Vault-13

INNOVATOR ETFS TRUST BALT

DEFINED WLT SHLD · ETP · CUSIP 45783Y855

131 institutional holders +8 vs Q2 2024
18,531,51218.5m shares reported held*
$571.3mreported value*
18 new 66 added 28 reduced 13 sold out net bought ≈ $139.1m (+4.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($46.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $30.83.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 47Q4 22: 71Q1 23: 77Q2 23: 74Q3 23: 80Q4 23: 94Q1 24: 104Q2 24: 123Q3 24: 131131Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202247
Q4 202271
Q1 202377
Q2 202374
Q3 202380
Q4 202394
Q1 2024104
Q2 2024123
Q3 2024131

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 48 bought or addedQ4 22: 21 cut or sold outQ1 23: 47 bought or addedQ1 23: 32 cut or sold outQ1 23Q2 23: 45 bought or addedQ2 23: 32 cut or sold outQ3 23: 54 bought or addedQ3 23: 29 cut or sold outQ3 23Q4 23: 53 bought or addedQ4 23: 37 cut or sold outQ1 24: 64 bought or addedQ1 24: 36 cut or sold outQ1 24Q2 24: 74 bought or addedQ2 24: 49 cut or sold outQ3 24: 84 bought or addedQ3 24: 41 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224821
Q1 20234732
Q2 20234532
Q3 20235429
Q4 20235337
Q1 20246436
Q2 20247449
Q3 20248441

Biggest buyers

Kingsview Wealth Management, LLC Added +1,438,282+1.4m
Wealthquest Corp Added +689,520+689.5k
COMMONWEALTH EQUITY SERVICES, LLC Added +457,963+458.0k
Crown Wealth Group, LLC Added +344,520+344.5k
Raymond James Financial Services Advisors, Inc. Added +290,228+290.2k
WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV Added +200,943+200.9k
OSAIC HOLDINGS, INC. Added +168,234+168.2k
Wealthcare Advisory Partners LLC Added +149,832+149.8k
CWM, LLC Added +134,656+134.7k
Foundations Investment Advisors, LLC Added +126,434+126.4k

Biggest sellers

Cambridge Investment Research Advisors, Inc. Reduced -111,296-111.3k
Mutual Advisors, LLC Reduced -102,438-102.4k
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors Reduced -75,002-75.0k
RITHOLTZ WEALTH MANAGEMENT Reduced -43,380-43.4k
Regal Investment Advisors LLC Sold out -30,645-30.6k
Mariner, LLC Reduced -23,254-23.3k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Sold out -21,596-21.6k
Betterment LLC Sold out -19,683-19.7k
Delta Investment Management, LLC Sold out -16,521-16.5k
Brookstone Capital Management Reduced -13,455-13.5k

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Wealthquest Corp 5.58% of their portfolio CINCINNATI, OH 2,058,4012.1m $63.3m $63.3m 5.58% Added +689.5k +689,520
2 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,723,6601.7m $53.1m $53.1m 0.02% Added +34.2k +34,217
3 Kingsview Wealth Management, LLC 1.07% of their portfolio GRANTS PASS, OR 1,653,0911.7m $51.0m $51.0m 1.07% Added +1.4m +1,438,282
4 OSAIC HOLDINGS, INC. 0.09% of their portfolio SCOTTSDALE, AZ 1,342,0791.3m $41.4m $41.4m 0.09% Added +168.2k +168,234
5 COMMONWEALTH EQUITY SERVICES, LLC 0.05% of their portfolio WALTHAM, MA 1,061,3991.1m $32.7m $32.7m 0.05% Added +458.0k +457,963
6 MTM FINANCIAL GROUP, LLC 12.49% of their portfolio BETHLEHEM, PA 663,102663.1k $20.4m $20.4m 12.49% Added +3.4k +3,422
7 Brookstone Capital Management 0.28% of their portfolio WHEATON, IL 623,561623.6k $19.2m $19.2m 0.28% Reduced -13.5k -13,455
8 Crown Wealth Group, LLC 8.31% of their portfolio Charlotte, NC 619,830619.8k $19.1m $19.1m 8.31% Added +344.5k +344,520
9 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 598,319598.3k $18.4m $18.4m 0.04% Added +33.5k +33,542
10 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 1.40% of their portfolio Westlake, OH 535,121535.1k $16.5m $16.5m 1.40% Reduced -75.0k -75,002
11 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 491,966492.0k $15.2m $15.2m 0.02% Added +290.2k +290,228
12 Wealthcare Advisory Partners LLC 0.36% of their portfolio WEST CHESTER, PA 406,079406.1k $12.5m $12.5m 0.36% Added +149.8k +149,832
13 Sunbelt Securities, Inc. 1.16% of their portfolio HOUSTON, TX 382,485382.5k $11.8m $11.8m 1.16% Added +557 +557
14 CENTAURUS FINANCIAL, INC. 0.72% of their portfolio ANAHEIM, CA 367,691367.7k $11.3m $11.3m 0.72% Added +41.7k +41,698
15 PERSONAL CFO SOLUTIONS, LLC 1.33% of their portfolio CHESTER, NJ 309,914309.9k $9.6m $9.6m 1.33% Added +6.1k +6,106
16 Kestra Advisory Services, LLC 0.05% of their portfolio AUSTIN, TX 278,256278.3k $8.6m $8.6m 0.05% Added +42.0k +42,017
17 Mutual Advisors, LLC 0.22% of their portfolio OMAHA, NE 244,434244.4k $7.6m $7.6m 0.22% Reduced -102.4k -102,438
18 CRA Financial Services, LLC 1.34% of their portfolio NORTHFIELD, NJ 236,092236.1k $7.3m $7.3m 1.34% Added +20.2k +20,165
19 Foundations Investment Advisors, LLC 0.14% of their portfolio PHOENIX, AZ 219,094219.1k $6.8m $6.8m 0.14% Added +126.4k +126,434
20 WOODARD & CO ASSET MANAGEMENT GROUP INC /ADV 1.43% of their portfolio BERMUDA RUN, NC 206,948206.9k $6.4m $6.4m 1.43% Added +200.9k +200,943
21 Dominguez Wealth Management Solutions, Inc. 4.51% of their portfolio WILLIAMSBURG, VA 202,226202.2k $6.2m $6.2m 4.51% Reduced -7.8k -7,784
22 Financial Designs Corp 3.59% of their portfolio CLAREMONT, CA 180,328180.3k $5.6m $5.6m 3.59% Reduced -4.1k -4,091
23 Atria Wealth Solutions, Inc. 0.06% of their portfolio NEW YORK, NY 166,237166.2k $5.1m $5.1m 0.06% Added +8.6k +8,608
24 Sigma Planning Corp 0.14% of their portfolio ANN ARBOR, MI 146,755146.8k $4.5m $4.5m 0.14% Added +41.1k +41,138
25 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 138,372138.4k $4.3m $4.3m 0.00% Added +12.9k +12,946
26 CWM, LLC 0.02% of their portfolio OMAHA, NE 135,172135.2k $4.2m $4.2m 0.02% Added +134.7k +134,656
27 HARBOUR INVESTMENTS, INC. 0.12% of their portfolio MADISON, WI 133,448133.4k $4.1m $4.1m 0.12% Added +15.7k +15,736
28 Trek Financial, LLC 0.29% of their portfolio Scottsdale, AZ 126,589126.6k $3.9m $3.9m 0.29% Added +3.8k +3,806
29 Visionary Wealth Advisors 0.21% of their portfolio O'FALLON, IL 112,480112.5k $3.5m $3.5m 0.21% Added +9.6k +9,638
30 World Investment Advisors 0.11% of their portfolio LINCROFT, NJ 112,075112.1k $3.5m $3.5m 0.11% Added +16.2k +16,190
31 TOWNSQUARE CAPITAL LLC 0.04% of their portfolio Lehi, UT 103,822103.8k $3.2m $3.2m 0.04% New
32 BROWN WEALTH MANAGEMENT, LLC 1.16% of their portfolio NAPERVILLE, IL 103,822103.8k $3.2m $3.2m 1.16% New
33 MILESTONE ASSET MANAGEMENT, LLC 0.72% of their portfolio PITTSBURGH, PA 103,572103.6k $3.2m $3.2m 0.72% Added +15.8k +15,792
34 INDEPENDENT FINANCIAL GROUP, LLC 0.11% of their portfolio SAN DIEGO, CA 99,980100.0k $3.1m $3.1m 0.11% Added +48.1k +48,101
35 Glen Eagle Advisors, LLC 0.51% of their portfolio KINGSTON, NJ 98,09098.1k $3.0m $3.0m 0.51% New
36 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.76% of their portfolio FLINT, MI 92,42792.4k $2.8m $2.8m 0.76% Added +16.5k +16,480
37 Core Wealth Advisors, Inc. 0.91% of their portfolio LAKELAND, FL 92,34892.3k $2.8m $2.8m 0.91% Added +9.6k +9,578
38 Triton Financial Group Inc 1.63% of their portfolio Oklahoma City, OK 82,87982.9k $2.6m $2.6m 1.63% Reduced -553 -553
39 RFG Advisory, LLC 0.07% of their portfolio BIRMINGHAM, AL 72,87372.9k $2.2m $2.2m 0.07% Added +3.8k +3,814
40 Chris Bulman Inc 1.48% of their portfolio ROSEVILLE, CA 70,60870.6k $2.2m $2.2m 1.48% Added +4.7k +4,698
41 ROVIN CAPITAL /UT/ /ADV 0.81% of their portfolio MESA, AZ 70,51470.5k $2.2m $2.2m 0.81% Reduced -1.6k -1,577
42 Comprehensive Financial Consultants Institutional, Inc. 0.77% of their portfolio Bloomington, IN 68,51968.5k $2.1m $2.1m 0.77% Added +8.3k +8,311
43 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 66,68566.7k $2.1m $2.1m 0.01% Reduced -111.3k -111,296
44 SILVER OAK SECURITIES, INCORPORATED 0.21% of their portfolio JACKSON, TN 65,37765.4k $2.0m $2.0m 0.21% Added +10.0k +9,997
45 SFMG, LLC 0.16% of their portfolio PLANO, TX 65,27565.3k $2.0m $2.0m 0.16% Unchanged
46 Cannon Advisors, Inc. 1.57% of their portfolio CHARLOTTE, NC 62,23362.2k $1.9m $1.9m 1.57% First filing
47 RiverTree Advisors, LLC 1.26% of their portfolio WINTER PARK, FL 60,34960.3k $1.9m $1.9m 1.26% Reduced -2.3k -2,346
48 INTEGRAL INVESTMENT ADVISORS, INC. 0.59% of their portfolio TURLOCK, CA 56,67556.7k $1.7m $1.7m 0.59% Reduced -990 -990
49 Capital Analysts, LLC 0.07% of their portfolio FORT WASHINGTON, PA 56,49656.5k $1.7m $1.7m 0.07% Reduced -117 -117
50 SIGNATURE ESTATE & INVESTMENT ADVISORS LLC 0.04% of their portfolio LOS ANGELES, CA 54,50454.5k $1.7m $1.7m 0.04% Added +13.5k +13,530
51 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 51,14251.1k $1.6m $1.6m 0.00% New
52 Arkadios Wealth Advisors 0.09% of their portfolio ATLANTA, GA 50,43650.4k $1.6m $1.6m 0.09% Added +13.7k +13,681
53 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 49,16149.2k $1.5m $1.5m 0.01% Added +7.9k +7,865
54 Main Street Financial Solutions, LLC 0.14% of their portfolio NEWTOWN, PA 48,38048.4k $1.5m $1.5m 0.14% Unchanged
55 MGO ONE SEVEN LLC 0.06% of their portfolio Beachwood, OH 48,00148.0k $1.5m $1.5m 0.06% Reduced -9.0k -8,980
56 Beacon Pointe Advisors, LLC 0.02% of their portfolio NEWPORT BEACH, CA 47,24747.2k $1.5m $1.5m 0.02% Added +1.6k +1,588
57 Compass Advisory Group LLC 0.56% of their portfolio MELVILLE, NY 46,46546.5k $1.4m $1.4m 0.56% Reduced -45 -45
58 Long Island Wealth Management, Inc. 0.93% of their portfolio MELVILLE, NY 45,77445.8k $1.4m $1.4m 0.93% Reduced -69 -69
59 Composition Wealth, LLC 0.03% of their portfolio LOS ANGELES, CA 45,36945.4k $1.4m $1.4m 0.03% Unchanged
60 BCS Wealth Management 0.55% of their portfolio JOHNSON CITY, TN 42,13042.1k $1.3m $1.3m 0.55% Added +1.6k +1,623
61 CoreCap Advisors, LLC 0.06% of their portfolio SOUTHFIELD, MI 40,24440.2k $1.2m $1.2m 0.06% Reduced -1.0k -1,036
62 RITHOLTZ WEALTH MANAGEMENT 0.03% of their portfolio NEW YORK, NY 37,12337.1k $1.1m $1.1m 0.03% Reduced -43.4k -43,380
63 Mariner, LLC 0.00% of their portfolio Overland Park, KS 36,05236.1k $1.1m $1.1m 0.00% Reduced -23.3k -23,254
64 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 0.01% of their portfolio Stamford, CT 35,18435.2k $1.1m $1.1m 0.01% Added +35.1k +35,101
65 Capital Investment Advisory Services, LLC 0.10% of their portfolio RALEIGH, NC 34,97835.0k $1.1m $1.1m 0.10% Added +20.3k +20,271
66 Diversify Advisory Services, LLC 0.06% of their portfolio SANDY, UT 34,65034.6k $1.1m $1.1m 0.06% Unchanged
67 Madison Wealth Partners, Inc 0.31% of their portfolio MADISON, WI 34,31134.3k $1.1m $1.1m 0.31% Added +470 +470
68 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 34,17734.2k $1.1m $1.1m 0.00% Unchanged
69 Triumph Capital Management 0.30% of their portfolio DENVER, CO 27,47827.5k $847.1k $847.1k 0.30% Added +8.0k +7,984
70 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 26,74126.7k $824.4k $824.4k 0.00% Added +9.7k +9,728
71 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 26,08826.1k $804.3k $804.3k 0.01% Reduced -6.4k -6,405
72 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 25,00025.0k $770.8k $770.8k 0.01% Added +1.0k +1,000
73 SWMG, LLC 0.32% of their portfolio FORT WORTH, TX 24,86124.9k $776.7k $776.7k 0.32% New
74 Focus Financial Network, Inc. 0.03% of their portfolio MINNEAPOLIS, MN 24,12524.1k $743.8k $743.8k 0.03% Added +8.4k +8,355
75 U.S. Capital Wealth Advisors, LLC 0.03% of their portfolio AUSTIN, TX 23,88723.9k $736.4k $736.4k 0.03% Reduced -904 -904
76 Bison Wealth, LLC 0.12% of their portfolio Atlanta, GA 23,76823.8k $732.8k $732.8k 0.12% Added +6.0k +6,046
77 Merit Financial Group, LLC 0.02% of their portfolio ALPHARETTA, GA 23,74323.7k $732.0k $732.0k 0.02% Added +7.8k +7,791
78 Vantage Financial Partners, LLC 0.18% of their portfolio ELM GROVE, WI 22,91422.9k $706.4k $706.4k 0.18% Added +846 +846
79 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.11% of their portfolio CONCORD, MA 22,47322.5k $692.8k $692.8k 0.11% Added +2.0k +1,954
80 Strategic Blueprint, LLC 0.04% of their portfolio ATLANTA, GA 21,16521.2k $652.5k $652.5k 0.04% Added +5.1k +5,085
81 Stratos Wealth Advisors, LLC 0.03% of their portfolio BEACHWOOD, OH 19,49019.5k $600.9k $600.9k 0.03% Added +205 +205
82 O'Connor Financial Group LLC 0.29% of their portfolio QUINCY, IL 18,07418.1k $557.2k $557.2k 0.29% Added +922 +922
83 Capasso Planning Partners LLC 0.16% of their portfolio CHARLESTON, SC 17,74217.7k $547.0k $547.0k 0.16% Added +1.1k +1,106
84 Pine Harbor Wealth Management, LLC 0.27% of their portfolio FAIRFAX, VA 17,46717.5k $538.5k $538.5k 0.27% Reduced -4.6k -4,588
85 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 17,26817.3k $518.6k $518.6k 0.01% Unchanged
86 Ausdal Financial Partners, Inc. 0.05% of their portfolio Davenport, IA 17,04217.0k $525.4k $525.4k 0.05% Added +5.1k +5,067
87 First Heartland Consultants, Inc. 0.05% of their portfolio LAKE ST. LOUIS, MO 16,16416.2k $498.0k $498.0k 0.05% Added +6.3k +6,275
88 Wealth Advisory Solutions, LLC 0.12% of their portfolio ZIONSVILLE, IN 14,55114.6k $448.6k $448.6k 0.12% Reduced -102 -102
89 Orion Porfolio Solutions, LLC 0.00% of their portfolio OMAHA, NE 14,11414.1k $435.1k $435.1k 0.00% Added +1.5k +1,511
90 Orion Portfolio Solutions, LLC 0.00% of their portfolio Omaha, NE 14,11414.1k $435.1k $435.1k 0.00% Added +1.5k +1,511
91 HBW ADVISORY SERVICES LLC 0.06% of their portfolio SIMI VALLEY, CA 13,84113.8k $426.7k $426.7k 0.06% New
92 WorthPointe, LLC 0.18% of their portfolio La Jolla, CA 13,73613.7k $423.5k $423.5k 0.18% Added +640 +640
93 ACT Advisors, LLC. 0.19% of their portfolio ASHEVILLE, NC 13,38813.4k $412.8k $412.8k 0.19% New
94 Gallagher Fiduciary Advisors, LLC 0.08% of their portfolio ROLLING MEADOWS, IL 13,29713.3k $409.9k $409.9k 0.08% New
95 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 13,26713.3k $409.0k $409.0k 0.00% New
96 SMITH, MOORE & CO. 0.04% of their portfolio CLAYTON, MO 12,81012.8k $394.9k $394.9k 0.04% Added +932 +932
97 Fermata Advisors, LLC 0.08% of their portfolio SONOMA, CA 12,52612.5k $386.2k $386.2k 0.08% Added +5.8k +5,780
98 Arete Wealth Advisors, LLC 0.03% of their portfolio CHICAGO, IL 12,15012.2k $375.0k $375.0k 0.03% Unchanged
99 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 12,14212.1k $374.3k $374.3k 0.00% Added +642 +642
100 Encompass More Asset Management 0.13% of their portfolio Danville, CA 11,31911.3k $349.0k $349.0k 0.13% Added +3.5k +3,481