Vault-13

INNOVATOR ETFS TRUST BALT

DEFINED WLT SHLD · ETP · CUSIP 45783Y855

154 institutional holders +23 vs Q3 2024
21,784,92421.8m shares reported held*
$684.1mreported value*
25 new 72 added 30 reduced 8 sold out net bought ≈ $71.5m (+2.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($39.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $31.40.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 47Q4 22: 71Q1 23: 77Q2 23: 74Q3 23: 80Q4 23: 94Q1 24: 104Q2 24: 123Q3 24: 131Q4 24: 154154Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202247
Q4 202271
Q1 202377
Q2 202374
Q3 202380
Q4 202394
Q1 2024104
Q2 2024123
Q3 2024131
Q4 2024154

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 47 bought or addedQ1 23: 32 cut or sold outQ2 23: 45 bought or addedQ2 23: 32 cut or sold outQ2 23Q3 23: 54 bought or addedQ3 23: 29 cut or sold outQ4 23: 53 bought or addedQ4 23: 37 cut or sold outQ4 23Q1 24: 64 bought or addedQ1 24: 36 cut or sold outQ2 24: 74 bought or addedQ2 24: 49 cut or sold outQ2 24Q3 24: 84 bought or addedQ3 24: 41 cut or sold outQ4 24: 97 bought or addedQ4 24: 38 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20234732
Q2 20234532
Q3 20235429
Q4 20235337
Q1 20246436
Q2 20247449
Q3 20248441
Q4 20249738

Biggest buyers

Wealthquest Corp Added +1,021,486+1.0m
Compass Advisory Group LLC Added +608,418+608.4k
Gradient Investments LLC New +548,162+548.2k
CENTRAL VALLEY ADVISORS, LLC New +291,413+291.4k
Strategic Blueprint, LLC Added +194,428+194.4k
Cetera Investment Advisers Added +169,004+169.0k
Long Island Wealth Management, Inc. Added +109,047+109.0k
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors Added +107,630+107.6k
Glen Eagle Advisors, LLC Added +96,220+96.2k
Prairie Wealth Advisors, Inc. New +95,325+95.3k

Biggest sellers

Kingsview Wealth Management, LLC Reduced -1,476,301-1.5m
PERSONAL CFO SOLUTIONS, LLC Sold out -309,914-309.9k
WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV Reduced -191,693-191.7k
ENVESTNET ASSET MANAGEMENT INC Reduced -133,070-133.1k
RiverTree Advisors, LLC Reduced -27,944-27.9k
Brookstone Capital Management Reduced -26,314-26.3k
Foundations Investment Advisors, LLC Reduced -20,026-20.0k
Advisory Services Network, LLC Sold out -17,268-17.3k
OSAIC HOLDINGS, INC. Reduced -10,145-10.1k
Mariner, LLC Reduced -9,483-9.5k

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Wealthquest Corp 7.87% of their portfolio CINCINNATI, OH 3,079,8873.1m $96.8m $96.8m 7.87% Added +1.0m +1,021,486
2 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,590,5901.6m $50.0m $50.0m 0.02% Reduced -133.1k -133,070
3 OSAIC HOLDINGS, INC. 0.09% of their portfolio SCOTTSDALE, AZ 1,331,9341.3m $41.8m $41.8m 0.09% Reduced -10.1k -10,145
4 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 1,110,1301.1m $34.9m $34.9m 0.05% Added +48.7k +48,731
5 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 794,745794.7k $25.0m $25.0m 0.01% First filing
6 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 767,323767.3k $24.1m $24.1m 0.05% Added +169.0k +169,004
7 MTM FINANCIAL GROUP, LLC 12.82% of their portfolio BETHLEHEM, PA 682,395682.4k $21.4m $21.4m 12.82% Added +19.3k +19,293
8 Compass Advisory Group LLC 7.37% of their portfolio MELVILLE, NY 654,883654.9k $20.6m $20.6m 7.37% Added +608.4k +608,418
9 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 1.64% of their portfolio Westlake, OH 642,751642.8k $20.2m $20.2m 1.64% Added +107.6k +107,630
10 Crown Wealth Group, LLC 8.14% of their portfolio Charlotte, NC 636,953637.0k $20.0m $20.0m 8.14% Added +17.1k +17,123
11 Brookstone Capital Management 0.27% of their portfolio WHEATON, IL 597,247597.2k $18.8m $18.8m 0.27% Reduced -26.3k -26,314
12 Gradient Investments LLC 0.35% of their portfolio ARDEN HILLS, MN 548,162548.2k $17.2m $17.2m 0.35% New
13 Wealthcare Advisory Partners LLC 0.38% of their portfolio WEST CHESTER, PA 432,418432.4k $13.6m $13.6m 0.38% Added +26.3k +26,339
14 Sunbelt Securities, Inc. 1.17% of their portfolio HOUSTON, TX 421,744421.7k $13.3m $13.3m 1.17% Added +39.3k +39,259
15 CENTAURUS FINANCIAL, INC. 0.78% of their portfolio ANAHEIM, CA 407,857407.9k $12.8m $12.8m 0.78% Added +40.2k +40,166
16 NBZ Investment Advisors LLC 6.96% of their portfolio KNOXVILLE, TN 395,268395.3k $12.4m $12.4m 6.96% First filing
17 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 319,282319.3k $10.0m $10.0m 0.05% Added +41.0k +41,026
18 CENTRAL VALLEY ADVISORS, LLC 4.16% of their portfolio SACRAMENTO, CA 291,413291.4k $9.2m $9.2m 4.16% New
19 CRA Financial Services, LLC 1.38% of their portfolio NORTHFIELD, NJ 255,467255.5k $8.0m $8.0m 1.38% Added +19.4k +19,375
20 Mutual Advisors, LLC 0.22% of their portfolio OMAHA, NE 244,512244.5k $7.7m $7.7m 0.22% Added +78 +78
21 Atria Wealth Solutions, Inc. 0.08% of their portfolio NEW YORK, NY 227,684227.7k $7.2m $7.2m 0.08% Added +61.4k +61,447
22 CWM, LLC 0.03% of their portfolio OMAHA, NE 218,859218.9k $6.9m $6.9m 0.03% Added +83.7k +83,687
23 Sovran Advisors, LLC 0.98% of their portfolio SAN DIEGO, CA 218,454218.5k $6.9m $6.9m 0.98% First filing
24 Strategic Blueprint, LLC 0.40% of their portfolio ATLANTA, GA 215,593215.6k $6.8m $6.8m 0.40% Added +194.4k +194,428
25 Dominguez Wealth Management Solutions, Inc. 4.66% of their portfolio WILLIAMSBURG, VA 203,314203.3k $6.4m $6.4m 4.66% Added +1.1k +1,088
26 Foundations Investment Advisors, LLC 0.12% of their portfolio PHOENIX, AZ 199,068199.1k $6.3m $6.3m 0.12% Reduced -20.0k -20,026
27 Glen Eagle Advisors, LLC 1.01% of their portfolio KINGSTON, NJ 194,310194.3k $6.1m $6.1m 1.01% Added +96.2k +96,220
28 Sigma Planning Corp 0.19% of their portfolio ANN ARBOR, MI 188,301188.3k $5.9m $5.9m 0.19% Added +41.5k +41,546
29 Financial Designs Corp 3.68% of their portfolio CLAREMONT, CA 177,816177.8k $5.6m $5.6m 3.68% Reduced -2.5k -2,512
30 Kingsview Wealth Management, LLC 0.11% of their portfolio GRANTS PASS, OR 176,790176.8k $5.6m $5.6m 0.11% Reduced -1.5m -1,476,301
31 TOWNSQUARE CAPITAL LLC 0.06% of their portfolio Lehi, UT 166,064166.1k $5.2m $5.2m 0.06% Added +62.2k +62,242
32 HARBOUR INVESTMENTS, INC. 0.15% of their portfolio MADISON, WI 166,060166.1k $5.2m $5.2m 0.15% Added +32.6k +32,612
33 Long Island Wealth Management, Inc. 3.04% of their portfolio MELVILLE, NY 154,821154.8k $4.9m $4.9m 3.04% Added +109.0k +109,047
34 BROWN WEALTH MANAGEMENT, LLC 1.54% of their portfolio NAPERVILLE, IL 138,183138.2k $4.3m $4.3m 1.54% Added +34.4k +34,361
35 Trek Financial, LLC 0.31% of their portfolio Scottsdale, AZ 131,141131.1k $4.1m $4.1m 0.31% Added +4.6k +4,552
36 Visionary Wealth Advisors 0.21% of their portfolio O'FALLON, IL 116,014116.0k $3.6m $3.6m 0.21% Added +3.5k +3,534
37 MILESTONE ASSET MANAGEMENT, LLC 0.77% of their portfolio PITTSBURGH, PA 111,398111.4k $3.5m $3.5m 0.77% Added +7.8k +7,826
38 Core Wealth Advisors, Inc. 1.14% of their portfolio LAKELAND, FL 109,980110.0k $3.5m $3.5m 1.14% Added +17.6k +17,632
39 World Investment Advisors 0.09% of their portfolio LINCROFT, NJ 109,000109.0k $3.4m $3.4m 0.09% Reduced -3.1k -3,075
40 INDEPENDENT FINANCIAL GROUP, LLC 0.11% of their portfolio SAN DIEGO, CA 107,171107.2k $3.4m $3.4m 0.11% Added +7.2k +7,191
41 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 104,017104.0k $3.3m $3.3m 0.00% Added +77.3k +77,276
42 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.81% of their portfolio FLINT, MI 100,056100.1k $3.1m $3.1m 0.81% Added +7.6k +7,629
43 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 95,53095.5k $3.0m $3.0m 0.01% Added +46.4k +46,369
44 Prairie Wealth Advisors, Inc. 1.44% of their portfolio OMAHA, NE 95,32595.3k $3.0m $3.0m 1.44% New
45 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 84,77484.8k $2.7m $2.7m 0.01% Added +18.1k +18,089
46 RFG Advisory, LLC 0.07% of their portfolio BIRMINGHAM, AL 83,68283.7k $2.6m $2.6m 0.07% Added +10.8k +10,809
47 SFMG, LLC 0.20% of their portfolio PLANO, TX 82,30182.3k $2.6m $2.6m 0.20% Added +17.0k +17,026
48 Triton Financial Group Inc 1.52% of their portfolio Oklahoma City, OK 77,39577.4k $2.4m $2.4m 1.52% Reduced -5.5k -5,484
49 Comprehensive Financial Consultants Institutional, Inc. 0.87% of their portfolio Bloomington, IN 75,99876.0k $2.4m $2.4m 0.87% Added +7.5k +7,479
50 SILVER OAK SECURITIES, INCORPORATED 0.22% of their portfolio JACKSON, TN 74,66374.7k $2.3m $2.3m 0.22% Added +9.3k +9,286
51 ROVIN CAPITAL /UT/ /ADV 0.81% of their portfolio MESA, AZ 71,56571.6k $2.2m $2.2m 0.81% Added +1.1k +1,051
52 Whipplewood Advisors, LLC 1.22% of their portfolio LITTLETON, CO 68,53868.5k $2.2m $2.2m 1.22% First filing
53 Cannon Advisors, Inc. 1.82% of their portfolio CHARLOTTE, NC 68,04268.0k $2.1m $2.1m 1.82% Added +5.8k +5,809
54 Chris Bulman Inc 1.34% of their portfolio ROSEVILLE, CA 66,94666.9k $2.1m $2.1m 1.34% Reduced -3.7k -3,662
55 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 59,60159.6k $1.9m $1.9m 0.02% Added +45.5k +45,487
56 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 59,60159.6k $1.9m $1.9m 0.02% Added +45.5k +45,487
57 Comprehensive Financial Planning, Inc./PA 1.54% of their portfolio EAST PETERSBURG, PA 58,03158.0k $1.8m $1.8m 1.54% First filing
58 Triumph Capital Management 0.60% of their portfolio DENVER, CO 56,16356.2k $1.8m $1.8m 0.60% Added +28.7k +28,685
59 INTEGRAL INVESTMENT ADVISORS, INC. 0.56% of their portfolio TURLOCK, CA 55,47155.5k $1.7m $1.7m 0.56% Reduced -1.2k -1,204
60 Capital Investment Advisory Services, LLC 0.16% of their portfolio RALEIGH, NC 52,75652.8k $1.7m $1.7m 0.16% Added +17.8k +17,778
61 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 52,48752.5k $1.6m $1.6m 0.00% Added +1.3k +1,345
62 Beacon Pointe Advisors, LLC 0.02% of their portfolio NEWPORT BEACH, CA 52,26852.3k $1.6m $1.6m 0.02% Added +5.0k +5,021
63 Capital Analysts, LLC 0.07% of their portfolio FORT WASHINGTON, PA 52,25052.2k $1.6m $1.6m 0.07% Reduced -4.2k -4,246
64 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.04% of their portfolio LOS ANGELES, CA 50,26650.3k $1.6m $1.6m 0.04% Reduced -4.2k -4,238
65 Main Street Financial Solutions, LLC 0.15% of their portfolio NEWTOWN, PA 48,38048.4k $1.5m $1.5m 0.15% Unchanged
66 MGO ONE SEVEN LLC 0.06% of their portfolio Beachwood, OH 46,12146.1k $1.4m $1.4m 0.06% Reduced -1.9k -1,880
67 Composition Wealth, LLC 0.03% of their portfolio LOS ANGELES, CA 43,99244.0k $1.4m $1.4m 0.03% Reduced -1.4k -1,377
68 Arkadios Wealth Advisors 0.07% of their portfolio ATLANTA, GA 43,63443.6k $1.4m $1.4m 0.07% Reduced -6.8k -6,802
69 BCS Wealth Management 0.34% of their portfolio JOHNSON CITY, TN 43,23343.2k $1.4m $1.4m 0.34% Added +1.1k +1,103
70 Stratos Wealth Advisors, LLC 0.06% of their portfolio BEACHWOOD, OH 42,43742.4k $1.3m $1.3m 0.06% Added +22.9k +22,947
71 Bison Wealth, LLC 0.29% of their portfolio Atlanta, GA 41,23241.2k $1.3m $1.3m 0.29% Added +17.5k +17,464
72 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 40,44540.4k $1.3m $1.3m 0.01% Added +14.4k +14,357
73 CoreCap Advisors, LLC 0.06% of their portfolio SOUTHFIELD, MI 39,85239.9k $1.3m $1.3m 0.06% Reduced -392 -392
74 Gallagher Fiduciary Advisors, LLC 0.24% of their portfolio ROLLING MEADOWS, IL 38,63138.6k $1.2m $1.2m 0.24% Added +25.3k +25,334
75 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 37,14137.1k $1.2m $1.2m 0.01% Added +29.8k +29,754
76 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 35,51535.5k $1.1m $1.1m 0.00% Added +1.3k +1,338
77 Madison Wealth Partners, Inc 0.31% of their portfolio MADISON, WI 35,49135.5k $1.1m $1.1m 0.31% Added +1.2k +1,180
78 RITHOLTZ WEALTH MANAGEMENT 0.03% of their portfolio NEW YORK, NY 35,27735.3k $1.1m $1.1m 0.03% Reduced -1.8k -1,846
79 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.01% of their portfolio Stamford, CT 35,18435.2k $1.1m $1.1m 0.01% Unchanged
80 Diversify Advisory Services, LLC 0.06% of their portfolio SANDY, UT 34,65034.6k $1.1m $1.1m 0.06% Unchanged
81 RiverTree Advisors, LLC 0.67% of their portfolio WINTER PARK, FL 32,40532.4k $1.0m $1.0m 0.67% Reduced -27.9k -27,944
82 U.S. Capital Wealth Advisors, LLC 0.03% of their portfolio AUSTIN, TX 29,96630.0k $941.5k $941.5k 0.03% Added +6.1k +6,079
83 Blue Trust, Inc. 0.01% of their portfolio BRENTWOOD, TN 29,69329.7k $933.0k $933.0k 0.01% Added +19.7k +19,718
84 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 28,84928.8k $906.4k $906.4k 0.00% New
85 Prasad Wealth Partners, LLC 0.29% of their portfolio INDEPENDENCE, OH 28,67528.7k $901.0k $901.0k 0.29% First filing
86 Vantage Financial Partners, LLC 0.22% of their portfolio ELM GROVE, WI 28,49828.5k $895.4k $895.4k 0.22% Added +5.6k +5,584
87 Mariner, LLC 0.00% of their portfolio Overland Park, KS 26,56926.6k $834.8k $834.8k 0.00% Reduced -9.5k -9,483
88 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 25,70025.7k $807.5k $807.5k 0.01% Added +700 +700
89 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 25,67425.7k $813.4k $813.4k 0.00% Added +13.5k +13,532
90 Focus Financial Network, Inc. 0.03% of their portfolio MINNEAPOLIS, MN 25,01525.0k $786.0k $786.0k 0.03% Added +890 +890
91 SWMG, LLC 0.31% of their portfolio FORT WORTH, TX 24,86124.9k $787.6k $787.6k 0.31% Unchanged
92 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 23,80123.8k $747.8k $747.8k 0.01% Added +58 +58
93 First Heartland Consultants, Inc. 0.07% of their portfolio LAKE ST. LOUIS, MO 22,08322.1k $693.8k $693.8k 0.07% Added +5.9k +5,919
94 Ausdal Financial Partners, Inc. 0.06% of their portfolio Davenport, IA 21,38821.4k $672.0k $672.0k 0.06% Added +4.3k +4,346
95 Ameritas Advisory Services, LLC 0.02% of their portfolio Lincoln, NE 20,95521.0k $658.4k $658.4k 0.02% New
96 Capasso Planning Partners LLC 0.24% of their portfolio CHARLESTON, SC 19,12819.1k $601.0k $601.0k 0.24% Added +1.4k +1,386
97 Wealth Advisory Solutions, LLC 0.16% of their portfolio ZIONSVILLE, IN 18,61818.6k $585.0k $585.0k 0.16% Added +4.1k +4,067
98 O'Connor Financial Group LLC 0.30% of their portfolio QUINCY, IL 18,28818.3k $574.6k $574.6k 0.30% Added +214 +214
99 BEACON FINANCIAL GROUP 0.06% of their portfolio DALLAS, TX 17,88617.9k $562.0k $562.0k 0.06% New
100 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.08% of their portfolio CONCORD, MA 17,81717.8k $559.8k $559.8k 0.08% Reduced -4.7k -4,656