Vault-13

INNOVATOR ETFS TRUST BALT

DEFINED WLT SHLD · ETP · CUSIP 45783Y855

104 institutional holders +10 vs Q4 2023
14,163,69614.2m shares reported held*
$414.4mreported value*
20 new 44 added 26 reduced 10 sold out net sold ≈ $126.9m (-4.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $29.26.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 47Q4 22: 71Q1 23: 77Q2 23: 74Q3 23: 80Q4 23: 94Q1 24: 104104Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202247
Q4 202271
Q1 202377
Q2 202374
Q3 202380
Q4 202394
Q1 2024104

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 48 bought or addedQ4 22: 21 cut or sold outQ4 22Q1 23: 47 bought or addedQ1 23: 32 cut or sold outQ1 23Q2 23: 45 bought or addedQ2 23: 32 cut or sold outQ2 23Q3 23: 54 bought or addedQ3 23: 29 cut or sold outQ3 23Q4 23: 53 bought or addedQ4 23: 37 cut or sold outQ4 23Q1 24: 64 bought or addedQ1 24: 36 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224821
Q1 20234732
Q2 20234532
Q3 20235429
Q4 20235337
Q1 20246436

Biggest buyers

Wealthquest Corp Added +1,090,404+1.1m
Cetera Investment Advisers Added +389,377+389.4k
MORGAN STANLEY New +338,460+338.5k
ENVESTNET ASSET MANAGEMENT INC Added +146,753+146.8k
OLIVER LAGORE VANVALIN INVESTMENT GROUP New +131,585+131.6k
COMMONWEALTH EQUITY SERVICES, LLC Added +125,923+125.9k
LINCOLN NATIONAL CORP Added +101,401+101.4k
Trek Financial, LLC Added +94,643+94.6k
RITHOLTZ WEALTH MANAGEMENT New +77,935+77.9k
Kestra Advisory Services, LLC Added +55,449+55.4k

Biggest sellers

Foundations Investment Advisors, LLC Reduced -2,817,251-2.8m
MILESTONE ASSET MANAGEMENT, LLC Reduced -2,487,056-2.5m
Kingsview Wealth Management, LLC Reduced -1,079,724-1.1m
Cetera Advisor Networks LLC Sold out -388,295-388.3k
RFG Advisory, LLC Reduced -175,195-175.2k
Balyasny Asset Management L.P. Reduced -168,243-168.2k
AE Wealth Management LLC Sold out -165,876-165.9k
MML INVESTORS SERVICES, LLC Reduced -93,587-93.6k
Brookstone Capital Management Reduced -68,383-68.4k
Cetera Advisors LLC Sold out -38,870-38.9k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,905,7561.9m $55.8m $55.8m 0.02% Added +146.8k +146,753
2 Wealthquest Corp 4.41% of their portfolio CINCINNATI, OH 1,405,8981.4m $41.1m $41.1m 4.41% Added +1.1m +1,090,404
3 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 726,371726.4k $21.3m $21.3m 0.05% Added +772 +772
4 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 666,953667.0k $19.5m $19.5m 0.05% Added +389.4k +389,377
5 Brookstone Capital Management 0.35% of their portfolio WHEATON, IL 664,860664.9k $19.5m $19.5m 0.35% Reduced -68.4k -68,383
6 MTM FINANCIAL GROUP, LLC 12.62% of their portfolio BETHLEHEM, PA 648,980649.0k $19.0m $19.0m 12.62% Reduced -13.9k -13,940
7 Crown Wealth Group, LLC 6.92% of their portfolio Charlotte, NC 459,024459.0k $13.4m $13.4m 6.92% Added +46.1k +46,058
8 MILESTONE ASSET MANAGEMENT, LLC 3.57% of their portfolio PITTSBURGH, PA 427,235427.2k $12.5m $12.5m 3.57% Reduced -2.5m -2,487,056
9 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 409,701409.7k $12.0m $12.0m 0.02% Added +125.9k +125,923
10 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 1.39% of their portfolio Westlake, OH 400,719400.7k $11.7m $11.7m 1.39% Added +49.2k +49,180
11 CENTAURUS FINANCIAL, INC. 0.82% of their portfolio ANAHEIM, CA 400,231400.2k $11.7m $11.7m 0.82% Added +26.0k +26,018
12 Sunbelt Securities, Inc. 1.23% of their portfolio HOUSTON, TX 376,924376.9k $11.0m $11.0m 1.23% Added +54.7k +54,712
13 LINCOLN NATIONAL CORP 0.16% of their portfolio RADNOR, PA 348,296348.3k $10.2m $10.2m 0.16% Added +101.4k +101,401
14 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 338,460338.5k $9.9m $9.9m 0.00% New
15 PERSONAL CFO SOLUTIONS, LLC 1.32% of their portfolio CHESTER, NJ 289,889289.9k $8.5m $8.5m 1.32% Added +2.2k +2,245
16 Wealthcare Advisory Partners LLC 0.24% of their portfolio WEST CHESTER, PA 245,291245.3k $7.2m $7.2m 0.24% Reduced -710 -710
17 Kingsview Wealth Management, LLC 0.16% of their portfolio GRANTS PASS, OR 222,788222.8k $6.5m $6.5m 0.16% Reduced -1.1m -1,079,724
18 CRA Financial Services, LLC 1.33% of their portfolio NORTHFIELD, NJ 208,570208.6k $6.1m $6.1m 1.33% Reduced -12.1k -12,057
19 Dominguez Wealth Management Solutions, Inc. 4.54% of their portfolio WILLIAMSBURG, VA 197,121197.1k $5.8m $5.8m 4.54% Added +3.8k +3,826
20 Financial Designs Corp 3.72% of their portfolio CLAREMONT, CA 192,976193.0k $5.6m $5.6m 3.72% Added +4.0k +3,962
21 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 165,199165.2k $4.8m $4.8m 0.01% Reduced -168.2k -168,243
22 INTEGRAL INVESTMENT ADVISORS, INC. 1.95% of their portfolio TURLOCK, CA 161,300161.3k $4.7m $4.7m 1.95% Added +3.7k +3,745
23 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 155,827155.8k $4.6m $4.6m 0.02% Added +17.0k +16,997
24 Sigma Planning Corp 0.12% of their portfolio ANN ARBOR, MI 133,914133.9k $3.9m $3.9m 0.12% Added +14.6k +14,609
25 OLIVER LAGORE VANVALIN INVESTMENT GROUP 1.16% of their portfolio FLINT, MI 131,585131.6k $3.9m $3.9m 1.16% New
26 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 130,713130.7k $3.8m $3.8m 0.03% Added +55.4k +55,449
27 Trek Financial, LLC 0.30% of their portfolio Scottsdale, AZ 128,245128.2k $3.8m $3.8m 0.30% Added +94.6k +94,643
28 MGO ONE SEVEN LLC 0.19% of their portfolio Beachwood, OH 124,964125.0k $3.7m $3.7m 0.19% Added +864 +864
29 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 108,621108.6k $3.2m $3.2m 0.04% Added +30.2k +30,216
30 Composition Wealth, LLC 0.08% of their portfolio LOS ANGELES, CA 104,436104.4k $3.1m $3.1m 0.08% Reduced -5.7k -5,672
31 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 103,914103.9k $3.0m $3.0m 0.00% Added +34.9k +34,855
32 Delta Investment Management, LLC 0.69% of their portfolio SAN FRANCISCO, CA 103,779103.8k $3.0m $3.0m 0.69% Added +46.4k +46,422
33 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 101,528101.5k $3.0m $3.0m 0.00% Added +50.9k +50,942
34 Triton Financial Group Inc 2.08% of their portfolio Oklahoma City, OK 99,989100.0k $2.9m $2.9m 2.08% Reduced -2.1k -2,123
35 Mariner, LLC 0.01% of their portfolio Overland Park, KS 94,47694.5k $2.8m $2.8m 0.01% Reduced -38.7k -38,730
36 World Investment Advisors 0.38% of their portfolio LINCROFT, NJ 89,67089.7k $2.6m $2.6m 0.38% Added +11.9k +11,945
37 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 83,13083.1k $2.4m $2.4m 0.01% Reduced -93.6k -93,587
38 Visionary Wealth Advisors 0.16% of their portfolio O'FALLON, IL 82,59982.6k $2.4m $2.4m 0.16% Added +38.3k +38,281
39 RITHOLTZ WEALTH MANAGEMENT 0.08% of their portfolio NEW YORK, NY 77,93577.9k $2.3m $2.3m 0.08% New
40 ROVIN CAPITAL /UT/ /ADV 0.90% of their portfolio MESA, AZ 74,94874.9k $2.2m $2.2m 0.90% Added +7.2k +7,151
41 SFMG, LLC 0.16% of their portfolio PLANO, TX 65,23465.2k $1.9m $1.9m 0.16% Reduced -910 -910
42 RiverTree Advisors, LLC 1.27% of their portfolio WINTER PARK, FL 64,71064.7k $1.9m $1.9m 1.27% Reduced -2.1k -2,108
43 HARBOUR INVESTMENTS, INC. 0.07% of their portfolio MADISON, WI 64,46764.5k $1.9m $1.9m 0.07% Added +20.7k +20,654
44 RFG Advisory, LLC 0.06% of their portfolio BIRMINGHAM, AL 63,27163.3k $1.9m $1.9m 0.06% Reduced -175.2k -175,195
45 Capital Analysts, LLC 0.08% of their portfolio FORT WASHINGTON, PA 60,77760.8k $1.8m $1.8m 0.08% Reduced -636 -636
46 Capasso Planning Partners LLC 0.71% of their portfolio CHARLESTON, SC 58,97859.0k $1.7m $1.7m 0.71% Added +8.5k +8,503
47 Foundations Investment Advisors, LLC 0.04% of their portfolio PHOENIX, AZ 55,64355.6k $1.6m $1.6m 0.04% Reduced -2.8m -2,817,251
48 Compass Advisory Group LLC 0.65% of their portfolio MELVILLE, NY 50,13950.1k $1.5m $1.5m 0.65% Reduced -4.0k -4,012
49 Main Street Financial Solutions, LLC 0.15% of their portfolio NEWTOWN, PA 48,27748.3k $1.4m $1.4m 0.15% Added +67 +67
50 Long Island Wealth Management, Inc. 0.95% of their portfolio MELVILLE, NY 46,14746.1k $1.4m $1.4m 0.95% Added +7.2k +7,233
51 Beacon Pointe Advisors, LLC 0.02% of their portfolio NEWPORT BEACH, CA 46,04146.0k $1.3m $1.3m 0.02% Added +14.1k +14,081
52 SILVER OAK SECURITIES, INCORPORATED 0.19% of their portfolio JACKSON, TN 42,95643.0k $1.3m $1.3m 0.19% Added +18.3k +18,254
53 BCS Wealth Management 0.38% of their portfolio JOHNSON CITY, TN 40,46640.5k $1.2m $1.2m 0.38% Reduced -1.5k -1,492
54 Diversify Advisory Services, LLC 0.07% of their portfolio SANDY, UT 38,75038.8k $1.1m $1.1m 0.07% First filing
55 Arkadios Wealth Advisors 0.08% of their portfolio ATLANTA, GA 36,32736.3k $1.1m $1.1m 0.08% New
56 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 34,17734.2k $1.0m $1.0m 0.00% Unchanged
57 Cedar Brook Financial Partners, LLC 0.19% of their portfolio CLEVELAND, OH 32,52132.5k $951.6k $951.6k 0.19% Added +12.2k +12,205
58 CoreCap Advisors, LLC 0.05% of their portfolio SOUTHFIELD, MI 29,52329.5k $863.8k $863.8k 0.05% Added +289 +289
59 Regal Investment Advisors LLC 0.05% of their portfolio KENTWOOD, MI 27,23127.2k $796.8k $796.8k 0.05% New
60 U.S. Capital Wealth Advisors, LLC 0.03% of their portfolio AUSTIN, TX 27,17527.2k $795.1k $795.1k 0.03% Reduced -2.3k -2,270
61 Triumph Capital Management 0.30% of their portfolio DENVER, CO 24,89424.9k $728.1k $728.1k 0.30% New
62 Comprehensive Financial Consultants Institutional, Inc. 0.27% of their portfolio Bloomington, IN 22,07122.1k $645.8k $645.8k 0.27% Added +6.9k +6,924
63 Vantage Financial Partners, LLC 0.17% of their portfolio ELM GROVE, WI 22,06822.1k $645.7k $645.7k 0.17% Unchanged
64 Pine Harbor Wealth Management, LLC 0.41% of their portfolio FAIRFAX, VA 22,05522.1k $645.3k $645.3k 0.41% Added +1.9k +1,908
65 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 18,59918.6k $544.2k $544.2k 0.00% New
66 HARTLINE INVESTMENT CORP/ 0.09% of their portfolio WINNETKA, IL 18,00218.0k $526.7k $526.7k 0.09% New
67 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.09% of their portfolio CONCORD, MA 18,00218.0k $526.7k $526.7k 0.09% Added +6.1k +6,070
68 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 18,00018.0k $526.7k $526.7k 0.01% Unchanged
69 Bison Wealth, LLC 0.08% of their portfolio Atlanta, GA 17,72217.7k $518.5k $518.5k 0.08% New
70 Stratos Wealth Advisors, LLC 0.03% of their portfolio BEACHWOOD, OH 17,01017.0k $497.7k $497.7k 0.03% Added +470 +470
71 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 16,24216.2k $473.9k $473.9k 0.01% New
72 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 15,51415.5k $453.9k $453.9k 0.00% New
73 Wealth Advisory Solutions, LLC 0.11% of their portfolio ZIONSVILLE, IN 14,69114.7k $429.9k $429.9k 0.11% New
74 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,18414.2k $415.0k $415.0k 0.00% Added +3.1k +3,056
75 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 13,68813.7k $400.5k $400.5k 0.00% Added +2.7k +2,698
76 Core Wealth Advisors, Inc. 0.13% of their portfolio LAKELAND, FL 13,42513.4k $392.8k $392.8k 0.13% Added +8.2k +8,195
77 Strategic Blueprint, LLC 0.03% of their portfolio ATLANTA, GA 12,61512.6k $369.1k $369.1k 0.03% New
78 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 11,68711.7k $342.0k $342.0k 0.01% Reduced -37.6k -37,629
79 Madison Wealth Partners, Inc 0.12% of their portfolio MADISON, WI 10,87110.9k $318.1k $318.1k 0.12% Added +1.2k +1,220
80 VISTA INVESTMENT MANAGEMENT 0.13% of their portfolio PITTSBURGH, PA 10,76010.8k $314.8k $314.8k 0.13% Unchanged
81 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 10,75010.8k $314.5k $314.5k 0.00% Unchanged
82 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 10,34810.3k $302.8k $302.8k 0.00% Reduced -772 -772
83 Arete Wealth Advisors, LLC 0.03% of their portfolio CHICAGO, IL 10,15010.2k $297.0k $297.0k 0.03% New
84 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 9,4489.4k $276.4k $276.4k 0.00% New
85 SMITH, MOORE & CO. 0.03% of their portfolio CLAYTON, MO 8,3788.4k $245.1k $245.1k 0.03% New
86 Encompass More Asset Management 0.19% of their portfolio Danville, CA 8,0188.0k $234.6k $234.6k 0.19% Reduced -1.4k -1,429
87 Koshinski Asset Management, Inc. 0.02% of their portfolio DECATUR, IL 7,6417.6k $223.6k $223.6k 0.02% Reduced -3.9k -3,875
88 LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio DALLAS, TX 7,1567.2k $204.4k $204.4k 0.01% Unchanged
89 Fermata Advisors, LLC 0.05% of their portfolio SONOMA, CA 6,9256.9k $202.6k $202.6k 0.05% Reduced -1.2k -1,247
90 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 6,7086.7k $196.0k $196.0k 0.00% Unchanged
91 Continuum Advisory, LLC 0.02% of their portfolio EAGLE, ID 5,1945.2k $152.2k $152.2k 0.02% New
92 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 3,4253.4k $100.2k $100.2k 0.01% Added +2.6k +2,620
93 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 3,3823.4k $99.0k $99.0k 0.00% Reduced -1.0k -1,047
94 GHP Investment Advisors, Inc. 0.00% of their portfolio Denver, CO 2,5082.5k $73.4k $73.4k 0.00% Unchanged
95 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,9762.0k $57.8k $57.8k 0.00% Added +1.8k +1,776
96 Caitlin John, LLC 0.03% of their portfolio BRIGHTON, MI 1,3491.3k $39.5k $39.5k 0.03% Reduced -130 -130
97 Clear Point Advisors Inc. 0.02% of their portfolio MELVILLE, NY 1,0001.0k $29.3k $29.3k 0.02% Unchanged
98 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 754754 $22.1k $22.1k 0.00% Unchanged
99 QUADRANT CAPITAL GROUP LLC 0.00% of their portfolio CINCINNATI, OH 251251 $7.3k $7.3k 0.00% New
100 Orion Capital Management LLC 0.00% of their portfolio CORONADO, CA 246246 $7.2k $7.2k 0.00% Unchanged