Vault-13

INNOVATOR ETFS TRUST BALT

DEFINED WLT SHLD · ETP · CUSIP 45783Y855

80 institutional holders +6 vs Q2 2023
11,733,46611.7m shares reported held*
$326.3mreported value*
13 new 41 added 21 reduced 8 sold out net bought ≈ $58.2m (+2.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.81.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 47Q4 22: 71Q1 23: 77Q2 23: 74Q3 23: 8080Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202247
Q4 202271
Q1 202377
Q2 202374
Q3 202380

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 48 bought or addedQ4 22: 21 cut or sold outQ4 22Q1 23: 47 bought or addedQ1 23: 32 cut or sold outQ1 23Q2 23: 45 bought or addedQ2 23: 32 cut or sold outQ2 23Q3 23: 54 bought or addedQ3 23: 29 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224821
Q1 20234732
Q2 20234532
Q3 20235429

Biggest buyers

Kingsview Wealth Management, LLC Added +831,511+831.5k
Cetera Investment Advisers Added +205,243+205.2k
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors Added +198,181+198.2k
Capasso Planning Partners LLC New +188,924+188.9k
JPMORGAN CHASE & CO Added +124,808+124.8k
MGO ONE SEVEN LLC New +121,740+121.7k
Mariner, LLC Added +114,628+114.6k
ENVESTNET ASSET MANAGEMENT INC Added +114,305+114.3k
CENTAURUS FINANCIAL, INC. Added +85,342+85.3k
UBS Group AG New +60,819+60.8k

Biggest sellers

Cambridge Investment Research Advisors, Inc. Reduced -131,152-131.2k
Accuvest Global Advisors Sold out -93,000-93.0k
OSAIC HOLDINGS, INC. Reduced -74,401-74.4k
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors Sold out -44,636-44.6k
SILVER OAK SECURITIES, INCORPORATED Sold out -25,853-25.9k
Wealthquest Corp Reduced -20,234-20.2k
Trek Financial, LLC Reduced -17,495-17.5k
Wealth Advisory Solutions, LLC Reduced -15,935-15.9k
Kestra Advisory Services, LLC Reduced -15,516-15.5k
IFP Advisors, Inc Reduced -13,087-13.1k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,873,2151.9m $52.1m $52.1m 0.02% Added +114.3k +114,305
2 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 1,048,2381.0m $29.1m $29.1m 0.04% Reduced -74.4k -74,401
3 Kingsview Wealth Management, LLC 0.91% of their portfolio GRANTS PASS, OR 909,332909.3k $25.3m $25.3m 0.91% Added +831.5k +831,511
4 Brookstone Capital Management 0.41% of their portfolio WHEATON, IL 663,471663.5k $18.5m $18.5m 0.41% Added +13.5k +13,467
5 MTM FINANCIAL GROUP, LLC 15.11% of their portfolio BETHLEHEM, PA 652,819652.8k $18.1m $18.1m 15.11% Added +15.1k +15,057
6 Crown Wealth Group, LLC 7.73% of their portfolio Charlotte, NC 369,943369.9k $10.3m $10.3m 7.73% Added +33.6k +33,628
7 CENTAURUS FINANCIAL, INC. 0.84% of their portfolio ANAHEIM, CA 347,185347.2k $9.7m $9.7m 0.84% Added +85.3k +85,342
8 Sigma Planning Corp 0.32% of their portfolio ANN ARBOR, MI 306,591306.6k $8.5m $8.5m 0.32% Added +15.9k +15,928
9 Sunbelt Securities, Inc. 1.15% of their portfolio HOUSTON, TX 299,633299.6k $8.3m $8.3m 1.15% Added +14.6k +14,580
10 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 291,757291.8k $8.1m $8.1m 0.07% Added +205.2k +205,243
11 PERSONAL CFO SOLUTIONS, LLC 1.59% of their portfolio CHESTER, NJ 290,223290.2k $8.1m $8.1m 1.59% Added +5.8k +5,772
12 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 266,244266.2k $7.4m $7.4m 0.02% Added +17.4k +17,419
13 Wealthcare Advisory Partners LLC 0.32% of their portfolio WEST CHESTER, PA 250,749250.7k $7.0m $7.0m 0.32% Reduced -1.9k -1,949
14 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.92% of their portfolio Westlake, OH 248,992249.0k $6.9m $6.9m 0.92% Added +198.2k +198,181
15 RFG Advisory, LLC 0.30% of their portfolio BIRMINGHAM, AL 243,771243.8k $6.8m $6.8m 0.30% Added +904 +904
16 Dominguez Wealth Management Solutions, Inc. 5.03% of their portfolio WILLIAMSBURG, VA 196,055196.1k $5.5m $5.5m 5.03% Reduced -827 -827
17 Composition Wealth, LLC 0.17% of their portfolio LOS ANGELES, CA 193,794193.8k $5.4m $5.4m 0.17% Added +3.4k +3,395
18 Capasso Planning Partners LLC 2.81% of their portfolio CHARLESTON, SC 188,924188.9k $5.3m $5.3m 2.81% New
19 CRA Financial Services, LLC 1.44% of their portfolio NORTHFIELD, NJ 188,370188.4k $5.2m $5.2m 1.44% Added +33.9k +33,930
20 LINCOLN NATIONAL CORP 0.10% of their portfolio RADNOR, PA 175,469175.5k $4.9m $4.9m 0.10% Added +43.1k +43,088
21 Mariner, LLC 0.01% of their portfolio Overland Park, KS 174,664174.7k $4.9m $4.9m 0.01% Added +114.6k +114,628
22 INTEGRAL INVESTMENT ADVISORS, INC. 3.06% of their portfolio TURLOCK, CA 157,263157.3k $4.4m $4.4m 3.06% Added +3.2k +3,227
23 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 156,475156.5k $4.3m $4.3m 0.02% Added +41.2k +41,239
24 Triton Financial Group Inc 2.69% of their portfolio Oklahoma City, OK 132,303132.3k $3.7m $3.7m 2.69% Reduced -1.7k -1,741
25 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 125,255125.3k $3.5m $3.5m 0.00% Added +124.8k +124,808
26 MGO ONE SEVEN LLC 0.26% of their portfolio Beachwood, OH 121,740121.7k $3.4m $3.4m 0.26% New
27 Capital Analysts, LLC 0.13% of their portfolio FORT WASHINGTON, PA 85,56085.6k $2.4m $2.4m 0.13% Added +28.2k +28,183
28 Wealthquest Corp 0.29% of their portfolio CINCINNATI, OH 83,87083.9k $2.3m $2.3m 0.29% Reduced -20.2k -20,234
29 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 79,38479.4k $2.2m $2.2m 0.01% Reduced -11.8k -11,811
30 World Investment Advisors 0.43% of their portfolio LINCROFT, NJ 77,65077.7k $2.2m $2.2m 0.43% Added +1.6k +1,550
31 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 74,73174.7k $2.1m $2.1m 0.01% Reduced -131.2k -131,152
32 ROVIN CAPITAL /UT/ /ADV 0.92% of their portfolio MESA, AZ 71,92071.9k $2.0m $2.0m 0.92% Reduced -921 -921
33 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 69,50569.5k $1.9m $1.9m 0.03% Added +4.0k +4,007
34 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 69,36969.4k $1.9m $1.9m 0.02% Reduced -15.5k -15,516
35 SFMG, LLC 0.19% of their portfolio PLANO, TX 66,71266.7k $1.9m $1.9m 0.19% Reduced -9.3k -9,343
36 RiverTree Advisors, LLC 1.35% of their portfolio WINTER PARK, FL 65,11665.1k $1.8m $1.8m 1.35% Reduced -476 -476
37 Compass Advisory Group LLC 0.92% of their portfolio MELVILLE, NY 63,13463.1k $1.8m $1.8m 0.92% Reduced -1.1k -1,083
38 DFPG INVESTMENTS, LLC 0.16% of their portfolio SANDY, UT 62,34062.3k $1.7m $1.7m 0.16% Unchanged
39 UBS Group AG 0.00% of their portfolio ZURICH, V8 60,81960.8k $1.7m $1.7m 0.00% New
40 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 59,57759.6k $1.7m $1.7m 0.01% Added +31.1k +31,083
41 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 50,75050.8k $1.4m $1.4m 0.01% Added +9.9k +9,950
42 Main Street Financial Solutions, LLC 0.19% of their portfolio NEWTOWN, PA 48,21048.2k $1.3m $1.3m 0.19% Added +5.1k +5,100
43 BCS Wealth Management 0.53% of their portfolio JOHNSON CITY, TN 46,12246.1k $1.3m $1.3m 0.53% Added +5.3k +5,341
44 Visionary Wealth Advisors 0.10% of their portfolio O'FALLON, IL 45,43845.4k $1.3m $1.3m 0.10% Added +6.2k +6,188
45 Triumph Capital Management 0.50% of their portfolio DENVER, CO 39,34139.3k $1.1m $1.1m 0.50% New
46 KESTRA PRIVATE WEALTH SERVICES, LLC 0.03% of their portfolio AUSTIN, TX 38,40138.4k $1.1m $1.1m 0.03% Added +2.0k +1,989
47 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 37,44937.4k $1.0m $1.0m 0.00% Added +22.7k +22,708
48 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 37,05237.1k $1.0m $1.0m 0.01% New
49 Delta Investment Management, LLC 0.27% of their portfolio SAN FRANCISCO, CA 35,03035.0k $973.8k $973.8k 0.27% Reduced -1.8k -1,823
50 BENJAMIN F. EDWARDS & COMPANY, INC. 0.04% of their portfolio ST. LOUIS, MO 34,52134.5k $960.0k $960.0k 0.04% Added +53 +53
51 HARBOUR INVESTMENTS, INC. 0.05% of their portfolio MADISON, WI 33,14033.1k $921.3k $921.3k 0.05% Added +3.1k +3,123
52 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 32,93032.9k $915.0k $915.0k 0.00% Added +6.2k +6,200
53 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 29,55529.6k $821.6k $821.6k 0.00% Added +2.2k +2,200
54 VISTA INVESTMENT MANAGEMENT 0.39% of their portfolio PITTSBURGH, PA 26,50926.5k $737.0k $737.0k 0.39% Unchanged
55 U.S. Capital Wealth Advisors, LLC 0.03% of their portfolio AUSTIN, TX 26,37326.4k $733.2k $733.2k 0.03% Added +3.5k +3,450
56 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 26,05826.1k $724.4k $724.4k 0.01% New
57 Trek Financial, LLC 0.07% of their portfolio Scottsdale, AZ 25,89025.9k $719.7k $719.7k 0.07% Reduced -17.5k -17,495
58 Cambridge Advisors Inc. 0.18% of their portfolio OMAHA, NE 23,77423.8k $660.9k $660.9k 0.18% Added +8.0k +8,006
59 Vantage Financial Partners, LLC 0.24% of their portfolio ELM GROVE, WI 22,06822.1k $613.5k $613.5k 0.24% Added +7.5k +7,478
60 Pallas Capital Advisors LLC 0.04% of their portfolio BRAINTREE, MA 21,70221.7k $602.4k $602.4k 0.04% New
61 D.B. Root & Company, LLC 0.23% of their portfolio PITTSBURGH, PA 21,12621.1k $587.3k $587.3k 0.23% Added +7.6k +7,566
62 Cedar Brook Financial Partners, LLC 0.15% of their portfolio CLEVELAND, OH 20,06120.1k $557.7k $557.7k 0.15% Added +4.5k +4,528
63 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 18,00018.0k $500.4k $500.4k 0.01% Unchanged
64 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 17,36617.4k $482.8k $482.8k 0.01% Added +1.6k +1,615
65 WealthPLAN Partners, LLC 0.05% of their portfolio OMAHA, NE 16,04716.0k $446.1k $446.1k 0.05% Reduced -2.2k -2,205
66 Stratos Wealth Advisors, LLC 0.03% of their portfolio BEACHWOOD, OH 13,78913.8k $383.3k $383.3k 0.03% Reduced -520 -520
67 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 12,98913.0k $361.1k $361.1k 0.00% Reduced -2.0k -2,000
68 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 12,48112.5k $347.0k $347.0k 0.02% Reduced -13.1k -13,087
69 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 11,12011.1k $310.0k $310.0k 0.00% New
70 Wealth Advisory Solutions, LLC 0.06% of their portfolio ZIONSVILLE, IN 10,58210.6k $294.2k $294.2k 0.06% Reduced -15.9k -15,935
71 Key Bridge Compliance, LLC 0.09% of their portfolio COVINGTON, KY 10,58210.6k $294.2k $294.2k 0.09% First filing
72 GTS SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 8,5398.5k $237.4k $237.4k 0.00% New
73 Koshinski Asset Management, Inc. 0.02% of their portfolio DECATUR, IL 7,6417.6k $212.4k $212.4k 0.02% Unchanged
74 Freedom Investment Management, Inc. 0.02% of their portfolio SOUTH WINDSOR, CT 7,2467.2k $201.4k $201.4k 0.02% Reduced -1.8k -1,803
75 GHP Investment Advisors, Inc. 0.00% of their portfolio Denver, CO 2,5082.5k $70.0k $70.0k 0.00% New
76 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 360360 $10.0k $10.0k 0.00% Added +360 +360
77 Penserra Capital Management LLC 0.00% of their portfolio ORINDA, CA 262262 $7.0k $7.0k 0.00% Reduced -456 -456
78 HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio LUTHERVILLE, MD 212212 $5.9k $5.9k 0.00% New
79 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 4040 $1.1k $1.1k 0.00% New
80 DHJJ Financial Advisors, Ltd. 0.00% of their portfolio NAPERVILLE, IL 4040 $1.1k $1.1k 0.00% New