Vault-13

INVESCO ACTVELY MNGD ETC FD PDBC

OPTIMUM YIELD · ETP · CUSIP 46090F100

395 institutional holders -10 vs Q2 2024
267,902,003267.9m shares reported held*
$3.6bnreported value*
51 new 126 added 157 reduced 59 sold out net sold ≈ $209.1m (-14.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($4.4m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $13.39. Options: 2 managers hold calls ($315.6k notional), 2 hold puts ($288.7k).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 440Q4 22: 476Q1 23: 424Q2 23: 396Q3 23: 416Q4 23: 431Q1 24: 394Q2 24: 405Q3 24: 395395Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022440
Q4 2022476
Q1 2023424
Q2 2023396
Q3 2023416
Q4 2023431
Q1 2024394
Q2 2024405
Q3 2024395

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 215 bought or addedQ4 22: 232 cut or sold outQ1 23: 195 bought or addedQ1 23: 274 cut or sold outQ1 23Q2 23: 144 bought or addedQ2 23: 249 cut or sold outQ3 23: 194 bought or addedQ3 23: 197 cut or sold outQ3 23Q4 23: 204 bought or addedQ4 23: 220 cut or sold outQ1 24: 186 bought or addedQ1 24: 225 cut or sold outQ1 24Q2 24: 206 bought or addedQ2 24: 181 cut or sold outQ3 24: 177 bought or addedQ3 24: 216 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022215232
Q1 2023195274
Q2 2023144249
Q3 2023194197
Q4 2023204220
Q1 2024186225
Q2 2024206181
Q3 2024177216

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5mQ4 23 calls: $506.7kQ4 23 puts: $8.0kQ4 23P/C 0.02Q1 24 calls: $1.5mQ1 24 puts: $31.9kQ1 24P/C 0.02Q2 24 calls: $0Q2 24 puts: $1.5mQ2 24P/C —Q3 24 calls: $315.6kQ3 24 puts: $288.7kQ3 24P/C 0.91
Numbers
QuarterCallsPutsP/C
Q4 2023$506.7k$8.0k0.02
Q1 2024$1.5m$31.9k0.02
Q2 2024$0$1.5m—
Q3 2024$315.6k$288.7k0.91

Biggest buyers

SCS Capital Management LLC New +1,901,174+1.9m
Empower Advisory Group, LLC Added +1,834,864+1.8m
FMR LLC Added +1,019,984+1.0m
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +931,040+931.0k
BNP PARIBAS FINANCIAL MARKETS Added +798,300+798.3k
Briaud Financial Planning Inc Added +496,745+496.7k
WELLS FARGO & COMPANY/MN Added +491,641+491.6k
GeoWealth Management, LLC Added +431,094+431.1k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +386,000+386.0k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +364,421+364.4k

Biggest sellers

GOLDMAN SACHS GROUP INC Reduced -5,270,579-5.3m
MORGAN STANLEY Reduced -3,937,646-3.9m
Raymond James Financial Services Advisors, Inc. Reduced -1,649,481-1.6m
SMI Advisory Services, LLC Sold out -1,567,908-1.6m
Diversify Advisory Services, LLC Reduced -1,505,578-1.5m
1832 Asset Management L.P. Sold out -1,435,926-1.4m
OSAIC HOLDINGS, INC. Reduced -1,167,185-1.2m
Cambridge Investment Research Advisors, Inc. Reduced -1,149,727-1.1m
LPL Financial LLC Reduced -815,747-815.7k
TORONTO DOMINION BANK Sold out -800,000-800.0k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $315.6k23.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $288.7k21.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FMR LLC (0.0%, 2026-05-06)

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.41% of their portfolio SAN FRANCISCO, CA 125,931,307125.9m $1.7bn $1.7bn 0.41% Added +491.6k +491,641
2 Empower Advisory Group, LLC 1.20% of their portfolio Greenwood Village, CO 26,384,10626.4m $354.3m $354.3m 1.20% Added +1.8m +1,834,864
3 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 20,930,74620.9m $281.1m $281.1m 0.02% Reduced -3.9m -3,937,646
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 6,355,7366.4m $85.4m $85.4m 0.01% Added +152.0k +152,035
5 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.02% of their portfolio SAN FRANCISCO, CA 6,241,4166.2m $83.8m $83.8m 0.02% Added +364.4k +364,421
6 SigFig Wealth Management, LLC 2.93% of their portfolio SAN FRANCISCO, CA 5,993,0616.0m $80.7m $80.7m 2.93% Added +352.8k +352,818
7 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 4,327,3154.3m $58.1m $58.1m 0.02% Reduced -382.2k -382,180
8 FMR LLC 0.00% of their portfolio BOSTON, MA 3,789,4553.8m $50.9m $50.9m 0.00% Added +1.0m +1,019,984
9 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.04% of their portfolio MILWAUKEE, WI 3,604,3603.6m $48.4m $48.4m 0.04% Added +386.0k +386,000
10 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 2,800,9102.8m $37.6m $37.6m 0.02% Reduced -815.7k -815,747
11 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 1.69% of their portfolio BETHESDA, MD 2,712,0002.7m $36.4m $36.4m 1.69% Reduced -347.0k -347,000
12 GM Advisory Group, LLC 1.78% of their portfolio MELVILLE, NY 2,214,9302.2m $29.7m $29.7m 1.78% Reduced -4.6k -4,623
13 BNP PARIBAS FINANCIAL MARKETS 0.03% of their portfolio PARIS, I0 2,075,2002.1m $27.9m $27.9m 0.03% Added +798.3k +798,300
14 SCS Capital Management LLC 0.51% of their portfolio BOSTON, MA 1,901,1741.9m $25.5m $25.5m 0.51% New
15 PARK AVENUE SECURITIES LLC 0.28% of their portfolio NEW YORK, NY 1,880,1711.9m $25.3m $25.3m 0.28% Reduced -4.2k -4,201
16 Briaud Financial Planning Inc 11.44% of their portfolio COLLEGE STATION, TX 1,650,0441.7m $22.2m $22.2m 11.44% Added +496.7k +496,745
17 UBS Group AG 0.01% of their portfolio ZURICH, V8 1,619,6551.6m $21.8m $21.8m 0.01% Reduced -116.1k -116,101
18 MML INVESTORS SERVICES, LLC 0.07% of their portfolio SPRINGFIELD, MA 1,336,8821.3m $18.0m $18.0m 0.07% Reduced -79.7k -79,691
19 New York Life Investment Management LLC 0.16% of their portfolio New York, NY 1,231,4231.2m $16.5m $16.5m 0.16% Added +105.4k +105,441
20 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.01% of their portfolio Toronto, A6 1,226,4861.2m $16.5m $16.5m 0.01% Reduced -560.7k -560,724
21 49 WEALTH MANAGEMENT, LLC 2.63% of their portfolio AUSTIN, TX 1,200,6941.2m $16.1m $16.1m 2.63% Added +249.8k +249,822
22 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 1,179,5051.2m $15.8m $15.8m 0.00% Reduced -5.3m -5,270,579
23 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 1,070,7881.1m $14.4m $14.4m 0.03% Reduced -1.2m -1,167,185
24 Echo45 Advisors LLC 9.31% of their portfolio WALNUT CREEK, CA 1,067,1511.1m $14.3m $14.3m 9.31% Added +53.0k +52,999
25 EXENCIAL WEALTH ADVISORS, LLC 0.51% of their portfolio OKLAHOMA CITY, OK 1,051,3101.1m $14.1m $14.1m 0.51% Added +18.1k +18,091
26 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 1,045,5221.0m $14.0m $14.0m 0.03% Added +274.3k +274,331
27 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,013,7441.0m $13.6m $13.6m 0.00% Reduced -6.6k -6,592
28 Janney Capital Management LLC 0.86% of their portfolio PITTSBURGH, PA 952,205952.2k $12.8m $12.8m 0.86% Reduced -48.7k -48,712
29 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.06% of their portfolio ORLANDO, FL 932,602932.6k $23.2k $23.2k 0.06% Added +931.0k +931,040
30 Marion Wealth Management 3.26% of their portfolio MONROEVILLE, PA 911,614911.6k $12.2m $12.2m 3.26% Added +78.9k +78,887
31 M&T Bank Corp 0.04% of their portfolio BUFFALO, NY 884,249884.2k $11.9m $11.9m 0.04% Reduced -65.9k -65,946
32 Magnus Financial Group LLC 1.20% of their portfolio NEW YORK, NY 881,915881.9k $11.8m $11.8m 1.20% Reduced -16.9k -16,886
33 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 850,541850.5k $11.4m $11.4m 0.00% Added +1.5k +1,453
34 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 771,259771.3k $10.4m $10.4m 0.00% Added +63.2k +63,217
35 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 658,320658.3k $8.8m $8.8m 0.00% Added +48.5k +48,490
36 INTEGRATED CAPITAL MANAGEMENT, INC. 6.82% of their portfolio JESSUP, PA 657,317657.3k $8.8m $8.8m 6.82% Reduced -4.4k -4,418
37 Johnson Financial Group, LLC 0.98% of their portfolio Denver, CO 603,250603.2k $8.1m $8.1m 0.98% Reduced -159.2k -159,164
38 CWM, LLC 0.03% of their portfolio OMAHA, NE 599,949599.9k $8.1m $8.1m 0.03% Added +78.3k +78,294
39 Cambria Investment Management, L.P. 0.47% of their portfolio Manhattan Beach, CA 587,677587.7k $7.9m $7.9m 0.47% Added +1.2k +1,206
40 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 586,203586.2k $7.9m $7.9m 0.00% Added +36.1k +36,070
41 Faithward Advisors, LLC 1.34% of their portfolio LANCASTER, PA 574,910574.9k $7.7m $7.7m 1.34% Reduced -10.0k -10,038
42 Evolution Wealth Advisors, LLC 1.35% of their portfolio AVENTURA, FL 557,466557.5k $7.5m $7.5m 1.35% Reduced -2.3k -2,321
43 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 539,091539.1k $7.2m $7.2m 0.00% Reduced -172.1k -172,072
44 &PARTNERS 0.13% of their portfolio NASHVILLE, TN 510,005510.0k $6.8m $6.8m 0.13% Added +75.3k +75,299
45 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 477,500477.5k $6.4m $6.4m 0.00% Unchanged
46 Aspect Partners, LLC 3.58% of their portfolio FAIRFAX, VA 475,395475.4k $6.4m $6.4m 3.58% Added +72.5k +72,494
47 Executive Wealth Management, LLC 0.48% of their portfolio BRIGHTON, MI 452,596452.6k $6.1m $6.1m 0.48% Added +12.9k +12,906
48 Quent Capital, LLC 0.61% of their portfolio NEW YORK, NY 449,431449.4k $6.0m $6.0m 0.61% Reduced -5.4k -5,440
49 GeoWealth Management, LLC 0.21% of their portfolio CHICAGO, IL 445,259445.3k $6.0m $6.0m 0.21% Added +431.1k +431,094
50 PATTON FUND MANAGEMENT, INC. 1.19% of their portfolio New York, NY 427,898427.9k $5.7m $5.7m 1.19% Added +28.0k +27,984
51 Private Harbour Investment Management & Counsel, LLC 5.87% of their portfolio SAGAMORE HILLS, OH 414,870414.9k $5.6m $5.6m 5.87% Reduced -4.8k -4,802
52 Impact Partnership Wealth, LLC 1.20% of their portfolio MARIETTA, GA 395,557395.6k $5.3m $5.3m 1.20% Added +92.2k +92,217
53 KEYBANK NATIONAL ASSOCIATION/OH 0.02% of their portfolio BROOKLYN, OH 394,399394.4k $5.3m $5.3m 0.02% Reduced -88.0k -87,998
54 HANCOCK WHITNEY CORP 0.17% of their portfolio GULFPORT, MS 385,986386.0k $5.2m $5.2m 0.17% Added +29.5k +29,543
55 KESTRA PRIVATE WEALTH SERVICES, LLC 0.09% of their portfolio AUSTIN, TX 384,194384.2k $5.2m $5.2m 0.09% Added +13.6k +13,558
56 Brookstone Capital Management 0.08% of their portfolio WHEATON, IL 381,440381.4k $5.1m $5.1m 0.08% Added +14.7k +14,719
57 Bedell Frazier Investment Counselling, LLC 1.22% of their portfolio Walnut Creek, CA 381,030381.0k $5.1m $5.1m 1.22% Added +7.7k +7,726
58 ALM First Financial Advisors, LLC 1.23% of their portfolio DALLAS, TX 368,882368.9k $5.0m $5.0m 1.23% Reduced -31.1k -31,118
59 NOMURA ASSET MANAGEMENT CO LTD 0.01% of their portfolio TOKYO, M0 362,200362.2k $4.9m $4.9m 0.01% Added +38.4k +38,400
60 WEALTH MANAGEMENT RESOURCES, INC. 1.93% of their portfolio SMITHFIELD, RI 359,333359.3k $4.8m $4.8m 1.93% Reduced -11.7k -11,748
61 CIM, LLC 0.68% of their portfolio ALBANY, NY 349,116349.1k $4.7m $4.7m 0.68% Added +1.8k +1,844
62 STEEL GROVE CAPITAL ADVISORS, LLC 0.65% of their portfolio MEMPHIS, TN 343,462343.5k $4.6m $4.6m 0.65% Reduced -97.1k -97,083
63 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 338,796338.8k $4.6m $4.6m 0.01% Reduced -43.8k -43,780
64 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 322,520322.5k $4.3m $4.3m 0.01% Reduced -33.9k -33,852
65 Ameritas Advisory Services, LLC 0.19% of their portfolio Lincoln, NE 321,536321.5k $4.3m $4.3m 0.19% Added +12.2k +12,200
66 Focus Partners Wealth 0.02% of their portfolio ST LOUIS, MO 318,291318.3k $5.9m $5.9m 0.02% Added +56.6k +56,610
67 LFA - Lugano Financial Advisors SA 2.90% of their portfolio LUGANO, V8 317,465317.5k $4.3m $4.3m 2.90% Added +1.7k +1,733
68 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 309,730309.7k $4.2m $4.2m 0.01% Reduced -1.1m -1,149,727
69 FLAGSHIP HARBOR ADVISORS, LLC 0.23% of their portfolio BOSTON, MA 305,951306.0k $4.1m $4.1m 0.23% Added +135.3k +135,268
70 B. Riley Wealth Advisors, Inc. 0.11% of their portfolio MEMPHIS, TN 293,120293.1k $4.0m $4.0m 0.11% Reduced -29.4k -29,368
71 Equitable Holdings, Inc. 0.04% of their portfolio NEW YORK, NY 292,747292.7k $3.9m $3.9m 0.04% Added +53.8k +53,822
72 Arete Wealth Advisors, LLC 0.33% of their portfolio CHICAGO, IL 290,696290.7k $3.9m $3.9m 0.33% Added +263.2k +263,161
73 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 0.21% of their portfolio Greenbrae, CA 286,978287.0k $3.9m $3.9m 0.21% Added +1.2k +1,225
74 JFG Wealth Management, LLC 1.04% of their portfolio Denver, CO 283,374283.4k $3.8m $3.8m 1.04% Reduced -31.0k -30,965
75 COMERICA BANK 0.01% of their portfolio DALLAS, TX 277,295277.3k $3.7m $3.7m 0.01% Reduced -8.0k -7,987
76 OARSMAN CAPITAL, INC. 0.69% of their portfolio MILWAUKEE, WI 276,762276.8k $3.7m $3.7m 0.69% Reduced -45.3k -45,269
77 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.30% of their portfolio Westlake, OH 264,363264.4k $3.6m $3.6m 0.30% New
78 Northeast Financial Group, Inc. 1.36% of their portfolio Allentown, PA 263,757263.8k $3.5m $3.5m 1.36% New
79 Summit Global Investments 0.22% of their portfolio BOUNTIFUL, UT 251,819251.8k $3.4m $3.4m 0.22% Reduced -89 -89
80 Ausdal Financial Partners, Inc. 0.35% of their portfolio Davenport, IA 251,785251.8k $3.4m $3.4m 0.35% Added +59.5k +59,535
81 CPR Investments Inc. 3.10% of their portfolio Rochester, MI 244,865244.9k $3.3m $3.3m 3.10% Reduced -18.4k -18,443
82 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 220,580220.6k $3.0m $3.0m 0.01% Added +21.1k +21,096
83 Sanctuary Advisors, LLC 0.02% of their portfolio INDIANAPOLIS, IN 215,943215.9k $2.9m $2.9m 0.02% New
84 Randall & Associates Wealth Management 2.22% of their portfolio BUTLER, PA 202,222202.2k $2.7m $2.7m 2.22% Added +2.6k +2,637
85 CoreCap Advisors, LLC 0.13% of their portfolio SOUTHFIELD, MI 198,239198.2k $2.7m $2.7m 0.13% Added +539 +539
86 ASSETMARK, INC 0.01% of their portfolio CONCORD, CA 189,981190.0k $2.6m $2.6m 0.01% Reduced -8.4k -8,410
87 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 187,964188.0k $2.5m $2.5m 0.00% Reduced -793 -793
88 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 185,691185.7k $2.5m $2.5m 0.00% Reduced -24.7k -24,671
89 CreativeOne Wealth, LLC 0.08% of their portfolio OVERLAND PARK, KS 180,893180.9k $2.4m $2.4m 0.08% Added +19.4k +19,365
90 Plan Group Financial, LLC 1.28% of their portfolio OKLAHOMA CITY, OK 180,198180.2k $2.4m $2.4m 1.28% Added +9.6k +9,569
91 New Republic Capital, LLC 1.36% of their portfolio CHARLOTTE, NC 176,011176.0k $2.4m $2.4m 1.36% Added +30.0k +30,021
92 Penserra Capital Management LLC 0.05% of their portfolio ORINDA, CA 171,790171.8k $2.3m $2.3m 0.05% Reduced -733.5k -733,500
93 Leo Wealth, LLC 0.21% of their portfolio HURST, TX 170,795170.8k $2.3m $2.3m 0.21% Added +5.7k +5,717
94 WESBANCO BANK INC 0.07% of their portfolio WHEELING, WV 157,169157.2k $2.1m $2.1m 0.07% Reduced -199 -199
95 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 146,173146.2k $2.0m $2.0m 0.00% New
96 Ashton Thomas Private Wealth, LLC 0.10% of their portfolio SCOTTSDALE, AZ 143,561143.6k $1.9m $1.9m 0.10% Added +4.8k +4,815
97 Per Stirling Capital Management, LLC. 0.27% of their portfolio AUSTIN, TX 142,317142.3k $1.9m $1.9m 0.27% Added +4.2k +4,197
98 MGO ONE SEVEN LLC 0.08% of their portfolio Beachwood, OH 132,281132.3k $1.8m $1.8m 0.08% Added +9.2k +9,167
99 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 130,153130.2k $1.7m $1.7m 0.01% Added +21.6k +21,611
100 ZACKS INVESTMENT MANAGEMENT 0.02% of their portfolio Chicago, IL 128,893128.9k $1.7m $1.7m 0.02% Added +7.9k +7,869