Vault-13

INNOVAGE HLDG CORP INNV

COM · Common Stock · CUSIP 45784A104

46 institutional holders -4 vs Q3 2023
16,715,64816.7m shares reported held*
12.3% of all shares outstanding*
$100.3mreported value*
3 new 17 added 16 reduced 7 sold out net bought ≈ $1.1m (+176.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Shares outstanding: 135.9m as of 2024-02-05, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $6.00. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 55Q4 22: 55Q1 23: 52Q2 23: 51Q3 23: 50Q4 23: 4646Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202255
Q4 202255
Q1 202352
Q2 202351
Q3 202350
Q4 202346

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 28 bought or addedQ4 22: 24 cut or sold outQ4 22Q1 23: 25 bought or addedQ1 23: 23 cut or sold outQ1 23Q2 23: 17 bought or addedQ2 23: 28 cut or sold outQ2 23Q3 23: 18 bought or addedQ3 23: 21 cut or sold outQ3 23Q4 23: 20 bought or addedQ4 23: 23 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222824
Q1 20232523
Q2 20231728
Q3 20231821
Q4 20232023

Biggest buyers

Kent Lake Capital LLC Added +285,536+285.5k
BlackRock Inc. Added +96,305+96.3k
MORGAN STANLEY Added +63,267+63.3k
BARCLAYS PLC Added +22,674+22.7k
JANE STREET GROUP, LLC New +15,288+15.3k
Mariner, LLC New +13,578+13.6k
BANK OF AMERICA CORP /DE/ Added +13,513+13.5k
GEODE CAPITAL MANAGEMENT, LLC Added +12,758+12.8k
JPMORGAN CHASE & CO Added +12,263+12.3k
MILLENNIUM MANAGEMENT LLC New +12,111+12.1k

Biggest sellers

FEDERATED HERMES, INC. Sold out -223,484-223.5k
VANGUARD GROUP INC Reduced -77,784-77.8k
T. Rowe Price Investment Management, Inc. Reduced -26,121-26.1k
MARTINGALE ASSET MANAGEMENT L P Sold out -15,842-15.8k
CHARLES SCHWAB INVESTMENT MANAGEMENT INC Reduced -11,117-11.1k
MetLife Investment Management, LLC Sold out -10,873-10.9k
STATE STREET CORP Reduced -5,199-5.2k
Allspring Global Investments Holdings, LLC Sold out -5,078-5.1k
Gleason Group, Inc. Sold out -5,000-5.0k
STRS OHIO Reduced -3,600-3.6k

Biggest calls

Biggest puts

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q4 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
101Q1 22: 0 buyingQ1 22: 0 sellingQ2 22: 0 buyingQ2 22: 0 sellingQ2 22Q3 22: 1 buyingQ3 22: 0 sellingQ4 22: 0 buyingQ4 22: 0 sellingQ4 22Q1 23: 0 buyingQ1 23: 0 sellingQ2 23: 0 buyingQ2 23: 0 sellingQ2 23Q3 23: 0 buyingQ3 23: 1 sellingQ4 23: 0 buyingQ4 23: 0 sellingQ4 23
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q1 20220—0——
Q2 20220—0——
Q3 20221$510.0k0——
Q4 20220—0——
Q1 20230—0——
Q2 20230—0——
Q3 20230—1$167.5k$167.5k
Q4 20230—0——

None reported in Q4 2023.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 T. Rowe Price Investment Management, Inc. 0.02% of their portfolio BALTIMORE, MD 4,680,5934.7m $28.1m $28.1m 0.02% Reduced -26.1k -26,121
2 Coliseum Capital Management, LLC 2.15% of their portfolio Rowayton, CT 4,475,1434.5m $26.9m $26.9m 2.15% Unchanged
3 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,829,5711.8m $11.0m $11.0m 0.00% Reduced -77.8k -77,784
4 Kent Lake Capital LLC 3.91% of their portfolio RENO, NV 1,687,8591.7m $10.1m $10.1m 3.91% Added +285.5k +285,536
5 BlackRock Inc. 0.00% of their portfolio New York, NY 1,331,2761.3m $8.0m $8.0m 0.00% Added +96.3k +96,305
6 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 452,119452.1k $2.7m $2.7m 0.00% Added +12.8k +12,758
7 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 369,651369.7k $2.2m $2.2m 0.00% Reduced -1.8k -1,750
8 WELCH CAPITAL PARTNERS LLC/NY 0.54% of their portfolio HARRISON, NY 337,558337.6k $2.0m $2.0m 0.54% Unchanged
9 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 333,937333.9k $2.0m $2.0m 0.00% Reduced -5.2k -5,199
10 CAMBIAR INVESTORS LLC 0.07% of their portfolio Denver, CO 303,557303.6k $1.8m $1.8m 0.07% Unchanged
11 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 138,160138.2k $829.0k $829.0k 0.00% Reduced -11.1k -11,117
12 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 129,800129.8k $779.0k $779.0k 0.00% Added +3.9k +3,900
13 ExodusPoint Capital Management, LP 0.01% of their portfolio NEW YORK, NY 77,82377.8k $467.0k $467.0k 0.01% Reduced -3.1k -3,128
14 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 75,55475.6k $453.3k $453.3k 0.00% Added +63.3k +63,267
15 STRS OHIO 0.00% of their portfolio COLUMBUS, OH 69,80069.8k $418.0k $418.0k 0.00% Reduced -3.6k -3,600
16 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 53,43753.4k $320.6k $320.6k 0.00% Added +703 +703
17 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 48,11948.1k $288.7k $288.7k 0.00% Reduced -380 -380
18 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 33,09033.1k $198.5k $198.5k 0.00% Reduced -370 -370
19 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 27,33327.3k $164.0k $164.0k 0.00% Added +13.5k +13,513
20 UBS Group AG 0.00% of their portfolio ZURICH, V8 26,10926.1k $156.7k $156.7k 0.00% Added +11.6k +11,616
21 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 25,95926.0k $155.8k $155.8k 0.00% Added +22.7k +22,674
22 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 24,98325.0k $149.9k $149.9k 0.00% Added +176 +176
23 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 24,52624.5k $147.2k $147.2k 0.00% Added +12.3k +12,263
24 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 18,35818.4k $110.1k $110.1k 0.00% Reduced -1.6k -1,641
25 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 15,28815.3k $91.7k $91.7k 0.00% New
26 Edge Capital Group, LLC 0.01% of their portfolio ATLANTA, GA 15,00015.0k $90.0k $90.0k 0.01% Unchanged
27 Mirae Asset Global Investments Co., Ltd. 0.00% of their portfolio SEOUL, M5 13,86713.9k $83.2k $83.2k 0.00% Unchanged
28 Mariner, LLC 0.00% of their portfolio Overland Park, KS 13,57813.6k $81.5k $81.5k 0.00% New
29 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 12,37012.4k $74.2k $74.2k 0.00% Reduced -1.6k -1,600
30 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 12,11112.1k $72.7k $72.7k 0.00% New
31 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 9,9369.9k $59.6k $59.6k 0.00% Added +141 +141
32 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 9,9039.9k $59.4k $59.4k 0.00% Added +1.1k +1,116
33 AMERICAN INTERNATIONAL GROUP, INC. 0.00% of their portfolio New York, NY 9,4049.4k $56.4k $56.4k 0.00% Reduced -38 -38
34 NEW YORK STATE COMMON RETIREMENT FUND 0.00% of their portfolio ALBANY, NY 8,0588.1k $48.3k $48.3k 0.00% Reduced -56 -56
35 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 6,2086.2k $37.0k $37.0k 0.00% Added +3.4k +3,443
36 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 3,1143.1k $18.7k $18.7k 0.00% Reduced -1.1k -1,061
37 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 2,6842.7k $16.1k $16.1k 0.00% Added +2.7k +2,674
38 AMALGAMATED BANK 0.00% of their portfolio NEW YORK, NY 2,6712.7k $16.0k $16.0k 0.00% Reduced -188 -188
39 Legal & General Group Plc 0.00% of their portfolio London, X0 1,8481.8k $11.0k $11.0k 0.00% Unchanged
40 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 1,7151.7k $10.3k $10.3k 0.00% Added +143 +143
41 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 1,4371.4k $8.6k $8.6k 0.00% Unchanged
42 FMR LLC 0.00% of their portfolio BOSTON, MA 1,0541.1k $6.3k $6.3k 0.00% Added +417 +417
43 NISA INVESTMENT ADVISORS, LLC 0.00% of their portfolio ST. LOUIS, MO 1,0201.0k $6.1k $6.1k 0.00% Unchanged
44 Capital Advisors, Ltd. LLC 0.00% of their portfolio SHAKER HEIGHTS, OH 5454 $0 $0 0.00% Unchanged
45 Covestor Ltd 0.00% of their portfolio LONDON, X0 1313 $0 $0 0.00% Reduced -1 -1
46 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged