Vault-13

INNOVATOR ETFS TRUST ZJAN

EQUITY 1YR JANUA · ETP · CUSIP 45784N817

45 institutional holders +1 vs Q3 2025
803,963804.0k shares reported held*
$22.0mreported value*
5 new 11 added 13 reduced 5 sold out net sold ≈ $207.2k (-7.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.36.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

0204060Q4 24: 1Q1 25: 34Q2 25: 42Q3 25: 44Q4 25: 4545Q4 24Q1 25Q2 25Q3 25Q4 25
Numbers
QuarterHolders
Q4 20241
Q1 202534
Q2 202542
Q3 202544
Q4 202545

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q1 25: 34 bought or addedQ1 25: 1 cut or sold outQ1 25Q2 25: 19 bought or addedQ2 25: 12 cut or sold outQ2 25Q3 25: 10 bought or addedQ3 25: 15 cut or sold outQ3 25Q4 25: 16 bought or addedQ4 25: 18 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q1 2025341
Q2 20251912
Q3 20251015
Q4 20251618

Biggest buyers

Caliber Wealth Management, LLC / KS New +36,616+36.6k
OSAIC HOLDINGS, INC. Added +13,134+13.1k
CENTRAL VALLEY ADVISORS, LLC Added +12,646+12.6k
TRUIST FINANCIAL CORP New +9,773+9.8k
MTM FINANCIAL GROUP, LLC New +9,677+9.7k
Kingsview Wealth Management, LLC New +8,653+8.7k
ENVESTNET ASSET MANAGEMENT INC Added +6,903+6.9k
RAYMOND JAMES FINANCIAL INC Added +6,647+6.6k
Kestra Advisory Services, LLC Added +6,070+6.1k
Cetera Investment Advisers Added +5,752+5.8k

Biggest sellers

GILL CAPITAL PARTNERS, LLC Sold out -39,719-39.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -33,872-33.9k
CITADEL ADVISORS LLC Sold out -18,299-18.3k
Cornerstone Wealth Group, LLC Reduced -7,785-7.8k
Mutual Advisors, LLC Reduced -7,636-7.6k
Cambridge Investment Research Advisors, Inc. Reduced -6,720-6.7k
BARCLAYS PLC Sold out -5,513-5.5k
CENTAURUS FINANCIAL, INC. Sold out -4,128-4.1k
OLD MISSION CAPITAL LLC Reduced -2,564-2.6k
CoreCap Advisors, LLC Reduced -2,387-2.4k

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 74,89774.9k $2.0m $2.0m 0.01% Added +6.1k +6,070
2 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 55,76555.8k $1.5m $1.5m 0.00% Added +6.6k +6,647
3 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 47,76947.8k $1.3m $1.3m 0.00% Added +4.1k +4,057
4 Mutual Advisors, LLC 0.03% of their portfolio OMAHA, NE 44,99245.0k $1.2m $1.2m 0.03% Reduced -7.6k -7,636
5 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 41,75341.8k $1.1m $1.1m 0.00% Reduced -1.5k -1,489
6 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 38,80138.8k $1.1m $1.1m 0.00% Unchanged
7 Caliber Wealth Management, LLC / KS 0.11% of their portfolio Overland Park, KS 36,61636.6k $1.0m $1.0m 0.11% New
8 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 33,82133.8k $925.3k $925.3k 0.00% Added +13.1k +13,134
9 KFG WEALTH MANAGEMENT, LLC 0.09% of their portfolio GRANGER, IN 25,18925.2k $689.2k $689.2k 0.09% Reduced -185 -185
10 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 24,28124.3k $664.3k $664.3k 0.00% Added +5.8k +5,752
11 Lineweaver Wealth Advisors, LLC 0.09% of their portfolio VALLEY VIEW, OH 23,86023.9k $652.8k $652.8k 0.09% Unchanged
12 CENTRAL VALLEY ADVISORS, LLC 0.19% of their portfolio SACRAMENTO, CA 23,15923.2k $633.6k $633.6k 0.19% Added +12.6k +12,646
13 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 19,36519.4k $529.8k $529.8k 0.01% Unchanged
14 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 19,09719.1k $522.0k $522.0k 0.00% Reduced -6.7k -6,720
15 Tradition Wealth Management, LLC 0.04% of their portfolio EDINA, MN 18,32318.3k $501.3k $501.3k 0.04% Unchanged
16 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 17,27217.3k $472.6k $472.6k 0.00% Reduced -311 -311
17 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 16,31216.3k $446.3k $446.3k 0.02% Reduced -2.6k -2,564
18 SageView Advisory Group, LLC 0.01% of their portfolio Newport Beach, CA 15,97616.0k $437.1k $437.1k 0.01% Added +1.1k +1,081
19 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 15,93615.9k $436.0k $436.0k 0.00% Added +6.9k +6,903
20 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 15,53015.5k $426.0k $426.0k 0.00% Unchanged
21 Vantage Financial Partners, LLC 0.08% of their portfolio ELM GROVE, WI 14,86714.9k $406.8k $406.8k 0.08% Reduced -1.1k -1,088
22 Cornerstone Wealth Group, LLC 0.03% of their portfolio HUNTERSVILLE, NC 13,65013.7k $373.5k $373.5k 0.03% Reduced -7.8k -7,785
23 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.02% of their portfolio Westlake, OH 11,80411.8k $323.0k $323.0k 0.02% Added +136 +136
24 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 11,67711.7k $319.5k $319.5k 0.00% Unchanged
25 Archer Investment Corp 0.07% of their portfolio Carmel, IN 10,76910.8k $294.6k $294.6k 0.07% Reduced -2.0k -1,956
26 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 10,32310.3k $282.4k $282.4k 0.01% Unchanged
27 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 9,9219.9k $271.4k $271.4k 0.00% Unchanged
28 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 9,7739.8k $267.4k $267.4k 0.00% New
29 CoreCap Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 9,7289.7k $266.2k $266.2k 0.01% Reduced -2.4k -2,387
30 Sequoia Financial Advisors, LLC 0.00% of their portfolio Akron, OH 9,7269.7k $266.1k $266.1k 0.00% Unchanged
31 Independent Wealth Network Inc. 0.08% of their portfolio URBANDALE, IA 9,6949.7k $265.2k $265.2k 0.08% Reduced -45 -45
32 MTM FINANCIAL GROUP, LLC 0.13% of their portfolio BETHLEHEM, PA 9,6779.7k $264.8k $264.8k 0.13% New
33 AdvisorNet Financial, Inc 0.01% of their portfolio MINNETONKA, MN 9,1789.2k $251.1k $251.1k 0.01% Unchanged
34 Comprehensive Financial Consultants Institutional, Inc. 0.07% of their portfolio Bloomington, IN 8,9378.9k $244.5k $244.5k 0.07% Unchanged
35 Kingsview Wealth Management, LLC 0.00% of their portfolio GRANTS PASS, OR 8,6538.7k $236.7k $236.7k 0.00% New
36 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 8,2388.2k $225.4k $225.4k 0.00% Added +4.0k +4,000
37 INTEGRAL INVESTMENT ADVISORS, INC. 0.05% of their portfolio TURLOCK, CA 7,8507.8k $214.8k $214.8k 0.05% Unchanged
38 Elmwood Wealth Management, Inc. 0.07% of their portfolio BERKELEY, CA 7,8007.8k $213.4k $213.4k 0.07% Unchanged
39 Noble Wealth Management PBC 0.07% of their portfolio GREENWOOD VILLAGE, CO 5,2205.2k $142.8k $142.8k 0.07% Reduced -455 -455
40 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 2,3582.4k $64.5k $64.5k 0.00% Reduced -77 -77
41 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 1,5001.5k $41.0k $41.0k 0.00% Unchanged
42 Keating Financial Advisory Services, Inc. 0.01% of their portfolio MANHATTAN, KS 1,5001.5k $41.0k $41.0k 0.01% First filing
43 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 952952 $26.0k $26.0k 0.00% Added +832 +832
44 GGM Financial LLC 0.01% of their portfolio COLUMBUS, OH 774774 $21.2k $21.2k 0.01% Unchanged
45 IMG Wealth Management, Inc. 0.01% of their portfolio JACKSONVILLE, FL 680680 $18.6k $18.6k 0.01% New