Vault-13

INVESCO ACTVELY MNGD ETC FD PDBC

OPTIMUM YIELD · ETP · CUSIP 46090F100

431 institutional holders +15 vs Q3 2023
291,255,490291.3m shares reported held*
$3.9bnreported value*
58 new 146 added 150 reduced 70 sold out net bought ≈ $55.9m (+4.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.2m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $13.30. Options: 4 managers hold calls ($506.7k notional), 3 hold puts ($8.0k).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 440Q4 22: 476Q1 23: 424Q2 23: 396Q3 23: 416Q4 23: 431431Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022440
Q4 2022476
Q1 2023424
Q2 2023396
Q3 2023416
Q4 2023431

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 215 bought or addedQ4 22: 232 cut or sold outQ4 22Q1 23: 195 bought or addedQ1 23: 274 cut or sold outQ1 23Q2 23: 144 bought or addedQ2 23: 249 cut or sold outQ2 23Q3 23: 194 bought or addedQ3 23: 197 cut or sold outQ3 23Q4 23: 204 bought or addedQ4 23: 220 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022215232
Q1 2023195274
Q2 2023144249
Q3 2023194197
Q4 2023204220

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ1 23 calls: $564.5kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $2.4mQ2 23 puts: $122.4kQ2 23P/C 0.05Q3 23 calls: $1.3mQ3 23 puts: $770.4kQ3 23P/C 0.61Q4 23 calls: $506.7kQ4 23 puts: $8.0kQ4 23P/C 0.02
Numbers
QuarterCallsPutsP/C
Q1 2023$564.5k$00.00
Q2 2023$2.4m$122.4k0.05
Q3 2023$1.3m$770.4k0.61
Q4 2023$506.7k$8.0k0.02

Biggest buyers

MORGAN STANLEY Added +19,732,512+19.7m
JANE STREET GROUP, LLC Added +3,471,288+3.5m
STIFEL FINANCIAL CORP Added +2,677,381+2.7m
BENJAMIN F. EDWARDS & COMPANY, INC. Added +1,863,444+1.9m
Raymond James Financial Services Advisors, Inc. Added +1,505,382+1.5m
LPL Financial LLC Added +1,496,772+1.5m
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +1,456,164+1.5m
Empower Advisory Group, LLC Added +1,146,389+1.1m
Johnson Financial Group, LLC Added +1,129,790+1.1m
FLAGSHIP HARBOR ADVISORS, LLC Added +1,040,935+1.0m

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -7,953,816-8.0m
Integrated Wealth Concepts LLC Reduced -6,600,585-6.6m
BAILARD, INC. Reduced -4,285,485-4.3m
CITADEL ADVISORS LLC Reduced -2,053,201-2.1m
Beacon Capital Management, Inc. Reduced -1,774,110-1.8m
CWM, LLC Reduced -1,756,512-1.8m
1832 Asset Management L.P. Sold out -1,240,282-1.2m
SMI Advisory Services, LLC Sold out -1,109,271-1.1m
Mirae Asset Global Investments Co., Ltd. Reduced -864,774-864.8k
Cambridge Investment Research Advisors, Inc. Reduced -775,735-775.7k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $367.1k27.6k shares
CITADEL ADVISORS LLC Added $137.0k10.3k shares
GROUP ONE TRADING LLC Reduced $2.7k200 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $8.0k600 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA Reduced $0200 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FMR LLC (0.0%, 2026-05-06)

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.45% of their portfolio SAN FRANCISCO, CA 120,700,064120.7m $1.6bn $1.6bn 0.45% Reduced -8.0m -7,953,816
2 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 44,662,33644.7m $594.0m $594.0m 0.03% Added +19.7m +19,732,512
3 Empower Advisory Group, LLC 1.15% of their portfolio Greenwood Village, CO 22,029,36622.0m $293.0m $293.0m 1.15% Added +1.1m +1,146,389
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 5,920,8135.9m $78.7m $78.7m 0.01% Reduced -736.9k -736,905
5 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 5,090,1345.1m $67.7m $67.7m 0.04% Added +1.5m +1,496,772
6 SigFig Wealth Management, LLC 2.49% of their portfolio SAN FRANCISCO, CA 4,929,3464.9m $65.6m $65.6m 2.49% Added +189.9k +189,884
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.07% of their portfolio MILWAUKEE, WI 4,710,1634.7m $62.6m $62.6m 0.07% Added +1.5m +1,456,164
8 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 4,528,4994.5m $60.2m $60.2m 0.02% Reduced -501.2k -501,233
9 JANE STREET GROUP, LLC 0.06% of their portfolio NEW YORK, NY 3,656,6623.7m $48.6m $48.6m 0.06% Added +3.5m +3,471,288
10 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 2.77% of their portfolio BETHESDA, MD 2,902,9002.9m $38.6m $38.6m 2.77% Unchanged
11 STIFEL FINANCIAL CORP 0.05% of their portfolio ST. LOUIS, MO 2,718,9752.7m $36.2m $36.2m 0.05% Added +2.7m +2,677,381
12 UBS Group AG 0.01% of their portfolio ZURICH, V8 2,413,2462.4m $32.1m $32.1m 0.01% Reduced -774.0k -774,012
13 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 2,381,3322.4m $31.7m $31.7m 0.05% Added +1.5m +1,505,382
14 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 1,961,3652.0m $26.1m $26.1m 0.05% Added +308.0k +307,990
15 BENJAMIN F. EDWARDS & COMPANY, INC. 0.50% of their portfolio ST. LOUIS, MO 1,887,5751.9m $25.1m $25.1m 0.50% Added +1.9m +1,863,444
16 PARK AVENUE SECURITIES LLC 0.34% of their portfolio NEW YORK, NY 1,872,7131.9m $24.9m $24.9m 0.34% Added +3.1k +3,115
17 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.01% of their portfolio Toronto, A6 1,768,7291.8m $23.5m $23.5m 0.01% Added +144.4k +144,370
18 AE Wealth Management LLC 0.12% of their portfolio TOPEKA, KS 1,719,1981.7m $23.5m $23.5m 0.12% Added +653.0k +653,026
19 GM Advisory Group, LLC 1.56% of their portfolio MELVILLE, NY 1,557,2801.6m $20.7m $20.7m 1.56% Reduced -23.1k -23,062
20 PRINCIPAL FINANCIAL GROUP INC 0.01% of their portfolio DES MOINES, IA 1,425,2111.4m $19.0m $19.0m 0.01% Added +403.4k +403,375
21 MML INVESTORS SERVICES, LLC 0.08% of their portfolio SPRINGFIELD, MA 1,311,2191.3m $17.4m $17.4m 0.08% Added +86.7k +86,707
22 Johnson Financial Group, LLC 2.02% of their portfolio Denver, CO 1,186,5891.2m $15.8m $15.8m 2.02% Added +1.1m +1,129,790
23 M&T Bank Corp 0.06% of their portfolio BUFFALO, NY 1,185,2751.2m $15.8m $15.8m 0.06% Reduced -59.7k -59,688
24 FLAGSHIP HARBOR ADVISORS, LLC 1.02% of their portfolio BOSTON, MA 1,052,1601.1m $14.0m $14.0m 1.02% Added +1.0m +1,040,935
25 B & T Capital Management DBA Alpha Capital Management 2.87% of their portfolio AUSTIN, TX 1,042,6981.0m $13.9m $13.9m 2.87% Added +1.0m +1,007,612
26 Janney Capital Management LLC 0.92% of their portfolio PITTSBURGH, PA 1,030,0551.0m $13.7m $13.7m 0.92% Reduced -62.7k -62,659
27 EXENCIAL WEALTH ADVISORS, LLC 0.56% of their portfolio OKLAHOMA CITY, OK 1,023,1291.0m $13.6m $13.6m 0.56% Reduced -110.4k -110,395
28 CX Institutional 0.71% of their portfolio AUBURN, IN 1,001,7171.0m $13.3m $13.3m 0.71% New
29 Foundations Investment Advisors, LLC 0.35% of their portfolio PHOENIX, AZ 969,067969.1k $12.9m $12.9m 0.35% Added +137.0k +136,959
30 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 927,532927.5k $12.3m $12.3m 0.00% Added +88.0k +88,020
31 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.17% of their portfolio ST. LOUIS, MO 921,939921.9k $12.3m $12.3m 0.17% New
32 Madison Asset Management, LLC 0.16% of their portfolio MADISON, WI 892,366892.4k $11.9m $11.9m 0.16% Reduced -14.8k -14,843
33 FMR LLC 0.00% of their portfolio BOSTON, MA 790,375790.4k $10.5m $10.5m 0.00% Reduced -402.1k -402,112
34 Estate Counselors, LLC 1.28% of their portfolio Thiensville, WI 781,200781.2k $10.4m $10.4m 1.28% Added +770.7k +770,730
35 KEYBANK NATIONAL ASSOCIATION/OH 0.04% of their portfolio BROOKLYN, OH 741,400741.4k $9.9m $9.9m 0.04% Added +424.5k +424,543
36 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 716,269716.3k $9.5m $9.5m 0.04% Reduced -775.7k -775,735
37 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 710,713710.7k $9.5m $9.5m 0.00% Added +28.3k +28,298
38 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 688,002688.0k $9.2m $9.2m 0.00% Added +201.2k +201,194
39 Engrave Wealth Partners LLC 2.59% of their portfolio SPRING, TX 682,405682.4k $9.1m $9.1m 2.59% Reduced -135.3k -135,338
40 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.02% of their portfolio BALA CYNWYD, PA 672,352672.4k $8.9m $8.9m 0.02% New
41 NinePointTwo Capital LLC 3.51% of their portfolio LOS ANGELES, CA 663,941663.9k $8.8m $8.8m 3.51% Reduced -38.6k -38,644
42 B. Riley Wealth Advisors, Inc. 0.23% of their portfolio MEMPHIS, TN 653,439653.4k $8.7m $8.7m 0.23% Reduced -222.6k -222,607
43 INTEGRATED CAPITAL MANAGEMENT, INC. 6.99% of their portfolio JESSUP, PA 619,544619.5k $8.2m $8.2m 6.99% Added +9.9k +9,873
44 Evolution Wealth Advisors, LLC 1.66% of their portfolio AVENTURA, FL 619,191619.2k $8.2m $8.2m 1.66% Reduced -69.6k -69,646
45 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 612,100612.1k $8.1m $8.1m 0.00% Reduced -198.2k -198,215
46 Traverso Chambers Private Wealth Management, LLC 1.93% of their portfolio SANTA ROSA, CA 597,364597.4k $7.9m $7.9m 1.93% Added +38.2k +38,240
47 Faithward Advisors, LLC 1.69% of their portfolio LANCASTER, PA 574,488574.5k $7.6m $7.6m 1.69% Added +17.4k +17,356
48 Cambria Investment Management, L.P. 0.53% of their portfolio Manhattan Beach, CA 570,812570.8k $7.6m $7.6m 0.53% Added +30.6k +30,629
49 Echo45 Advisors LLC 5.57% of their portfolio WALNUT CREEK, CA 544,266544.3k $7.2m $7.2m 5.57% Added +35.7k +35,685
50 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 535,711535.7k $7.1m $7.1m 0.00% Added +518.8k +518,842
51 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 520,067520.1k $6.9m $6.9m 0.00% Reduced -168.2k -168,188
52 Marion Wealth Management 2.16% of their portfolio MONROEVILLE, PA 507,249507.2k $6.7m $6.7m 2.16% Reduced -297.3k -297,325
53 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 501,393501.4k $6.7m $6.7m 0.01% Added +40.3k +40,326
54 Pineridge Advisors LLC 2.18% of their portfolio ST. CHARLES, MO 494,658494.7k $6.6m $6.6m 2.18% First filing
55 Strid Group, LLC 1.31% of their portfolio NEWTOWN SQUARE, PA 487,095487.1k $6.5m $6.5m 1.31% New
56 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 477,500477.5k $6.4m $6.4m 0.01% Added +127.0k +127,000
57 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 461,223461.2k $6.1m $6.1m 0.01% Added +76.0k +75,968
58 Quent Capital, LLC 0.78% of their portfolio NEW YORK, NY 438,030438.0k $5.8m $5.8m 0.78% Added +136.8k +136,830
59 HANCOCK WHITNEY CORP 0.21% of their portfolio GULFPORT, MS 431,879431.9k $5.7m $5.7m 0.21% Added +162.2k +162,197
60 Private Harbour Investment Management & Counsel, LLC 6.51% of their portfolio SAGAMORE HILLS, OH 425,744425.7k $5.7m $5.7m 6.51% Reduced -18.0k -17,989
61 CWM, LLC 0.03% of their portfolio OMAHA, NE 425,214425.2k $5.7m $5.7m 0.03% Reduced -1.8m -1,756,512
62 MFA WEALTH ADVISORS, LLC 1.57% of their portfolio PITTSBURGH, PA 420,832420.8k $5.6m $5.6m 1.57% Added +12.0k +11,959
63 COMERICA BANK 0.03% of their portfolio DALLAS, TX 408,693408.7k $5.4m $5.4m 0.03% Added +60.6k +60,575
64 ALM First Financial Advisors, LLC 0.90% of their portfolio DALLAS, TX 400,000400.0k $5.3m $5.3m 0.90% Unchanged
65 WEALTH MANAGEMENT RESOURCES, INC. 2.29% of their portfolio SMITHFIELD, RI 366,407366.4k $4.9m $4.9m 2.29% Reduced -287.6k -287,605
66 JFG Wealth Management, LLC 1.37% of their portfolio Denver, CO 357,451357.5k $4.8m $4.8m 1.37% Added +332.8k +332,825
67 Rockefeller Capital Management L.P. 0.02% of their portfolio NEW YORK, NY 348,106348.1k $4.6m $4.6m 0.02% Added +204.3k +204,290
68 Aspect Partners, LLC 2.89% of their portfolio FAIRFAX, VA 336,670336.7k $4.5m $4.5m 2.89% First filing
69 LFA - Lugano Financial Advisors SA 3.49% of their portfolio LUGANO, V8 334,435334.4k $4.4m $4.4m 3.49% Reduced -82.7k -82,665
70 PATTON FUND MANAGEMENT, INC. 0.95% of their portfolio New York, NY 320,381320.4k $4.3m $4.3m 0.95% Added +2.9k +2,865
71 KESTRA PRIVATE WEALTH SERVICES, LLC 0.11% of their portfolio AUSTIN, TX 319,874319.9k $4.3m $4.3m 0.11% Added +84.0k +84,041
72 CIM, LLC 0.66% of their portfolio ALBANY, NY 319,465319.5k $4.3m $4.3m 0.66% Added +23.0k +22,990
73 Arete Wealth Advisors, LLC 0.32% of their portfolio CHICAGO, IL 311,051311.1k $4.1m $4.1m 0.32% Added +69.5k +69,451
74 OVERSEA-CHINESE BANKING Corp Ltd 0.14% of their portfolio SINGAPORE, U0 306,492306.5k $4.1m $4.1m 0.14% Unchanged
75 Equitable Holdings, Inc. 0.05% of their portfolio NEW YORK, NY 301,995302.0k $4.0m $4.0m 0.05% Added +9.8k +9,775
76 CPR Investments Inc. 3.75% of their portfolio Rochester, MI 291,017291.0k $3.9m $3.9m 3.75% Reduced -944 -944
77 Brookstone Capital Management 0.07% of their portfolio WHEATON, IL 276,252276.3k $3.7m $3.7m 0.07% Reduced -32.6k -32,640
78 Vantage Financial Partners Ltd., Inc. 1.11% of their portfolio ARLINGTON HEIGHTS, IL 274,776274.8k $3.7m $3.7m 1.11% New
79 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 0.22% of their portfolio Greenbrae, CA 271,593271.6k $3.6m $3.6m 0.22% Reduced -14.3k -14,320
80 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 263,561263.6k $3.5m $3.5m 0.01% Reduced -178.8k -178,831
81 Composition Wealth, LLC 0.10% of their portfolio LOS ANGELES, CA 261,827261.8k $3.5m $3.5m 0.10% New
82 BLB&B Advisors, LLC 0.22% of their portfolio MONTGOMERYVILLE, PA 260,465260.5k $3.5m $3.5m 0.22% New
83 STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC 1.42% of their portfolio PORTLAND, OR 255,514255.5k $3.4m $3.4m 1.42% First filing
84 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 253,334253.3k $3.4m $3.4m 0.03% Added +193.2k +193,203
85 Summit Global Investments 0.22% of their portfolio BOUNTIFUL, UT 250,641250.6k $3.3m $3.3m 0.22% Reduced -390.3k -390,308
86 VitalStone Financial, LLC 2.60% of their portfolio SHAVANO PARK, TX 244,317244.3k $3.2m $3.2m 2.60% Added +13.3k +13,341
87 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 242,120242.1k $3.2m $3.2m 0.00% Added +16.9k +16,867
88 OARSMAN CAPITAL, INC. 0.85% of their portfolio MILWAUKEE, WI 241,971242.0k $3.2m $3.2m 0.85% Added +31.8k +31,824
89 Alhambra Investment Management LLC 1.90% of their portfolio PALMETTO BAY, FL 241,036241.0k $3.2m $3.2m 1.90% Reduced -4.5k -4,463
90 Transform Wealth, LLC 0.31% of their portfolio GREENWOOD VILLAGE, CO 239,369239.4k $3.2m $3.2m 0.31% Reduced -9.7k -9,733
91 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 239,172239.2k $3.2m $3.2m 0.01% Added +28.9k +28,877
92 FLOW TRADERS U.S. LLC 0.10% of their portfolio NEW YORK, NY 236,516236.5k $3.1m $3.1m 0.10% New
93 Executive Wealth Management, LLC 0.29% of their portfolio BRIGHTON, MI 233,634233.6k $3.1m $3.1m 0.29% Reduced -29.0k -29,043
94 WINTRUST INVESTMENTS LLC 0.30% of their portfolio CHICAGO, IL 229,868229.9k $3.1m $3.1m 0.30% Added +1.3k +1,338
95 JMAC ENTERPRISES LLC 0.65% of their portfolio NEWTOWN, PA 228,743228.7k $3.0m $3.0m 0.65% Reduced -164.8k -164,808
96 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 223,392223.4k $3.0m $3.0m 0.02% Reduced -279.5k -279,526
97 Transamerica Financial Advisors, LLC 0.41% of their portfolio CEDAR RAPIDS, IA 222,893222.9k $3.0m $3.0m 0.41% Added +81.9k +81,930
98 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 221,681221.7k $2.9m $2.9m 0.01% Reduced -14.1k -14,107
99 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 215,357215.4k $2.9m $2.9m 0.01% Reduced -157.1k -157,060
100 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 212,912212.9k $2.8m $2.8m 0.02% Added +146.9k +146,858