Vault-13

INVESCO EXCHANGE TRADED FD T PEY

HIG YLD EQ DIV · ETP · CUSIP 46137V563

211 institutional holders +18 vs Q3 2023
29,086,92529.1m shares reported held*
$619.6mreported value*
23 new 59 added 72 reduced 15 sold out net bought ≈ $319.5k (-267.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $21.30. Options: 2 managers hold calls ($1.1m notional), 1 hold puts ($152.2k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 192Q4 22: 206Q1 23: 193Q2 23: 197Q3 23: 193Q4 23: 211211Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022192
Q4 2022206
Q1 2023193
Q2 2023197
Q3 2023193
Q4 2023211

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 102 bought or addedQ4 22: 55 cut or sold outQ4 22Q1 23: 78 bought or addedQ1 23: 95 cut or sold outQ1 23Q2 23: 80 bought or addedQ2 23: 78 cut or sold outQ2 23Q3 23: 81 bought or addedQ3 23: 89 cut or sold outQ3 23Q4 23: 82 bought or addedQ4 23: 87 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202210255
Q1 20237895
Q2 20238078
Q3 20238189
Q4 20238287

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ1 23 calls: $864.5kQ1 23 puts: $85.7kQ1 23P/C 0.10Q2 23 calls: $459.4kQ2 23 puts: $11.5kQ2 23P/C 0.03Q3 23 calls: $738.8kQ3 23 puts: $30.7kQ3 23P/C 0.04Q4 23 calls: $1.1mQ4 23 puts: $152.2kQ4 23P/C 0.14
Numbers
QuarterCallsPutsP/C
Q1 2023$864.5k$85.7k0.10
Q2 2023$459.4k$11.5k0.03
Q3 2023$738.8k$30.7k0.04
Q4 2023$1.1m$152.2k0.14

Biggest buyers

MORGAN STANLEY Added +3,119,984+3.1m
Dynamic Advisor Solutions LLC New +237,033+237.0k
Meridian Wealth Management, LLC New +171,371+171.4k
Raymond James Financial Services Advisors, Inc. Added +105,342+105.3k
GSA CAPITAL PARTNERS LLP New +38,482+38.5k
HRT FINANCIAL LP New +36,356+36.4k
RFG Advisory, LLC New +35,838+35.8k
Apollon Wealth Management, LLC New +32,584+32.6k
RENAISSANCE TECHNOLOGIES LLC Added +31,600+31.6k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC New +24,894+24.9k

Biggest sellers

UNITED CAPITAL FINANCIAL ADVISORS, LLC Reduced -1,037,072-1.0m
BANK OF AMERICA CORP /DE/ Reduced -435,745-435.7k
STIFEL FINANCIAL CORP Reduced -434,119-434.1k
AMERIPRISE FINANCIAL INC Reduced -371,981-372.0k
EVOKE WEALTH, LLC Reduced -310,950-310.9k
UBS Group AG Reduced -300,898-300.9k
AlphaCore Capital LLC Reduced -296,353-296.4k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -175,207-175.2k
SYNOVUS FINANCIAL CORP Reduced -135,716-135.7k
WELLS FARGO & COMPANY/MN Reduced -114,177-114.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $801.2k37.9k shares
CITADEL ADVISORS LLC Reduced $249.5k11.8k shares

Biggest puts

CITADEL ADVISORS LLC Added $152.2k7.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 6,663,3036.7m $140.9m $140.9m 0.02% Reduced -435.7k -435,745
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 6,032,0046.0m $127.5m $127.5m 0.01% Added +3.1m +3,119,984
3 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 2,480,4812.5m $52.4m $52.4m 0.03% Added +1.4k +1,381
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,245,2561.2m $26.3m $26.3m 0.01% Reduced -114.2k -114,177
5 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,052,9081.1m $28.2m $28.2m 0.01% Reduced -372.0k -371,981
6 Salomon & Ludwin, LLC 1.17% of their portfolio RICHMOND, VA 585,195585.2k $11.2m $11.2m 1.17% Unchanged
7 AlphaCore Capital LLC 1.44% of their portfolio LA JOLLA, CA 463,294463.3k $9.8m $9.8m 1.44% Reduced -296.4k -296,353
8 UBS Group AG 0.00% of their portfolio ZURICH, V8 449,366449.4k $9.5m $9.5m 0.00% Reduced -300.9k -300,898
9 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 402,512402.5k $8.5m $8.5m 0.01% Added +105.3k +105,342
10 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.07% of their portfolio IRVING, TX 376,153376.2k $8.0m $8.0m 0.07% Reduced -1.0m -1,037,072
11 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 355,710355.7k $7.5m $7.5m 0.01% Reduced -71.4k -71,440
12 Waverly Advisors, LLC 0.26% of their portfolio BIRMINGHAM, AL 331,334331.3k $7.0m $7.0m 0.26% Added +6.1k +6,084
13 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 302,955303.0k $6.4m $6.4m 0.00% Reduced -20.5k -20,482
14 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 280,899280.9k $5.9m $5.9m 0.03% Reduced -8.4k -8,361
15 Dynamic Advisor Solutions LLC 0.19% of their portfolio PHOENIX, AZ 237,033237.0k $5.0m $5.0m 0.19% New
16 Investors Research Corp 1.17% of their portfolio ATLANTA, GA 230,172230.2k $4.9m $4.9m 1.17% Added +7.2k +7,174
17 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 228,278228.3k $4.8m $4.8m 0.00% Reduced -29.9k -29,932
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 228,254228.3k $4.8m $4.8m 0.00% Reduced -83.0k -83,041
19 New Insight Wealth Advisors 3.23% of their portfolio SAN RAMON, CA 226,981227.0k $4.8m $4.8m 3.23% First filing
20 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 218,128218.1k $4.6m $4.6m 0.01% Reduced -434.1k -434,119
21 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 206,611206.6k $4.4m $4.4m 0.01% Added +10.9k +10,946
22 Capital Investment Counsel, LLC 1.62% of their portfolio DENVER, CO 203,376203.4k $4.3m $4.3m 1.62% First filing
23 Virtu Financial LLC 0.33% of their portfolio New York, NY 199,901199.9k $4.2m $4.2m 0.33% Added +3.7k +3,685
24 Capital Advisors, Ltd. LLC 0.57% of their portfolio SHAKER HEIGHTS, OH 193,147193.1k $4.1m $4.1m 0.57% Reduced -1.1k -1,096
25 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 181,644181.6k $3.8m $3.8m 0.00% Reduced -175.2k -175,207
26 Provident Wealth Management, LLC 1.60% of their portfolio BRENTWOOD, TN 172,383172.4k $3.6m $3.6m 1.60% Added +2.6k +2,585
27 Meridian Wealth Management, LLC 0.23% of their portfolio LEXINGTON, KY 171,371171.4k $3.6m $3.6m 0.23% New
28 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 165,624165.6k $3.5m $3.5m 0.02% Reduced -46.4k -46,415
29 GHP Investment Advisors, Inc. 0.19% of their portfolio Denver, CO 165,496165.5k $3.5m $3.5m 0.19% Reduced -1.3k -1,261
30 Atria Investments, Inc 0.05% of their portfolio Charlotte, NC 165,298165.3k $3.5m $3.5m 0.05% Reduced -15.7k -15,709
31 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 161,391161.4k $3.4m $3.4m 0.03% Reduced -8.1k -8,108
32 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 157,513157.5k $3.3m $3.3m 0.03% Reduced -14.9k -14,935
33 IHT Wealth Management, LLC 0.14% of their portfolio Chicago, IL 145,085145.1k $3.1m $3.1m 0.14% Added +5.6k +5,623
34 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 1.44% of their portfolio Phoenix, AZ 127,194127.2k $2.7m $2.7m 1.44% Added +467 +467
35 OneDigital Investment Advisors LLC 0.04% of their portfolio OVERLAND PARK, KS 117,418117.4k $2.5m $2.5m 0.04% Reduced -7.6k -7,630
36 JPL Wealth Management, LLC 1.69% of their portfolio GREENWOOD VILLAGE, CO 110,672110.7k $2.3m $2.3m 1.69% First filing
37 GLOBALT Investments LLC / GA 0.10% of their portfolio Atlanta, GA 109,090109.1k $2.3m $2.3m 0.10% First filing
38 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 108,793108.8k $2.3m $2.3m 0.00% Reduced -24.1k -24,120
39 IFP Advisors, Inc 0.11% of their portfolio TAMPA, FL 108,357108.4k $2.3m $2.3m 0.11% Added +2.0k +1,966
40 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 105,399105.4k $2.2m $2.2m 0.02% Added +18.7k +18,723
41 Cresta Advisors, Ltd. 1.37% of their portfolio LAREDO, TX 97,19897.2k $2.1m $2.1m 1.37% Reduced -1.6k -1,588
42 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 94,42994.4k $2.0m $2.0m 0.01% Reduced -16.0k -16,016
43 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 93,32193.3k $2.0m $2.0m 0.01% Reduced -13.6k -13,645
44 MIdWestOne Financial Group, Inc. 0.37% of their portfolio Iowa City, IA 92,14092.1k $1.9m $1.9m 0.37% Added +9.1k +9,054
45 Brick & Kyle, Associates 0.95% of their portfolio NEWTOWN, PA 90,25890.3k $1.9m $1.9m 0.95% Added +671 +671
46 Foundations Investment Advisors, LLC 0.05% of their portfolio PHOENIX, AZ 84,19284.2k $1.7m $1.7m 0.05% Unchanged
47 Integrated Advisors Network LLC 0.09% of their portfolio DALLAS, TX 75,13775.1k $1.6m $1.6m 0.09% Reduced -6.3k -6,322
48 Equitable Holdings, Inc. 0.02% of their portfolio NEW YORK, NY 72,01472.0k $1.5m $1.5m 0.02% Added +10.1k +10,077
49 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 69,53169.5k $1.5m $1.5m 0.02% Added +7.1k +7,112
50 BENJAMIN F. EDWARDS & COMPANY, INC. 0.03% of their portfolio ST. LOUIS, MO 68,97369.0k $1.5m $1.5m 0.03% Reduced -344 -344
51 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 66,09666.1k $1.4m $1.4m 0.01% Added +551 +551
52 Beacon Pointe Advisors, LLC 0.02% of their portfolio NEWPORT BEACH, CA 64,06764.1k $1.4m $1.4m 0.02% Reduced -3.5k -3,488
53 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 61,83161.8k $1.3m $1.3m 0.02% Reduced -34.0k -33,985
54 COMERICA BANK 0.01% of their portfolio DALLAS, TX 56,75156.8k $1.2m $1.2m 0.01% Reduced -924 -924
55 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 54,28554.3k $1.1m $1.1m 0.00% Added +4.3k +4,316
56 Sugarloaf Wealth Management, LLC 0.27% of their portfolio DULUTH, GA 53,42853.4k $1.1m $1.1m 0.27% Added +167 +167
57 AXXCESS WEALTH MANAGEMENT, LLC 0.03% of their portfolio CARLSBAD, CA 53,09953.1k $1.1m $1.1m 0.03% Added +768 +768
58 MGB Wealth Management, LLC 0.56% of their portfolio ADDISON, TX 52,49952.5k $1.1m $1.1m 0.56% First filing
59 JOHNSON INVESTMENT COUNSEL INC 0.01% of their portfolio Cincinnati, OH 52,17552.2k $1.1m $1.1m 0.01% Unchanged
60 Cedar Brook Financial Partners, LLC 0.24% of their portfolio CLEVELAND, OH 52,10552.1k $1.1m $1.1m 0.24% Reduced -5.7k -5,720
61 First PREMIER Bank 0.29% of their portfolio SIOUX FALLS, SD 48,50248.5k $1.0m $1.0m 0.29% Reduced -3.0k -2,950
62 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 47,70047.7k $1.0m $1.0m 0.00% Added +31.6k +31,600
63 WEALTH ALLIANCE, LLC 0.14% of their portfolio MELLVILLE, NY 47,29747.3k $999.9k $999.9k 0.14% Added +2.6k +2,601
64 BARRETT & COMPANY, INC. 0.52% of their portfolio PROVIDENCE, RI 45,36745.4k $959.1k $959.1k 0.52% Reduced -822 -822
65 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 45,00045.0k $951.3k $951.3k 0.00% Added +12.8k +12,800
66 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 44,53344.5k $941.4k $941.4k 0.02% Added +1.3k +1,255
67 OXFORD FINANCIAL GROUP, LTD. LLC 0.07% of their portfolio INDIANAPOLIS, IN 43,92843.9k $928.6k $928.6k 0.07% Unchanged
68 Mariner, LLC 0.00% of their portfolio Overland Park, KS 41,45841.5k $876.4k $876.4k 0.00% Added +2.3k +2,273
69 Capital Analysts, LLC 0.04% of their portfolio FORT WASHINGTON, PA 41,41341.4k $875.0k $875.0k 0.04% Added +2.3k +2,337
70 HARBOUR INVESTMENTS, INC. 0.04% of their portfolio MADISON, WI 40,55940.6k $857.4k $857.4k 0.04% Reduced -1.0k -1,047
71 PFG Advisors 0.07% of their portfolio Phoenix, AZ 38,68338.7k $817.8k $817.8k 0.07% Reduced -261 -261
72 GSA CAPITAL PARTNERS LLP 0.07% of their portfolio LONDON, X0 38,48238.5k $814.0k $814.0k 0.07% New
73 PRINCIPAL SECURITIES, INC. 0.03% of their portfolio DES MOINES, IA 37,05737.1k $783.4k $783.4k 0.03% First filing
74 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 36,35636.4k $768.0k $768.0k 0.01% New
75 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 35,86535.9k $758.2k $758.2k 0.00% Unchanged
76 RFG Advisory, LLC 0.03% of their portfolio BIRMINGHAM, AL 35,83835.8k $757.6k $757.6k 0.03% New
77 AdvisorNet Financial, Inc 0.07% of their portfolio MINNETONKA, MN 35,82335.8k $757.3k $757.3k 0.07% Reduced -7.6k -7,581
78 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 35,10535.1k $742.1k $742.1k 0.00% Reduced -19.6k -19,561
79 AFT, FORSYTH & COMPANY, INC. 0.45% of their portfolio JUPITER, FL 34,04734.0k $719.7k $719.7k 0.45% Reduced -380 -380
80 Apollon Wealth Management, LLC 0.02% of their portfolio MOUNT PLEASANT, SC 32,58432.6k $688.8k $688.8k 0.02% New
81 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 32,47932.5k $686.6k $686.6k 0.02% Reduced -6.9k -6,934
82 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 31,17731.2k $659.1k $659.1k 0.00% Added +83 +83
83 Eagle Strategies LLC 0.14% of their portfolio NEW YORK, NY 30,52730.5k $645.3k $645.3k 0.14% Reduced -44.9k -44,947
84 Curi Capital, LLC 0.02% of their portfolio CHICAGO, IL 30,42130.4k $643.1k $643.1k 0.02% Added +570 +570
85 BKM Wealth Management, LLC 0.26% of their portfolio BROOKFIELD, WI 28,65328.7k $605.7k $605.7k 0.26% First filing
86 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 28,61528.6k $604.9k $604.9k 0.00% Added +1.8k +1,835
87 Stolper Co 0.24% of their portfolio TULSA, OK 28,21728.2k $597.0k $597.0k 0.24% Added +225 +225
88 Lifeworks Advisors, LLC 0.20% of their portfolio GRAND RAPIDS, MI 27,65727.7k $584.7k $584.7k 0.20% Reduced -824 -824
89 Institute for Wealth Management, LLC. 0.09% of their portfolio DENVER, CO 25,17125.2k $532.1k $532.1k 0.09% Unchanged
90 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.07% of their portfolio ORLANDO, FL 24,89424.9k $526.3k $526.3k 0.07% New
91 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 24,52124.5k $518.4k $518.4k 0.01% Reduced -350 -350
92 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 23,83623.8k $503.9k $503.9k 0.01% Reduced -3.2k -3,191
93 FOCUS FINANCIAL NETWORK INC /ADV 0.02% of their portfolio Minneapolis, MN 23,83123.8k $503.8k $503.8k 0.02% First filing
94 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 23,34823.3k $493.6k $493.6k 0.00% Added +8.8k +8,804
95 Pasadena Private Wealth, LLC 0.12% of their portfolio PASADENA, CA 23,34123.3k $493.4k $493.4k 0.12% Added +1.0k +1,047
96 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 22,60322.6k $477.8k $477.8k 0.00% Reduced -643 -643
97 SteelPeak Wealth, LLC 0.03% of their portfolio WOODLAND HILLS, CA 22,05022.1k $466.1k $466.1k 0.03% New
98 New Republic Capital, LLC 0.33% of their portfolio CHARLOTTE, NC 21,94021.9k $463.8k $463.8k 0.33% New
99 TWO SIGMA SECURITIES, LLC 0.02% of their portfolio NEW YORK, NY 21,78221.8k $460.5k $460.5k 0.02% Added +10.0k +10,032
100 Sovereign Financial Group, Inc. 0.14% of their portfolio STAMFORD, CT 21,63821.6k $457.4k $457.4k 0.14% Reduced -3.3k -3,306