Vault-13

INVESCO ACTVELY MNGD ETC FD PDBC

OPTIMUM YIELD · ETP · CUSIP 46090F100

476 institutional holders +36 vs Q3 2022
299,474,221299.5m shares reported held*
$4.4bnreported value*
71 new 144 added 180 reduced 52 sold out net sold ≈ $520.0m (-34.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($6.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $14.81. Options: 4 managers hold calls ($2.5m notional), 5 hold puts ($418.0k).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 440Q4 22: 476476Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022440
Q4 2022476

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ3 22 calls: $4.2mQ3 22 puts: $6.9mQ3 22P/C 1.65Q4 22 calls: $2.5mQ4 22 puts: $418.0kQ4 22P/C 0.17
Numbers
QuarterCallsPutsP/C
Q3 2022$4.2m$6.9m1.65
Q4 2022$2.5m$418.0k0.17

Biggest buyers

CHARLES SCHWAB INVESTMENT MANAGEMENT INC Added +1,878,123+1.9m
WELLS FARGO & COMPANY/MN Added +1,557,404+1.6m
Thrivent Financial for Lutherans Added +1,405,349+1.4m
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +975,616+975.6k
PERSONAL CAPITAL ADVISORS CORP Added +963,440+963.4k
Oribel Capital Management, LP New +900,800+900.8k
Evolution Wealth Advisors, LLC Added +708,386+708.4k
Engrave Wealth Partners LLC New +633,895+633.9k
Ocean Park Asset Management, LLC New +610,800+610.8k
Mirae Asset Global Investments Co., Ltd. New +585,652+585.7k

Biggest sellers

STATE STREET CORP Reduced -7,054,639-7.1m
BAILARD, INC. Reduced -4,528,897-4.5m
MORGAN STANLEY Reduced -3,605,785-3.6m
JANE STREET GROUP, LLC Reduced -3,547,913-3.5m
Integrated Wealth Concepts LLC Reduced -3,196,060-3.2m
UBS Group AG Reduced -2,843,225-2.8m
OSAIC HOLDINGS, INC. Reduced -2,528,018-2.5m
STIFEL FINANCIAL CORP Reduced -1,922,030-1.9m
VAN ECK ASSOCIATES CORP Sold out -1,817,852-1.8m
STEPHENS INC /AR/ Reduced -1,582,259-1.6m

Biggest calls

CITADEL ADVISORS LLC Reduced $2.3m157.1k shares
GROUP ONE TRADING LLC Reduced $165.5k11.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares
Cutler Group LLC / CA Reduced $0500 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $350.3k23.7k shares
GROUP ONE TRADING LLC Reduced $53.2k3.6k shares
Cutler Group LLC / CA Reduced $13.0k21.4k shares
CITADEL ADVISORS LLC New $1.5k100 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FMR LLC (0.0%, 2026-05-06)

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.59% of their portfolio SAN FRANCISCO, CA 127,079,421127.1m $1.9bn $1.9bn 0.59% Added +1.6m +1,557,404
2 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 19,731,93519.7m $291.6m $291.6m 0.03% Reduced -3.6m -3,605,785
3 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.08% of their portfolio SAN FRANCISCO, CA 16,892,33716.9m $249.7m $249.7m 0.08% Added +1.9m +1,878,123
4 PERSONAL CAPITAL ADVISORS CORP 1.14% of their portfolio Redwood City, CA 15,910,58515.9m $235.2m $235.2m 1.14% Added +963.4k +963,440
5 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 8,388,8688.4m $124.0m $124.0m 0.02% Reduced -1.5m -1,529,274
6 UBS Group AG 0.04% of their portfolio ZURICH, V8 5,446,6725.4m $80.5m $80.5m 0.04% Reduced -2.8m -2,843,225
7 LPL Financial LLC 0.07% of their portfolio FORT MILL, SC 5,199,9825.2m $76.9m $76.9m 0.07% Added +28.7k +28,730
8 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 4,982,0205.0m $73.6m $73.6m 0.04% Reduced -418.0k -418,040
9 SigFig Wealth Management, LLC 3.13% of their portfolio SAN FRANCISCO, CA 4,272,6044.3m $63.2m $63.2m 3.13% Added +395.5k +395,524
10 FMR LLC 0.01% of their portfolio BOSTON, MA 4,198,2294.2m $62.0m $62.0m 0.01% Reduced -550.8k -550,788
11 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.09% of their portfolio MILWAUKEE, WI 4,047,5784.0m $59.8m $59.8m 0.09% Added +975.6k +975,616
12 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 3,907,8423.9m $57.8m $57.8m 0.00% Reduced -7.1m -7,054,639
13 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 2.75% of their portfolio BETHESDA, MD 2,481,9002.5m $41.4m $41.4m 2.75% Unchanged
14 PARK AVENUE SECURITIES LLC 0.57% of their portfolio NEW YORK, NY 2,166,1582.2m $32.0m $32.0m 0.57% Added +32.7k +32,719
15 B. Riley Wealth Advisors, Inc. 0.77% of their portfolio MEMPHIS, TN 1,865,3641.9m $27.6m $27.6m 0.77% Added +117.7k +117,690
16 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 1,864,2261.9m $27.6m $27.6m 0.04% Reduced -1.9m -1,922,030
17 Thrivent Financial for Lutherans 0.07% of their portfolio Minneapolis, MN 1,723,1481.7m $25.4m $25.4m 0.07% Added +1.4m +1,405,349
18 Madison Asset Management, LLC 0.39% of their portfolio MADISON, WI 1,682,1071.7m $24.9m $24.9m 0.39% Reduced -315.6k -315,583
19 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.01% of their portfolio Toronto, A6 1,518,2681.5m $22.4m $22.4m 0.01% Added +306.4k +306,350
20 ASSETMARK, INC 0.10% of their portfolio CONCORD, CA 1,510,8781.5m $22.3m $22.3m 0.10% Reduced -752.2k -752,244
21 CWM, LLC 0.16% of their portfolio OMAHA, NE 1,477,1681.5m $21.8m $21.8m 0.16% Added +341.1k +341,126
22 GM Advisory Group, LLC 2.13% of their portfolio MELVILLE, NY 1,353,5571.4m $20.0m $20.0m 2.13% Reduced -15.5k -15,545
23 ALPS ADVISORS INC 0.18% of their portfolio Denver, CO 1,347,8171.3m $19.9m $19.9m 0.18% Added +201.3k +201,326
24 MML INVESTORS SERVICES, LLC 0.13% of their portfolio SPRINGFIELD, MA 1,329,0061.3m $19.6m $19.6m 0.13% Added +120.5k +120,548
25 EXENCIAL WEALTH ADVISORS, LLC 0.93% of their portfolio OKLAHOMA CITY, OK 1,161,7201.2m $17.2m $17.2m 0.93% Added +23.3k +23,284
26 Janney Capital Management LLC 1.18% of their portfolio PITTSBURGH, PA 1,113,8821.1m $16.5m $16.5m 1.18% Reduced -41.8k -41,770
27 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 1,070,8091.1m $15.8m $15.8m 0.03% Reduced -2.5m -2,528,018
28 3EDGE Asset Management, LP 1.20% of their portfolio Naples, FL 1,046,1651.0m $15.5m $15.5m 1.20% Reduced -83.4k -83,417
29 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 1,022,5081.0m $15.1m $15.1m 0.03% Reduced -237.0k -237,033
30 Oribel Capital Management, LP 3.08% of their portfolio NEW YORK, NY 900,800900.8k $13.3m $13.3m 3.08% New
31 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 878,335878.3k $13.0m $13.0m 0.00% Added +193.9k +193,938
32 BENJAMIN F. EDWARDS & COMPANY, INC. 0.58% of their portfolio ST. LOUIS, MO 872,291872.3k $12.9m $12.9m 0.58% Reduced -1.0m -1,013,292
33 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 840,457840.5k $12.4m $12.4m 0.03% Reduced -26.8k -26,818
34 AE Wealth Management LLC 0.09% of their portfolio TOPEKA, KS 795,364795.4k $11.8m $11.8m 0.09% Added +13.2k +13,224
35 HANCOCK WHITNEY CORP 0.45% of their portfolio GULFPORT, MS 794,204794.2k $11.7m $11.7m 0.45% Added +501.3k +501,307
36 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 770,093770.1k $11.4m $11.4m 0.00% Added +157.7k +157,722
37 D. SCOTT NEAL, INC. 5.45% of their portfolio LEXINGTON, KY 760,137760.1k $11.2m $11.2m 5.45% Reduced -17.2k -17,174
38 Evolution Wealth Advisors, LLC 2.70% of their portfolio AVENTURA, FL 724,896724.9k $10.7m $10.7m 2.70% Added +708.4k +708,386
39 SEARCY FINANCIAL SERVICES INC /ADV 6.15% of their portfolio OVERLAND PARK, KS 716,170716.2k $10.6m $10.6m 6.15% Reduced -20.2k -20,157
40 NinePointTwo Capital LLC 4.39% of their portfolio LOS ANGELES, CA 716,143716.1k $10.6m $10.6m 4.39% Added +13.1k +13,064
41 Prospera Financial Services Inc 0.53% of their portfolio Dallas, TX 715,869715.9k $10.6m $10.6m 0.53% Reduced -689.6k -689,592
42 PRINCIPAL FINANCIAL GROUP INC 0.01% of their portfolio DES MOINES, IA 710,645710.6k $10.5m $10.5m 0.01% Reduced -660.1k -660,105
43 CAPTRUST FINANCIAL ADVISORS 0.05% of their portfolio RALEIGH, NC 709,179709.2k $10.5m $10.5m 0.05% Reduced -507.1k -507,071
44 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 700,148700.1k $10.3m $10.3m 0.02% Added +13.7k +13,683
45 INTEGRATED CAPITAL MANAGEMENT, INC. 9.30% of their portfolio JESSUP, PA 682,052682.1k $10.1m $10.1m 9.30% Added +61.1k +61,109
46 Avion Wealth 3.35% of their portfolio THE WOODLANDS, TX 665,365665.4k $10.8m $10.8m 3.35% Unchanged
47 Csenge Advisory Group 0.75% of their portfolio CLEARWATER, FL 656,086656.1k $9.7m $9.7m 0.75% Added +1.5k +1,487
48 Engrave Wealth Partners LLC 3.27% of their portfolio SPRING, TX 633,895633.9k $9.4m $9.4m 3.27% New
49 Ocean Park Asset Management, LLC 0.57% of their portfolio SANTA MONICA, CA 610,800610.8k $9.0m $9.0m 0.57% New
50 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 585,652585.7k $8.7m $8.7m 0.02% New
51 Alaska Wealth Advisors, LLC 1.55% of their portfolio ANCHORAGE, AK 585,332585.3k $8.7m $8.7m 1.55% Added +17.3k +17,288
52 PFS INVESTMENTS INC. 0.16% of their portfolio DULUTH, GA 583,449583.4k $8.6m $8.6m 0.16% Reduced -545.2k -545,228
53 Goldstein Advisors, LLC 2.08% of their portfolio Madison, WI 582,427582.4k $8.6m $8.6m 2.08% First filing
54 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 577,620577.6k $8.5m $8.5m 0.04% Added +73.4k +73,408
55 CPR Investments Inc. 8.45% of their portfolio Rochester, MI 575,420575.4k $8.5m $8.5m 8.45% Reduced -52.9k -52,889
56 Almanack Investment Partners, LLC. 1.80% of their portfolio WAYNE, PA 571,637571.6k $8.4m $8.4m 1.80% New
57 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 568,513568.5k $8.4m $8.4m 0.00% Added +2.7k +2,746
58 Faithward Advisors, LLC 1.77% of their portfolio LANCASTER, PA 550,262550.3k $8.1m $8.1m 1.77% Reduced -406.3k -406,309
59 LFA - Lugano Financial Advisors SA 5.87% of their portfolio LUGANO, V8 535,759535.8k $7.9m $7.9m 5.87% Reduced -37.4k -37,442
60 Summit Global Investments 0.65% of their portfolio BOUNTIFUL, UT 521,319521.3k $7.7m $7.7m 0.65% Reduced -106.2k -106,208
61 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 519,321519.3k $7.7m $7.7m 0.00% Unchanged
62 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 517,818517.8k $7.7m $7.7m 0.02% Added +195.4k +195,371
63 Cambria Investment Management, L.P. 0.62% of their portfolio Manhattan Beach, CA 502,853502.9k $7.4m $7.4m 0.62% Reduced -690.1k -690,088
64 STEEL GROVE CAPITAL ADVISORS, LLC 1.05% of their portfolio MEMPHIS, TN 500,974501.0k $7.4m $7.4m 1.05% New
65 Roble, Belko & Company, Inc 1.54% of their portfolio SEWICKLEY, PA 489,838489.8k $7.2m $7.2m 1.54% New
66 Clear Perspectives Financial Planning, LLC 3.85% of their portfolio CINCINNATI, OH 489,803489.8k $7.2m $7.2m 3.85% Reduced -33.4k -33,420
67 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.11% of their portfolio ST. LOUIS, MO 479,591479.6k $7.1m $7.1m 0.11% Reduced -524.9k -524,903
68 Private Harbour Investment Management & Counsel, LLC 7.59% of their portfolio SAGAMORE HILLS, OH 465,819465.8k $6.9m $6.9m 7.59% Reduced -1.7k -1,685
69 Qube Research & Technologies Ltd 0.04% of their portfolio LONDON, X0 454,930454.9k $6.7m $6.7m 0.04% Added +430.2k +430,205
70 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 451,900451.9k $6.7m $6.7m 0.01% Reduced -161.6k -161,611
71 Ethos Financial Group, LLC 2.17% of their portfolio KING OF PRUSSIA, PA 433,347433.3k $6.4m $6.4m 2.17% First filing
72 Echo45 Advisors LLC 5.65% of their portfolio WALNUT CREEK, CA 426,963427.0k $6.3m $6.3m 5.65% Added +12.4k +12,436
73 Traverso Chambers Private Wealth Management, LLC 1.81% of their portfolio SANTA ROSA, CA 426,467426.5k $6.3m $6.3m 1.81% Added +10.2k +10,201
74 IFP Advisors, Inc 0.21% of their portfolio TAMPA, FL 416,309416.3k $7.9m $7.9m 0.21% Reduced -438.7k -438,741
75 ALM First Financial Advisors, LLC 1.08% of their portfolio DALLAS, TX 400,000400.0k $5.9m $5.9m 1.08% First filing
76 WEALTH MANAGEMENT RESOURCES, INC. 3.79% of their portfolio SMITHFIELD, RI 395,529395.5k $5.8m $5.8m 3.79% Added +72.6k +72,633
77 KEYBANK NATIONAL ASSOCIATION/OH 0.03% of their portfolio BROOKLYN, OH 386,182386.2k $5.7m $5.7m 0.03% Added +235.3k +235,339
78 HSBC HOLDINGS PLC 0.01% of their portfolio LONDON, X0 365,000365.0k $5.4m $5.4m 0.01% Unchanged
79 Alaska Permanent Capital Management, LLC 0.55% of their portfolio ANCHORAGE, AK 364,863364.9k $5.4m $5.4m 0.55% Reduced -27.4k -27,369
80 M&T Bank Corp 0.02% of their portfolio BUFFALO, NY 357,875357.9k $5.3m $5.3m 0.02% Reduced -45.5k -45,534
81 FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLC 0.36% of their portfolio Greenbrae, CA 357,374357.4k $5.3m $5.3m 0.36% Reduced -76.3k -76,325
82 Creative Planning 0.01% of their portfolio OVERLAND PARK, KS 357,143357.1k $5.3m $5.3m 0.01% Reduced -21.0k -21,005
83 MFA WEALTH ADVISORS, LLC 1.74% of their portfolio PITTSBURGH, PA 325,796325.8k $4.8m $4.8m 1.74% Reduced -3.8k -3,839
84 IHT Wealth Management, LLC 0.30% of their portfolio Chicago, IL 319,351319.4k $4.7m $4.7m 0.30% New
85 Executive Wealth Management, LLC 0.57% of their portfolio BRIGHTON, MI 312,443312.4k $4.6m $4.6m 0.57% Added +306.6k +306,610
86 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 303,405303.4k $4.5m $4.5m 0.04% Added +156.1k +156,066
87 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 301,225301.2k $4.5m $4.5m 0.01% Reduced -3.5m -3,547,913
88 TRUSTMARK BANK TRUST DEPARTMENT 0.41% of their portfolio JACKSON, MS 301,080301.1k $4.4m $4.4m 0.41% Reduced -1.0m -1,015,501
89 Marion Wealth Management 1.87% of their portfolio MONROEVILLE, PA 299,768299.8k $4.4m $4.4m 1.87% Added +46.9k +46,879
90 JOURNEY STRATEGIC WEALTH LLC 0.52% of their portfolio SUMMIT, NJ 297,633297.6k $4.4m $4.4m 0.52% Added +81.6k +81,622
91 JMAC ENTERPRISES LLC 1.15% of their portfolio NEWTOWN, PA 284,017284.0k $4.2m $4.2m 1.15% Reduced -37.9k -37,947
92 Claraphi Advisory Network, LLC 1.67% of their portfolio ALISO VIEJO, X1 283,600283.6k $4.2m $4.2m 1.67% Added +139.1k +139,141
93 CIM, LLC 0.80% of their portfolio ALBANY, NY 281,176281.2k $4.0m $4.0m 0.80% Added +32.9k +32,875
94 Transamerica Financial Advisors, LLC 0.58% of their portfolio CEDAR RAPIDS, IA 275,054275.1k $4.1m $4.1m 0.58% Reduced -299.5k -299,520
95 Sepio Capital, LP 0.35% of their portfolio Salt Lake City, UT 271,302271.3k $4.0m $4.0m 0.35% New
96 Hilltop Holdings Inc. 0.52% of their portfolio DALLAS, TX 269,303269.3k $4.0m $4.0m 0.52% Reduced -60.4k -60,410
97 Upper Left Wealth Management, LLC 4.61% of their portfolio TAMPA, FL 263,669263.7k $3.9m $3.9m 4.61% Reduced -6.1k -6,133
98 AVANTAX ADVISORY SERVICES, INC. 0.05% of their portfolio DALLAS, TX 260,261260.3k $3.8m $3.8m 0.05% Added +159.0k +159,024
99 Quent Capital, LLC 0.68% of their portfolio NEW YORK, NY 251,940251.9k $3.7m $3.7m 0.68% Added +2.4k +2,389
100 Quantitative Advantage, LLC 0.57% of their portfolio MINNETONKA, MN 251,336251.3k $3.7m $3.7m 0.57% Reduced -12.6k -12,617