Vault-13

INNOVATOR ETFS TRUST ZOCT

EQUITY DEFIN 1YR · ETP · CUSIP 45784N700

78 institutional holders +25 vs Q3 2025
3,063,5683.1m shares reported held*
$82.2mreported value*
27 new 21 added 9 reduced 4 sold out net bought ≈ $36.3m (+1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $26.84.

Trends to Q4 2025

Institutional holders

Managers reporting a position, each quarter

050100Q3 24: 1Q4 24: 50Q1 25: 51Q2 25: 53Q3 25: 53Q4 25: 7878Q3 24Q4 24Q1 25Q2 25Q3 25Q4 25
Numbers
QuarterHolders
Q3 20241
Q4 202450
Q1 202551
Q2 202553
Q3 202553
Q4 202578

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 24: 47 bought or addedQ4 24: 1 cut or sold outQ4 24Q1 25: 12 bought or addedQ1 25: 16 cut or sold outQ1 25Q2 25: 11 bought or addedQ2 25: 18 cut or sold outQ2 25Q3 25: 25 bought or addedQ3 25: 16 cut or sold outQ3 25Q4 25: 48 bought or addedQ4 25: 13 cut or sold outQ4 25
Numbers
QuarterBought or addedCut or sold out
Q4 2024471
Q1 20251216
Q2 20251118
Q3 20252516
Q4 20254813

Biggest buyers

COMMONWEALTH EQUITY SERVICES, LLC Added +836,634+836.6k
Cetera Investment Advisers Added +76,112+76.1k
OLD MISSION CAPITAL LLC New +47,793+47.8k
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors New +44,771+44.8k
HARBOUR INVESTMENTS, INC. Added +43,016+43.0k
Brookstone Capital Management Added +40,799+40.8k
Lineweaver Wealth Advisors, LLC New +32,563+32.6k
OSAIC HOLDINGS, INC. Added +20,851+20.9k
MML INVESTORS SERVICES, LLC New +19,999+20.0k
ENVESTNET ASSET MANAGEMENT INC New +19,830+19.8k

Biggest sellers

NewEdge Advisors, LLC Reduced -68,403-68.4k
CITADEL ADVISORS LLC Sold out -16,361-16.4k
AE Wealth Management LLC Reduced -15,468-15.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -13,585-13.6k
WPWealth LLP Sold out -8,372-8.4k
PRINCIPAL SECURITIES, INC. Sold out -3,919-3.9k
BARCLAYS PLC Reduced -3,343-3.3k
Summit Wealth Partners, LLC Reduced -2,623-2.6k
Ameritas Advisory Services, LLC Sold out -1,950-1.9k
Strategic Blueprint, LLC Reduced -1,608-1.6k

Holders, Q4 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 922,470922.5k $24.8m $24.8m 0.03% Added +836.6k +836,634
2 Pachira Investments Inc. 3.07% of their portfolio DANA POINT, CA 235,323235.3k $6.3m $6.3m 3.07% Added +11.4k +11,426
3 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 195,102195.1k $5.2m $5.2m 0.00% Added +17.9k +17,850
4 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 162,736162.7k $4.4m $4.4m 0.02% Reduced -68.4k -68,403
5 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 98,63698.6k $2.6m $2.6m 0.00% Added +76.1k +76,112
6 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 75,22975.2k $2.0m $2.0m 0.00% Added +9.4k +9,396
7 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 73,87473.9k $2.0m $2.0m 0.01% Added +16.5k +16,492
8 KFG WEALTH MANAGEMENT, LLC 0.26% of their portfolio GRANGER, IN 73,66473.7k $2.0m $2.0m 0.26% Added +5.1k +5,129
9 CENTAURUS FINANCIAL, INC. 0.09% of their portfolio ANAHEIM, CA 71,57471.6k $1.9m $1.9m 0.09% Added +8.9k +8,945
10 Brookstone Capital Management 0.02% of their portfolio WHEATON, IL 65,82965.8k $1.8m $1.8m 0.02% Added +40.8k +40,799
11 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 57,20657.2k $1.5m $1.5m 0.03% Added +43.0k +43,016
12 Strategic Blueprint, LLC 0.08% of their portfolio ATLANTA, GA 51,06251.1k $1.4m $1.4m 0.08% Reduced -1.6k -1,608
13 OLD MISSION CAPITAL LLC 0.05% of their portfolio CHICAGO, IL 47,79347.8k $1.3m $1.3m 0.05% New
14 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.07% of their portfolio Westlake, OH 44,77144.8k $1.2m $1.2m 0.07% New
15 Cypress Wealth Services, LLC 0.16% of their portfolio PALM DESERT, CA 42,64142.6k $1.1m $1.1m 0.16% Added +3.8k +3,760
16 Sovran Advisors, LLC 0.09% of their portfolio SAN DIEGO, CA 41,31441.3k $1.1m $1.1m 0.09% Unchanged
17 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 40,10240.1k $1.1m $1.1m 0.00% Added +20.9k +20,851
18 WealthPLAN Partners, LLC 0.16% of their portfolio OMAHA, NE 39,88939.9k $1.1m $1.1m 0.16% Unchanged
19 Vantage Financial Partners, LLC 0.18% of their portfolio ELM GROVE, WI 33,15933.2k $889.8k $889.8k 0.18% Added +7.3k +7,281
20 CANANDAIGUA NATIONAL BANK & TRUST CO 0.08% of their portfolio CANANDAIGUA, NY 33,10033.1k $888.3k $888.3k 0.08% Added +7.1k +7,100
21 Lineweaver Wealth Advisors, LLC 0.12% of their portfolio VALLEY VIEW, OH 32,56332.6k $873.9k $873.9k 0.12% New
22 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 31,54231.5k $846.5k $846.5k 0.01% Added +6.9k +6,864
23 FC Advisory LLC 0.24% of their portfolio WEST CHESTER, PA 30,94930.9k $830.5k $830.5k 0.24% Unchanged
24 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 27,89027.9k $748.0k $748.0k 0.00% Added +6.4k +6,409
25 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 23,90023.9k $641.4k $641.4k 0.00% Unchanged
26 CENTRAL VALLEY ADVISORS, LLC 0.19% of their portfolio SACRAMENTO, CA 23,59123.6k $633.1k $633.1k 0.19% Unchanged
27 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 21,28921.3k $571.3k $571.3k 0.00% Added +2.2k +2,165
28 Chris Bulman Inc 0.25% of their portfolio ROSEVILLE, CA 20,77320.8k $557.5k $557.5k 0.25% Added +4.7k +4,654
29 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 19,99920.0k $536.7k $536.7k 0.00% New
30 Southland Equity Partners LLC 0.11% of their portfolio WILDWOOD, MO 19,83319.8k $532.2k $532.2k 0.11% Unchanged
31 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 19,83019.8k $532.2k $532.2k 0.00% New
32 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 19,02619.0k $510.6k $510.6k 0.01% Added +3.1k +3,081
33 Integrity Advisory Solutions, LLC 0.07% of their portfolio DALLAS, TX 18,28218.3k $490.6k $490.6k 0.07% New
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 17,97118.0k $482.3k $482.3k 0.00% Reduced -13.6k -13,585
35 Ashton Thomas Private Wealth, LLC 0.01% of their portfolio SCOTTSDALE, AZ 17,82317.8k $478.3k $478.3k 0.01% New
36 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 17,60017.6k $472.3k $472.3k 0.01% Unchanged
37 IMG Wealth Management, Inc. 0.27% of their portfolio JACKSONVILLE, FL 15,79815.8k $423.9k $423.9k 0.27% Unchanged
38 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 15,07915.1k $404.7k $404.7k 0.00% New
39 Summit Wealth Partners, LLC 0.07% of their portfolio Orlando, FL 13,12113.1k $352.1k $352.1k 0.07% Reduced -2.6k -2,623
40 MTM FINANCIAL GROUP, LLC 0.17% of their portfolio BETHLEHEM, PA 12,99213.0k $348.6k $348.6k 0.17% Unchanged
41 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 12,44612.4k $334.0k $334.0k 0.00% New
42 Independent Wealth Network Inc. 0.09% of their portfolio URBANDALE, IA 10,96911.0k $294.4k $294.4k 0.09% Reduced -159 -159
43 Archer Investment Corp 0.07% of their portfolio Carmel, IN 10,78310.8k $289.4k $289.4k 0.07% Added +4.0k +4,039
44 Soltis Investment Advisors LLC 0.02% of their portfolio ST. GEORGE, UT 10,54210.5k $282.9k $282.9k 0.02% Unchanged
45 AssuredPartners Investment Advisors, LLC 0.04% of their portfolio Tampa, FL 10,38510.4k $278.7k $278.7k 0.04% New
46 BridgePort Financial Solutions, LLC 0.07% of their portfolio FAIRFIELD, IA 10,36310.4k $278.1k $278.1k 0.07% New
47 First Heartland Consultants, Inc. 0.02% of their portfolio LAKE ST. LOUIS, MO 9,97310.0k $267.6k $267.6k 0.02% New
48 CFO4Life Group, LLC 0.04% of their portfolio COPPELL, TX 9,9279.9k $266.4k $266.4k 0.04% New
49 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 9,7229.7k $260.9k $260.9k 0.00% Unchanged
50 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 9,4489.4k $253.5k $253.5k 0.01% Added +5.3k +5,298
51 GILL CAPITAL PARTNERS, LLC 0.08% of their portfolio DENVER, CO 9,4399.4k $253.3k $253.3k 0.08% New
52 Continuum Advisory, LLC 0.03% of their portfolio EAGLE, ID 9,3989.4k $252.2k $252.2k 0.03% New
53 FSA Advisors, Inc. 0.17% of their portfolio TROY, MI 9,2209.2k $247.4k $247.4k 0.17% New
54 TrustBank 0.10% of their portfolio OLNEY, IL 9,0009.0k $241.5k $241.5k 0.10% First filing
55 Galvin, Gaustad & Stein, LLC 0.02% of their portfolio Scottsdale, AZ 8,7508.8k $234.8k $234.8k 0.02% New
56 Main Street Financial Solutions, LLC 0.02% of their portfolio NEWTOWN, PA 8,6958.7k $233.3k $233.3k 0.02% New
57 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 8,5978.6k $230.7k $230.7k 0.00% Unchanged
58 Trek Financial, LLC 0.01% of their portfolio Scottsdale, AZ 8,4908.5k $227.8k $227.8k 0.01% New
59 WEALTHGARDEN F.S. LLC 0.15% of their portfolio EL SEGUNDO, CA 8,3398.3k $224.7k $224.7k 0.15% Unchanged
60 Tradition Wealth Management, LLC 0.02% of their portfolio EDINA, MN 7,9768.0k $214.0k $214.0k 0.02% New
61 Bluesphere Advisors LLC 0.09% of their portfolio EAST NORRITON, PA 7,9588.0k $213.6k $213.6k 0.09% Unchanged
62 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 6,3846.4k $171.3k $171.3k 0.00% New
63 OPTIMA CAPITAL LLC 0.06% of their portfolio PORTLAND, OR 4,9565.0k $133.0k $133.0k 0.06% New
64 SageView Advisory Group, LLC 0.00% of their portfolio Newport Beach, CA 4,5174.5k $121.2k $121.2k 0.00% New
65 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 4,0554.1k $108.8k $108.8k 0.00% Reduced -565 -565
66 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 2,9252.9k $78.5k $78.5k 0.00% Reduced -15.5k -15,468
67 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 2,4202.4k $64.9k $64.9k 0.00% New
68 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 2,2232.2k $59.7k $59.7k 0.00% Reduced -3.3k -3,343
69 Clearstead Advisors, LLC 0.00% of their portfolio CLEVELAND, OH 1,9962.0k $53.6k $53.6k 0.00% Unchanged
70 Financial Network Wealth Advisors LLC 0.04% of their portfolio MURRAY, UT 1,4641.5k $39.3k $39.3k 0.04% New
71 DHJJ Financial Advisors, Ltd. 0.01% of their portfolio NAPERVILLE, IL 1,4451.4k $38.8k $38.8k 0.01% Reduced -350 -350
72 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 1,1731.2k $31.5k $31.5k 0.00% New
73 Investors Portfolio Services LLC 0.03% of their portfolio PUYALLUP, WA 1,1001.1k $29.5k $29.5k 0.03% First filing
74 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 992992 $27.0k $27.0k 0.00% Unchanged
75 EVERMAY WEALTH MANAGEMENT LLC 0.00% of their portfolio ARLINGTON, VA 900900 $24.2k $24.2k 0.00% Unchanged
76 Noble Wealth Management PBC 0.01% of their portfolio GREENWOOD VILLAGE, CO 650650 $17.4k $17.4k 0.01% Unchanged
77 UBS Group AG 0.00% of their portfolio ZURICH, V8 436436 $11.7k $11.7k 0.00% New
78 CWM, LLC 0.00% of their portfolio OMAHA, NE 187187 $5.0k $5.0k 0.00% Unchanged