Vault-13

INNOVATOR ETFS TRUST BALT

DEFINED WLT SHLD · ETP · CUSIP 45783Y855

74 institutional holders -3 vs Q1 2023
9,628,9219.6m shares reported held*
$268.5mreported value*
5 new 40 added 23 reduced 9 sold out net bought ≈ $15.0m (+539.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.88.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 47Q4 22: 71Q1 23: 77Q2 23: 7474Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202247
Q4 202271
Q1 202377
Q2 202374

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 48 bought or addedQ4 22: 21 cut or sold outQ4 22Q1 23: 47 bought or addedQ1 23: 32 cut or sold outQ1 23Q2 23: 45 bought or addedQ2 23: 32 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224821
Q1 20234732
Q2 20234532

Biggest buyers

Cambridge Investment Research Advisors, Inc. Added +152,000+152.0k
CENTAURUS FINANCIAL, INC. Added +134,897+134.9k
Sigma Planning Corp Added +106,076+106.1k
OSAIC HOLDINGS, INC. Added +92,456+92.5k
MML INVESTORS SERVICES, LLC Added +70,787+70.8k
Brookstone Capital Management Added +70,443+70.4k
PERSONAL CFO SOLUTIONS, LLC Added +59,927+59.9k
CRA Financial Services, LLC Added +51,655+51.7k
Mariner, LLC Added +45,599+45.6k
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors New +44,636+44.6k

Biggest sellers

Composition Wealth, LLC Reduced -187,956-188.0k
MAS Advisors LLC Sold out -61,724-61.7k
Kestra Advisory Services, LLC Reduced -52,316-52.3k
AE Wealth Management LLC Reduced -48,876-48.9k
ENVESTNET ASSET MANAGEMENT INC Reduced -45,385-45.4k
Cetera Investment Advisers Reduced -42,747-42.7k
INTEGRAL INVESTMENT ADVISORS, INC. Reduced -28,420-28.4k
Trek Financial, LLC Reduced -17,663-17.7k
VISTA INVESTMENT MANAGEMENT Reduced -16,909-16.9k
Richard P Slaughter Associates Inc Sold out -14,759-14.8k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,758,9101.8m $49.1m $49.1m 0.02% Reduced -45.4k -45,385
2 OSAIC HOLDINGS, INC. 0.06% of their portfolio SCOTTSDALE, AZ 1,122,6391.1m $31.3m $31.3m 0.06% Added +92.5k +92,456
3 Brookstone Capital Management 0.36% of their portfolio WHEATON, IL 650,004650.0k $18.1m $18.1m 0.36% Added +70.4k +70,443
4 MTM FINANCIAL GROUP, LLC 15.07% of their portfolio BETHLEHEM, PA 637,762637.8k $17.8m $17.8m 15.07% Reduced -5.0k -4,957
5 Crown Wealth Group, LLC 7.40% of their portfolio Charlotte, NC 336,315336.3k $9.4m $9.4m 7.40% Added +11.9k +11,851
6 Sigma Planning Corp 0.29% of their portfolio ANN ARBOR, MI 290,663290.7k $8.1m $8.1m 0.29% Added +106.1k +106,076
7 Sunbelt Securities, Inc. 1.14% of their portfolio HOUSTON, TX 285,053285.1k $8.0m $8.0m 1.14% Added +9.9k +9,911
8 PERSONAL CFO SOLUTIONS, LLC 1.61% of their portfolio CHESTER, NJ 284,451284.5k $7.9m $7.9m 1.61% Added +59.9k +59,927
9 CENTAURUS FINANCIAL, INC. 0.64% of their portfolio ANAHEIM, CA 261,843261.8k $7.3m $7.3m 0.64% Added +134.9k +134,897
10 Wealthcare Advisory Partners LLC 0.32% of their portfolio WEST CHESTER, PA 252,698252.7k $7.0m $7.0m 0.32% Added +17.2k +17,238
11 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 248,825248.8k $6.9m $6.9m 0.01% Added +5.6k +5,590
12 RFG Advisory, LLC 0.30% of their portfolio BIRMINGHAM, AL 242,867242.9k $6.8m $6.8m 0.30% Added +524 +524
13 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 205,883205.9k $5.7m $5.7m 0.03% Added +152.0k +152,000
14 Dominguez Wealth Management Solutions, Inc. 4.80% of their portfolio WILLIAMSBURG, VA 196,882196.9k $5.5m $5.5m 4.80% Reduced -1.2k -1,163
15 Composition Wealth, LLC 0.16% of their portfolio LOS ANGELES, CA 190,399190.4k $5.3m $5.3m 0.16% Reduced -188.0k -187,956
16 CRA Financial Services, LLC 1.16% of their portfolio NORTHFIELD, NJ 154,440154.4k $4.3m $4.3m 1.16% Added +51.7k +51,655
17 INTEGRAL INVESTMENT ADVISORS, INC. 2.87% of their portfolio TURLOCK, CA 154,036154.0k $4.3m $4.3m 2.87% Reduced -28.4k -28,420
18 Triton Financial Group Inc 2.57% of their portfolio Oklahoma City, OK 134,044134.0k $3.7m $3.7m 2.57% Added +5.9k +5,860
19 LINCOLN NATIONAL CORP 0.07% of their portfolio RADNOR, PA 132,381132.4k $3.7m $3.7m 0.07% Added +38.4k +38,412
20 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 115,236115.2k $3.2m $3.2m 0.02% Added +70.8k +70,787
21 Wealthquest Corp 0.35% of their portfolio CINCINNATI, OH 104,104104.1k $2.9m $2.9m 0.35% Added +804 +804
22 Accuvest Global Advisors 1.33% of their portfolio PROVO, UT 93,00093.0k $2.6m $2.6m 1.33% Unchanged
23 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 91,19591.2k $2.5m $2.5m 0.02% Reduced -48.9k -48,876
24 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 86,51486.5k $2.4m $2.4m 0.02% Reduced -42.7k -42,747
25 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 84,88584.9k $2.4m $2.4m 0.02% Reduced -52.3k -52,316
26 Kingsview Wealth Management, LLC 0.09% of their portfolio GRANTS PASS, OR 77,82177.8k $2.2m $2.2m 0.09% Reduced -2.1k -2,136
27 World Investment Advisors 0.41% of their portfolio LINCROFT, NJ 76,10076.1k $2.1m $2.1m 0.41% Unchanged
28 SFMG, LLC 0.22% of their portfolio PLANO, TX 76,05576.1k $2.1m $2.1m 0.22% Unchanged
29 ROVIN CAPITAL /UT/ /ADV 0.91% of their portfolio MESA, AZ 72,84172.8k $2.0m $2.0m 0.91% Added +9.3k +9,298
30 RiverTree Advisors, LLC 1.32% of their portfolio WINTER PARK, FL 65,59265.6k $1.8m $1.8m 1.32% Added +30.4k +30,392
31 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 65,49865.5k $1.8m $1.8m 0.02% Added +4.5k +4,550
32 Compass Advisory Group LLC 0.94% of their portfolio MELVILLE, NY 64,21764.2k $1.8m $1.8m 0.94% Reduced -6.3k -6,314
33 DFPG INVESTMENTS, LLC 0.16% of their portfolio SANDY, UT 62,34062.3k $1.7m $1.7m 0.16% Reduced -650 -650
34 Mariner, LLC 0.00% of their portfolio Overland Park, KS 60,03660.0k $1.7m $1.7m 0.00% Added +45.6k +45,599
35 Capital Analysts, LLC 0.09% of their portfolio FORT WASHINGTON, PA 57,37757.4k $1.6m $1.6m 0.09% Added +11.6k +11,595
36 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.20% of their portfolio Westlake, OH 50,81150.8k $1.4m $1.4m 0.20% Added +2.1k +2,082
37 Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 0.30% of their portfolio CONCORD, MA 44,63644.6k $1.2m $1.2m 0.30% New
38 Trek Financial, LLC 0.11% of their portfolio Scottsdale, AZ 43,38543.4k $1.2m $1.2m 0.11% Reduced -17.7k -17,663
39 Main Street Financial Solutions, LLC 0.16% of their portfolio NEWTOWN, PA 43,11043.1k $1.2m $1.2m 0.16% Added +1.4k +1,350
40 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 40,80040.8k $1.1m $1.1m 0.00% Added +28.8k +28,800
41 BCS Wealth Management 0.83% of their portfolio JOHNSON CITY, TN 40,78140.8k $1.1m $1.1m 0.83% Added +1.0k +1,047
42 Visionary Wealth Advisors 0.09% of their portfolio O'FALLON, IL 39,25039.2k $1.1m $1.1m 0.09% Reduced -164 -164
43 Delta Investment Management, LLC 0.28% of their portfolio SAN FRANCISCO, CA 36,85336.9k $1.0m $1.0m 0.28% Reduced -438 -438
44 KESTRA PRIVATE WEALTH SERVICES, LLC 0.03% of their portfolio AUSTIN, TX 36,41236.4k $1.0m $1.0m 0.03% Added +1.6k +1,564
45 BENJAMIN F. EDWARDS & COMPANY, INC. 0.04% of their portfolio ST. LOUIS, MO 34,46834.5k $961.0k $961.0k 0.04% Added +500 +500
46 HARBOUR INVESTMENTS, INC. 0.04% of their portfolio MADISON, WI 30,01730.0k $837.2k $837.2k 0.04% Added +11.1k +11,139
47 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 28,49428.5k $794.7k $794.7k 0.01% Reduced -8.6k -8,588
48 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 27,35527.4k $762.9k $762.9k 0.00% First filing
49 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 26,73026.7k $745.0k $745.0k 0.00% Added +18.9k +18,913
50 Wealth Advisory Solutions, LLC 0.20% of their portfolio ZIONSVILLE, IN 26,51726.5k $739.6k $739.6k 0.20% New
51 VISTA INVESTMENT MANAGEMENT 0.37% of their portfolio PITTSBURGH, PA 26,50926.5k $739.3k $739.3k 0.37% Reduced -16.9k -16,909
52 SILVER OAK SECURITIES, INCORPORATED 0.12% of their portfolio JACKSON, TN 25,85325.9k $721.0k $721.0k 0.12% Added +59 +59
53 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 25,56825.6k $685.4k $685.4k 0.02% Added +14.1k +14,084
54 U.S. Capital Wealth Advisors, LLC 0.03% of their portfolio AUSTIN, TX 22,92322.9k $639.3k $639.3k 0.03% New
55 WealthPLAN Partners, LLC 0.07% of their portfolio OMAHA, NE 18,25218.3k $509.0k $509.0k 0.07% Reduced -250 -250
56 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 18,00018.0k $502.0k $502.0k 0.01% Added +4.0k +4,000
57 Cambridge Advisors Inc. 0.11% of their portfolio OMAHA, NE 15,76815.8k $439.8k $439.8k 0.11% Added +1.0k +1,043
58 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 15,75115.8k $439.3k $439.3k 0.01% Added +5.8k +5,839
59 Cedar Brook Financial Partners, LLC 0.10% of their portfolio CLEVELAND, OH 15,53315.5k $433.2k $433.2k 0.10% Added +755 +755
60 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 14,98915.0k $418.0k $418.0k 0.00% Added +5.2k +5,200
61 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 14,74114.7k $411.1k $411.1k 0.00% Added +1.3k +1,265
62 Vantage Financial Partners, LLC 0.15% of their portfolio ELM GROVE, WI 14,59014.6k $406.9k $406.9k 0.15% Unchanged
63 Stratos Wealth Advisors, LLC 0.03% of their portfolio BEACHWOOD, OH 14,30914.3k $399.1k $399.1k 0.03% Added +276 +276
64 D.B. Root & Company, LLC 0.14% of their portfolio PITTSBURGH, PA 13,56013.6k $378.2k $378.2k 0.14% Added +1.7k +1,710
65 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 11,27811.3k $314.5k $314.5k 0.00% Reduced -915 -915
66 Freedom Investment Management, Inc. 0.03% of their portfolio SOUTH WINDSOR, CT 9,0499.0k $252.4k $252.4k 0.03% Reduced -421 -421
67 Koshinski Asset Management, Inc. 0.02% of their portfolio DECATUR, IL 7,6417.6k $213.1k $213.1k 0.02% Reduced -3.9k -3,875
68 Penserra Capital Management LLC 0.00% of their portfolio ORINDA, CA 718718 $20.0k $20.0k 0.00% New
69 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 550550 $15.3k $15.3k 0.00% Reduced -50 -50
70 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 447447 $12.5k $12.5k 0.00% Reduced -1.1k -1,096
71 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 177177 $4.9k $4.9k 0.00% Reduced -17 -17
72 Worth Asset Management, LLC 0.00% of their portfolio DALLAS, TX 162162 $4.5k $4.5k 0.00% Added +27 +27
73 Financial Gravity Asset Management, Inc. 0.00% of their portfolio Lakeway, TX 2828 $7.1k $7.1k 0.00% New
74 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged