Vault-13

INVESCO EXCHANGE TRADED FD T XSVM

S&P SMCP VLU MNT · ETP · CUSIP 46137V480

117 institutional holders -9 vs Q4 2022
8,153,6178.2m shares reported held*
$367.9mreported value*
12 new 32 added 52 reduced 19 sold out net sold ≈ $22.6m (-423.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $45.12. Options: 1 managers hold calls ($109.3k notional), 1 hold puts ($13.7k).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 119Q4 22: 126Q1 23: 117117Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022119
Q4 2022126
Q1 2023117

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 73 bought or addedQ4 22: 43 cut or sold outQ4 22Q1 23: 44 bought or addedQ1 23: 71 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227343
Q1 20234471

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 22 calls: $206.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $50.3kQ4 22 puts: $54.9kQ4 22P/C 1.09Q1 23 calls: $109.3kQ1 23 puts: $13.7kQ1 23P/C 0.12
Numbers
QuarterCallsPutsP/C
Q3 2022$206.0k$00.00
Q4 2022$50.3k$54.9k1.09
Q1 2023$109.3k$13.7k0.12

Biggest buyers

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +133,728+133.7k
ROYAL BANK OF CANADA Added +131,141+131.1k
MONEY CONCEPTS CAPITAL CORP Added +77,169+77.2k
AVANTAX ADVISORY SERVICES, INC. Added +71,948+71.9k
ENVESTNET ASSET MANAGEMENT INC Added +31,099+31.1k
MONECO ADVISORS, LLC Added +30,268+30.3k
OSAIC HOLDINGS, INC. Added +29,646+29.6k
Focus Financial Network, Inc. Added +26,363+26.4k
360 Financial, Inc. Added +23,344+23.3k
MML INVESTORS SERVICES, LLC Added +20,219+20.2k

Biggest sellers

Cambridge Investment Research Advisors, Inc. Reduced -166,261-166.3k
Principle Wealth Partners LLC Sold out -142,761-142.8k
WELLS FARGO & COMPANY/MN Reduced -95,014-95.0k
ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC Reduced -85,162-85.2k
AMERIPRISE FINANCIAL INC Reduced -81,132-81.1k
Raymond James Financial Services Advisors, Inc. Reduced -79,366-79.4k
RAYMOND JAMES & ASSOCIATES Reduced -66,842-66.8k
BANK OF AMERICA CORP /DE/ Reduced -56,636-56.6k
CIBC WORLD MARKET INC. Reduced -46,161-46.2k
STIFEL FINANCIAL CORP Reduced -36,718-36.7k

Biggest calls

CITADEL ADVISORS LLC Added $109.3k2.4k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $13.7k300 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 1,294,5701.3m $58.9m $58.9m 0.05% Added +6.2k +6,230
2 COMMONWEALTH EQUITY SERVICES, LLC 0.07% of their portfolio WALTHAM, MA 701,197701.2k $31.9m $31.9m 0.07% Reduced -15.3k -15,344
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 613,382613.4k $27.9m $27.9m 0.00% Added +18.4k +18,407
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 583,251583.3k $26.6m $26.6m 0.00% Reduced -56.6k -56,636
5 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 446,437446.4k $20.3m $20.3m 0.01% Reduced -81.1k -81,132
6 CWM, LLC 0.10% of their portfolio OMAHA, NE 312,449312.4k $14.2m $14.2m 0.10% Reduced -5.8k -5,803
7 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 270,195270.2k $12.3m $12.3m 0.02% Reduced -79.4k -79,366
8 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 254,356254.4k $11.6m $11.6m 0.02% Added +133.7k +133,728
9 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 226,767226.8k $10.3m $10.3m 0.00% Reduced -95.0k -95,014
10 360 Financial, Inc. 5.13% of their portfolio WAYZATA, MN 213,479213.5k $9.7m $9.7m 5.13% Added +23.3k +23,344
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 197,484197.5k $9.0m $9.0m 0.00% Added +131.1k +131,141
12 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 168,714168.7k $7.7m $7.7m 0.01% Added +29.6k +29,646
13 CIBC WORLD MARKET INC. 0.03% of their portfolio TORONTO, A6 162,050162.1k $7.4m $7.4m 0.03% Reduced -46.2k -46,161
14 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 144,398144.4k $6.6m $6.6m 0.06% Added +7.8k +7,834
15 MONECO ADVISORS, LLC 1.90% of their portfolio FAIRFIELD, CT 142,193142.2k $6.5m $6.5m 1.90% Added +30.3k +30,268
16 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 132,456132.5k $6.0m $6.0m 0.00% Added +31.1k +31,099
17 Del-Sette Capital Management, LLC 5.75% of their portfolio SCHENECTADY, NY 128,157128.2k $5.8m $5.8m 5.75% Added +16.7k +16,704
18 AVANTAX ADVISORY SERVICES, INC. 0.07% of their portfolio DALLAS, TX 119,624119.6k $5.4m $5.4m 0.07% Added +71.9k +71,948
19 Insight Wealth Strategies, LLC 0.94% of their portfolio SAN RAMON, CA 105,279105.3k $4.8m $4.8m 0.94% Reduced -2.6k -2,589
20 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 100,468100.5k $4.6m $4.6m 0.03% Added +20.2k +20,219
21 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 98,19998.2k $4.5m $4.5m 0.00% Reduced -66.8k -66,842
22 MONEY CONCEPTS CAPITAL CORP 0.06% of their portfolio PALM BEACH GARDENS, FL 98,01298.0k $1.2m $1.2m 0.06% Added +77.2k +77,169
23 Focus Financial Network, Inc. 0.27% of their portfolio MINNEAPOLIS, MN 95,58095.6k $4.4m $4.4m 0.27% Added +26.4k +26,363
24 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 90,89090.9k $4.1m $4.1m 0.03% Added +4.5k +4,499
25 Aspire Wealth Management Corp 3.13% of their portfolio WALTHAM, MA 84,62384.6k $3.9m $3.9m 3.13% Reduced -1.6k -1,643
26 Marshall Financial Group, LLC 1.21% of their portfolio Hunt Valley, MD 74,11074.1k $3.4m $3.4m 1.21% Reduced -770 -770
27 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 73,87973.9k $3.4m $3.4m 0.03% Reduced -42 -42
28 Cooper Financial Group 0.71% of their portfolio IRVINE, CA 57,47157.5k $2.6m $2.6m 0.71% Reduced -244 -244
29 Meridian Wealth Management, LLC 0.22% of their portfolio LEXINGTON, KY 55,56855.6k $2.5m $2.5m 0.22% Reduced -120 -120
30 Fortress Wealth Management, Inc. 1.74% of their portfolio Culver City, CA 54,61254.6k $2.5m $2.5m 1.74% Reduced -995 -995
31 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 54,08254.1k $2.5m $2.5m 0.01% Reduced -166.3k -166,261
32 IHT Wealth Management, LLC 0.13% of their portfolio Chicago, IL 50,65750.7k $2.3m $2.3m 0.13% Reduced -994 -994
33 Equitable Holdings, Inc. 0.03% of their portfolio NEW YORK, NY 43,99044.0k $2.0m $2.0m 0.03% Reduced -3.3k -3,325
34 Stratos Wealth Partners, LTD. 0.05% of their portfolio BEACHWOOD, OH 41,18341.2k $1.9m $1.9m 0.05% Reduced -7.7k -7,692
35 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 37,65037.6k $1.7m $1.7m 0.00% Added +16.3k +16,345
36 SMITH, MOORE & CO. 0.22% of their portfolio CLAYTON, MO 36,01436.0k $1.6m $1.6m 0.22% Reduced -1.7k -1,675
37 ZIMMERMANN INVESTMENT MANAGEMENT & PLANNING LLC 0.83% of their portfolio New Cumberland, PA 35,09035.1k $1.6m $1.6m 0.83% Reduced -85.2k -85,162
38 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 34,36534.4k $1.6m $1.6m 0.02% Added +448 +448
39 RFG Advisory, LLC 0.08% of their portfolio BIRMINGHAM, AL 33,83433.8k $1.5m $1.5m 0.08% Added +424 +424
40 Spire Wealth Management 0.06% of their portfolio MCLEAN, VA 32,62832.6k $1.5m $1.5m 0.06% Added +5.7k +5,655
41 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 31,71931.7k $1.4m $1.4m 0.01% Added +4.7k +4,705
42 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 31,60131.6k $1.4m $1.4m 0.00% Reduced -36.7k -36,718
43 TD AMERITRADE INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio OMAHA, NE 31,29031.3k $1.4m $1.4m 0.01% Reduced -737 -737
44 BENJAMIN F. EDWARDS & COMPANY, INC. 0.06% of their portfolio ST. LOUIS, MO 30,29430.3k $1.4m $1.4m 0.06% Added +383 +383
45 Tolleson Wealth Management, Inc. 0.35% of their portfolio DALLAS, TX 30,00030.0k $1.4m $1.4m 0.35% Unchanged
46 Valmark Advisers, Inc. 0.03% of their portfolio AKRON, OH 28,74728.7k $1.3m $1.3m 0.03% Added +10.6k +10,649
47 Bridge Advisory, LLC 0.49% of their portfolio PASADENA, CA 27,80827.8k $1.3m $1.3m 0.49% Added +7.8k +7,829
48 THOROUGHBRED FINANCIAL SERVICES, LLC 0.15% of their portfolio BRENTWOOD, TN 22,63922.6k $1.0m $1.0m 0.15% Added +5.0k +5,005
49 HARBOUR INVESTMENTS, INC. 0.06% of their portfolio MADISON, WI 22,27822.3k $1.0m $1.0m 0.06% Added +252 +252
50 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 20,33720.3k $926.0k $926.0k 0.00% Reduced -12.7k -12,716
51 Berkeley, Inc 0.60% of their portfolio Boise, ID 18,06118.1k $822.3k $822.3k 0.60% Added +2.1k +2,146
52 LOWERY THOMAS, LLC 0.84% of their portfolio PEBBLE BEACH, CA 16,75316.8k $762.8k $762.8k 0.84% New
53 Archford Capital Strategies, LLC 0.14% of their portfolio SWANSEA, IL 15,56715.6k $689.0k $689.0k 0.14% Reduced -3.1k -3,125
54 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 15,10815.1k $687.9k $687.9k 0.01% New
55 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 14,99015.0k $682.5k $682.5k 0.00% Reduced -345 -345
56 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 14,82014.8k $674.7k $674.7k 0.01% Reduced -619 -619
57 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 14,07314.1k $640.0k $640.0k 0.00% Added +5.3k +5,350
58 WESCAP Management Group, Inc. 0.22% of their portfolio Glendale, CA 13,43413.4k $611.6k $611.6k 0.22% Reduced -778 -778
59 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 13,02713.0k $593.1k $593.1k 0.00% Reduced -14.9k -14,867
60 Asset Allocation Strategies LLC 1.69% of their portfolio FARMINGTON, MI 12,89312.9k $587.0k $587.0k 1.69% Reduced -25.3k -25,349
61 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 11,08711.1k $504.8k $504.8k 0.02% Reduced -16.3k -16,308
62 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 10,90010.9k $496.3k $496.3k 0.00% New
63 TruWealth Advisors, LLC 0.04% of their portfolio Metairie, LA 10,38210.4k $472.7k $472.7k 0.04% Added +839 +839
64 World Investment Advisors 0.09% of their portfolio LINCROFT, NJ 10,00910.0k $455.7k $455.7k 0.09% Reduced -101 -101
65 Institute for Wealth Management, LLC. 0.09% of their portfolio DENVER, CO 9,7409.7k $443.5k $443.5k 0.09% Unchanged
66 SILVERLAKE WEALTH MANAGEMENT LLC 0.25% of their portfolio WILLISTON, VT 9,2349.2k $420.4k $420.4k 0.25% Added +4 +4
67 Armbruster Capital Management, Inc. 0.11% of their portfolio PITTSFORD, NY 9,0949.1k $414.1k $414.1k 0.11% Unchanged
68 Comprehensive Wealth Management, LLC 0.34% of their portfolio LYNNWOOD, WA 9,0129.0k $410.3k $410.3k 0.34% Reduced -2.1k -2,139
69 Arete Wealth Advisors, LLC 0.03% of their portfolio CHICAGO, IL 8,9128.9k $406.0k $406.0k 0.03% Reduced -12.6k -12,566
70 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 8,7178.7k $396.9k $396.9k 0.00% Reduced -882 -882
71 AVAII WEALTH MANAGEMENT, LLC 0.33% of their portfolio APPLETON, WI 8,3758.4k $381.3k $381.3k 0.33% Reduced -672 -672
72 Southland Equity Partners LLC 0.15% of their portfolio WILDWOOD, MO 8,2278.2k $374.6k $374.6k 0.15% Added +619 +619
73 Geneos Wealth Management Inc. 0.02% of their portfolio ENGLEWOOD, CO 8,0108.0k $364.7k $364.7k 0.02% Reduced -225 -225
74 QP WEALTH MANAGEMENT, LLC 0.59% of their portfolio BOCA RATON, FL 7,9357.9k $361.3k $361.3k 0.59% Reduced -1.8k -1,835
75 Parallel Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 7,3717.4k $335.6k $335.6k 0.01% Unchanged
76 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 6,2006.2k $282.3k $282.3k 0.00% New
77 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 6,1666.2k $280.7k $280.7k 0.00% Added +1.1k +1,108
78 BROWN ADVISORY INC 0.00% of their portfolio BALTIMORE, MD 5,8785.9k $267.6k $267.6k 0.00% Reduced -1.2k -1,230
79 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 5,8395.8k $265.9k $265.9k 0.01% Added +427 +427
80 Total Clarity Wealth Management, Inc. 0.14% of their portfolio ST. CHARLES, IL 5,7515.8k $261.8k $261.8k 0.14% New
81 Global Retirement Partners, LLC 0.01% of their portfolio San Rafael, CA 5,3475.3k $229.5k $229.5k 0.01% Reduced -281 -281
82 Financial Advocates Investment Management 0.02% of their portfolio OLYMPIA, WA 5,0925.1k $231.9k $231.9k 0.02% Reduced -10.6k -10,591
83 CAROLINAS WEALTH CONSULTING LLC 0.04% of their portfolio CHARLOTTE, NC 4,5944.6k $209.2k $209.2k 0.04% Reduced -227 -227
84 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.02% of their portfolio CEDAR RAPIDS, IA 4,5654.6k $207.8k $207.8k 0.02% Reduced -303 -303
85 Evanson Asset Management, LLC 0.02% of their portfolio CARMEL, CA 4,4554.5k $202.8k $202.8k 0.02% Unchanged
86 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 4,4474.4k $202.0k $202.0k 0.01% New
87 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 4,4264.4k $201.5k $201.5k 0.01% Reduced -2.4k -2,403
88 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 3,4593.5k $156.3k $156.3k 0.01% Reduced -21.9k -21,876
89 CARDIFF PARK ADVISORS, LLC 0.02% of their portfolio SAN MARCOS, CA 3,0643.1k $139.5k $139.5k 0.02% Unchanged
90 Belpointe Asset Management LLC 0.01% of their portfolio RENO, NV 2,9693.0k $135.2k $135.2k 0.01% Reduced -1.2k -1,247
91 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 2,9663.0k $135.0k $135.0k 0.00% Reduced -16.6k -16,576
92 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 2,3042.3k $104.9k $104.9k 0.00% Unchanged
93 Baker Avenue Asset Management, LP 0.00% of their portfolio SAN FRANCISCO, CA 1,6501.6k $75.1k $75.1k 0.00% New
94 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 1,5361.5k $69.9k $69.9k 0.00% Unchanged
95 First Command Bank 0.01% of their portfolio FORT WORTH, TX 1,3501.4k $61.5k $61.5k 0.01% Unchanged
96 First Command Financial Services, Inc. 0.01% of their portfolio FORT WORTH, TX 1,3501.4k $61.5k $61.5k 0.01% Unchanged
97 Accel Wealth Management 0.02% of their portfolio WAVERLY, IA 1,2301.2k $56.0k $56.0k 0.02% Unchanged
98 Mariner Managed Account Solutions, LLC 0.00% of their portfolio Boston, MA 1,1271.1k $51.4k $51.4k 0.00% New
99 Beacon Capital Management, Inc. 0.00% of their portfolio DAYTON, OH 1,1271.1k $51.3k $51.3k 0.00% Reduced -59 -59
100 CREATIVE FINANCIAL DESIGNS INC /ADV 0.01% of their portfolio KOKOMO, IN 1,0991.1k $50.0k $50.0k 0.01% Reduced -26 -26