Vault-13

INNOVATOR ETFS TRUST BALT

DEFINED WLT SHLD · ETP · CUSIP 45783Y855

77 institutional holders +6 vs Q4 2022
9,062,0379.1m shares reported held*
$246.8mreported value*
15 new 32 added 23 reduced 9 sold out net bought ≈ $24.2m (+888.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $27.23.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 47Q4 22: 71Q1 23: 7777Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202247
Q4 202271
Q1 202377

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 48 bought or addedQ4 22: 21 cut or sold outQ4 22Q1 23: 47 bought or addedQ1 23: 32 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224821
Q1 20234732

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +398,638+398.6k
OSAIC HOLDINGS, INC. Added +299,281+299.3k
PERSONAL CFO SOLUTIONS, LLC New +224,524+224.5k
Wealthcare Advisory Partners LLC Added +167,921+167.9k
Brookstone Capital Management Added +143,007+143.0k
CENTAURUS FINANCIAL, INC. New +126,946+126.9k
Sunbelt Securities, Inc. Added +111,991+112.0k
Accuvest Global Advisors New +93,000+93.0k
Cetera Investment Advisers Added +79,514+79.5k
SFMG, LLC New +76,055+76.1k

Biggest sellers

Pillar Wealth Advisors, LLC Sold out -505,209-505.2k
Compass Advisory Group LLC Reduced -328,033-328.0k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -281,758-281.8k
Stratos Wealth Advisors, LLC Reduced -36,628-36.6k
CITADEL ADVISORS LLC Sold out -36,402-36.4k
Composition Wealth, LLC Reduced -28,396-28.4k
MAS Advisors LLC Reduced -24,226-24.2k
WealthPlan Investment Management, LLC Sold out -19,535-19.5k
INTEGRAL INVESTMENT ADVISORS, INC. Reduced -18,391-18.4k
Spire Wealth Management Reduced -17,819-17.8k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,804,2951.8m $49.1m $49.1m 0.02% Added +398.6k +398,638
2 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 1,030,1831.0m $28.1m $28.1m 0.05% Added +299.3k +299,281
3 MTM FINANCIAL GROUP, LLC 15.39% of their portfolio BETHLEHEM, PA 642,719642.7k $17.5m $17.5m 15.39% Reduced -6.2k -6,156
4 Brookstone Capital Management 0.31% of their portfolio WHEATON, IL 579,561579.6k $15.8m $15.8m 0.31% Added +143.0k +143,007
5 Composition Wealth, LLC 0.33% of their portfolio LOS ANGELES, CA 378,355378.4k $10.3m $10.3m 0.33% Reduced -28.4k -28,396
6 Crown Wealth Group, LLC 7.40% of their portfolio Charlotte, NC 324,464324.5k $8.8m $8.8m 7.40% Added +43.7k +43,653
7 Sunbelt Securities, Inc. 1.20% of their portfolio HOUSTON, TX 275,142275.1k $7.5m $7.5m 1.20% Added +112.0k +111,991
8 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 243,235243.2k $6.6m $6.6m 0.01% Reduced -281.8k -281,758
9 RFG Advisory, LLC 0.32% of their portfolio BIRMINGHAM, AL 242,343242.3k $6.6m $6.6m 0.32% Added +9.1k +9,108
10 Wealthcare Advisory Partners LLC 0.28% of their portfolio WEST CHESTER, PA 235,460235.5k $6.4m $6.4m 0.28% Added +167.9k +167,921
11 PERSONAL CFO SOLUTIONS, LLC 1.26% of their portfolio CHESTER, NJ 224,524224.5k $6.1m $6.1m 1.26% New
12 Dominguez Wealth Management Solutions, Inc. 4.95% of their portfolio WILLIAMSBURG, VA 198,045198.0k $5.4m $5.4m 4.95% Reduced -2.4k -2,369
13 Sigma Planning Corp 0.17% of their portfolio ANN ARBOR, MI 184,587184.6k $5.0m $5.0m 0.17% Reduced -2.5k -2,482
14 INTEGRAL INVESTMENT ADVISORS, INC. 3.55% of their portfolio TURLOCK, CA 182,456182.5k $5.0m $5.0m 3.55% Reduced -18.4k -18,391
15 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 140,071140.1k $3.8m $3.8m 0.02% Reduced -15.7k -15,729
16 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 137,201137.2k $3.7m $3.7m 0.04% Added +2.4k +2,428
17 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 129,261129.3k $3.5m $3.5m 0.03% Added +79.5k +79,514
18 Triton Financial Group Inc 2.63% of their portfolio Oklahoma City, OK 128,184128.2k $3.5m $3.5m 2.63% Added +27.0k +26,990
19 CENTAURUS FINANCIAL, INC. 0.28% of their portfolio ANAHEIM, CA 126,946126.9k $3.5m $3.5m 0.28% New
20 Wealthquest Corp 0.36% of their portfolio CINCINNATI, OH 103,300103.3k $2.8m $2.8m 0.36% Added +29.4k +29,445
21 CRA Financial Services, LLC 0.83% of their portfolio NORTHFIELD, NJ 102,785102.8k $2.8m $2.8m 0.83% Added +23.0k +22,973
22 LINCOLN NATIONAL CORP 0.05% of their portfolio RADNOR, PA 93,96994.0k $2.6m $2.6m 0.05% Added +72.4k +72,449
23 Accuvest Global Advisors 1.15% of their portfolio PROVO, UT 93,00093.0k $2.5m $2.5m 1.15% New
24 Kingsview Wealth Management, LLC 0.09% of their portfolio GRANTS PASS, OR 79,95780.0k $2.2m $2.2m 0.09% Reduced -3.1k -3,079
25 World Investment Advisors 0.43% of their portfolio LINCROFT, NJ 76,10076.1k $2.1m $2.1m 0.43% Added +8.3k +8,300
26 SFMG, LLC 0.22% of their portfolio PLANO, TX 76,05576.1k $2.1m $2.1m 0.22% New
27 Compass Advisory Group LLC 1.12% of their portfolio MELVILLE, NY 70,53170.5k $1.9m $1.9m 1.12% Reduced -328.0k -328,033
28 ROVIN CAPITAL /UT/ /ADV 0.82% of their portfolio MESA, AZ 63,54363.5k $1.7m $1.7m 0.82% Added +7.1k +7,141
29 DFPG INVESTMENTS, LLC 0.18% of their portfolio SANDY, UT 62,99063.0k $1.7m $1.7m 0.18% Unchanged
30 MAS Advisors LLC 1.64% of their portfolio Miami, FL 61,72461.7k $1.7m $1.7m 1.64% Reduced -24.2k -24,226
31 Trek Financial, LLC 0.16% of their portfolio Scottsdale, AZ 61,04861.0k $1.7m $1.7m 0.16% Unchanged
32 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 60,94860.9k $1.7m $1.7m 0.02% Added +9.5k +9,547
33 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 53,88353.9k $1.5m $1.5m 0.01% Added +3.8k +3,778
34 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.21% of their portfolio Westlake, OH 48,72948.7k $1.3m $1.3m 0.21% Added +32.6k +32,564
35 Capital Analysts, LLC 0.07% of their portfolio FORT WASHINGTON, PA 45,78245.8k $1.2m $1.2m 0.07% Added +32.9k +32,906
36 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 44,44944.4k $1.2m $1.2m 0.01% Added +32.8k +32,825
37 VISTA INVESTMENT MANAGEMENT 0.62% of their portfolio PITTSBURGH, PA 43,41843.4k $1.2m $1.2m 0.62% Reduced -7.1k -7,093
38 Main Street Financial Solutions, LLC 0.17% of their portfolio NEWTOWN, PA 41,76041.8k $1.1m $1.1m 0.17% Added +13.7k +13,660
39 BCS Wealth Management 0.49% of their portfolio JOHNSON CITY, TN 39,73439.7k $1.1m $1.1m 0.49% Added +1.6k +1,618
40 Visionary Wealth Advisors 0.09% of their portfolio O'FALLON, IL 39,41439.4k $1.1m $1.1m 0.09% Added +21.5k +21,511
41 Delta Investment Management, LLC 0.29% of their portfolio SAN FRANCISCO, CA 37,29137.3k $1.0m $1.0m 0.29% Reduced -1.7k -1,691
42 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 37,08237.1k $1.0m $1.0m 0.01% Added +24.4k +24,419
43 RiverTree Advisors, LLC 0.69% of their portfolio WINTER PARK, FL 35,20035.2k $958.5k $958.5k 0.69% New
44 KESTRA PRIVATE WEALTH SERVICES, LLC 0.04% of their portfolio AUSTIN, TX 34,84834.8k $948.9k $948.9k 0.04% Added +2.1k +2,072
45 BENJAMIN F. EDWARDS & COMPANY, INC. 0.04% of their portfolio ST. LOUIS, MO 33,96834.0k $925.0k $925.0k 0.04% Unchanged
46 SILVER OAK SECURITIES, INCORPORATED 0.12% of their portfolio JACKSON, TN 25,79425.8k $702.0k $702.0k 0.12% Reduced -1.8k -1,807
47 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 18,87818.9k $514.0k $514.0k 0.03% Added +10.2k +10,215
48 WealthPLAN Partners, LLC 0.06% of their portfolio OMAHA, NE 18,50218.5k $503.8k $503.8k 0.06% Reduced -1.0k -1,033
49 Cedar Brook Financial Partners, LLC 0.10% of their portfolio CLEVELAND, OH 14,77814.8k $402.4k $402.4k 0.10% Added +259 +259
50 Richard P Slaughter Associates Inc 0.13% of their portfolio AUSTIN, TX 14,75914.8k $401.9k $401.9k 0.13% New
51 Cambridge Advisors Inc. 0.10% of their portfolio OMAHA, NE 14,72514.7k $401.0k $401.0k 0.10% Added +4.7k +4,725
52 Vantage Financial Partners, LLC 0.16% of their portfolio ELM GROVE, WI 14,59014.6k $397.3k $397.3k 0.16% Added +3.8k +3,765
53 Mariner, LLC 0.00% of their portfolio Overland Park, KS 14,43714.4k $393.0k $393.0k 0.00% New
54 Stratos Wealth Advisors, LLC 0.03% of their portfolio BEACHWOOD, OH 14,03314.0k $382.1k $382.1k 0.03% Reduced -36.6k -36,628
55 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 14,00014.0k $381.2k $381.2k 0.01% Added +3.0k +3,000
56 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 13,47613.5k $367.0k $367.0k 0.00% Added +1.9k +1,875
57 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 12,19312.2k $332.0k $332.0k 0.00% Reduced -265 -265
58 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 12,00012.0k $327.0k $327.0k 0.00% New
59 D.B. Root & Company, LLC 0.13% of their portfolio PITTSBURGH, PA 11,85011.8k $322.7k $322.7k 0.13% New
60 Koshinski Asset Management, Inc. 0.03% of their portfolio DECATUR, IL 11,51611.5k $313.6k $313.6k 0.03% Unchanged
61 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 11,48411.5k $295.4k $295.4k 0.01% Reduced -13.3k -13,346
62 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 9,9129.9k $269.9k $269.9k 0.00% New
63 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 9,7899.8k $267.2k $267.2k 0.00% Added +9.4k +9,389
64 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 9,7749.8k $266.1k $266.1k 0.00% New
65 Freedom Investment Management, Inc. 0.03% of their portfolio SOUTH WINDSOR, CT 9,4709.5k $257.9k $257.9k 0.03% Reduced -139 -139
66 TWO SIGMA SECURITIES, LLC 0.02% of their portfolio NEW YORK, NY 8,7318.7k $237.7k $237.7k 0.02% New
67 UBS Group AG 0.00% of their portfolio ZURICH, V8 8,1438.1k $221.7k $221.7k 0.00% New
68 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 7,8177.8k $213.0k $213.0k 0.00% Reduced -2.6k -2,640
69 ACAS, LLC 0.30% of their portfolio RANCHO SANTA FE, CA 7,6417.6k $208.1k $208.1k 0.30% Reduced -466 -466
70 Bellwether Advisors, LLC 0.01% of their portfolio LINCOLN, NE 1,9361.9k $52.7k $52.7k 0.01% Unchanged
71 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,5431.5k $42.0k $42.0k 0.00% New
72 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 665665 $18.1k $18.1k 0.00% Reduced -17.8k -17,819
73 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 600600 $16.3k $16.3k 0.00% Reduced -2.1k -2,150
74 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 194194 $5.3k $5.3k 0.00% Unchanged
75 Worth Asset Management, LLC 0.00% of their portfolio DALLAS, TX 135135 $3.7k $3.7k 0.00% New
76 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 132132 $3.6k $3.6k 0.00% Unchanged
77 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Reduced -3.9k -3,902