Vault-13

INVESCO EXCHANGE TRADED FD T RFV

S&P MDCP400 VL · ETP · CUSIP 46137V191

79 institutional holders +5 vs Q4 2023
1,702,3331.7m shares reported held*
$203.1mreported value*
16 new 25 added 20 reduced 9 sold out net bought ≈ $7.8m (+65.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $119.29.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 42Q4 22: 62Q1 23: 63Q2 23: 54Q3 23: 64Q4 23: 74Q1 24: 7979Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202242
Q4 202262
Q1 202363
Q2 202354
Q3 202364
Q4 202374
Q1 202479

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 34 bought or addedQ4 22: 10 cut or sold outQ4 22Q1 23: 41 bought or addedQ1 23: 21 cut or sold outQ1 23Q2 23: 20 bought or addedQ2 23: 34 cut or sold outQ2 23Q3 23: 32 bought or addedQ3 23: 18 cut or sold outQ3 23Q4 23: 39 bought or addedQ4 23: 22 cut or sold outQ4 23Q1 24: 41 bought or addedQ1 24: 29 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223410
Q1 20234121
Q2 20232034
Q3 20233218
Q4 20233922
Q1 20244129

Biggest buyers

MORGAN STANLEY Added +206,242+206.2k
RAYMOND JAMES & ASSOCIATES Added +76,945+76.9k
AVANTAX ADVISORY SERVICES, INC. New +46,110+46.1k
LPL Financial LLC Added +23,223+23.2k
Capital Square, LLC New +11,019+11.0k
Atria Wealth Solutions, Inc. New +9,628+9.6k
D. E. Shaw & Co., Inc. New +7,469+7.5k
Cetera Investment Advisers New +5,959+6.0k
MML INVESTORS SERVICES, LLC Added +5,389+5.4k
ENVESTNET ASSET MANAGEMENT INC Added +4,497+4.5k

Biggest sellers

FISCHER INVESTMENT STRATEGIES, LLC Reduced -124,013-124.0k
Prostatis Group LLC Reduced -48,912-48.9k
Raymond James Financial Services Advisors, Inc. Reduced -38,195-38.2k
Redhawk Wealth Advisors, Inc. Sold out -36,303-36.3k
Synergy Asset Management, LLC Sold out -35,766-35.8k
ROYAL BANK OF CANADA Reduced -26,743-26.7k
CITADEL ADVISORS LLC Reduced -11,631-11.6k
OSAIC HOLDINGS, INC. Reduced -7,044-7.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -6,244-6.2k
JANE STREET GROUP, LLC Sold out -3,978-4.0k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 640,200640.2k $76.4m $76.4m 0.00% Added +206.2k +206,242
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 125,848125.8k $15.0m $15.0m 0.00% Added +1.6k +1,599
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 99,89999.9k $11.9m $11.9m 0.01% Added +23.2k +23,223
4 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 88,01088.0k $10.5m $10.5m 0.00% Reduced -26.7k -26,743
5 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 81,33081.3k $9.7m $9.7m 0.01% Added +76.9k +76,945
6 Systelligence, LLC 2.46% of their portfolio BLOOMINGTON, MN 78,83578.8k $9.4m $9.4m 2.46% Added +2.0k +2,023
7 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 73,75173.8k $8.8m $8.8m 0.01% Reduced -38.2k -38,195
8 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 59,81659.8k $7.1m $7.1m 0.01% Added +1.9k +1,938
9 Stratos Wealth Advisors, LLC 0.35% of their portfolio BEACHWOOD, OH 49,82349.8k $5.9m $5.9m 0.35% Added +2.6k +2,551
10 AVANTAX ADVISORY SERVICES, INC. 0.05% of their portfolio DALLAS, TX 46,11046.1k $5.5m $5.5m 0.05% New
11 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 45,05945.1k $5.4m $5.4m 0.00% Reduced -2.8k -2,806
12 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 32,07032.1k $3.8m $3.8m 0.01% Added +3.0k +3,009
13 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 21,81321.8k $2.6m $2.6m 0.00% Added +511 +511
14 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 21,03521.0k $2.5m $2.5m 0.02% Added +1.1k +1,133
15 Quantum Portfolio Management LLC 1.13% of their portfolio NEW YORK, NY 16,68116.7k $2.0m $2.0m 1.13% Added +2.1k +2,054
16 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 14,22914.2k $1.7m $1.7m 0.00% Reduced -7.0k -7,044
17 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 13,84513.8k $1.7m $1.7m 0.00% Reduced -3.2k -3,203
18 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 13,47413.5k $1.6m $1.6m 0.01% Added +5.4k +5,389
19 Twelve Points Wealth Management LLC 0.53% of their portfolio CONCORD, MA 12,06512.1k $1.4m $1.4m 0.53% Added +6 +6
20 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 11,93711.9k $1.4m $1.4m 0.00% Added +4.5k +4,497
21 Capital Square, LLC 0.93% of their portfolio ATHENS, TN 11,01911.0k $1.3m $1.3m 0.93% New
22 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 9,6289.6k $1.1m $1.1m 0.01% New
23 Focus Partners Advisor Solutions, LLC 0.03% of their portfolio SAINT LOUIS, MO 9,2559.3k $1.1m $1.1m 0.03% Added +1.5k +1,456
24 Focus Financial Network, Inc. 0.04% of their portfolio MINNEAPOLIS, MN 7,9628.0k $871.4k $871.4k 0.04% First filing
25 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 7,4697.5k $891.0k $891.0k 0.00% New
26 Prostatis Group LLC 0.32% of their portfolio HANOVER, MD 7,1557.2k $853.5k $853.5k 0.32% Reduced -48.9k -48,912
27 UBS Group AG 0.00% of their portfolio ZURICH, V8 7,1207.1k $849.3k $849.3k 0.00% Added +2.0k +2,013
28 FISCHER INVESTMENT STRATEGIES, LLC 0.74% of their portfolio Westlake Village, CA 7,0567.1k $841.8k $841.8k 0.74% Reduced -124.0k -124,013
29 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 5,9596.0k $710.9k $710.9k 0.00% New
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 5,8975.9k $703.5k $703.5k 0.00% Reduced -6.2k -6,244
31 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 5,0505.0k $602.4k $602.4k 0.02% Added +927 +927
32 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.04% of their portfolio BIRMINGHAM, AL 4,6424.6k $553.7k $553.7k 0.04% Reduced -1.5k -1,535
33 Well Done, LLC 0.11% of their portfolio HOLLAND, MI 4,5654.6k $544.6k $544.6k 0.11% Unchanged
34 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 4,4554.5k $531.4k $531.4k 0.01% Reduced -102 -102
35 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 4,2554.3k $507.6k $507.6k 0.00% Reduced -11.6k -11,631
36 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 4,1004.1k $489.1k $489.1k 0.00% Reduced -800 -800
37 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 4,0144.0k $478.8k $478.8k 0.00% Unchanged
38 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 3,6503.6k $435.4k $435.4k 0.01% Reduced -947 -947
39 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 3,4323.4k $409.0k $409.0k 0.02% New
40 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 3,3273.3k $396.9k $396.9k 0.00% Added +149 +149
41 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 3,0453.0k $363.2k $363.2k 0.01% Added +65 +65
42 S.A. Mason LLC 0.22% of their portfolio HOLLAND, MI 3,0303.0k $361.4k $361.4k 0.22% Unchanged
43 9258 Wealth Management, LLC 0.05% of their portfolio BLUE ASH, OH 2,8192.8k $336.3k $336.3k 0.05% New
44 COMMERCE BANK 0.00% of their portfolio KANSAS CITY, MO 2,7502.8k $328.0k $328.0k 0.00% Unchanged
45 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 2,6132.6k $311.7k $311.7k 0.01% Added +1 +1
46 ELEVATION WEALTH PARTNERS, LLC 0.15% of their portfolio WALNUT CREEK, CA 2,5502.5k $304.2k $304.2k 0.15% Reduced -400 -400
47 LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio DALLAS, TX 2,2702.3k $264.3k $264.3k 0.01% Unchanged
48 THOROUGHBRED FINANCIAL SERVICES, LLC 0.02% of their portfolio BRENTWOOD, TN 2,0862.1k $248.0k $248.0k 0.02% Added +3 +3
49 GREENLEAF TRUST 0.00% of their portfolio KALAMAZOO, MI 1,8251.8k $217.7k $217.7k 0.00% Unchanged
50 Purus Wealth Management, LLC 0.11% of their portfolio Newport Beach, CA 1,8051.8k $215.3k $215.3k 0.11% Added +1 +1
51 PSI Advisors, LLC 0.05% of their portfolio TAMPA, FL 1,2031.2k $143.5k $143.5k 0.05% Unchanged
52 JNBA Financial Advisors 0.01% of their portfolio BLOOMINGTON, MN 1,1381.1k $135.8k $135.8k 0.01% Unchanged
53 VitalStone Financial, LLC 0.08% of their portfolio SHAVANO PARK, TX 895895 $107.0k $107.0k 0.08% Reduced -854 -854
54 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 752752 $89.7k $89.7k 0.00% Added +12 +12
55 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 732732 $87.3k $87.3k 0.00% New
56 CWM, LLC 0.00% of their portfolio OMAHA, NE 714714 $85.0k $85.0k 0.00% New
57 FMR LLC 0.00% of their portfolio BOSTON, MA 655655 $78.1k $78.1k 0.00% Added +146 +146
58 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 650650 $77.5k $77.5k 0.00% Unchanged
59 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 644644 $76.8k $76.8k 0.00% Unchanged
60 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 600600 $71.6k $71.6k 0.00% Reduced -190 -190
61 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 588588 $70.2k $70.2k 0.00% Added +339 +339
62 CREATIVE FINANCIAL DESIGNS INC /ADV 0.01% of their portfolio KOKOMO, IN 496496 $59.2k $59.2k 0.01% Unchanged
63 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 461461 $55.0k $55.0k 0.00% New
64 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 448448 $53.4k $53.4k 0.00% Reduced -121 -121
65 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 432432 $51.4k $51.4k 0.00% Reduced -30 -30
66 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 393393 $46.9k $46.9k 0.00% Unchanged
67 AllSquare Wealth Management LLC 0.02% of their portfolio ALBANY, NY 345345 $41.2k $41.2k 0.02% Unchanged
68 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 281281 $33.5k $33.5k 0.00% New
69 Realta Investment Advisors 0.01% of their portfolio WILMINGTON, DE 230230 $27.5k $27.5k 0.01% New
70 McIlrath & Eck, LLC 0.00% of their portfolio ARLINGTON, WA 179179 $21.4k $21.4k 0.00% New
71 Bogart Wealth, LLC 0.00% of their portfolio MCLEAN, VA 169169 $20.2k $20.2k 0.00% Unchanged
72 Private Ocean, LLC 0.00% of their portfolio SAN RAFAEL, CA 9595 $11.3k $11.3k 0.00% New
73 CBIZ Investment Advisory Services, LLC 0.00% of their portfolio INDEPENDENCE, OH 7878 $9.4k $9.4k 0.00% New
74 Running Point Capital Advisors, LLC 0.00% of their portfolio EL SEGUNDO, CA 6363 $7.5k $7.5k 0.00% Reduced -124 -124
75 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.00% of their portfolio CINCINNATI, OH 5252 $6.2k $6.2k 0.00% Unchanged
76 SOA Wealth Advisors, LLC. 0.00% of their portfolio NEW YORK, NY 3333 $4.0k $4.0k 0.00% Unchanged
77 Archer Investment Corp 0.00% of their portfolio Carmel, IN 99 $1.1k $1.1k 0.00% New
78 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 88 $937 $937 0.00% Reduced -15 -15
79 MassMutual Private Wealth & Trust, FSB 0.00% of their portfolio Windsor, CT 11 $119 $119 0.00% Unchanged