Vault-13

INVESCO EXCHANGE TRADED FD T PHO

WATER RES ETF · ETP · CUSIP 46137V142

356 institutional holders +40 vs Q3 2023
13,106,13013.1m shares reported held*
$797.2mreported value*
40 new 80 added 106 reduced 22 sold out net bought ≈ $70.7m (+1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($3.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $60.82. Options: 3 managers hold calls ($1.1m notional), 3 hold puts ($1.3m).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 296Q4 22: 307Q1 23: 318Q2 23: 318Q3 23: 316Q4 23: 356356Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022296
Q4 2022307
Q1 2023318
Q2 2023318
Q3 2023316
Q4 2023356

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 114 bought or addedQ4 22: 110 cut or sold outQ4 22Q1 23: 125 bought or addedQ1 23: 105 cut or sold outQ1 23Q2 23: 108 bought or addedQ2 23: 117 cut or sold outQ2 23Q3 23: 114 bought or addedQ3 23: 102 cut or sold outQ3 23Q4 23: 120 bought or addedQ4 23: 128 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022114110
Q1 2023125105
Q2 2023108117
Q3 2023114102
Q4 2023120128

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ1 23 calls: $6.1mQ1 23 puts: $133.4kQ1 23P/C 0.02Q2 23 calls: $6.2mQ2 23 puts: $1.2mQ2 23P/C 0.19Q3 23 calls: $5.0mQ3 23 puts: $1.4mQ3 23P/C 0.28Q4 23 calls: $1.1mQ4 23 puts: $1.3mQ4 23P/C 1.19
Numbers
QuarterCallsPutsP/C
Q1 2023$6.1m$133.4k0.02
Q2 2023$6.2m$1.2m0.19
Q3 2023$5.0m$1.4m0.28
Q4 2023$1.1m$1.3m1.19

Biggest buyers

MORGAN STANLEY Added +1,245,621+1.2m
JPMORGAN CHASE & CO Added +72,691+72.7k
Kestra Advisory Services, LLC Added +46,271+46.3k
Tactive Advisors, LLC New +39,265+39.3k
RETIREMENT INCOME SOLUTIONS, INC New +20,104+20.1k
COMMONWEALTH EQUITY SERVICES, LLC Added +18,491+18.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +16,857+16.9k
WELLS FARGO & COMPANY/MN Added +14,138+14.1k
Beacon Pointe Advisors, LLC Added +14,053+14.1k
AMERIPRISE FINANCIAL INC Added +13,390+13.4k

Biggest sellers

Money Design Co.,Ltd. Reduced -63,706-63.7k
OSAIC HOLDINGS, INC. Reduced -43,600-43.6k
LPL Financial LLC Reduced -42,583-42.6k
CWM, LLC Reduced -33,946-33.9k
Private Advisor Group, LLC Reduced -30,500-30.5k
BANK OF AMERICA CORP /DE/ Reduced -30,398-30.4k
AVALON CAPITAL MANAGEMENT Reduced -23,823-23.8k
ROYAL BANK OF CANADA Reduced -18,916-18.9k
UBS Group AG Reduced -17,765-17.8k
HighTower Advisors, LLC Reduced -15,662-15.7k

Biggest calls

CITADEL ADVISORS LLC Reduced $681.6k11.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $353.0k5.8k shares
Cutler Group LLC / CA Added $34.0k7.1k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $912.9k15.0k shares
CITADEL ADVISORS LLC Reduced $359.1k5.9k shares
Cutler Group LLC / CA Reduced $1.0k4.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,463,0382.5m $149.9m $149.9m 0.01% Added +1.2m +1,245,621
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,677,3931.7m $102.1m $102.1m 0.01% Reduced -30.4k -30,398
3 UBS Group AG 0.02% of their portfolio ZURICH, V8 829,206829.2k $50.5m $50.5m 0.02% Reduced -17.8k -17,765
4 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 590,308590.3k $35.9m $35.9m 0.02% Reduced -42.6k -42,583
5 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 438,063438.1k $26.7m $26.7m 0.04% Reduced -15.7k -15,662
6 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 410,993411.0k $25.0m $25.0m 0.05% Added +18.5k +18,491
7 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 342,346342.3k $20.8m $20.8m 0.01% Reduced -18.9k -18,916
8 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 272,268272.3k $16.6m $16.6m 0.01% Reduced -893 -893
9 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 227,949227.9k $13.9m $13.9m 0.00% Added +14.1k +14,138
10 Polianta Ltd 7.87% of their portfolio ST HELIER, Y9 221,600221.6k $13.5m $13.5m 7.87% Unchanged
11 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 219,325219.3k $13.3m $13.3m 0.00% Added +13.4k +13,390
12 1832 Asset Management L.P. 0.02% of their portfolio TORONTO, A6 211,604211.6k $12.9m $12.9m 0.02% Reduced -5.0k -5,024
13 Cetera Advisor Networks LLC 0.07% of their portfolio EL SEGUNDO, CA 206,766206.8k $12.6m $12.6m 0.07% Added +170 +170
14 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 201,481201.5k $12.3m $12.3m 0.02% Reduced -43.6k -43,600
15 Money Design Co.,Ltd. 0.54% of their portfolio TOKYO, M0 156,488156.5k $9.5m $9.5m 0.54% Reduced -63.7k -63,706
16 CWM, LLC 0.05% of their portfolio OMAHA, NE 144,986145.0k $8.8m $8.8m 0.05% Reduced -33.9k -33,946
17 FIRST NATIONAL BANK & TRUST CO OF NEWTOWN 1.87% of their portfolio NEWTOWN, PA 142,823142.8k $8.7m $8.7m 1.87% Reduced -1.1k -1,090
18 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 137,876137.9k $8.4m $8.4m 0.01% Reduced -4.2k -4,178
19 BLAIR WILLIAM & CO/IL 0.03% of their portfolio CHICAGO, IL 136,356136.4k $8.3m $8.3m 0.03% Reduced -143 -143
20 Hamilton Wealth, LLC 2.55% of their portfolio LOS ANGELES, CA 132,954133.0k $8.1m $8.1m 2.55% Reduced -886 -886
21 Sage Capital Management, LLC 4.25% of their portfolio Stockton, NJ 116,711116.7k $7.1m $7.1m 4.25% First filing
22 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 91,51791.5k $5.6m $5.6m 0.00% Reduced -414 -414
23 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 89,26189.3k $5.4m $5.4m 0.01% Added +2.9k +2,881
24 COMMERCE BANK 0.04% of their portfolio KANSAS CITY, MO 88,10288.1k $5.4m $5.4m 0.04% Reduced -415 -415
25 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 79,56479.6k $4.8m $4.8m 0.00% Added +72.7k +72,691
26 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 78,29278.3k $4.8m $4.8m 0.04% Added +46.3k +46,271
27 Conservest Capital Advisors, Inc. 0.48% of their portfolio WYNNEWOOD, PA 73,65873.7k $4.5m $4.5m 0.48% Reduced -1.8k -1,834
28 Granite Bay Wealth Management, LLC 0.04% of their portfolio PORTSMOUTH, NH 71,73171.7k $4.0m $4.0m 0.04% Added +64 +64
29 Bedell Frazier Investment Counselling, LLC 1.14% of their portfolio Walnut Creek, CA 68,30968.3k $4.2m $4.2m 1.14% Added +360 +360
30 THEORY FINANCIAL LLC 2.19% of their portfolio FORT COLLINS, CO 67,41867.4k $4.1m $4.1m 2.19% Added +1.4k +1,366
31 Eaton Financial Holdings Company, LLC 0.99% of their portfolio Coral Springs, FL 67,15667.2k $4.1m $4.1m 0.99% Added +1.4k +1,428
32 Linscomb Wealth, Inc. 0.21% of their portfolio Houston, TX 62,37662.4k $3.8m $3.8m 0.21% Reduced -2.0k -1,999
33 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 60,65160.7k $3.7m $3.7m 0.02% Added +1.0k +1,028
34 Raab & Moskowitz Asset Management LLC 1.16% of their portfolio Chatham, NJ 60,58560.6k $3.7m $3.7m 1.16% Reduced -361 -361
35 AVALON CAPITAL MANAGEMENT 1.52% of their portfolio Port Of Redwood City, CA 59,41459.4k $3.6m $3.6m 1.52% Reduced -23.8k -23,823
36 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 57,29457.3k $3.5m $3.5m 0.01% Added +718 +718
37 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 57,27257.3k $3.5m $3.5m 0.00% Reduced -454 -454
38 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 57,12657.1k $3.5m $3.5m 0.01% Added +12.3k +12,336
39 Beacon Pointe Advisors, LLC 0.04% of their portfolio NEWPORT BEACH, CA 51,63951.6k $3.1m $3.1m 0.04% Added +14.1k +14,053
40 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 51,42251.4k $3.1m $3.1m 0.00% Added +2.4k +2,376
41 HoyleCohen, LLC 0.25% of their portfolio SAN DIEGO, CA 51,14551.1k $3.1m $3.1m 0.25% Added +63 +63
42 SCOTIA CAPITAL INC. 0.02% of their portfolio TORONTO, A6 49,41749.4k $3.0m $3.0m 0.02% Reduced -448 -448
43 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.05% of their portfolio New York, NY 48,25548.3k $2.9m $2.9m 0.05% Reduced -3.7k -3,719
44 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 48,19348.2k $2.9m $2.9m 0.01% Reduced -1.5k -1,481
45 Rockingstone Advisors LLC 1.58% of their portfolio GREAT BARRINGTON, MA 46,19046.2k $2.8m $2.8m 1.58% Added +3.4k +3,355
46 Mariner, LLC 0.01% of their portfolio Overland Park, KS 41,62741.6k $2.5m $2.5m 0.01% Added +984 +984
47 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 40,62940.6k $2.5m $2.5m 0.01% Reduced -190 -190
48 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 40,37740.4k $2.5m $2.5m 0.03% Added +1.5k +1,515
49 Tactive Advisors, LLC 1.54% of their portfolio Jacksonville, FL 39,26539.3k $2.4m $2.4m 1.54% New
50 Bogart Wealth, LLC 0.13% of their portfolio MCLEAN, VA 36,90836.9k $2.2m $2.2m 0.13% Added +3.2k +3,177
51 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 35,21735.2k $2.1m $2.1m 0.02% Reduced -30.5k -30,500
52 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 34,98435.0k $2.1m $2.1m 0.00% Added +8.8k +8,828
53 PARSONS CAPITAL MANAGEMENT INC/RI 0.14% of their portfolio PROVIDENCE, RI 33,25933.3k $2.0m $2.0m 0.14% Reduced -707 -707
54 Apollon Wealth Management, LLC 0.07% of their portfolio MOUNT PLEASANT, SC 33,05633.1k $2.0m $2.0m 0.07% Added +2.5k +2,470
55 DUDLEY & SHANLEY, INC. 0.36% of their portfolio PALM BEACH, FL 32,78032.8k $2.0m $2.0m 0.36% Unchanged
56 Chicago Partners Investment Group LLC 0.09% of their portfolio CHICAGO, IL 31,86931.9k $1.9m $1.9m 0.09% Added +5 +5
57 Verity Asset Management, Inc. 1.22% of their portfolio DURHAM, NC 31,52931.5k $1.9m $1.9m 1.22% Reduced -339 -339
58 Hilltop Holdings Inc. 0.21% of their portfolio DALLAS, TX 30,00030.0k $1.8m $1.8m 0.21% Unchanged
59 SeaCrest Wealth Management, LLC 0.20% of their portfolio PURCHASE, NY 27,23027.2k $1.6m $1.6m 0.20% Reduced -199 -199
60 Curbstone Financial Management Corp 0.37% of their portfolio MANCHESTER, NH 26,90026.9k $1.6m $1.6m 0.37% Reduced -100 -100
61 O'ROURKE & COMPANY, Inc 1.05% of their portfolio BOSTON, MA 26,86826.9k $1.6m $1.6m 1.05% Added +383 +383
62 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 26,74926.7k $1.6m $1.6m 0.02% Added +161 +161
63 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 25,16225.2k $1.5m $1.5m 0.00% Reduced -3.0k -2,998
64 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 25,06725.1k $1.5m $1.5m 0.01% Reduced -2.8k -2,763
65 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 24,90124.9k $1.5m $1.5m 0.00% Added +16.9k +16,857
66 Nilsine Partners, LLC 0.22% of their portfolio GREENWOOD VILLAGE, CO 23,84223.8k $1.5m $1.5m 0.22% Reduced -379 -379
67 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 23,70123.7k $1.4m $1.4m 0.00% Reduced -399 -399
68 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 23,69223.7k $1.4m $1.4m 0.00% Reduced -664 -664
69 GLENMEDE TRUST CO NA 0.01% of their portfolio PHILADELPHIA, PA 23,53623.5k $1.4m $1.4m 0.01% Reduced -3.4k -3,400
70 Glen Eagle Advisors, LLC 0.29% of their portfolio KINGSTON, NJ 23,16123.2k $1.4m $1.4m 0.29% Added +134 +134
71 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 22,40822.4k $1.4m $1.4m 0.00% Reduced -440 -440
72 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 22,29222.3k $1.4m $1.4m 0.00% Reduced -151 -151
73 OVERSEA-CHINESE BANKING Corp Ltd 0.05% of their portfolio SINGAPORE, U0 22,27422.3k $1.4m $1.4m 0.05% Reduced -2.4k -2,405
74 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 22,16122.2k $1.3m $1.3m 0.00% Added +5.4k +5,437
75 Private Wealth Advisors, LLC 0.57% of their portfolio Fresno, CA 21,88221.9k $1.3m $1.3m 0.57% Reduced -1.5k -1,466
76 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 21,78721.8k $1.3m $1.3m 0.02% Reduced -2.2k -2,158
77 Capital Analysts, LLC 0.07% of their portfolio FORT WASHINGTON, PA 21,33821.3k $1.3m $1.3m 0.07% Added +1.6k +1,620
78 COMERICA BANK 0.01% of their portfolio DALLAS, TX 21,32921.3k $1.3m $1.3m 0.01% Added +174 +174
79 WEATHERLY ASSET MANAGEMENT L. P. 0.13% of their portfolio DEL MAR, CA 20,24720.2k $1.2m $1.2m 0.13% Reduced -330 -330
80 RETIREMENT INCOME SOLUTIONS, INC 0.30% of their portfolio ANN ARBOR, MI 20,10420.1k $1.2m $1.2m 0.30% New
81 Westwind Capital 0.34% of their portfolio LAS CRUCES, NM 19,87119.9k $1.2m $1.2m 0.34% Added +398 +398
82 PFG Investments, LLC 0.21% of their portfolio WOODBURY, NY 18,44818.4k $1.1m $1.1m 0.21% Reduced -744 -744
83 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 18,31818.3k $1.1m $1.1m 0.01% Reduced -1.0k -1,047
84 ROBERTS GLORE & CO INC /IL/ 0.34% of their portfolio DEERFIELD, IL 17,75017.8k $1.1m $1.1m 0.34% Unchanged
85 Composition Wealth, LLC 0.03% of their portfolio LOS ANGELES, CA 17,53417.5k $1.1m $1.1m 0.03% Reduced -12.2k -12,193
86 Ledyard National Bank 0.11% of their portfolio HANOVER, NH 17,14617.1k $1.0m $1.0m 0.11% Reduced -265 -265
87 American Institute for Advanced Investment Management, LLP 0.88% of their portfolio Scottsdale, AZ 16,29516.3k $991.7k $991.7k 0.88% Reduced -106 -106
88 Spire Wealth Management 0.03% of their portfolio MCLEAN, VA 16,29016.3k $969.7k $969.7k 0.03% Reduced -298 -298
89 Wealthcare Advisory Partners LLC 0.04% of their portfolio WEST CHESTER, PA 16,16516.2k $983.8k $983.8k 0.04% Reduced -9.7k -9,651
90 Gouws Capital LLC 0.79% of their portfolio Charlotte, NC 16,00016.0k $973.8k $973.8k 0.79% Unchanged
91 NewEdge Wealth, LLC 0.02% of their portfolio STAMFORD, CT 15,69315.7k $955.1k $955.1k 0.02% Reduced -499 -499
92 LexAurum Advisors, LLC 0.24% of their portfolio OVERLAND PARK, KS 15,07015.1k $917.2k $917.2k 0.24% Reduced -292 -292
93 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 14,88314.9k $905.8k $905.8k 0.00% Unchanged
94 FMR LLC 0.00% of their portfolio BOSTON, MA 14,86414.9k $904.6k $904.6k 0.00% Added +2.7k +2,702
95 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 14,77714.8k $899.3k $899.3k 0.00% Reduced -2.3k -2,340
96 EQUITABLE TRUST CO 0.07% of their portfolio NASHVILLE, TN 14,21314.2k $865.0k $865.0k 0.07% Unchanged
97 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 14,05814.1k $855.7k $855.7k 0.00% Added +3.8k +3,826
98 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 13,29613.3k $809.2k $809.2k 0.01% Added +323 +323
99 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 12,86212.9k $782.8k $782.8k 0.02% Reduced -12.0k -11,988
100 Bond & Devick Financial Network, Inc. 0.44% of their portfolio ST. LOUIS PARK, MN 12,83012.8k $780.8k $780.8k 0.44% Added +2.7k +2,732