Vault-13

INVESTCORP CR MGMT BDC INC ICMB

COM · Common Stock · CUSIP 46090R104

21 institutional holders +3 vs Q1 2026
1,236,0841.2m shares reported held*
8.6% of all shares outstanding*
$1.9mreported value*
9 new 1 added 4 reduced 7 sold out net bought ≈ $225.8k (+193.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 14.4m as of 2026-08-14, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $1.52. Options: 0 managers hold calls (— notional), 1 hold puts ($468).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 16Q4 22: 19Q1 23: 14Q2 23: 15Q3 23: 18Q4 23: 17Q1 24: 15Q2 24: 14Q3 24: 17Q4 24: 17Q1 25: 16Q2 25: 16Q3 25: 14Q4 25: 16Q1 26: 18Q2 26: 2121Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202216
Q4 202219
Q1 202314
Q2 202315
Q3 202318
Q4 202317
Q1 202415
Q2 202414
Q3 202417
Q4 202417
Q1 202516
Q2 202516
Q3 202514
Q4 202516
Q1 202618
Q2 202621

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 24: 7 bought or addedQ3 24: 3 cut or sold outQ4 24: 4 bought or addedQ4 24: 3 cut or sold outQ4 24Q1 25: 5 bought or addedQ1 25: 6 cut or sold outQ2 25: 5 bought or addedQ2 25: 5 cut or sold outQ2 25Q3 25: 3 bought or addedQ3 25: 4 cut or sold outQ4 25: 7 bought or addedQ4 25: 6 cut or sold outQ4 25Q1 26: 9 bought or addedQ1 26: 8 cut or sold outQ2 26: 10 bought or addedQ2 26: 11 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 202473
Q4 202443
Q1 202556
Q2 202555
Q3 202534
Q4 202576
Q1 202698
Q2 20261011

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60kQ3 25 calls: $0Q3 25 puts: $0Q3 25P/C —Q4 25 calls: $270Q4 25 puts: $0Q4 25P/C 0.00Q1 26 calls: $52.0kQ1 26 puts: $648Q1 26P/C 0.01Q2 26 calls: $0Q2 26 puts: $468Q2 26P/C —
Numbers
QuarterCallsPutsP/C
Q3 2025$0$0—
Q4 2025$270$00.00
Q1 2026$52.0k$6480.01
Q2 2026$0$468—

Biggest buyers

Black Maple Capital Management LP New +172,630+172.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +38,657+38.7k
CITADEL ADVISORS LLC New +35,918+35.9k
Squarepoint Ops LLC New +29,277+29.3k
XTX Topco Ltd New +17,185+17.2k
Virtu Financial LLC New +12,991+13.0k
North Ground Capital Added +2,614+2.6k
SIMPLEX TRADING, LLC New +333+333
Coppell Advisory Solutions LLC New +19+19
Caitong International Asset Management Co., Ltd New +5+5

Biggest sellers

Founders Financial Alliance, LLC Reduced -40,465-40.5k
LPL Financial LLC Sold out -22,911-22.9k
TWO SIGMA SECURITIES, LLC Sold out -20,614-20.6k
JANE STREET GROUP, LLC Sold out -17,075-17.1k
Alpine Global Management, LLC Sold out -10,715-10.7k
Legacy Wealth Managment, LLC/ID Sold out -2,500-2.5k
MORGAN STANLEY Reduced -962-962
UBS Group AG Reduced -909-909
Osbon Capital Management LLC Sold out -472-472
Allworth Financial LP Sold out -18-18

Biggest calls

None

Biggest puts

SIMPLEX TRADING, LLC Unchanged $468400 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Bulldog Investors, LLP 13G · institution new · filed 2026-02-13 5.4% new 779.2k≈ $911.7k 2026-02-13

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q4 24: 1 buyingQ4 24: 0 sellingQ1 25: 0 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 0 buyingQ1 26: 0 sellingQ1 26Q2 26: 0 buyingQ2 26: 0 sellingQ3 26: 0 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20241$22.5k0——
Q1 20250—0——
Q2 20250—0——
Q3 20250—0——
Q4 20250—0——
Q1 20260—0——
Q2 20260—0——
Q3 20260—0——

None reported since 1 Apr 2026.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Bulldog Investors, LLP 0.15% of their portfolio SADDLE BROOK, NJ 596,780596.8k $698.2k $698.2k 0.15% Unchanged
2 Founders Financial Alliance, LLC 0.04% of their portfolio RALEIGH, NC 255,329255.3k $298.7k $298.7k 0.04% Reduced -40.5k -40,465
3 Black Maple Capital Management LP 0.14% of their portfolio MILWAUKEE, WI 172,630172.6k $202.0k $202.0k 0.14% New
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 38,65738.7k $45.2k $45.2k 0.00% New
5 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 35,91835.9k $42.0k $42.0k 0.00% New
6 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 29,27729.3k $34.3k $34.3k 0.00% New
7 North Ground Capital 0.04% of their portfolio Cohasset, MA 28,00028.0k $32.8k $32.8k 0.04% Added +2.6k +2,614
8 XTX Topco Ltd 0.00% of their portfolio LONDON, X0 17,18517.2k $20.1k $20.1k 0.00% New
9 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 16,93816.9k $19.8k $19.8k 0.00% Unchanged
10 Virtu Financial LLC 0.00% of their portfolio New York, NY 12,99113.0k $15.0k $15.0k 0.00% New
11 Stonebridge Financial Group, LLC/CA 0.00% of their portfolio SAN RAFAEL, CA 11,90511.9k $13.0k $13.0k 0.00% First filing
12 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 11,12511.1k $13.0k $13.0k 0.00% Reduced -12 -12
13 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 4,8004.8k $4.4k $4.4k 0.00% Unchanged
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,3292.3k $2.7k $2.7k 0.00% Reduced -909 -909
15 Triumph Capital Management 0.00% of their portfolio DENVER, CO 1,0001.0k $1.2k $1.2k 0.00% Unchanged
16 MTM Investment Management, LLC 0.00% of their portfolio SPARTANBURG, SC 500500 $585 $585 0.00% Unchanged
17 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 363363 $425 $425 0.00% Reduced -962 -962
18 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 333333 $389 $389 0.00% New
19 Coppell Advisory Solutions LLC 0.04% of their portfolio COPPELL, TX 1919 $438.8k $438.8k 0.04% New
20 Caitong International Asset Management Co., Ltd 0.00% of their portfolio HONG KONG, K3 55 $6 $6 0.00% New
21 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $0 $0 0.00% Unchanged