Vault-13

INVESCO ACTVELY MNGD ETC FD PDBC

OPTIMUM YIELD · ETP · CUSIP 46090F100

416 institutional holders +20 vs Q2 2023
285,558,894285.6m shares reported held*
$4.3bnreported value*
62 new 132 added 149 reduced 48 sold out net bought ≈ $266.1m (+17.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $14.96. Options: 5 managers hold calls ($1.3m notional), 5 hold puts ($770.4k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 440Q4 22: 476Q1 23: 424Q2 23: 396Q3 23: 416416Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022440
Q4 2022476
Q1 2023424
Q2 2023396
Q3 2023416

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 215 bought or addedQ4 22: 232 cut or sold outQ4 22Q1 23: 195 bought or addedQ1 23: 274 cut or sold outQ1 23Q2 23: 144 bought or addedQ2 23: 249 cut or sold outQ2 23Q3 23: 194 bought or addedQ3 23: 197 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022215232
Q1 2023195274
Q2 2023144249
Q3 2023194197

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ4 22 calls: $2.5mQ4 22 puts: $418.0kQ4 22P/C 0.17Q1 23 calls: $564.5kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $2.4mQ2 23 puts: $122.4kQ2 23P/C 0.05Q3 23 calls: $1.3mQ3 23 puts: $770.4kQ3 23P/C 0.61
Numbers
QuarterCallsPutsP/C
Q4 2022$2.5m$418.0k0.17
Q1 2023$564.5k$00.00
Q2 2023$2.4m$122.4k0.05
Q3 2023$1.3m$770.4k0.61

Biggest buyers

Integrated Wealth Concepts LLC Added +6,573,509+6.6m
BAILARD, INC. Added +4,272,741+4.3m
MORGAN STANLEY Added +2,940,835+2.9m
CITADEL ADVISORS LLC Added +2,151,206+2.2m
Beacon Capital Management, Inc. New +1,779,148+1.8m
Cambridge Investment Research Advisors, Inc. Added +1,201,938+1.2m
ENVESTNET ASSET MANAGEMENT INC Added +1,179,770+1.2m
OSAIC HOLDINGS, INC. Added +991,391+991.4k
Mirae Asset Global Investments Co., Ltd. Added +769,158+769.2k
Aveo Capital Partners, LLC New +721,037+721.0k

Biggest sellers

WELLS FARGO & COMPANY/MN Reduced -4,794,970-4.8m
FMR LLC Reduced -1,812,422-1.8m
ALPS ADVISORS INC Sold out -1,727,262-1.7m
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC Sold out -789,473-789.5k
UBS Group AG Reduced -780,793-780.8k
CWM, LLC Reduced -509,894-509.9k
STIFEL FINANCIAL CORP Reduced -494,637-494.6k
B. Riley Wealth Advisors, Inc. Reduced -369,848-369.8k
PRINCIPAL FINANCIAL GROUP INC Reduced -364,075-364.1k
AE Wealth Management LLC Reduced -351,395-351.4k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.1m72.2k shares
CITADEL ADVISORS LLC Reduced $149.5k10.0k shares
GROUP ONE TRADING LLC Added $29.9k2.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA Reduced $0300 shares

Biggest puts

Itau Unibanco Holding S.A. New $687.0k3.5k shares
Cutler Group LLC / CA Added $61.0k7.1k shares
CITADEL ADVISORS LLC Reduced $13.5k900 shares
GROUP ONE TRADING LLC Added $9.0k600 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FMR LLC (0.0%, 2026-05-06)

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.60% of their portfolio SAN FRANCISCO, CA 128,653,880128.7m $1.9bn $1.9bn 0.60% Reduced -4.8m -4,794,970
2 MORGAN STANLEY 0.04% of their portfolio NEW YORK, NY 24,929,82424.9m $372.7m $372.7m 0.04% Added +2.9m +2,940,835
3 Empower Advisory Group, LLC 1.38% of their portfolio Greenwood Village, CO 20,882,97720.9m $312.2m $312.2m 1.38% Added +467.3k +467,276
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 6,657,7186.7m $99.5m $99.5m 0.01% Added +253.3k +253,261
5 Integrated Wealth Concepts LLC 1.76% of their portfolio WALTHAM, MA 6,655,5566.7m $99.5m $99.5m 1.76% Added +6.6m +6,573,509
6 ENVESTNET ASSET MANAGEMENT INC 0.03% of their portfolio Berwyn, PA 5,029,7325.0m $75.2m $75.2m 0.03% Added +1.2m +1,179,770
7 SigFig Wealth Management, LLC 2.84% of their portfolio SAN FRANCISCO, CA 4,739,4624.7m $70.9m $70.9m 2.84% Added +174.3k +174,311
8 BAILARD, INC. 2.13% of their portfolio Foster City, CA 4,295,7794.3m $64.2m $64.2m 2.13% Added +4.3m +4,272,741
9 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 3,593,3623.6m $53.7m $53.7m 0.04% Added +200.1k +200,139
10 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.06% of their portfolio MILWAUKEE, WI 3,253,9993.3m $48.6m $48.6m 0.06% Reduced -33.8k -33,807
11 UBS Group AG 0.02% of their portfolio ZURICH, V8 3,187,2583.2m $47.6m $47.6m 0.02% Reduced -780.8k -780,793
12 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 3.33% of their portfolio BETHESDA, MD 2,902,9002.9m $43.4m $43.4m 3.33% Unchanged
13 CWM, LLC 0.20% of their portfolio OMAHA, NE 2,181,7262.2m $32.6m $32.6m 0.20% Reduced -509.9k -509,894
14 CITADEL ADVISORS LLC 0.03% of their portfolio MIAMI, FL 2,152,9612.2m $32.2m $32.2m 0.03% Added +2.2m +2,151,206
15 PARK AVENUE SECURITIES LLC 0.43% of their portfolio NEW YORK, NY 1,869,5981.9m $27.9m $27.9m 0.43% Reduced -15.9k -15,948
16 Beacon Capital Management, Inc. 0.99% of their portfolio DAYTON, OH 1,779,1481.8m $26.6m $26.6m 0.99% New
17 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 1,653,3751.7m $24.7m $24.7m 0.04% Added +991.4k +991,391
18 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.01% of their portfolio Toronto, A6 1,624,3591.6m $24.3m $24.3m 0.01% Reduced -110.7k -110,703
19 GM Advisory Group, LLC 1.93% of their portfolio MELVILLE, NY 1,580,3421.6m $23.6m $23.6m 1.93% Added +29.2k +29,179
20 Cambridge Investment Research Advisors, Inc. 0.10% of their portfolio FAIRFIELD, IA 1,492,0041.5m $22.3m $22.3m 0.10% Added +1.2m +1,201,938
21 M&T Bank Corp 0.07% of their portfolio BUFFALO, NY 1,244,9631.2m $18.6m $18.6m 0.07% Added +64.9k +64,947
22 1832 Asset Management L.P. 0.04% of their portfolio TORONTO, A6 1,240,2821.2m $18.5m $18.5m 0.04% Reduced -151.9k -151,892
23 MML INVESTORS SERVICES, LLC 0.10% of their portfolio SPRINGFIELD, MA 1,224,5121.2m $18.3m $18.3m 0.10% Reduced -71.1k -71,074
24 FMR LLC 0.00% of their portfolio BOSTON, MA 1,192,4871.2m $17.8m $17.8m 0.00% Reduced -1.8m -1,812,422
25 EXENCIAL WEALTH ADVISORS, LLC 0.82% of their portfolio OKLAHOMA CITY, OK 1,133,5241.1m $16.9m $16.9m 0.82% Reduced -43.3k -43,274
26 SMI Advisory Services, LLC 5.83% of their portfolio COLUMBUS, IN 1,109,2711.1m $16.0m $16.0m 5.83% First filing
27 Janney Capital Management LLC 1.26% of their portfolio PITTSBURGH, PA 1,092,7141.1m $16.3m $16.3m 1.26% Reduced -43.2k -43,243
28 AE Wealth Management LLC 0.10% of their portfolio TOPEKA, KS 1,066,1721.1m $15.9m $15.9m 0.10% Reduced -351.4k -351,395
29 PRINCIPAL FINANCIAL GROUP INC 0.01% of their portfolio DES MOINES, IA 1,021,8361.0m $15.3m $15.3m 0.01% Reduced -364.1k -364,075
30 Madison Asset Management, LLC 0.20% of their portfolio MADISON, WI 907,209907.2k $13.6m $13.6m 0.20% Added +53.0k +52,966
31 Mirae Asset Global Investments Co., Ltd. 0.03% of their portfolio SEOUL, M5 903,194903.2k $13.5m $13.5m 0.03% Added +769.2k +769,158
32 B. Riley Wealth Advisors, Inc. 0.35% of their portfolio MEMPHIS, TN 876,046876.0k $13.1m $13.1m 0.35% Reduced -369.8k -369,848
33 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 875,950876.0k $13.1m $13.1m 0.02% Added +16.6k +16,616
34 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 839,512839.5k $12.6m $12.6m 0.00% Reduced -28.0k -27,995
35 Foundations Investment Advisors, LLC 0.38% of their portfolio PHOENIX, AZ 832,108832.1k $12.4m $12.4m 0.38% Added +98.2k +98,180
36 Engrave Wealth Partners LLC 3.76% of their portfolio SPRING, TX 817,743817.7k $12.2m $12.2m 3.76% Added +104.5k +104,537
37 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 810,315810.3k $12.1m $12.1m 0.00% Added +650.2k +650,202
38 Marion Wealth Management 4.24% of their portfolio MONROEVILLE, PA 804,574804.6k $12.0m $12.0m 4.24% Added +33.2k +33,212
39 Avion Wealth 3.21% of their portfolio THE WOODLANDS, TX 752,364752.4k $11.2m $11.2m 3.21% Reduced -110.5k -110,466
40 Aveo Capital Partners, LLC 1.42% of their portfolio ENGLEWOOD, CO 721,037721.0k $10.8m $10.8m 1.42% New
41 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 713,906713.9k $10.7m $10.7m 0.02% Added +661.5k +661,530
42 NinePointTwo Capital LLC 4.28% of their portfolio LOS ANGELES, CA 702,585702.6k $10.5m $10.5m 4.28% Reduced -92.6k -92,618
43 Evolution Wealth Advisors, LLC 2.30% of their portfolio AVENTURA, FL 688,837688.8k $10.3m $10.3m 2.30% Reduced -20.4k -20,400
44 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 688,255688.3k $10.3m $10.3m 0.00% Unchanged
45 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 682,415682.4k $10.2m $10.2m 0.00% Reduced -26.5k -26,458
46 WEALTH MANAGEMENT RESOURCES, INC. 4.72% of their portfolio SMITHFIELD, RI 654,012654.0k $9.8m $9.8m 4.72% New
47 Summit Global Investments 0.64% of their portfolio BOUNTIFUL, UT 640,949640.9k $9.6m $9.6m 0.64% Added +49.9k +49,851
48 INTEGRATED CAPITAL MANAGEMENT, INC. 8.05% of their portfolio JESSUP, PA 609,671609.7k $9.1m $9.1m 8.05% Reduced -1.7k -1,718
49 Traverso Chambers Private Wealth Management, LLC 2.24% of their portfolio SANTA ROSA, CA 559,124559.1k $8.4m $8.4m 2.24% Added +9.9k +9,860
50 Faithward Advisors, LLC 1.98% of their portfolio LANCASTER, PA 557,132557.1k $8.1m $8.1m 1.98% Reduced -26.4k -26,376
51 Hilltop Holdings Inc. 1.02% of their portfolio DALLAS, TX 547,748547.7k $8.2m $8.2m 1.02% Added +353.7k +353,716
52 Cambria Investment Management, L.P. 0.66% of their portfolio Manhattan Beach, CA 540,183540.2k $8.1m $8.1m 0.66% Reduced -8.3k -8,294
53 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 517,700517.7k $7.7m $7.7m 0.01% New
54 Bison Wealth, LLC 1.49% of their portfolio Atlanta, GA 514,342514.3k $7.7m $7.7m 1.49% New
55 STEEL GROVE CAPITAL ADVISORS, LLC 1.02% of their portfolio MEMPHIS, TN 512,495512.5k $7.7m $7.7m 1.02% Added +11.1k +11,094
56 Echo45 Advisors LLC 6.45% of their portfolio WALNUT CREEK, CA 508,581508.6k $7.6m $7.6m 6.45% Reduced -16.0k -15,997
57 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 502,918502.9k $7.5m $7.5m 0.06% Added +253.4k +253,409
58 D. SCOTT NEAL, INC. 6.31% of their portfolio LEXINGTON, KY 493,750493.8k $7.4m $7.4m 6.31% Reduced -36.8k -36,846
59 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 486,808486.8k $7.3m $7.3m 0.00% Added +199.4k +199,435
60 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 461,067461.1k $6.9m $6.9m 0.01% Reduced -27.5k -27,541
61 Private Harbour Investment Management & Counsel, LLC 7.59% of their portfolio SAGAMORE HILLS, OH 443,733443.7k $6.6m $6.6m 7.59% Reduced -812 -812
62 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 442,392442.4k $6.6m $6.6m 0.02% Added +380.0k +379,977
63 LFA - Lugano Financial Advisors SA 5.34% of their portfolio LUGANO, V8 417,100417.1k $6.2m $6.2m 5.34% Reduced -16.4k -16,357
64 MFA WEALTH ADVISORS, LLC 1.90% of their portfolio PITTSBURGH, PA 408,873408.9k $6.1m $6.1m 1.90% Added +28.3k +28,327
65 ALM First Financial Advisors, LLC 1.05% of their portfolio DALLAS, TX 400,000400.0k $6.0m $6.0m 1.05% Unchanged
66 JMAC ENTERPRISES LLC 1.45% of their portfolio NEWTOWN, PA 393,551393.6k $5.9m $5.9m 1.45% Added +32.3k +32,265
67 Qube Research & Technologies Ltd 0.02% of their portfolio LONDON, X0 385,255385.3k $5.8m $5.8m 0.02% Added +214.1k +214,052
68 PACIFIC FINANCIAL GROUP INC 3.64% of their portfolio NASHVILLE, TN 373,384373.4k $5.6m $5.6m 3.64% New
69 Luken Investment Analytics, LLC 3.23% of their portfolio BRENTWOOD, TN 372,660372.7k $5.6m $5.6m 3.23% New
70 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 372,417372.4k $5.6m $5.6m 0.02% Added +14.2k +14,249
71 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 350,500350.5k $5.2m $5.2m 0.01% Unchanged
72 COMERICA BANK 0.03% of their portfolio DALLAS, TX 348,118348.1k $5.2m $5.2m 0.03% New
73 All Season Financial Advisors, Inc. 4.95% of their portfolio DENVER, CO 326,970327.0k $4.9m $4.9m 4.95% New
74 Innova Wealth Partners 4.36% of their portfolio NEWTOWN, PA 324,459324.5k $4.9m $4.9m 4.36% New
75 PATTON FUND MANAGEMENT, INC. 1.29% of their portfolio New York, NY 317,516317.5k $4.7m $4.7m 1.29% Added +13.3k +13,324
76 KEYBANK NATIONAL ASSOCIATION/OH 0.02% of their portfolio BROOKLYN, OH 316,857316.9k $4.7m $4.7m 0.02% Reduced -100.7k -100,717
77 Brookstone Capital Management 0.10% of their portfolio WHEATON, IL 308,892308.9k $4.7m $4.7m 0.10% Added +60.5k +60,525
78 OVERSEA-CHINESE BANKING Corp Ltd 0.21% of their portfolio SINGAPORE, U0 306,492306.5k $4.6m $4.6m 0.21% Unchanged
79 Quent Capital, LLC 0.70% of their portfolio NEW YORK, NY 301,200301.2k $4.5m $4.5m 0.70% Reduced -41.3k -41,292
80 CIM, LLC 0.84% of their portfolio ALBANY, NY 296,475296.5k $4.4m $4.4m 0.84% Added +6.8k +6,787
81 Equitable Holdings, Inc. 0.06% of their portfolio NEW YORK, NY 292,220292.2k $4.4m $4.4m 0.06% Added +49.9k +49,929
82 CPR Investments Inc. 4.69% of their portfolio Rochester, MI 291,961292.0k $4.4m $4.4m 4.69% Reduced -28.9k -28,877
83 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 0.27% of their portfolio Greenbrae, CA 285,913285.9k $4.3m $4.3m 0.27% Added +2.5k +2,490
84 Mariner, LLC 0.01% of their portfolio Overland Park, KS 285,463285.5k $4.3m $4.3m 0.01% Added +246.8k +246,817
85 Ethos Financial Group, LLC 1.07% of their portfolio KING OF PRUSSIA, PA 276,770276.8k $4.1m $4.1m 1.07% Reduced -127.2k -127,207
86 CoreCap Advisors, LLC 0.30% of their portfolio SOUTHFIELD, MI 276,742276.7k $4.1m $4.1m 0.30% Added +139.6k +139,552
87 Prospera Financial Services Inc 0.16% of their portfolio Dallas, TX 276,123276.1k $4.1m $4.1m 0.16% Reduced -88.0k -87,979
88 Plan Group Financial, LLC 2.92% of their portfolio OKLAHOMA CITY, OK 271,018271.0k $4.1m $4.1m 2.92% Reduced -47.3k -47,338
89 HANCOCK WHITNEY CORP 0.17% of their portfolio GULFPORT, MS 269,682269.7k $4.0m $4.0m 0.17% Reduced -14.6k -14,617
90 Executive Wealth Management, LLC 0.41% of their portfolio BRIGHTON, MI 262,677262.7k $3.9m $3.9m 0.41% Reduced -7.5k -7,549
91 Worth Asset Management, LLC 3.04% of their portfolio DALLAS, TX 251,463251.5k $3.8m $3.8m 3.04% New
92 Transform Wealth, LLC 0.39% of their portfolio GREENWOOD VILLAGE, CO 249,102249.1k $3.7m $3.7m 0.39% New
93 Ashton Thomas Private Wealth, LLC 0.27% of their portfolio SCOTTSDALE, AZ 247,179247.2k $3.7m $3.7m 0.27% Added +13.1k +13,110
94 Alhambra Investment Management LLC 2.42% of their portfolio PALMETTO BAY, FL 245,499245.5k $3.7m $3.7m 2.42% Added +14.9k +14,910
95 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 243,181243.2k $3.6m $3.6m 0.01% Added +72.6k +72,647
96 Arete Wealth Advisors, LLC 0.63% of their portfolio CHICAGO, IL 241,600241.6k $3.6m $3.6m 0.63% Added +203.9k +203,874
97 KESTRA PRIVATE WEALTH SERVICES, LLC 0.11% of their portfolio AUSTIN, TX 235,833235.8k $3.5m $3.5m 0.11% Added +29.6k +29,580
98 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 235,788235.8k $3.5m $3.5m 0.00% Reduced -15.1k -15,094
99 VitalStone Financial, LLC 2.81% of their portfolio SHAVANO PARK, TX 230,976231.0k $3.3m $3.3m 2.81% Added +230.5k +230,543
100 WINTRUST INVESTMENTS LLC 0.37% of their portfolio CHICAGO, IL 228,530228.5k $3.4m $3.4m 0.37% Added +1.5k +1,452