Vault-13

INVESCO EXCHANGE TRADED FD T PHO

WATER RES ETF · ETP · CUSIP 46137V142

316 institutional holders -2 vs Q2 2023
11,804,49811.8m shares reported held*
$628.1mreported value*
22 new 92 added 82 reduced 20 sold out net bought ≈ $10.4m (+194.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $53.21. Options: 4 managers hold calls ($5.0m notional), 3 hold puts ($1.4m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 296Q4 22: 307Q1 23: 318Q2 23: 318Q3 23: 316316Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022296
Q4 2022307
Q1 2023318
Q2 2023318
Q3 2023316

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 114 bought or addedQ4 22: 110 cut or sold outQ4 22Q1 23: 125 bought or addedQ1 23: 105 cut or sold outQ1 23Q2 23: 108 bought or addedQ2 23: 117 cut or sold outQ2 23Q3 23: 114 bought or addedQ3 23: 102 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022114110
Q1 2023125105
Q2 2023108117
Q3 2023114102

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2.5m$5m$7.5m$10mQ4 22 calls: $2.2mQ4 22 puts: $8.2mQ4 22P/C 3.66Q1 23 calls: $6.1mQ1 23 puts: $133.4kQ1 23P/C 0.02Q2 23 calls: $6.2mQ2 23 puts: $1.2mQ2 23P/C 0.19Q3 23 calls: $5.0mQ3 23 puts: $1.4mQ3 23P/C 0.28
Numbers
QuarterCallsPutsP/C
Q4 2022$2.2m$8.2m3.66
Q1 2023$6.1m$133.4k0.02
Q2 2023$6.2m$1.2m0.19
Q3 2023$5.0m$1.4m0.28

Biggest buyers

AMERIPRISE FINANCIAL INC Added +117,633+117.6k
Granite Bay Wealth Management, LLC New +71,667+71.7k
MORGAN STANLEY Added +41,738+41.7k
Beacon Pointe Advisors, LLC New +37,586+37.6k
Hamilton Wealth, LLC Added +26,957+27.0k
OSAIC HOLDINGS, INC. Added +26,336+26.3k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +24,356+24.4k
COMERICA BANK New +21,155+21.2k
Apollon Wealth Management, LLC Added +20,192+20.2k
Westwind Capital New +19,473+19.5k

Biggest sellers

Money Design Co.,Ltd. Reduced -53,338-53.3k
MILLENNIUM MANAGEMENT LLC Sold out -38,441-38.4k
Bard Financial Services, Inc. Sold out -33,500-33.5k
J.P. Morgan Private Wealth Advisors LLC Reduced -33,246-33.2k
CWM, LLC Reduced -30,079-30.1k
STIFEL FINANCIAL CORP Reduced -29,485-29.5k
ROYAL BANK OF CANADA Reduced -26,763-26.8k
BANK OF AMERICA CORP /DE/ Reduced -21,482-21.5k
CIBC Private Wealth Group LLC Reduced -18,059-18.1k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -13,149-13.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $2.8m53.3k shares
WOLVERINE TRADING, LLC Added $1.1m21.3k shares
CITADEL ADVISORS LLC Added $973.2k18.3k shares
Cutler Group LLC / CA Added $10.0k5.5k shares

Biggest puts

CITADEL ADVISORS LLC Reduced $728.6k13.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $622.2k11.7k shares
Cutler Group LLC / CA New $20.0k16.3k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,707,7911.7m $90.8m $90.8m 0.01% Reduced -21.5k -21,482
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,217,4171.2m $64.7m $64.7m 0.01% Added +41.7k +41,738
3 UBS Group AG 0.02% of their portfolio ZURICH, V8 846,971847.0k $45.0m $45.0m 0.02% Added +11.0k +10,965
4 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 632,891632.9k $33.7m $33.7m 0.02% Added +4.5k +4,499
5 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 453,725453.7k $24.1m $24.1m 0.05% Reduced -2.8k -2,844
6 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 392,502392.5k $20.9m $20.9m 0.04% Added +3.9k +3,883
7 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 361,262361.3k $19.2m $19.2m 0.01% Reduced -26.8k -26,763
8 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 273,161273.2k $14.5m $14.5m 0.01% Added +1.6k +1,649
9 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 245,081245.1k $13.0m $13.0m 0.02% Added +26.3k +26,336
10 Polianta Ltd 5.81% of their portfolio ST HELIER, Y9 221,600221.6k $11.8m $11.8m 5.81% Unchanged
11 Money Design Co.,Ltd. 0.71% of their portfolio TOKYO, M0 220,194220.2k $11.7m $11.7m 0.71% Reduced -53.3k -53,338
12 1832 Asset Management L.P. 0.02% of their portfolio TORONTO, A6 216,628216.6k $11.5m $11.5m 0.02% Added +1.1k +1,060
13 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 213,811213.8k $11.4m $11.4m 0.00% Added +17.5k +17,546
14 Cetera Advisor Networks LLC 0.07% of their portfolio EL SEGUNDO, CA 206,596206.6k $11.0m $11.0m 0.07% Added +689 +689
15 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 205,935205.9k $10.9m $10.9m 0.00% Added +117.6k +117,633
16 CWM, LLC 0.06% of their portfolio OMAHA, NE 178,932178.9k $9.5m $9.5m 0.06% Reduced -30.1k -30,079
17 FIRST NATIONAL BANK & TRUST CO OF NEWTOWN 1.75% of their portfolio NEWTOWN, PA 143,913143.9k $7.7m $7.7m 1.75% Reduced -5.0k -5,000
18 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 142,054142.1k $7.6m $7.6m 0.01% Added +4.0k +3,976
19 BLAIR WILLIAM & CO/IL 0.03% of their portfolio CHICAGO, IL 136,499136.5k $7.3m $7.3m 0.03% Added +4.1k +4,068
20 Hamilton Wealth, LLC 2.55% of their portfolio LOS ANGELES, CA 133,840133.8k $7.1m $7.1m 2.55% Added +27.0k +26,957
21 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 91,93191.9k $4.9m $4.9m 0.00% Reduced -3.7k -3,713
22 COMMERCE BANK 0.04% of their portfolio KANSAS CITY, MO 88,51788.5k $4.7m $4.7m 0.04% Reduced -8.8k -8,755
23 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 86,38086.4k $4.6m $4.6m 0.01% Reduced -29.5k -29,485
24 AVALON CAPITAL MANAGEMENT 2.26% of their portfolio Port Of Redwood City, CA 83,23783.2k $4.4m $4.4m 2.26% Reduced -3.7k -3,717
25 Conservest Capital Advisors, Inc. 0.48% of their portfolio WYNNEWOOD, PA 75,49275.5k $4.0m $4.0m 0.48% Added +578 +578
26 Granite Bay Wealth Management, LLC 0.04% of their portfolio PORTSMOUTH, NH 71,66771.7k $4.0m $4.0m 0.04% New
27 Bedell Frazier Investment Counselling, LLC 1.08% of their portfolio Walnut Creek, CA 67,94967.9k $3.6m $3.6m 1.08% Added +1.2k +1,151
28 THEORY FINANCIAL LLC 2.06% of their portfolio FORT COLLINS, CO 66,05266.1k $3.5m $3.5m 2.06% Reduced -2.0k -2,046
29 Eaton Financial Holdings Company, LLC 0.94% of their portfolio Coral Springs, FL 65,72865.7k $3.5m $3.5m 0.94% Added +10.2k +10,167
30 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 65,71765.7k $3.5m $3.5m 0.03% Reduced -1.9k -1,854
31 Linscomb Wealth, Inc. 0.20% of their portfolio Houston, TX 64,37564.4k $3.4m $3.4m 0.20% Added +2 +2
32 Raab & Moskowitz Asset Management LLC 1.14% of their portfolio Chatham, NJ 60,94660.9k $3.2m $3.2m 1.14% Added +142 +142
33 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 59,62359.6k $3.2m $3.2m 0.01% Reduced -9.4k -9,387
34 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 57,72657.7k $3.1m $3.1m 0.00% Reduced -9.8k -9,812
35 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 56,57656.6k $3.0m $3.0m 0.00% Reduced -451 -451
36 TOCQUEVILLE ASSET MANAGEMENT L.P. 0.05% of their portfolio New York, NY 51,97452.0k $2.8m $2.8m 0.05% Reduced -1.4k -1,375
37 HoyleCohen, LLC 0.25% of their portfolio SAN DIEGO, CA 51,08251.1k $2.7m $2.7m 0.25% Reduced -50 -50
38 SCOTIA CAPITAL INC. 0.02% of their portfolio TORONTO, A6 49,86549.9k $2.7m $2.7m 0.02% Added +1.3k +1,302
39 MERCER GLOBAL ADVISORS INC /ADV 0.01% of their portfolio DENVER, CO 49,67449.7k $2.6m $2.6m 0.01% Added +1.3k +1,345
40 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 49,04649.0k $2.6m $2.6m 0.00% Reduced -706 -706
41 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 44,79044.8k $2.4m $2.4m 0.01% Reduced -13.0k -12,967
42 Rockingstone Advisors LLC 1.26% of their portfolio GREAT BARRINGTON, MA 42,83542.8k $2.3m $2.3m 1.26% Added +305 +305
43 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 40,81940.8k $2.2m $2.2m 0.01% Reduced -1.8k -1,811
44 Mariner, LLC 0.01% of their portfolio Overland Park, KS 40,64340.6k $2.2m $2.2m 0.01% Reduced -180 -180
45 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 38,86238.9k $2.1m $2.1m 0.03% Reduced -692 -692
46 J.P. Morgan Private Wealth Advisors LLC 0.01% of their portfolio SAN FRANCISCO, CA 37,60537.6k $2.0m $2.0m 0.01% Reduced -33.2k -33,246
47 Beacon Pointe Advisors, LLC 0.02% of their portfolio NEWPORT BEACH, CA 37,58637.6k $2.0m $2.0m 0.02% New
48 PARSONS CAPITAL MANAGEMENT INC/RI 0.14% of their portfolio PROVIDENCE, RI 33,96634.0k $1.8m $1.8m 0.14% Unchanged
49 Bogart Wealth, LLC 0.11% of their portfolio MCLEAN, VA 33,73133.7k $1.8m $1.8m 0.11% Added +429 +429
50 DUDLEY & SHANLEY, INC. 0.33% of their portfolio PALM BEACH, FL 32,78032.8k $1.7m $1.7m 0.33% Unchanged
51 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 32,02132.0k $1.7m $1.7m 0.02% Added +3.6k +3,570
52 Verity Asset Management, Inc. 1.25% of their portfolio DURHAM, NC 31,86831.9k $1.7m $1.7m 1.25% Added +191 +191
53 Chicago Partners Investment Group LLC 0.09% of their portfolio CHICAGO, IL 31,86431.9k $1.6m $1.6m 0.09% Added +2 +2
54 Apollon Wealth Management, LLC 0.08% of their portfolio MOUNT PLEASANT, SC 30,58630.6k $1.6m $1.6m 0.08% Added +20.2k +20,192
55 Hilltop Holdings Inc. 0.20% of their portfolio DALLAS, TX 30,00030.0k $1.6m $1.6m 0.20% Unchanged
56 Composition Wealth, LLC 0.05% of their portfolio LOS ANGELES, CA 29,72729.7k $1.6m $1.6m 0.05% Reduced -353 -353
57 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 28,16028.2k $1.5m $1.5m 0.00% Added +4.6k +4,587
58 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 27,83027.8k $1.5m $1.5m 0.02% Reduced -7.2k -7,219
59 SeaCrest Wealth Management, LLC 0.19% of their portfolio PURCHASE, NY 27,42927.4k $1.5m $1.5m 0.19% Reduced -339 -339
60 Curbstone Financial Management Corp 0.36% of their portfolio MANCHESTER, NH 27,00027.0k $1.4m $1.4m 0.36% Unchanged
61 GLENMEDE TRUST CO NA 0.01% of their portfolio PHILADELPHIA, PA 26,93626.9k $1.4m $1.4m 0.01% Added +2.7k +2,691
62 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 26,58826.6k $1.4m $1.4m 0.02% Added +502 +502
63 O'ROURKE & COMPANY, Inc 1.03% of their portfolio BOSTON, MA 26,48526.5k $1.4m $1.4m 1.03% Added +180 +180
64 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 26,15626.2k $1.4m $1.4m 0.00% Added +18.2k +18,240
65 Wealthcare Advisory Partners LLC 0.06% of their portfolio WEST CHESTER, PA 25,81625.8k $1.4m $1.4m 0.06% Added +6.3k +6,322
66 B. Riley Wealth Advisors, Inc. 0.04% of their portfolio MEMPHIS, TN 24,85024.9k $1.3m $1.3m 0.04% Added +2.0k +1,984
67 OVERSEA-CHINESE BANKING Corp Ltd 0.06% of their portfolio SINGAPORE, U0 24,67924.7k $1.3m $1.3m 0.06% Reduced -1.0k -1,030
68 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 24,35624.4k $1.3m $1.3m 0.00% New
69 Nilsine Partners, LLC 0.19% of their portfolio GREENWOOD VILLAGE, CO 24,22124.2k $1.3m $1.3m 0.19% Added +340 +340
70 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 24,10024.1k $1.3m $1.3m 0.00% Reduced -490 -490
71 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 23,94523.9k $1.3m $1.3m 0.02% Reduced -11.6k -11,570
72 Private Wealth Advisors, LLC 0.54% of their portfolio Fresno, CA 23,34823.3k $1.2m $1.2m 0.54% Reduced -381 -381
73 Glen Eagle Advisors, LLC 0.28% of their portfolio KINGSTON, NJ 23,02723.0k $1.2m $1.2m 0.28% Reduced -91 -91
74 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 22,84822.8k $1.2m $1.2m 0.00% Added +483 +483
75 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 22,44322.4k $1.2m $1.2m 0.00% Reduced -18.1k -18,059
76 COMERICA BANK 0.01% of their portfolio DALLAS, TX 21,15521.2k $1.1m $1.1m 0.01% New
77 WEATHERLY ASSET MANAGEMENT L. P. 0.13% of their portfolio DEL MAR, CA 20,57720.6k $1.1m $1.1m 0.13% Unchanged
78 Tower Research Capital LLC (TRC) 0.03% of their portfolio NEW YORK, NY 19,79319.8k $1.1m $1.1m 0.03% Added +14.2k +14,248
79 Capital Analysts, LLC 0.06% of their portfolio FORT WASHINGTON, PA 19,71819.7k $1.0m $1.0m 0.06% Reduced -1.8k -1,790
80 Westwind Capital 0.32% of their portfolio LAS CRUCES, NM 19,47319.5k $1.0m $1.0m 0.32% New
81 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 19,36519.4k $1.0m $1.0m 0.01% Reduced -731 -731
82 PFG Investments, LLC 0.19% of their portfolio WOODBURY, NY 19,19219.2k $1.0m $1.0m 0.19% Reduced -155 -155
83 ROBERTS GLORE & CO INC /IL/ 0.31% of their portfolio DEERFIELD, IL 17,75017.8k $943.9k $943.9k 0.31% Reduced -250 -250
84 Ledyard National Bank 0.11% of their portfolio HANOVER, NH 17,41117.4k $925.9k $925.9k 0.11% Reduced -215 -215
85 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 17,19017.2k $914.2k $914.2k 0.00% New
86 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 17,11717.1k $910.3k $910.3k 0.00% Reduced -250 -250
87 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 16,72416.7k $889.4k $889.4k 0.00% Added +6.0k +5,950
88 Spire Wealth Management 0.03% of their portfolio MCLEAN, VA 16,58816.6k $882.2k $882.2k 0.03% Added +211 +211
89 American Institute for Advanced Investment Management, LLP 0.83% of their portfolio Scottsdale, AZ 16,40116.4k $894.2k $894.2k 0.83% Added +1.1k +1,051
90 NewEdge Wealth, LLC 0.03% of their portfolio STAMFORD, CT 16,19216.2k $861.1k $861.1k 0.03% New
91 Gouws Capital LLC 0.72% of their portfolio Charlotte, NC 16,00016.0k $850.9k $850.9k 0.72% Unchanged
92 LexAurum Advisors, LLC 0.24% of their portfolio OVERLAND PARK, KS 15,36215.4k $817.0k $817.0k 0.24% Added +286 +286
93 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 14,88314.9k $791.5k $791.5k 0.00% New
94 WORLD EQUITY GROUP, INC. 0.16% of their portfolio SCHAUMBURG, IL 14,81414.8k $787.8k $787.8k 0.16% New
95 EQUITABLE TRUST CO 0.06% of their portfolio NASHVILLE, TN 14,21314.2k $755.8k $755.8k 0.06% Unchanged
96 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 13,51413.5k $718.7k $718.7k 0.01% Reduced -2.3k -2,279
97 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 13,46113.5k $715.9k $715.9k 0.00% Unchanged
98 Welch & Forbes LLC 0.01% of their portfolio Boston, MA 13,00013.0k $691.3k $691.3k 0.01% Unchanged
99 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 12,97313.0k $689.9k $689.9k 0.01% Added +151 +151
100 Elk River Wealth Management LLC 0.15% of their portfolio DENVER, CO 12,62512.6k $671.4k $671.4k 0.15% Unchanged