Vault-13

INNOVATOR ETFS TRUST TJAN

EQUITY JAN 20227 · ETP · CUSIP 45784N825

26 institutional holders -3 vs Q4 2025
585,200585.2k shares reported held*
$15.9mreported value*
1 new 3 added 10 reduced 3 sold out net sold ≈ $1.4m (-50.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.10.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

02040Q1 25: 31Q2 25: 31Q3 25: 31Q4 25: 29Q1 26: 2626Q1 25Q2 25Q3 25Q4 25Q1 26
Numbers
QuarterHolders
Q1 202531
Q2 202531
Q3 202531
Q4 202529
Q1 202626

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q2 25: 17 bought or addedQ2 25: 13 cut or sold outQ2 25Q3 25: 10 bought or addedQ3 25: 12 cut or sold outQ3 25Q4 25: 6 bought or addedQ4 25: 14 cut or sold outQ4 25Q1 26: 4 bought or addedQ1 26: 13 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20251713
Q3 20251012
Q4 2025614
Q1 2026413

Biggest buyers

BARCLAYS PLC Added +3,080+3.1k
MTM FINANCIAL GROUP, LLC Added +572+572
Abound Wealth Management New +344+344
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +131+131

Biggest sellers

RAYMOND JAMES FINANCIAL INC Reduced -13,985-14.0k
OLD MISSION CAPITAL LLC Reduced -8,142-8.1k
SMI Advisory Services, LLC Reduced -7,746-7.7k
CreativeOne Wealth, LLC Sold out -7,380-7.4k
Kestra Advisory Services, LLC Sold out -6,050-6.0k
SageView Advisory Group, LLC Sold out -3,903-3.9k
MML INVESTORS SERVICES, LLC Reduced -3,890-3.9k
UBS Group AG Reduced -1,687-1.7k
IFP Advisors, Inc Reduced -1,000-1.0k
Brookstone Capital Management Reduced -809-809

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Brookstone Capital Management 13G · institution new · filed 2025-07-01 11.9% new 175.6k≈ $4.9m 2025-07-01

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Brookstone Capital Management 0.05% of their portfolio WHEATON, IL 168,266168.3k $4.6m $4.6m 0.05% Reduced -809 -809
2 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 63,47963.5k $1.7m $1.7m 0.00% Unchanged
3 OLD MISSION CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 39,19139.2k $1.1m $1.1m 0.03% Reduced -8.1k -8,142
4 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 34,93134.9k $946.6k $946.6k 0.00% Unchanged
5 Tradition Wealth Management, LLC 0.06% of their portfolio EDINA, MN 32,65132.7k $884.8k $884.8k 0.06% Reduced -102 -102
6 Cypress Wealth Services, LLC 0.12% of their portfolio PALM DESERT, CA 30,59930.6k $829.2k $829.2k 0.12% Unchanged
7 GILL CAPITAL PARTNERS, LLC 0.22% of their portfolio DENVER, CO 28,25428.3k $765.7k $765.7k 0.22% Unchanged
8 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 25,01725.0k $677.9k $677.9k 0.01% Unchanged
9 Atlantic Private Wealth, LLC 0.43% of their portfolio CHAPEL HILL, NC 24,50024.5k $663.9k $663.9k 0.43% Unchanged
10 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 22,27722.3k $603.7k $603.7k 0.00% Reduced -14.0k -13,985
11 SMI Advisory Services, LLC 0.08% of their portfolio COLUMBUS, IN 18,81718.8k $512.2k $512.2k 0.08% Reduced -7.7k -7,746
12 MTM FINANCIAL GROUP, LLC 0.20% of their portfolio BETHLEHEM, PA 15,98316.0k $433.1k $433.1k 0.20% Added +572 +572
13 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 14,10114.1k $382.0k $382.0k 0.00% Reduced -75 -75
14 Triad Wealth Partners, LLC 0.03% of their portfolio LAWRENCE, KS 13,25313.3k $359.1k $359.1k 0.03% Reduced -44 -44
15 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 9,0749.1k $245.9k $245.9k 0.00% Reduced -3.9k -3,890
16 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 8,5588.6k $231.9k $231.9k 0.00% Unchanged
17 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 8,5348.5k $231.3k $231.3k 0.00% Unchanged
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 7,6217.6k $206.5k $206.5k 0.00% Added +131 +131
19 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 6,0016.0k $162.6k $162.6k 0.00% Added +3.1k +3,080
20 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 5,2545.3k $142.4k $142.4k 0.00% Unchanged
21 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 3,2493.2k $88.3k $88.3k 0.00% Unchanged
22 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,6532.7k $71.9k $71.9k 0.00% Unchanged
23 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 2,1002.1k $56.9k $56.9k 0.00% Reduced -1.0k -1,000
24 Abound Wealth Management 0.00% of their portfolio FRANKLIN, TN 344344 $9.3k $9.3k 0.00% New
25 UBS Group AG 0.00% of their portfolio ZURICH, V8 322322 $8.7k $8.7k 0.00% Reduced -1.7k -1,687
26 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 171171 $4.6k $4.6k 0.00% Unchanged