 6.91% of their portfolio FORT WORTH, TX 1,097,3601.1m $38.6m $38.6m 6.91% Reduced -20.1k -20,140
28 Callan Capital, LLC 3.40% of their portfolio LA JOLLA, CA 1,022,7511.0m $36.0m $36.0m 3.40% Reduced -3.2k -3,196
29 Equitable Holdings, Inc. 0.39% of their portfolio NEW YORK, NY 898,726898.7k $31.6m $31.6m 0.39% Reduced -2.9k -2,855
30 GRIMES & Co WEALTH MANAGEMENT, LLC 1.01% of their portfolio WESTBOROUGH, MA 868,145868.1k $30.6m $30.6m 1.01% Reduced -9.6k -9,618
31 UBS Group AG 0.01% of their portfolio ZURICH, V8 800,883800.9k $28.2m $28.2m 0.01% Added +297 +297
32 Pinnacle Financial Group, LLC / IL 13.41% of their portfolio WESTERN SPRINGS, IL 743,903743.9k $26.2m $26.2m 13.41% Added +25.9k +25,881
33 Klingman & Associates, LLC 1.89% of their portfolio New York, NY 732,943732.9k $25.8m $25.8m 1.89% Reduced -3.0k -2,984
34 Forvis Mazars Wealth Advisors, LLC 0.60% of their portfolio Springfield, MO 617,022617.0k $21.7m $21.7m 0.60% Reduced -35.8k -35,782
35 FLYNN ZITO CAPITAL MANAGEMENT, LLC 14.38% of their portfolio GARDEN CITY, NY 605,891605.9k $21.3m $21.3m 14.38% Reduced -16.9k -16,890
36 ROTHSCHILD INVESTMENT LLC 1.70% of their portfolio CHICAGO, IL 577,172577.2k $20.3m $20.3m 1.70% First filing
37 Wharton Business Group, LLC 0.99% of their portfolio MALVERN, PA 561,725561.7k $19.8m $19.8m 0.99% Unchanged
38 Garrett Wealth Advisory Group, LLC 8.06% of their portfolio WEATHERFORD, TX 549,803549.8k $19.4m $19.4m 8.06% Added +10.2k +10,243
39 Pathstone Holdings, LLC 0.10% of their portfolio ENGLEWOOD, NJ 531,821531.8k $18.7m $18.7m 0.10% First filing
40 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 517,741517.7k $18.2m $18.2m 0.03% Reduced -13.9k -13,909
41 Charles Schwab Trust Co 1.78% of their portfolio HENDERSON, NV 514,502514.5k $18.1m $18.1m 1.78% Added +29.5k +29,483
42 SAXON INTERESTS, INC. 8.55% of their portfolio HOUSTON, TX 485,396485.4k $17.1m $17.1m 8.55% New
43 TRUIST FINANCIAL CORP 0.03% of their portfolio CHARLOTTE, NC 479,687479.7k $16.9m $16.9m 0.03% Reduced -8.0k -8,016
44 MERCER GLOBAL ADVISORS INC /ADV 0.05% of their portfolio DENVER, CO 460,027460.0k $16.2m $16.2m 0.05% Added +3.8k +3,788
45 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 457,376457.4k $16.1m $16.1m 0.01% Reduced -5.7k -5,703
46 GLENMEDE TRUST CO NA 0.08% of their portfolio PHILADELPHIA, PA 450,710450.7k $15.9m $15.9m 0.08% Reduced -3.2k -3,240
47 Cetera Advisor Networks LLC 0.09% of their portfolio EL SEGUNDO, CA 449,578449.6k $15.8m $15.8m 0.09% Added +21.0k +20,998
48 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 441,496441.5k $15.5m $15.5m 0.07% Added +51.7k +51,653
49 Pettinga Financial Advisors LLC 4.13% of their portfolio EVANSVILLE, IN 437,758437.8k $15.4m $15.4m 4.13% Added +34.2k +34,154
50 JNBA Financial Advisors 1.66% of their portfolio BLOOMINGTON, MN 414,402414.4k $14.6m $14.6m 1.66% Reduced -116 -116
51 Ted Buchan & Co 9.47% of their portfolio San Diego, CA 369,226369.2k $13.0m $13.0m 9.47% Added +1.8k +1,842
52 Breakwater Capital Group 3.60% of their portfolio PARAMUS, NJ 360,169360.2k $12.7m $12.7m 3.60% Added +38.8k +38,788
53 CAPTRUST FINANCIAL ADVISORS 0.04% of their portfolio RALEIGH, NC 350,412350.4k $12.3m $12.3m 0.04% Reduced -1.5k -1,463
54 Allworth Financial LP 0.09% of their portfolio FOLSOM, CA 348,609348.6k $12.3m $12.3m 0.09% Added +3.1k +3,061
55 Baker Ellis Asset Management LLC 1.86% of their portfolio Vancouver, WA 329,760329.8k $11.6m $11.6m 1.86% Added +5.0k +4,950
56 Steward Partners Investment Advisory, LLC 0.16% of their portfolio STAMFORD, CT 327,727327.7k $11.5m $11.5m 0.16% Reduced -94 -94
57 Rodgers & Associates, LTD 1.51% of their portfolio Lancaster, PA 316,267316.3k $11.1m $11.1m 1.51% Reduced -2.3k -2,256
58 Compass Financial Group, Inc. 6.03% of their portfolio DEERFIELD BEACH, FL 304,484304.5k $10.7m $10.7m 6.03% Reduced -351 -351
59 OSBORNE PARTNERS CAPITAL MANAGEMENT, LLC 0.69% of their portfolio SAN FRANCISCO, CA 299,606299.6k $10.5m $10.5m 0.69% Reduced -4.7k -4,670
60 Clear Harbor Asset Management, LLC 1.00% of their portfolio Stamford, CT 297,836297.8k $10.5m $10.5m 1.00% Reduced -1.4k -1,405
61 Corient Private Wealth LP 0.02% of their portfolio MIAMI, FL 281,162281.2k $9.9m $9.9m 0.02% Reduced -2.0k -2,014
62 Wealthspire Retirement, LLC 1.59% of their portfolio ALISO VIEJO, CA 267,554267.6k $9.4m $9.4m 1.59% Added +23.9k +23,912
63 World Investment Advisors 1.18% of their portfolio LINCROFT, NJ 258,151258.2k $9.1m $9.1m 1.18% Reduced -8.7k -8,717
64 Montz Harcus Wealth Management LLC 6.57% of their portfolio New Orleans, LA 244,409244.4k $8.6m $8.6m 6.57% Reduced -1.4k -1,415
65 Arlington Financial Advisors, LLC 2.38% of their portfolio SANTA BARBARA, CA 226,227226.2k $8.0m $8.0m 2.38% Reduced -1.4k -1,368
66 Private Ocean, LLC 0.79% of their portfolio SAN RAFAEL, CA 224,639224.6k $7.9m $7.9m 0.79% Reduced -3.0k -3,008
67 MML INVESTORS SERVICES, LLC 0.04% of their portfolio SPRINGFIELD, MA 224,003224.0k $7.9m $7.9m 0.04% Added +12.5k +12,529
68 AVANTAX ADVISORY SERVICES, INC. 0.08% of their portfolio DALLAS, TX 217,757217.8k $7.7m $7.7m 0.08% Reduced -2.4k -2,412
69 IEQ CAPITAL, LLC 0.12% of their portfolio Foster City, CA 208,859208.9k $7.4m $7.4m 0.12% Added +60.8k +60,813
70 Mariner, LLC 0.02% of their portfolio Overland Park, KS 207,473207.5k $7.3m $7.3m 0.02% Added +7.0k +6,984
71 Journey Advisory Group, LLC 0.96% of their portfolio COVINGTON, KY 199,979200.0k $7.0m $7.0m 0.96% Reduced -1.7k -1,722
72 WIMMER ASSOCIATES 1, LLC 3.80% of their portfolio PASADENA, CA 191,319191.3k $6.7m $6.7m 3.80% Added +4.9k +4,943
73 Resonant Capital Advisors, LLC 0.65% of their portfolio Madison, WI 190,434190.4k $6.7m $6.7m 0.65% Reduced -31 -31
74 Cornerstone Wealth Management, LLC 0.56% of their portfolio ST. PETERS, MO 186,077186.1k $6.5m $6.5m 0.56% Added +13.3k +13,307
75 Creative Capital Management Investments LLC 3.73% of their portfolio SAN DIEGO, CA 183,127183.1k $6.4m $6.4m 3.73% Reduced -600 -600
76 Unique Wealth Strategies, LLC 4.27% of their portfolio BURR RIDGE, IL 181,765181.8k $6.4m $6.4m 4.27% First filing
77 Cerity Partners LLC 0.02% of their portfolio NEW YORK, NY 175,595175.6k $6.2m $6.2m 0.02% New
78 GUIDANCE CAPITAL, INC 1.18% of their portfolio LOUSVILLE, KY 167,930167.9k $5.9m $5.9m 1.18% Added +78.9k +78,871
79 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 160,954161.0k $5.7m $5.7m 0.01% Added +10.4k +10,423
80 Lido Advisors, LLC 0.06% of their portfolio Los Angeles, CA 159,481159.5k $5.6m $5.6m 0.06% Reduced -174 -174
81 Marion Wealth Management 1.74% of their portfolio MONROEVILLE, PA 154,789154.8k $5.4m $5.4m 1.74% Reduced -1.3k -1,278
82 Bouvel Investment Partners, LLC 2.50% of their portfolio PHOENIXVILLE, PA 151,983152.0k $5.3m $5.3m 2.50% Reduced -3.9k -3,864
83 Perigon Wealth Management, LLC 0.17% of their portfolio SAN FRANCISCO, CA 151,703151.7k $5.3m $5.3m 0.17% Added +14.8k +14,751
84 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 142,277142.3k $5.0m $5.0m 0.04% Reduced -29.9k -29,877
85 PRECEDENT WEALTH PARTNERS, LLC 2.47% of their portfolio HOUSTON, TX 137,963138.0k $4.9m $4.9m 2.47% First filing
86 Ellevest, Inc. 0.33% of their portfolio NEW YORK, NY 136,925136.9k $4.8m $4.8m 0.33% Unchanged
87 BLAIR WILLIAM & CO/IL 0.02% of their portfolio CHICAGO, IL 135,997136.0k $4.8m $4.8m 0.02% Reduced -8.9k -8,889
88 Cornerstone Advisory, LLC 0.74% of their portfolio HUNT VALLEY, MD 135,362135.4k $4.8m $4.8m 0.74% Reduced -5.7k -5,680
89 MARKET STREET WEALTH MANAGEMENT ADVISORS LLC 0.96% of their portfolio INDIANAPOLIS, IN 130,357130.4k $4.6m $4.6m 0.96% Reduced -7.4k -7,412
90 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 126,228126.2k $4.4m $4.4m 0.00% New
91 Hirtle & Co., LLC 0.20% of their portfolio WEST CONSHOHOCKEN, PA 125,000125.0k $4.4m $4.4m 0.20% Unchanged
92 Federation des caisses Desjardins du Quebec 0.04% of their portfolio LEVIS, A8 122,704122.7k $4.3m $4.3m 0.04% Reduced -12.9k -12,911
93 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 118,406118.4k $4.2m $4.2m 0.01% Added +7.3k +7,285
94 Legacy Private Trust Co. 0.33% of their portfolio NEENAH, WI 116,692116.7k $4.1m $4.1m 0.33% Reduced -18.0k -18,042
95 Obsidian Personal Planning Solutions LLC 3.01% of their portfolio ROCKVILLE, MD 112,285112.3k $4.0m $4.0m 3.01% Added +3.4k +3,401
96 CIDEL ASSET MANAGEMENT INC 0.17% of their portfolio TORONTO, A6 109,752109.8k $3.9m $3.9m 0.17% Reduced -4.7k -4,678
97 WEALTHSOURCE PARTNERS, LLC 0.25% of their portfolio SAN LUIS OBISPO, CA 107,027107.0k $3.8m $3.8m 0.25% Reduced -2.8k -2,799
98 KWB Wealth 0.54% of their portfolio REDLANDS, CA 106,397106.4k $3.7m $3.7m 0.54% Added +82.0k +81,968
99 New England Private Wealth Advisors LLC 0.66% of their portfolio WELLESLEY, MA 101,947101.9k $3.6m $3.6m 0.66% Added +254 +254
100 CENTRAL TRUST Co 0.09% of their portfolio JEFFERSON CITY, MO 100,825100.8k $3.5m $3.5m 0.09% Reduced -275 -275