Vault-13

INVESCO EXCHANGE TRADED FD T PEY

HIG YLD EQ DIV · ETP · CUSIP 46137V563

193 institutional holders -13 vs Q4 2022
35,118,11435.1m shares reported held*
$699.1mreported value*
19 new 59 added 65 reduced 30 sold out net sold ≈ $21.9m (-1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $19.91. Options: 2 managers hold calls ($864.5k notional), 1 hold puts ($85.7k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 192Q4 22: 206Q1 23: 193193Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022192
Q4 2022206
Q1 2023193

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 102 bought or addedQ4 22: 55 cut or sold outQ4 22Q1 23: 78 bought or addedQ1 23: 95 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 202210255
Q1 20237895

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$250k$500k$750k$1mQ3 22 calls: $548.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $749.0kQ4 22 puts: $47.6kQ4 22P/C 0.06Q1 23 calls: $864.5kQ1 23 puts: $85.7kQ1 23P/C 0.10
Numbers
QuarterCallsPutsP/C
Q3 2022$548.0k$00.00
Q4 2022$749.0k$47.6k0.06
Q1 2023$864.5k$85.7k0.10

Biggest buyers

Eagle Strategies LLC Added +393,980+394.0k
STIFEL FINANCIAL CORP Added +377,129+377.1k
AMERIPRISE FINANCIAL INC Added +373,982+374.0k
LPL Financial LLC Added +144,277+144.3k
Waverly Advisors, LLC New +96,740+96.7k
Virtu Financial LLC New +74,960+75.0k
Kestra Advisory Services, LLC New +70,509+70.5k
JANE STREET GROUP, LLC New +68,110+68.1k
HighTower Advisors, LLC Added +53,426+53.4k
UBS Group AG Added +41,613+41.6k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -472,687-472.7k
One Capital Management, LLC Sold out -325,968-326.0k
Cetera Advisor Networks LLC Reduced -312,168-312.2k
Arrow Investment Advisors, LLC Sold out -306,999-307.0k
Cambridge Investment Research Advisors, Inc. Reduced -249,696-249.7k
BANK OF AMERICA CORP /DE/ Reduced -198,375-198.4k
Clear Perspectives Financial Planning, LLC Reduced -194,320-194.3k
Dorsey Wright & Associates Sold out -114,207-114.2k
Ahrens Investment Partners LLC Reduced -108,844-108.8k
AlphaCore Capital LLC Reduced -101,516-101.5k

Biggest calls

CITADEL ADVISORS LLC Reduced $506.0k25.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP New $358.6k18.0k shares

Biggest puts

CITADEL ADVISORS LLC Added $85.7k4.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 9,045,8889.0m $180.2m $180.2m 0.02% Reduced -198.4k -198,375
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,255,2933.3m $64.8m $64.8m 0.01% Added +23.0k +22,979
3 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 3,080,2813.1m $61.4m $61.4m 0.05% Added +144.3k +144,277
4 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.06% of their portfolio MILWAUKEE, WI 2,288,4262.3m $45.6m $45.6m 0.06% Reduced -57.7k -57,664
5 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,867,6021.9m $37.2m $37.2m 0.01% Added +374.0k +373,982
6 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.16% of their portfolio IRVING, TX 1,419,1181.4m $28.3m $28.3m 0.16% Added +13.4k +13,381
7 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 1,081,5981.1m $21.5m $21.5m 0.01% Reduced -472.7k -472,687
8 UBS Group AG 0.01% of their portfolio ZURICH, V8 900,350900.4k $17.9m $17.9m 0.01% Added +41.6k +41,613
9 Nan Shan Life Insurance Co., Ltd. 0.36% of their portfolio Taipei City, F5 762,192762.2k $15.2m $15.2m 0.36% Reduced -49.0k -49,050
10 Eagle Strategies LLC 3.32% of their portfolio NEW YORK, NY 667,170667.2k $13.3m $13.3m 3.32% Added +394.0k +393,980
11 Salomon & Ludwin, LLC 1.44% of their portfolio RICHMOND, VA 606,262606.3k $12.1m $12.1m 1.44% Reduced -1.7k -1,664
12 AlphaCore Capital LLC 3.06% of their portfolio LA JOLLA, CA 579,477579.5k $11.5m $11.5m 3.06% Reduced -101.5k -101,516
13 Cetera Advisor Networks LLC 0.08% of their portfolio EL SEGUNDO, CA 564,619564.6k $11.2m $11.2m 0.08% Reduced -312.2k -312,168
14 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 494,684494.7k $9.9m $9.9m 0.01% Added +377.1k +377,129
15 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 452,888452.9k $9.0m $9.0m 0.02% Added +22.2k +22,198
16 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 373,496373.5k $7.4m $7.4m 0.01% Added +2.6k +2,615
17 ICA Group Wealth Management, LLC 1.63% of their portfolio DENVER, CO 343,558343.6k $6.8m $6.8m 1.63% Reduced -68.7k -68,710
18 EVOKE WEALTH, LLC 0.24% of their portfolio Los Angeles, CA 325,065325.1k $6.5m $6.5m 0.24% Unchanged
19 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 271,461271.5k $5.4m $5.4m 0.00% Added +36.9k +36,935
20 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 262,116262.1k $5.2m $5.2m 0.00% Added +7.4k +7,448
21 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 243,624243.6k $4.9m $4.9m 0.01% Added +24.5k +24,544
22 Investors Research Corp 1.23% of their portfolio ATLANTA, GA 237,655237.7k $4.7m $4.7m 1.23% Added +9.8k +9,770
23 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 205,331205.3k $4.1m $4.1m 0.03% Reduced -440 -440
24 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 200,160200.2k $4.0m $4.0m 0.01% Added +9.1k +9,090
25 Capital Advisors, Ltd. LLC 0.64% of their portfolio SHAKER HEIGHTS, OH 194,834194.8k $3.9m $3.9m 0.64% Added +741 +741
26 Laurel Wealth Planning LLC 2.51% of their portfolio EDINA, MN 190,636190.6k $3.8m $3.8m 2.51% Reduced -1.6k -1,635
27 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 178,697178.7k $3.6m $3.6m 0.02% Reduced -249.7k -249,696
28 GHP Investment Advisors, Inc. 0.22% of their portfolio Denver, CO 176,448176.4k $3.5m $3.5m 0.22% Reduced -3.7k -3,706
29 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 174,415174.4k $3.5m $3.5m 0.01% Added +53.4k +53,426
30 Provident Wealth Management, LLC 1.72% of their portfolio BRENTWOOD, TN 168,652168.7k $3.4m $3.4m 1.72% Reduced -3.9k -3,888
31 SYNOVUS FINANCIAL CORP 0.04% of their portfolio Columbus, GA 166,199166.2k $3.3m $3.3m 0.04% Reduced -10.1k -10,110
32 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 150,109150.1k $3.0m $3.0m 0.00% Added +8.1k +8,086
33 OneDigital Investment Advisors LLC 0.06% of their portfolio OVERLAND PARK, KS 132,018132.0k $2.6m $2.6m 0.06% Reduced -4.1k -4,121
34 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 1.54% of their portfolio Phoenix, AZ 128,168128.2k $2.6m $2.6m 1.54% Added +1.8k +1,818
35 Quantitative Advantage, LLC 0.35% of their portfolio MINNETONKA, MN 120,922120.9k $2.4m $2.4m 0.35% Added +27.3k +27,284
36 IHT Wealth Management, LLC 0.14% of their portfolio Chicago, IL 120,789120.8k $2.4m $2.4m 0.14% Added +5.3k +5,289
37 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 118,570118.6k $2.4m $2.4m 0.04% Added +22.7k +22,710
38 Ahrens Investment Partners LLC 1.09% of their portfolio LAFAYETTE, LA 109,989110.0k $2.2m $2.2m 1.09% Reduced -108.8k -108,844
39 IFP Advisors, Inc 0.08% of their portfolio TAMPA, FL 108,124108.1k $1.9m $1.9m 0.08% Added +819 +819
40 Waverly Advisors, LLC 0.10% of their portfolio BIRMINGHAM, AL 96,74096.7k $1.9m $1.9m 0.10% New
41 CALTON & ASSOCIATES, INC. 0.78% of their portfolio Tampa, FL 84,67284.7k $1.7m $1.7m 0.78% Reduced -13.7k -13,654
42 Foundations Investment Advisors, LLC 0.06% of their portfolio PHOENIX, AZ 84,19284.2k $1.7m $1.7m 0.06% Unchanged
43 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 78,44378.4k $1.6m $1.6m 0.01% Reduced -2.1k -2,108
44 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 78,29178.3k $1.6m $1.6m 0.01% Added +17.2k +17,151
45 Integrated Advisors Network LLC 0.09% of their portfolio DALLAS, TX 76,76776.8k $1.5m $1.5m 0.09% Reduced -10.9k -10,937
46 Virtu Financial LLC 0.16% of their portfolio New York, NY 74,96075.0k $1.5m $1.5m 0.16% New
47 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 70,50970.5k $1.4m $1.4m 0.02% New
48 Stratos Wealth Partners, LTD. 0.04% of their portfolio BEACHWOOD, OH 69,22069.2k $1.4m $1.4m 0.04% Added +2.6k +2,610
49 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 68,11068.1k $1.4m $1.4m 0.00% New
50 Brick & Kyle, Associates 0.75% of their portfolio NEWTOWN, PA 65,88965.9k $1.3m $1.3m 0.75% Added +795 +795
51 Beacon Pointe Advisors, LLC 0.02% of their portfolio NEWPORT BEACH, CA 63,90063.9k $1.3m $1.3m 0.02% Reduced -1.8k -1,801
52 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 60,88260.9k $1.2m $1.2m 0.02% Added +8.9k +8,926
53 First PREMIER Bank 0.33% of their portfolio SIOUX FALLS, SD 57,20957.2k $1.1m $1.1m 0.33% Reduced -2.3k -2,300
54 Cedar Brook Financial Partners, LLC 0.28% of their portfolio CLEVELAND, OH 55,15555.2k $1.1m $1.1m 0.28% Added +7.3k +7,252
55 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 54,44554.4k $1.1m $1.1m 0.00% Reduced -17.0k -17,020
56 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 53,58453.6k $1.1m $1.1m 0.04% Reduced -3.7k -3,711
57 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 53,56053.6k $885.4k $885.4k 0.00% Added +27.8k +27,780
58 JOHNSON INVESTMENT COUNSEL INC 0.01% of their portfolio Cincinnati, OH 52,17552.2k $1.0m $1.0m 0.01% Unchanged
59 AXXCESS WEALTH MANAGEMENT, LLC 0.08% of their portfolio CARLSBAD, CA 51,13851.1k $1.0m $1.0m 0.08% Reduced -47.4k -47,417
60 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 50,28650.3k $1.0m $1.0m 0.00% Added +1.1k +1,085
61 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 50,00250.0k $996.0k $996.0k 0.02% Reduced -18.2k -18,203
62 OXFORD FINANCIAL GROUP, LTD. LLC 0.11% of their portfolio INDIANAPOLIS, IN 48,09348.1k $958.0k $958.0k 0.11% Reduced -1.8k -1,760
63 Arete Wealth Advisors, LLC 0.08% of their portfolio CHICAGO, IL 47,68747.7k $950.0k $950.0k 0.08% Added +11.4k +11,410
64 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 47,52447.5k $946.7k $946.7k 0.01% Reduced -1.6k -1,642
65 BARRETT & COMPANY, INC. 0.58% of their portfolio PROVIDENCE, RI 46,05746.1k $917.4k $917.4k 0.58% Added +138 +138
66 BENJAMIN F. EDWARDS & COMPANY, INC. 0.04% of their portfolio ST. LOUIS, MO 45,82445.8k $913.0k $913.0k 0.04% Added +10.5k +10,536
67 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 44,72744.7k $891.0k $891.0k 0.01% Reduced -3.4k -3,428
68 Prospera Financial Services Inc 0.04% of their portfolio Dallas, TX 43,35543.4k $863.6k $863.6k 0.04% Reduced -10.6k -10,626
69 Sugarloaf Wealth Management, LLC 0.21% of their portfolio DULUTH, GA 43,22443.2k $861.0k $861.0k 0.21% Unchanged
70 HARBOUR INVESTMENTS, INC. 0.05% of their portfolio MADISON, WI 42,74942.7k $851.6k $851.6k 0.05% Added +3.0k +3,030
71 AdvisorNet Financial, Inc 0.08% of their portfolio MINNETONKA, MN 42,56842.6k $848.0k $848.0k 0.08% Added +2.6k +2,604
72 Revisor Wealth Management LLC 0.68% of their portfolio AKRON, OH 37,41037.4k $745.2k $745.2k 0.68% First filing
73 Capital Analysts, LLC 0.04% of their portfolio FORT WASHINGTON, PA 36,89636.9k $735.0k $735.0k 0.04% Added +10.1k +10,107
74 Mariner, LLC 0.00% of their portfolio Overland Park, KS 36,77936.8k $732.0k $732.0k 0.00% Reduced -62 -62
75 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 36,37436.4k $724.6k $724.6k 0.01% Added +6.0k +6,015
76 J.W. COLE ADVISORS, INC. 0.05% of their portfolio TAMPA, FL 35,98536.0k $716.8k $716.8k 0.05% Reduced -938 -938
77 Cresset Asset Management, LLC 0.01% of their portfolio Chicago, IL 35,86535.9k $714.4k $714.4k 0.01% Unchanged
78 PFG Advisors 0.06% of their portfolio Phoenix, AZ 35,03135.0k $697.8k $697.8k 0.06% Reduced -20 -20
79 AFT, FORSYTH & COMPANY, INC. 0.54% of their portfolio JUPITER, FL 34,90134.9k $695.2k $695.2k 0.54% Added +337 +337
80 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 34,28734.3k $683.0k $683.0k 0.02% Added +34.0k +34,017
81 ProVise Management Group, LLC 0.06% of their portfolio CLEARWATER, FL 32,40732.4k $645.5k $645.5k 0.06% Reduced -80.3k -80,286
82 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 31,68431.7k $631.2k $631.2k 0.02% Added +81 +81
83 Cresta Advisors, Ltd. 0.48% of their portfolio LAREDO, TX 31,00031.0k $617.5k $617.5k 0.48% New
84 Atlas Private Wealth Advisors 0.28% of their portfolio RED BANK, NJ 30,46030.5k $606.8k $606.8k 0.28% Added +1.0k +1,033
85 IFG Advisory, LLC 0.06% of their portfolio ATLANTA, GA 30,28730.3k $603.3k $603.3k 0.06% Added +1.5k +1,483
86 Curi Capital, LLC 0.02% of their portfolio CHICAGO, IL 29,85129.9k $594.6k $594.6k 0.02% Unchanged
87 SouthState Bank Corp 0.05% of their portfolio Winter Haven, FL 29,82329.8k $594.1k $594.1k 0.05% Unchanged
88 INDEPENDENT FINANCIAL GROUP, LLC 0.05% of their portfolio SAN DIEGO, CA 29,67629.7k $591.1k $591.1k 0.05% Added +12.7k +12,657
89 Sovereign Financial Group, Inc. 0.22% of their portfolio STAMFORD, CT 29,33229.3k $584.3k $584.3k 0.22% Reduced -1.7k -1,688
90 NOVARE CAPITAL MANAGEMENT LLC 0.07% of their portfolio CHARLOTTE, NC 29,18329.2k $581.3k $581.3k 0.07% Reduced -1.1k -1,050
91 Stolper Co 0.25% of their portfolio TULSA, OK 28,99929.0k $578.0k $578.0k 0.25% Reduced -2.6k -2,610
92 Belpointe Asset Management LLC 0.03% of their portfolio RENO, NV 28,17128.2k $561.2k $561.2k 0.03% Reduced -17.6k -17,632
93 WEALTH ALLIANCE, LLC 0.09% of their portfolio MELLVILLE, NY 26,89626.9k $535.8k $535.8k 0.09% Reduced -2.9k -2,857
94 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 26,66326.7k $531.0k $531.0k 0.02% New
95 RVW Wealth, LLC 0.06% of their portfolio LOS ANGELES, CA 26,13926.1k $520.7k $520.7k 0.06% Unchanged
96 Institute for Wealth Management, LLC. 0.10% of their portfolio DENVER, CO 25,17125.2k $501.4k $501.4k 0.10% Reduced -250 -250
97 Ameritas Advisory Services, LLC 0.02% of their portfolio Lincoln, NE 22,86022.9k $454.7k $454.7k 0.02% Added +111 +111
98 Pasadena Private Wealth, LLC 0.13% of their portfolio PASADENA, CA 22,84522.8k $455.1k $455.1k 0.13% Reduced -1.3k -1,320
99 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 20,97121.0k $417.7k $417.7k 0.01% Added +2.0k +1,957
100 Capital Investment Advisory Services, LLC 0.05% of their portfolio RALEIGH, NC 20,75420.8k $413.4k $413.4k 0.05% Added +14 +14