INTERCEPT PHARMACEUTICALS IN ICPT 3.25 07.01.23
NOTE 3.250% 7/0 · US DOMESTIC · CUSIP 45845PAA6
23
institutional holders
+2 vs Q3 2022
3.0k
shares reported held*
$95.1mreported value*
4 new
4 added
3 reduced
2 sold out
net bought ≈ $11.4m (-30.0k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $31704.53.
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 21 |
| Q4 2022 | 23 |
Biggest buyers
| Kohlberg Kravis Roberts & Co. L.P. | Added | +9.8m |
| PIPER SANDLER & CO. | New | +1.2m |
| OAKTREE CAPITAL MANAGEMENT LP | Added | +713.0k |
| Russell Investments Group, Ltd. | Added | +413.0k |
| ROYAL BANK OF CANADA | New | +100.0k |
| Regal Investment Advisors LLC | New | +20.0k |
| Context Capital Management, LLC | New | +4.3k |
| LPL Financial LLC | Added | +1.0k |
Biggest sellers
| ZAZOVE ASSOCIATES LLC | Sold out | -246.0k |
| MORGAN STANLEY | Reduced | -220.7k |
| RAYMOND JAMES & ASSOCIATES | Reduced | -100.0k |
| Regal Investment Advisors LLC | Sold out | -20.0k |
| WEDBUSH SECURITIES INC | Reduced | -10.0k |
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| DEERFIELD MANAGEMENT COMPANY, L.P. 1.17% of their portfolio | 57.8m $56.4m | Unchanged |
| Kohlberg Kravis Roberts & Co. L.P. 0.43% of their portfolio | 13.0m $12.9m | Added +9.8m |
| OAKTREE CAPITAL MANAGEMENT LP 0.11% of their portfolio | 10.7m $10.6m | Added +713.0k |
| Atlas Merchant Capital LLC 0.58% of their portfolio | 3.5m $3.5m | First filing |
| Russell Investments Group, Ltd. 0.00% of their portfolio | 2.3m $2.3m | Added +413.0k |
| MORGAN STANLEY 0.00% of their portfolio | 1.5m $1.4m | Reduced -220.7k |
| PIPER SANDLER & CO. 1.18% of their portfolio | 1.2m $1.1m | New |
| L & S Advisors Inc 0.14% of their portfolio | 795.0k $777.7k | Unchanged |
| STATE STREET CORP 0.00% of their portfolio | 521.0k $519.1k | Unchanged |
| GAMCO INVESTORS, INC. ET AL 0.00% of their portfolio | 250.0k $245.2k | Unchanged |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio | 200.0k $195.6k | Unchanged |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 150.5k $147.6k | Unchanged |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 140.0k $137.2k | Reduced -100.0k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 109.0k $106.8k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 100.0k $98.0k | New |
| LPL Financial LLC 0.00% of their portfolio | 51.0k $49.9k | Added +1.0k |
| Balboa Wealth Partners 0.01% of their portfolio | 21.0k $20.6k | Unchanged |
| Regal Investment Advisors LLC 0.00% of their portfolio | 20.0k $19.9k | New |
| Merit Financial Group, LLC 0.00% of their portfolio | 10.0k $9.8k | Unchanged |
| CITIGROUP INC 0.00% of their portfolio | 9.0k $8.8k | Unchanged |
| Context Capital Management, LLC 0.31% of their portfolio | 4.3k $4.3m | New |
| WEDBUSH SECURITIES INC 0.02% of their portfolio | 3.0k $294.0k | Reduced -10.0k |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |