Vault-13

INNOVATOR ETFS TRUST DDFS

EQUITY DUAL DIRC · ETP · CUSIP 45784N486

44 institutional holders -1 vs Q1 2026
1,351,1941.4m shares reported held*
$29.7mreported value*
2 new 5 added 13 reduced 3 sold out net sold ≈ $4.0m (-180.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $21.97.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0204060Q3 25: 39Q4 25: 48Q1 26: 45Q2 26: 4444Q3 25Q4 25Q1 26Q2 26
Numbers
QuarterHolders
Q3 202539
Q4 202548
Q1 202645
Q2 202644

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 25: 23 bought or addedQ4 25: 8 cut or sold outQ4 25Q1 26: 11 bought or addedQ1 26: 13 cut or sold outQ1 26Q2 26: 7 bought or addedQ2 26: 16 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q4 2025238
Q1 20261113
Q2 2026716

Biggest buyers

Summit Financial, LLC New +30,720+30.7k
HRT FINANCIAL LP New +23,649+23.6k
AE Wealth Management LLC Added +17,501+17.5k
UBS Group AG Added +6,432+6.4k
Archer Investment Corp Added +4,053+4.1k
RPS ADVISORY SOLUTIONS LLC Added +244+244
ENVESTNET ASSET MANAGEMENT INC Added +16+16

Biggest sellers

Welch Financial Planning, LLC Reduced -73,558-73.6k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -53,437-53.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -53,032-53.0k
OLD MISSION CAPITAL LLC Sold out -47,645-47.6k
INDEPENDENT FINANCIAL GROUP, LLC Reduced -14,937-14.9k
OSAIC HOLDINGS, INC. Reduced -8,926-8.9k
Cetera Investment Advisers Reduced -4,535-4.5k
AssuredPartners Investment Advisors, LLC Reduced -1,986-2.0k
Advisory Services Network, LLC Sold out -1,500-1.5k
Foundations Investment Advisors, LLC Reduced -896-896

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 271,684271.7k $6.0m $6.0m 0.01% Reduced -8.9k -8,926
2 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 134,038134.0k $2.9m $2.9m 0.00% Reduced -53.4k -53,437
3 Welch Financial Planning, LLC 1.15% of their portfolio BOULDER, CO 89,58689.6k $2.0m $2.0m 1.15% Reduced -73.6k -73,558
4 ROTHSCHILD INVESTMENT LLC 0.05% of their portfolio CHICAGO, IL 57,86557.9k $1.3m $1.3m 0.05% Unchanged
5 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 55,98656.0k $1.2m $1.2m 0.00% Reduced -4.5k -4,535
6 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 54,16854.2k $1.2m $1.2m 0.02% Reduced -14.9k -14,937
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 52,61052.6k $1.2m $1.2m 0.00% Reduced -53.0k -53,032
8 Composition Wealth, LLC 0.01% of their portfolio LOS ANGELES, CA 50,78150.8k $1.1m $1.1m 0.01% Unchanged
9 KINGSWOOD WEALTH ADVISORS, LLC 0.04% of their portfolio SAN DIEGO, CA 40,67940.7k $893.7k $893.7k 0.04% Reduced -480 -480
10 Clearstead Advisors, LLC 0.01% of their portfolio CLEVELAND, OH 38,52038.5k $846.3k $846.3k 0.01% Unchanged
11 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 32,32232.3k $710.1k $710.1k 0.01% Unchanged
12 Visionary Wealth Advisors 0.03% of their portfolio O'FALLON, IL 31,08331.1k $682.9k $682.9k 0.03% Reduced -276 -276
13 Summit Financial, LLC 0.01% of their portfolio PARSIPPANY, NJ 30,72030.7k $674.9k $674.9k 0.01% New
14 CENTAURUS FINANCIAL, INC. 0.02% of their portfolio ANAHEIM, CA 29,06129.1k $638.0k $638.0k 0.02% Unchanged
15 Brookstone Capital Management 0.01% of their portfolio WHEATON, IL 28,92528.9k $635.5k $635.5k 0.01% Reduced -122 -122
16 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 28,56928.6k $627.7k $627.7k 0.00% Added +16 +16
17 Physician Wealth Advisors, Inc. 0.07% of their portfolio MIDVALE, UT 28,55428.6k $627.3k $627.3k 0.07% Unchanged
18 Blue Sky Capital Consultants Group, Inc. 0.25% of their portfolio Poway, CA 26,56726.6k $583.7k $583.7k 0.25% Unchanged
19 Dynamic Advisor Solutions LLC 0.02% of their portfolio PHOENIX, AZ 24,43024.4k $536.7k $536.7k 0.02% Unchanged
20 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 24,40124.4k $536.1k $536.1k 0.00% Added +17.5k +17,501
21 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 23,66223.7k $519.9k $519.9k 0.01% Reduced -896 -896
22 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 23,64923.6k $519.0k $519.0k 0.00% New
23 Pallas Capital Advisors LLC 0.01% of their portfolio BRAINTREE, MA 19,26519.3k $423.3k $423.3k 0.01% Unchanged
24 UBS Group AG 0.00% of their portfolio ZURICH, V8 13,37013.4k $293.7k $293.7k 0.00% Added +6.4k +6,432
25 Beacon Financial Advisory LLC 0.06% of their portfolio CLEVELAND, OH 13,06713.1k $287.1k $287.1k 0.06% Unchanged
26 AssuredPartners Investment Advisors, LLC 0.03% of their portfolio Tampa, FL 12,43712.4k $273.2k $273.2k 0.03% Reduced -2.0k -1,986
27 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 11,73511.7k $257.8k $257.8k 0.00% Unchanged
28 GUARDIAN WEALTH ADVISORS, LLC / NC 0.01% of their portfolio RALEIGH, NC 11,73511.7k $257.8k $257.8k 0.01% Unchanged
29 RPS ADVISORY SOLUTIONS LLC 0.17% of their portfolio LOUISVILLE, KY 11,69511.7k $256.9k $256.9k 0.17% Added +244 +244
30 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 10,45610.5k $229.7k $229.7k 0.00% Unchanged
31 Caliber Wealth Management, LLC / KS 0.02% of their portfolio Overland Park, KS 9,7569.8k $214.3k $214.3k 0.02% Unchanged
32 Southland Equity Partners LLC 0.04% of their portfolio WILDWOOD, MO 9,6719.7k $212.5k $212.5k 0.04% Unchanged
33 CRA Financial Services, LLC 0.02% of their portfolio NORTHFIELD, NJ 9,5009.5k $208.7k $208.7k 0.02% Unchanged
34 First Heartland Consultants, Inc. 0.01% of their portfolio LAKE ST. LOUIS, MO 9,4079.4k $206.7k $206.7k 0.01% Reduced -228 -228
35 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 9,1749.2k $201.0k $201.0k 0.00% Unchanged
36 Archer Investment Corp 0.02% of their portfolio Carmel, IN 8,1068.1k $178.1k $178.1k 0.02% Added +4.1k +4,053
37 DHJJ Financial Advisors, Ltd. 0.03% of their portfolio NAPERVILLE, IL 5,0485.0k $110.9k $110.9k 0.03% Unchanged
38 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 2,5072.5k $55.1k $55.1k 0.00% Unchanged
39 EVOLUTION WEALTH MANAGEMENT INC. 0.03% of their portfolio FORT MYERS, FL 2,4232.4k $53.2k $53.2k 0.03% Unchanged
40 Noble Wealth Management PBC 0.02% of their portfolio GREENWOOD VILLAGE, CO 1,5001.5k $33.0k $33.0k 0.02% Unchanged
41 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 1,1581.2k $25.4k $25.4k 0.00% Reduced -262 -262
42 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 482482 $10.6k $10.6k 0.00% Unchanged
43 Weaver Capital Management LLC 0.00% of their portfolio SUWANEE, GA 442442 $9.3k $9.3k 0.00% Unchanged
44 GILPIN WEALTH MANAGEMENT, LLC 0.01% of their portfolio DENVER, CO 400400 $8.8k $8.8k 0.01% Unchanged