Vault-13

INNOVATOR ETFS TRUST BALT

DEFINED WLT SHLD · ETP · CUSIP 45783Y855

94 institutional holders +14 vs Q3 2023
18,460,79718.5m shares reported held*
$528.1mreported value*
19 new 34 added 27 reduced 10 sold out net bought ≈ $192.2m (+6.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $28.61.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 47Q4 22: 71Q1 23: 77Q2 23: 74Q3 23: 80Q4 23: 9494Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202247
Q4 202271
Q1 202377
Q2 202374
Q3 202380
Q4 202394

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 48 bought or addedQ4 22: 21 cut or sold outQ4 22Q1 23: 47 bought or addedQ1 23: 32 cut or sold outQ1 23Q2 23: 45 bought or addedQ2 23: 32 cut or sold outQ2 23Q3 23: 54 bought or addedQ3 23: 29 cut or sold outQ3 23Q4 23: 53 bought or addedQ4 23: 37 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224821
Q1 20234732
Q2 20234532
Q3 20235429
Q4 20235337

Biggest buyers

MILESTONE ASSET MANAGEMENT, LLC New +2,914,291+2.9m
Foundations Investment Advisors, LLC New +2,872,894+2.9m
Kingsview Wealth Management, LLC Added +393,180+393.2k
Balyasny Asset Management L.P. New +333,442+333.4k
Cetera Advisor Networks LLC Added +328,718+328.7k
Wealthquest Corp Added +231,624+231.6k
Financial Designs Corp New +189,014+189.0k
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors Added +102,547+102.5k
AE Wealth Management LLC Added +86,492+86.5k
LINCOLN NATIONAL CORP Added +71,426+71.4k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -322,639-322.6k
Sigma Planning Corp Reduced -187,286-187.3k
Capasso Planning Partners LLC Reduced -138,449-138.4k
JPMORGAN CHASE & CO Reduced -125,055-125.1k
ENVESTNET ASSET MANAGEMENT INC Reduced -114,212-114.2k
Composition Wealth, LLC Reduced -83,686-83.7k
UBS Group AG Reduced -60,647-60.6k
Janney Montgomery Scott LLC Sold out -50,750-50.8k
Mariner, LLC Reduced -41,458-41.5k
Triumph Capital Management Sold out -39,341-39.3k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MILESTONE ASSET MANAGEMENT, LLC 27.40% of their portfolio PITTSBURGH, PA 2,914,2912.9m $83.3m $83.3m 27.40% New
2 Foundations Investment Advisors, LLC 2.22% of their portfolio PHOENIX, AZ 2,872,8942.9m $82.8m $82.8m 2.22% New
3 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,759,0031.8m $50.3m $50.3m 0.02% Reduced -114.2k -114,212
4 Kingsview Wealth Management, LLC 1.11% of their portfolio GRANTS PASS, OR 1,302,5121.3m $37.2m $37.2m 1.11% Added +393.2k +393,180
5 Brookstone Capital Management 0.41% of their portfolio WHEATON, IL 733,243733.2k $20.9m $20.9m 0.41% Added +69.8k +69,772
6 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 725,599725.6k $20.7m $20.7m 0.04% Reduced -322.6k -322,639
7 MTM FINANCIAL GROUP, LLC 13.83% of their portfolio BETHLEHEM, PA 662,920662.9k $18.9m $18.9m 13.83% Added +10.1k +10,101
8 Crown Wealth Group, LLC 7.10% of their portfolio Charlotte, NC 412,966413.0k $11.8m $11.8m 7.10% Added +43.0k +43,023
9 Cetera Advisor Networks LLC 0.06% of their portfolio EL SEGUNDO, CA 388,295388.3k $11.1m $11.1m 0.06% Added +328.7k +328,718
10 CENTAURUS FINANCIAL, INC. 0.81% of their portfolio ANAHEIM, CA 374,213374.2k $10.7m $10.7m 0.81% Added +27.0k +27,028
11 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 1.09% of their portfolio Westlake, OH 351,539351.5k $10.0m $10.0m 1.09% Added +102.5k +102,547
12 Balyasny Asset Management L.P. 0.03% of their portfolio Chicago, IL 333,442333.4k $9.5m $9.5m 0.03% New
13 Sunbelt Securities, Inc. 1.16% of their portfolio HOUSTON, TX 322,212322.2k $9.2m $9.2m 1.16% Added +22.6k +22,579
14 Wealthquest Corp 1.00% of their portfolio CINCINNATI, OH 315,494315.5k $9.0m $9.0m 1.00% Added +231.6k +231,624
15 PERSONAL CFO SOLUTIONS, LLC 1.42% of their portfolio CHESTER, NJ 287,644287.6k $8.2m $8.2m 1.42% Reduced -2.6k -2,579
16 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 283,778283.8k $8.1m $8.1m 0.01% Added +17.5k +17,534
17 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 277,576277.6k $7.9m $7.9m 0.06% Reduced -14.2k -14,181
18 LINCOLN NATIONAL CORP 0.12% of their portfolio RADNOR, PA 246,895246.9k $7.1m $7.1m 0.12% Added +71.4k +71,426
19 Wealthcare Advisory Partners LLC 0.28% of their portfolio WEST CHESTER, PA 246,001246.0k $7.0m $7.0m 0.28% Reduced -4.7k -4,748
20 RFG Advisory, LLC 0.27% of their portfolio BIRMINGHAM, AL 238,466238.5k $6.8m $6.8m 0.27% Reduced -5.3k -5,305
21 CRA Financial Services, LLC 1.54% of their portfolio NORTHFIELD, NJ 220,627220.6k $6.3m $6.3m 1.54% Added +32.3k +32,257
22 Dominguez Wealth Management Solutions, Inc. 4.58% of their portfolio WILLIAMSBURG, VA 193,295193.3k $5.5m $5.5m 4.58% Reduced -2.8k -2,760
23 Financial Designs Corp 4.42% of their portfolio CLAREMONT, CA 189,014189.0k $5.4m $5.4m 4.42% New
24 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 176,717176.7k $5.0m $5.0m 0.02% Added +20.2k +20,242
25 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 165,876165.9k $4.8m $4.8m 0.02% Added +86.5k +86,492
26 INTEGRAL INVESTMENT ADVISORS, INC. 2.87% of their portfolio TURLOCK, CA 157,555157.6k $4.5m $4.5m 2.87% Added +292 +292
27 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 138,830138.8k $4.0m $4.0m 0.02% Added +64.1k +64,099
28 Mariner, LLC 0.01% of their portfolio Overland Park, KS 133,206133.2k $3.8m $3.8m 0.01% Reduced -41.5k -41,458
29 MGO ONE SEVEN LLC 0.21% of their portfolio Beachwood, OH 124,100124.1k $3.5m $3.5m 0.21% Added +2.4k +2,360
30 Sigma Planning Corp 0.27% of their portfolio ANN ARBOR, MI 119,305119.3k $3.4m $3.4m 0.27% Reduced -187.3k -187,286
31 Composition Wealth, LLC 0.09% of their portfolio LOS ANGELES, CA 110,108110.1k $3.1m $3.1m 0.09% Reduced -83.7k -83,686
32 Triton Financial Group Inc 2.13% of their portfolio Oklahoma City, OK 102,112102.1k $2.9m $2.9m 2.13% Reduced -30.2k -30,191
33 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 78,40578.4k $2.2m $2.2m 0.03% Added +8.9k +8,900
34 World Investment Advisors 0.29% of their portfolio LINCROFT, NJ 77,72577.7k $2.2m $2.2m 0.29% Added +75 +75
35 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 75,26475.3k $2.2m $2.2m 0.02% Added +5.9k +5,895
36 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 69,05969.1k $2.0m $2.0m 0.00% Added +31.6k +31,610
37 ROVIN CAPITAL /UT/ /ADV 0.88% of their portfolio MESA, AZ 67,79767.8k $1.9m $1.9m 0.88% Reduced -4.1k -4,123
38 RiverTree Advisors, LLC 1.30% of their portfolio WINTER PARK, FL 66,81866.8k $1.9m $1.9m 1.30% Added +1.7k +1,702
39 SFMG, LLC 0.18% of their portfolio PLANO, TX 66,14466.1k $1.9m $1.9m 0.18% Reduced -568 -568
40 DFPG INVESTMENTS, LLC 0.14% of their portfolio SANDY, UT 62,27562.3k $1.8m $1.8m 0.14% Reduced -65 -65
41 Capital Analysts, LLC 0.09% of their portfolio FORT WASHINGTON, PA 61,41361.4k $1.8m $1.8m 0.09% Reduced -24.1k -24,147
42 Delta Investment Management, LLC 0.41% of their portfolio SAN FRANCISCO, CA 57,35757.4k $1.6m $1.6m 0.41% Added +22.3k +22,327
43 Compass Advisory Group LLC 0.74% of their portfolio MELVILLE, NY 54,15154.2k $1.5m $1.5m 0.74% Reduced -9.0k -8,983
44 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 50,58650.6k $1.4m $1.4m 0.00% New
45 Capasso Planning Partners LLC 0.67% of their portfolio CHARLESTON, SC 50,47550.5k $1.4m $1.4m 0.67% Reduced -138.4k -138,449
46 KESTRA PRIVATE WEALTH SERVICES, LLC 0.04% of their portfolio AUSTIN, TX 49,31649.3k $1.4m $1.4m 0.04% Added +10.9k +10,915
47 Main Street Financial Solutions, LLC 0.18% of their portfolio NEWTOWN, PA 48,21048.2k $1.4m $1.4m 0.18% Unchanged
48 Visionary Wealth Advisors 0.09% of their portfolio O'FALLON, IL 44,31844.3k $1.3m $1.3m 0.09% Reduced -1.1k -1,120
49 HARBOUR INVESTMENTS, INC. 0.05% of their portfolio MADISON, WI 43,81343.8k $1.3m $1.3m 0.05% Added +10.7k +10,673
50 BCS Wealth Management 0.44% of their portfolio JOHNSON CITY, TN 41,95842.0k $1.2m $1.2m 0.44% Reduced -4.2k -4,164
51 Long Island Wealth Management, Inc. 0.79% of their portfolio MELVILLE, NY 38,91438.9k $1.1m $1.1m 0.79% First filing
52 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 38,87038.9k $1.1m $1.1m 0.02% Added +21.5k +21,504
53 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 34,17734.2k $976.0k $976.0k 0.00% Added +1.2k +1,247
54 Trek Financial, LLC 0.08% of their portfolio Scottsdale, AZ 33,60233.6k $960.0k $960.0k 0.08% Added +7.7k +7,712
55 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 31,96032.0k $913.1k $913.1k 0.01% Reduced -5.1k -5,092
56 U.S. Capital Wealth Advisors, LLC 0.03% of their portfolio AUSTIN, TX 29,44529.4k $841.2k $841.2k 0.03% Added +3.1k +3,072
57 CoreCap Advisors, LLC 0.05% of their portfolio SOUTHFIELD, MI 29,23429.2k $835.2k $835.2k 0.05% New
58 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 28,77428.8k $822.1k $822.1k 0.00% New
59 SILVER OAK SECURITIES, INCORPORATED 0.09% of their portfolio JACKSON, TN 24,70224.7k $705.7k $705.7k 0.09% New
60 Vantage Financial Partners, LLC 0.19% of their portfolio ELM GROVE, WI 22,06822.1k $630.5k $630.5k 0.19% Unchanged
61 Cedar Brook Financial Partners, LLC 0.13% of their portfolio CLEVELAND, OH 20,31620.3k $581.2k $581.2k 0.13% Added +255 +255
62 Pine Harbor Wealth Management, LLC 0.44% of their portfolio FAIRFAX, VA 20,14720.1k $575.6k $575.6k 0.44% First filing
63 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 18,00018.0k $514.3k $514.3k 0.01% Unchanged
64 Stratos Wealth Advisors, LLC 0.03% of their portfolio BEACHWOOD, OH 16,54016.5k $472.5k $472.5k 0.03% Added +2.8k +2,751
65 WealthPLAN Partners, LLC 0.04% of their portfolio OMAHA, NE 15,19815.2k $434.2k $434.2k 0.04% Reduced -849 -849
66 Comprehensive Financial Consultants Institutional, Inc. 0.20% of their portfolio Bloomington, IN 15,14715.1k $432.8k $432.8k 0.20% New
67 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.07% of their portfolio CONCORD, MA 11,93211.9k $340.9k $340.9k 0.07% New
68 Koshinski Asset Management, Inc. 0.05% of their portfolio DECATUR, IL 11,51611.5k $329.0k $329.0k 0.05% Added +3.9k +3,875
69 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 11,12811.1k $317.9k $317.9k 0.00% New
70 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 11,12011.1k $309.0k $309.0k 0.00% Unchanged
71 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 10,99011.0k $314.0k $314.0k 0.00% New
72 VISTA INVESTMENT MANAGEMENT 0.14% of their portfolio PITTSBURGH, PA 10,76010.8k $307.4k $307.4k 0.14% Reduced -15.7k -15,749
73 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 10,75010.8k $307.1k $307.1k 0.00% Reduced -18.8k -18,805
74 Madison Wealth Partners, Inc 0.11% of their portfolio MADISON, WI 9,6519.7k $275.7k $275.7k 0.11% New
75 Encompass More Asset Management 0.30% of their portfolio Danville, CA 9,4479.4k $269.9k $269.9k 0.30% First filing
76 Independent Wealth Network Inc. 0.14% of their portfolio URBANDALE, IA 9,4399.4k $269.7k $269.7k 0.14% New
77 Fermata Advisors, LLC 0.06% of their portfolio SONOMA, CA 8,1728.2k $233.5k $233.5k 0.06% New
78 Freedom Investment Management, Inc. 0.02% of their portfolio SOUTH WINDSOR, CT 7,8457.8k $224.1k $224.1k 0.02% Added +599 +599
79 Pallas Capital Advisors LLC 0.01% of their portfolio BRAINTREE, MA 7,3257.3k $209.3k $209.3k 0.01% Reduced -14.4k -14,377
80 LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio DALLAS, TX 7,1567.2k $204.4k $204.4k 0.01% New
81 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 6,7086.7k $192.0k $192.0k 0.00% Reduced -27.8k -27,813
82 Core Wealth Advisors, Inc. 0.05% of their portfolio LAKELAND, FL 5,2305.2k $149.4k $149.4k 0.05% New
83 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 4,4294.4k $126.5k $126.5k 0.00% New
84 GHP Investment Advisors, Inc. 0.00% of their portfolio Denver, CO 2,5082.5k $71.7k $71.7k 0.00% Unchanged
85 Caitlin John, LLC 0.03% of their portfolio BRIGHTON, MI 1,4791.5k $42.3k $42.3k 0.03% First filing
86 Clear Point Advisors Inc. 0.03% of their portfolio MELVILLE, NY 1,0001.0k $28.6k $28.6k 0.03% First filing
87 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 805805 $23.0k $23.0k 0.00% Added +445 +445
88 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 754754 $21.5k $21.5k 0.00% First filing
89 Orion Capital Management LLC 0.00% of their portfolio CORONADO, CA 246246 $7.0k $7.0k 0.00% New
90 HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio LUTHERVILLE, MD 212212 $6.1k $6.1k 0.00% Unchanged
91 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 200200 $5.7k $5.7k 0.00% Reduced -125.1k -125,055
92 UBS Group AG 0.00% of their portfolio ZURICH, V8 172172 $4.9k $4.9k 0.00% Reduced -60.6k -60,647
93 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 4040 $1.1k $1.1k 0.00% Unchanged
94 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 4040 $1.1k $1.1k 0.00% Unchanged