Vault-13

INTERDIGITAL INC IDCC 2 06.01.24

NOTE 2.000% 6/0 · US DOMESTIC · CUSIP 45867GAB7

31 institutional holders +3 vs Q3 2022
6,561,0006.6m shares reported held*
$82.3mreported value*
8 new 1 added 4 reduced 6 sold out net sold ≈ $1.7m (-10.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $12.54.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 28Q4 22: 3131Q3 22Q4 22
Numbers
QuarterHolders
Q3 202228
Q4 202231

Biggest buyers

PALISADE CAPITAL MANAGEMENT, LP New +7,672,000+7.7m
OAKTREE CAPITAL MANAGEMENT LP New +5,298,000+5.3m
WELLS FARGO & COMPANY/MN Added +3,062,000+3.1m
TENOR CAPITAL MANAGEMENT Co., L.P. New +2,893,000+2.9m
Fort Baker Capital Management LP New +678,000+678.0k
BASSO CAPITAL MANAGEMENT, L.P. New +194,000+194.0k
Cetera Advisor Networks LLC New +50,000+50.0k
JANE STREET GROUP, LLC New +20,000+20.0k
Cetera Advisors LLC New +10,000+10.0k

Biggest sellers

PALISADE CAPITAL MANAGEMENT, LP Sold out -11,205,000-11.2m
STEELHEAD PARTNERS LLC Reduced -7,312,000-7.3m
Daiwa Securities Group Inc. Sold out -2,500,000-2.5m
ZAZOVE ASSOCIATES LLC Sold out -200,000-200.0k
BASSO CAPITAL MANAGEMENT, L.P. Sold out -194,000-194.0k
CITIGROUP INC Sold out -100,000-100.0k
BNP PARIBAS FINANCIAL MARKETS Sold out -94,124-94.1k
AMERICAN CENTURY COMPANIES INC Reduced -20,000-20.0k
Mariner, LLC Reduced -12,000-12.0k
Wellesley Asset Management Reduced -1,852-1.9k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 STEELHEAD PARTNERS LLC 2.19% of their portfolio SEATTLE, WA 31,366,00031.4m $30.1m $30.1m 2.19% Reduced -7.3m -7,312,000
2 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 10,742,00010.7m $10.3m $10.3m 0.00% Added +3.1m +3,062,000
3 MacKay Shields LLC 0.19% of their portfolio New York, NY 7,805,0007.8m $7.5m $7.5m 0.19% Unchanged
4 PALISADE CAPITAL MANAGEMENT, LP 0.20% of their portfolio FORT LEE, NJ 7,672,0007.7m $7.3m $7.3m 0.20% New
5 ABSOLUTE INVESTMENT ADVISERS, LLC 0.80% of their portfolio ROSEMARY BEACH, FL 5,542,0005.5m $5.3m $5.3m 0.80% Unchanged
6 OAKTREE CAPITAL MANAGEMENT LP 0.06% of their portfolio LOS ANGELES, CA 5,298,0005.3m $5.1m $5.1m 0.06% New
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,724,0003.7m $3.5m $3.5m 0.00% Unchanged
8 Walleye Capital LLC 0.08% of their portfolio NEW YORK, NY 3,644,0003.6m $3.5m $3.5m 0.08% Unchanged
9 JUPITER ASSET MANAGEMENT LTD 0.04% of their portfolio London, X0 3,000,0003.0m $2.9m $2.9m 0.04% Unchanged
10 TENOR CAPITAL MANAGEMENT Co., L.P. 0.07% of their portfolio NEW YORK, NY 2,893,0002.9m $2.8m $2.8m 0.07% New
11 Penn Mutual Asset Management 1.36% of their portfolio Conshohocken, PA 1,274,0001.3m $1.2m $1.2m 1.36% Unchanged
12 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 1,043,0001.0m $999.5k $999.5k 0.00% First filing
13 Fort Baker Capital Management LP 0.22% of their portfolio Larkspur, CA 678,000678.0k $656.4k $656.4k 0.22% New
14 BASSO CAPITAL MANAGEMENT, L.P. 0.20% of their portfolio STAMFORD, CT 194,000194.0k $185.4k $185.4k 0.20% New
15 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 166,000166.0k $159.0k $159.0k 0.00% Unchanged
16 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 153,000153.0k $147.0k $147.0k 0.00% Unchanged
17 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 135,000135.0k $129.3k $129.3k 0.00% Unchanged
18 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 135,000135.0k $131.5k $131.5k 0.00% Unchanged
19 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 64,00064.0k $61.6k $61.6k 0.00% Reduced -20.0k -20,000
20 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 50,00050.0k $47.8k $47.8k 0.00% New
21 Sage Mountain Advisors LLC 0.01% of their portfolio ATLANTA, GA 45,00045.0k $43.0k $43.0k 0.01% Unchanged
22 Wellesley Asset Management 2.18% of their portfolio PORTSMOUTH, NH 33,71933.7k $32.2k $32.2k 2.18% Reduced -1.9k -1,852
23 Mayflower Financial Advisors, LLC 0.00% of their portfolio BOSTON, MA 26,00026.0k $24.8k $24.8k 0.00% Unchanged
24 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 21,00021.0k $20.1k $20.1k 0.00% Unchanged
25 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 20,00020.0k $18.9k $18.9k 0.00% New
26 Mariner, LLC 0.00% of their portfolio Overland Park, KS 18,00018.0k $17.0k $17.0k 0.00% Reduced -12.0k -12,000
27 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 12,00012.0k $11.5k $11.5k 0.00% Unchanged
28 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 11,00011.0k $10.6k $10.6k 0.00% Unchanged
29 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 10,00010.0k $9.6k $9.6k 0.00% New
30 NOMURA HOLDINGS INC 0.00% of their portfolio TOKYO, M0 221221 $0 $0 0.00% Unchanged
31 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged