INVESCO EXCHANGE TRADED FD T RZV
S&P SML600 VAL · ETP · CUSIP 46137V167
57
institutional holders
+0 vs Q3 2023
1.3m
shares reported held*
$139.0mreported value*
6 new
18 added
19 reduced
6 sold out
net sold ≈ $168.6k (-1.6k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $107.25. Options: 1 managers hold calls ($4.0k notional), 0 hold puts (—).
Trends to Q4 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 56 |
| Q4 2022 | 66 |
| Q1 2023 | 76 |
| Q2 2023 | 61 |
| Q3 2023 | 57 |
| Q4 2023 | 57 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 36 | 25 |
| Q1 2023 | 45 | 19 |
| Q2 2023 | 27 | 40 |
| Q3 2023 | 22 | 27 |
| Q4 2023 | 24 | 25 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q1 2023 | $154.2k | $72.5k | 0.47 |
| Q2 2023 | $0 | $0 | — |
| Q3 2023 | $1.0k | $0 | 0.00 |
| Q4 2023 | $4.0k | $0 | 0.00 |
Biggest buyers
| MORGAN STANLEY | Added | +97.1k |
| Lester Murray Antman dba SimplyRich | New | +8.7k |
| Cambridge Investment Research Advisors, Inc. | Added | +7.6k |
| Focus Partners Advisor Solutions, LLC | New | +7.6k |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Added | +5.6k |
| LPL Financial LLC | Added | +4.8k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | Added | +2.7k |
| UBS Group AG | Added | +2.5k |
| CWM, LLC | Added | +2.2k |
| OPPENHEIMER & CO INC | New | +2.0k |
Biggest sellers
| BANK OF AMERICA CORP /DE/ | Reduced | -33.8k |
| IMC-Chicago, LLC | Sold out | -27.9k |
| ROYAL BANK OF CANADA | Reduced | -18.7k |
| OSAIC HOLDINGS, INC. | Reduced | -15.9k |
| CITADEL ADVISORS LLC | Sold out | -9.0k |
| Armbruster Capital Management, Inc. | Reduced | -7.4k |
| Wealthcare Advisory Partners LLC | Reduced | -6.5k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -6.0k |
| Integrated Wealth Concepts LLC | Sold out | -5.3k |
| Raymond James Financial Services Advisors, Inc. | Sold out | -3.8k |
Biggest calls
| Cutler Group LLC / CA | Unchanged | $4.0k300 shares |
Biggest puts
| None |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2023
| Manager | Shares | Change |
|---|---|---|
| Systematic Alpha Investments, LLC 1.47% of their portfolio | 306.5k $32.9m | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 147.3k $15.8m | Added +97.1k |
| LPL Financial LLC 0.01% of their portfolio | 117.3k $12.6m | Added +4.8k |
| Armbruster Capital Management, Inc. 2.15% of their portfolio | 88.1k $9.4m | Reduced -7.4k |
| AllSquare Wealth Management LLC 4.95% of their portfolio | 75.2k $8.1m | Reduced -374 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio | 54.6k $5.9m | Added +5.6k |
| UBS Group AG 0.00% of their portfolio | 52.8k $5.7m | Added +2.5k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 49.8k $5.3m | Added +289 |
| Wealthcare Advisory Partners LLC 0.21% of their portfolio | 48.5k $5.2m | Reduced -6.5k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 40.8k $4.4m | Reduced -33.8k |
| THEORY FINANCIAL LLC 2.29% of their portfolio | 39.9k $4.3m | Added +579 |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 22.8k $2.4m | Reduced -15.9k |
| Merit Financial Group, LLC 0.07% of their portfolio | 22.7k $2.4m | Reduced -46 |
| Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio | 21.3k $2.3m | Added +7.6k |
| NTV Asset Management LLC 0.37% of their portfolio | 20.3k $2.2m | Reduced -3.4k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 19.2k $2.1m | Reduced -988 |
| CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio | 14.0k $1.5m | Reduced -142 |
| Twelve Points Wealth Management LLC 0.64% of their portfolio | 12.5k $1.3m | Added +1.3k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 12.0k $1.3m | Reduced -18.7k |
| Lester Murray Antman dba SimplyRich 0.32% of their portfolio | 8.7k $932.0k | New |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 8.3k $892.0k | Reduced -2.4k |
| Stratos Wealth Partners, LTD. 0.02% of their portfolio | 8.0k $861.3k | Added +636 |
| Summit Financial Group, Inc. 0.31% of their portfolio | 7.6k $812.1k | Reduced -945 |
| Focus Partners Advisor Solutions, LLC 0.04% of their portfolio | 7.6k $811.2k | New |
| ONE PLUS ONE WEALTH MANAGEMENT, LLC 0.48% of their portfolio | 7.4k $793.2k | Added +237 |
| Ayalon Insurance Comp Ltd. 0.27% of their portfolio | 7.0k $753.0k | Unchanged |
| BENJAMIN F. EDWARDS & COMPANY, INC. 0.01% of their portfolio | 6.7k $718.0k | Reduced -1.1k |
| American Institute for Advanced Investment Management, LLP 0.63% of their portfolio | 6.6k $708.1k | Unchanged |
| Cetera Advisors LLC 0.01% of their portfolio | 6.4k $687.7k | Added +724 |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 6.0k $644.0k | Reduced -60 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 5.3k $570.4k | Reduced -6.0k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 4.6k $497.4k | Added +2.7k |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 4.6k $491.2k | Reduced -423 |
| Global Retirement Partners, LLC 0.02% of their portfolio | 4.2k $423.0k | Added +178 |
| IFP Advisors, Inc 0.02% of their portfolio | 4.0k $432.7k | Added +855 |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 3.1k $333.0k | Reduced -3.5k |
| AXXCESS WEALTH MANAGEMENT, LLC 0.01% of their portfolio | 3.1k $330.5k | Added +312 |
| CWM, LLC 0.00% of their portfolio | 3.0k $322.0k | Added +2.2k |
| TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio | 2.8k $300.4k | Unchanged |
| Windham Capital Management, LLC 0.11% of their portfolio | 2.8k $295.0k | Added +7 |
| Advisory Services Network, LLC 0.01% of their portfolio | 2.4k $261.5k | Added +13 |
| HighTower Advisors, LLC 0.00% of their portfolio | 2.2k $241.0k | Reduced -600 |
| FOCUS FINANCIAL NETWORK INC /ADV 0.01% of their portfolio | 2.1k $228.7k | First filing |
| OPPENHEIMER & CO INC 0.00% of their portfolio | 2.0k $213.4k | New |
| Allworth Financial LP 0.00% of their portfolio | 1.2k $128.7k | Unchanged |
| VALLEY NATIONAL ADVISERS INC 0.01% of their portfolio | 776 $83.0k | New |
| CITIGROUP INC 0.00% of their portfolio | 475 $51.0k | Unchanged |
| FMR LLC 0.00% of their portfolio | 385 $41.3k | Reduced -24 |
| Cutler Group LLC / CA 0.00% of their portfolio | 307 $32.0k | New |
| Concord Wealth Partners 0.01% of their portfolio | 276 $29.6k | Unchanged |
| Farther Finance Advisors, LLC 0.00% of their portfolio | 269 $28.9k | Unchanged |
| Glass Jacobson Investment Advisors llc 0.01% of their portfolio | 180 $19.3k | Unchanged |
| DB Wealth Management Group, LLC 0.01% of their portfolio | 173 $18.6k | Unchanged |
| Tradition Wealth Management, LLC 0.00% of their portfolio | 100 $11.0k | Unchanged |
| NorthRock Partners, LLC 0.00% of their portfolio | 45 $4.8k | New |
| NewEdge Advisors, LLC 0.00% of their portfolio | 15 $1.6k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |