Vault-13

INVESCO EXCHANGE TRADED FD T RFV

S&P MDCP400 VL · ETP · CUSIP 46137V191

64 institutional holders +10 vs Q2 2023
1,276,4541.3m shares reported held*
$125.8mreported value*
12 new 20 added 16 reduced 2 sold out net bought ≈ $32.6m (+331.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $98.56.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 42Q4 22: 62Q1 23: 63Q2 23: 54Q3 23: 6464Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202242
Q4 202262
Q1 202363
Q2 202354
Q3 202364

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 34 bought or addedQ4 22: 10 cut or sold outQ4 22Q1 23: 41 bought or addedQ1 23: 21 cut or sold outQ1 23Q2 23: 20 bought or addedQ2 23: 34 cut or sold outQ2 23Q3 23: 32 bought or addedQ3 23: 18 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223410
Q1 20234121
Q2 20232034
Q3 20233218

Biggest buyers

Raymond James Financial Services Advisors, Inc. Added +101,230+101.2k
MORGAN STANLEY Added +93,184+93.2k
Systelligence, LLC New +83,509+83.5k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +31,762+31.8k
Private Advisor Group, LLC New +20,650+20.6k
BANK OF AMERICA CORP /DE/ Added +19,321+19.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +13,856+13.9k
Cambridge Investment Research Advisors, Inc. Added +6,630+6.6k
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Added +6,067+6.1k
CITADEL ADVISORS LLC New +5,240+5.2k

Biggest sellers

LPL Financial LLC Reduced -16,640-16.6k
OSAIC HOLDINGS, INC. Reduced -14,303-14.3k
FLOW TRADERS U.S. LLC Sold out -12,936-12.9k
US BANCORP \DE\ Reduced -6,545-6.5k
FISCHER INVESTMENT STRATEGIES, LLC Reduced -6,202-6.2k
ROYAL BANK OF CANADA Reduced -4,584-4.6k
AMERIPRISE FINANCIAL INC Reduced -3,641-3.6k
CPC Advisors, LLC Reduced -2,108-2.1k
NewEdge Advisors, LLC Reduced -1,302-1.3k
Focus Financial Network, Inc. Reduced -748-748

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 191,229191.2k $18.8m $18.8m 0.00% Added +93.2k +93,184
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 117,779117.8k $11.6m $11.6m 0.00% Added +19.3k +19,321
3 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 111,623111.6k $11.0m $11.0m 0.02% Added +101.2k +101,230
4 FISCHER INVESTMENT STRATEGIES, LLC 11.16% of their portfolio Westlake Village, CA 111,559111.6k $11.0m $11.0m 11.16% Reduced -6.2k -6,202
5 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 87,58687.6k $8.6m $8.6m 0.01% Reduced -16.6k -16,640
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 86,03486.0k $8.5m $8.5m 0.00% Reduced -4.6k -4,584
7 Systelligence, LLC 2.31% of their portfolio BLOOMINGTON, MN 83,50983.5k $8.2m $8.2m 2.31% New
8 Stratos Wealth Advisors, LLC 0.31% of their portfolio BEACHWOOD, OH 47,45547.5k $4.7m $4.7m 0.31% Added +2.0k +1,962
9 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 47,15947.2k $4.6m $4.6m 0.00% Reduced -59 -59
10 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 45,62445.6k $4.5m $4.5m 0.01% Added +1.3k +1,274
11 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 40,68640.7k $4.0m $4.0m 0.01% Reduced -14.3k -14,303
12 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 36,56436.6k $3.6m $3.6m 0.02% Added +6.6k +6,630
13 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 31,76231.8k $3.1m $3.1m 0.01% New
14 CPC Advisors, LLC 0.64% of their portfolio Atlanta, GA 29,43729.4k $2.9m $2.9m 0.64% Reduced -2.1k -2,108
15 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 20,72020.7k $2.0m $2.0m 0.00% Added +128 +128
16 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 20,65020.6k $2.0m $2.0m 0.02% New
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 17,91117.9k $1.8m $1.8m 0.00% Added +13.9k +13,856
18 Focus Financial Network, Inc. 0.10% of their portfolio MINNEAPOLIS, MN 17,48517.5k $1.7m $1.7m 0.10% Reduced -748 -748
19 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 16,29116.3k $1.6m $1.6m 0.00% Reduced -3.6k -3,641
20 Twelve Points Wealth Management LLC 0.56% of their portfolio CONCORD, MA 11,39611.4k $1.1m $1.1m 0.56% Added +610 +610
21 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 6,7486.7k $664.8k $664.8k 0.00% Added +2.5k +2,478
22 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 6,7016.7k $660.0k $660.0k 0.00% Added +956 +956
23 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.05% of their portfolio BIRMINGHAM, AL 6,0676.1k $597.7k $597.7k 0.05% Added +6.1k +6,067
24 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 5,6875.7k $560.3k $560.3k 0.01% Reduced -242 -242
25 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 5,2405.2k $516.2k $516.2k 0.00% New
26 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 4,9665.0k $489.3k $489.3k 0.01% New
27 Bridge Advisory, LLC 0.16% of their portfolio PASADENA, CA 4,6134.6k $454.4k $454.4k 0.16% Reduced -268 -268
28 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 4,5914.6k $452.3k $452.3k 0.01% Reduced -42 -42
29 Well Done, LLC 0.10% of their portfolio HOLLAND, MI 4,5654.6k $449.7k $449.7k 0.10% Unchanged
30 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 4,3994.4k $433.3k $433.3k 0.00% Added +18 +18
31 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 4,1734.2k $411.1k $411.1k 0.02% Added +2.1k +2,147
32 UBS Group AG 0.00% of their portfolio ZURICH, V8 4,0734.1k $401.2k $401.2k 0.00% Added +150 +150
33 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 4,0144.0k $395.4k $395.4k 0.00% Unchanged
34 Focus Partners Advisor Solutions, LLC 0.02% of their portfolio SAINT LOUIS, MO 3,9904.0k $393.1k $393.1k 0.02% New
35 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 3,9634.0k $390.4k $390.4k 0.01% Unchanged
36 DB Wealth Management Group, LLC 0.23% of their portfolio SAN DIEGO, CA 3,6823.7k $362.7k $362.7k 0.23% Unchanged
37 S.A. Mason LLC 0.22% of their portfolio HOLLAND, MI 3,0303.0k $298.5k $298.5k 0.22% Reduced -80 -80
38 QP WEALTH MANAGEMENT, LLC 0.52% of their portfolio BOCA RATON, FL 3,0133.0k $296.8k $296.8k 0.52% Added +115 +115
39 Phocas Financial Corp. 0.04% of their portfolio ALAMEDA, CA 2,9503.0k $290.6k $290.6k 0.04% Added +200 +200
40 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 2,9132.9k $287.0k $287.0k 0.00% Added +289 +289
41 COMMERCE BANK 0.00% of their portfolio KANSAS CITY, MO 2,7502.8k $270.9k $270.9k 0.00% Unchanged
42 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 2,3192.3k $228.5k $228.5k 0.01% Reduced -20 -20
43 THOROUGHBRED FINANCIAL SERVICES, LLC 0.02% of their portfolio BRENTWOOD, TN 2,0812.1k $205.0k $205.0k 0.02% Added +3 +3
44 PSI Advisors, LLC 0.06% of their portfolio TAMPA, FL 1,4621.5k $144.0k $144.0k 0.06% Reduced -225 -225
45 JNBA Financial Advisors 0.01% of their portfolio BLOOMINGTON, MN 1,1381.1k $112.1k $112.1k 0.01% Unchanged
46 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 790790 $77.8k $77.8k 0.00% Reduced -6.5k -6,545
47 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 650650 $64.0k $64.0k 0.00% Unchanged
48 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 644644 $63.4k $63.4k 0.00% Unchanged
49 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 591591 $58.2k $58.2k 0.00% Reduced -1.3k -1,302
50 FMR LLC 0.00% of their portfolio BOSTON, MA 509509 $50.1k $50.1k 0.00% Unchanged
51 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 462462 $47.0k $47.0k 0.00% Unchanged
52 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 414414 $40.8k $40.8k 0.01% New
53 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 393393 $38.7k $38.7k 0.00% Added +93 +93
54 AllSquare Wealth Management LLC 0.02% of their portfolio ALBANY, NY 345345 $34.0k $34.0k 0.02% Unchanged
55 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 249249 $24.5k $24.5k 0.00% New
56 Running Point Capital Advisors, LLC 0.01% of their portfolio EL SEGUNDO, CA 187187 $18.4k $18.4k 0.01% Unchanged
57 Bogart Wealth, LLC 0.00% of their portfolio MCLEAN, VA 168168 $16.6k $16.6k 0.00% Unchanged
58 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 4848 $4.4k $4.4k 0.00% New
59 SOA Wealth Advisors, LLC. 0.00% of their portfolio NEW YORK, NY 3333 $3.3k $3.3k 0.00% Unchanged
60 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 2323 $2.3k $2.3k 0.00% Unchanged
61 Bartlett & Co. LLC 0.00% of their portfolio CINCINNATI, OH 22 $0 $0 0.00% New
62 BARTLETT & CO. WEALTH MANAGEMENT LLC 0.00% of their portfolio CINCINNATI, OH 22 $197 $197 0.00% New
63 MassMutual Private Wealth & Trust, FSB 0.00% of their portfolio Windsor, CT 11 $99 $99 0.00% Unchanged
64 OGOREK ANTHONY JOSEPH /NY/ /ADV 0.00% of their portfolio WILLIAMSVILLE, NY 00 $0 $0 0.00% New