Vault-13

INNOVATOR ETFS TRUST BALT

DEFINED WLT SHLD · ETP · CUSIP 45783Y855

71 institutional holders +24 vs Q3 2022
8,173,2968.2m shares reported held*
$217.5mreported value*
26 new 22 added 16 reduced 5 sold out net bought ≈ $69.3m (+2.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $26.61.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 47Q4 22: 7171Q3 22Q4 22
Numbers
QuarterHolders
Q3 202247
Q4 202271

Biggest buyers

ENVESTNET ASSET MANAGEMENT INC Added +1,268,285+1.3m
Composition Wealth, LLC New +406,751+406.8k
OSAIC HOLDINGS, INC. Added +386,029+386.0k
Compass Advisory Group LLC Added +355,857+355.9k
RFG Advisory, LLC New +233,235+233.2k
CRA Financial Services, LLC New +79,812+79.8k
World Investment Advisors New +67,800+67.8k
Wealthcare Advisory Partners LLC New +67,539+67.5k
DFPG INVESTMENTS, LLC New +62,990+63.0k
Trek Financial, LLC New +61,048+61.0k

Biggest sellers

Karp Capital Management Corp Sold out -358,104-358.1k
Pillar Wealth Advisors, LLC Reduced -189,303-189.3k
AXXCESS WEALTH MANAGEMENT, LLC Sold out -89,025-89.0k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -56,824-56.8k
AE Wealth Management LLC Reduced -31,229-31.2k
Crown Wealth Group, LLC Reduced -31,039-31.0k
HighTower Advisors, LLC Reduced -27,455-27.5k
MTM FINANCIAL GROUP, LLC Reduced -13,696-13.7k
MAS Advisors LLC Reduced -12,916-12.9k
Triton Financial Group Inc Reduced -12,259-12.3k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,405,6571.4m $37.4m $37.4m 0.02% Added +1.3m +1,268,285
2 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 730,902730.9k $19.4m $19.4m 0.04% Added +386.0k +386,029
3 MTM FINANCIAL GROUP, LLC 15.04% of their portfolio BETHLEHEM, PA 648,875648.9k $17.3m $17.3m 15.04% Reduced -13.7k -13,696
4 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 524,993525.0k $14.0m $14.0m 0.03% Reduced -56.8k -56,824
5 Pillar Wealth Advisors, LLC 12.95% of their portfolio WESTTOWN, PA 505,209505.2k $13.4m $13.4m 12.95% Reduced -189.3k -189,303
6 Brookstone Capital Management 0.24% of their portfolio WHEATON, IL 436,554436.6k $11.6m $11.6m 0.24% Added +54.1k +54,138
7 Composition Wealth, LLC 0.37% of their portfolio LOS ANGELES, CA 406,751406.8k $10.8m $10.8m 0.37% New
8 Compass Advisory Group LLC 6.12% of their portfolio MELVILLE, NY 398,564398.6k $10.7m $10.7m 6.12% Added +355.9k +355,857
9 Crown Wealth Group, LLC 7.01% of their portfolio Charlotte, NC 280,811280.8k $7.5m $7.5m 7.01% Reduced -31.0k -31,039
10 RFG Advisory, LLC 0.32% of their portfolio BIRMINGHAM, AL 233,235233.2k $6.3m $6.3m 0.32% New
11 INTEGRAL INVESTMENT ADVISORS, INC. 4.14% of their portfolio TURLOCK, CA 200,847200.8k $5.3m $5.3m 4.14% Reduced -2.7k -2,691
12 Dominguez Wealth Management Solutions, Inc. 5.30% of their portfolio WILLIAMSBURG, VA 200,414200.4k $5.3m $5.3m 5.30% First filing
13 Sigma Planning Corp 0.18% of their portfolio ANN ARBOR, MI 187,069187.1k $5.0m $5.0m 0.18% Added +615 +615
14 Sunbelt Securities, Inc. 0.85% of their portfolio HOUSTON, TX 163,151163.2k $4.3m $4.3m 0.85% Added +107 +107
15 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 155,800155.8k $4.1m $4.1m 0.03% Reduced -31.2k -31,229
16 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 134,773134.8k $3.6m $3.6m 0.03% Added +11.3k +11,332
17 Triton Financial Group Inc 2.16% of their portfolio Oklahoma City, OK 101,194101.2k $2.7m $2.7m 2.16% Reduced -12.3k -12,259
18 MAS Advisors LLC 2.16% of their portfolio Miami, FL 85,95086.0k $2.3m $2.3m 2.16% Reduced -12.9k -12,916
19 Kingsview Wealth Management, LLC 0.10% of their portfolio GRANTS PASS, OR 83,03683.0k $2.2m $2.2m 0.10% Reduced -6.0k -6,017
20 CRA Financial Services, LLC 0.69% of their portfolio NORTHFIELD, NJ 79,81279.8k $2.1m $2.1m 0.69% New
21 Wealthquest Corp 0.25% of their portfolio CINCINNATI, OH 73,85573.9k $2.0m $2.0m 0.25% Added +50.4k +50,408
22 World Investment Advisors 0.41% of their portfolio LINCROFT, NJ 67,80067.8k $1.8m $1.8m 0.41% New
23 Wealthcare Advisory Partners LLC 0.09% of their portfolio WEST CHESTER, PA 67,53967.5k $1.8m $1.8m 0.09% New
24 DFPG INVESTMENTS, LLC 0.28% of their portfolio SANDY, UT 62,99063.0k $1.7m $1.7m 0.28% New
25 Trek Financial, LLC 0.16% of their portfolio Scottsdale, AZ 61,04861.0k $1.6m $1.6m 0.16% New
26 ROVIN CAPITAL /UT/ /ADV 0.75% of their portfolio MESA, AZ 56,40256.4k $1.5m $1.5m 0.75% Added +7.0k +7,039
27 Atria Wealth Solutions, Inc. 0.02% of their portfolio NEW YORK, NY 51,40151.4k $1.4m $1.4m 0.02% Added +41.8k +41,795
28 Stratos Wealth Advisors, LLC 0.11% of their portfolio BEACHWOOD, OH 50,66150.7k $1.3m $1.3m 0.11% Added +1.8k +1,797
29 VISTA INVESTMENT MANAGEMENT 0.77% of their portfolio PITTSBURGH, PA 50,51150.5k $1.3m $1.3m 0.77% Added +6.3k +6,320
30 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 50,10550.1k $1.3m $1.3m 0.01% Added +13.6k +13,570
31 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 49,74749.7k $1.3m $1.3m 0.01% Added +28.1k +28,139
32 Delta Investment Management, LLC 0.34% of their portfolio SAN FRANCISCO, CA 38,98239.0k $1.0m $1.0m 0.34% New
33 BCS Wealth Management 0.42% of their portfolio JOHNSON CITY, TN 38,11638.1k $1.0m $1.0m 0.42% Reduced -10.5k -10,533
34 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 36,40236.4k $967.9k $967.9k 0.00% New
35 BENJAMIN F. EDWARDS & COMPANY, INC. 0.04% of their portfolio ST. LOUIS, MO 33,96834.0k $903.0k $903.0k 0.04% Added +1.7k +1,654
36 KESTRA PRIVATE WEALTH SERVICES, LLC 0.04% of their portfolio AUSTIN, TX 32,77632.8k $871.4k $871.4k 0.04% Reduced -2.2k -2,213
37 Main Street Financial Solutions, LLC 0.12% of their portfolio NEWTOWN, PA 28,10028.1k $747.0k $747.0k 0.12% New
38 SILVER OAK SECURITIES, INCORPORATED 0.14% of their portfolio JACKSON, TN 27,60127.6k $734.0k $734.0k 0.14% New
39 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 24,83024.8k $638.0k $638.0k 0.02% Reduced -4.6k -4,600
40 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 21,52021.5k $572.2k $572.2k 0.01% Reduced -561 -561
41 WealthPLAN Partners, LLC 0.04% of their portfolio OMAHA, NE 19,53519.5k $526.8k $526.8k 0.04% First filing
42 WealthPlan Investment Management, LLC 0.04% of their portfolio OMAHA, NE 19,53519.5k $526.5k $526.5k 0.04% Added +82 +82
43 Spire Wealth Management 0.03% of their portfolio MCLEAN, VA 18,48418.5k $491.0k $491.0k 0.03% Reduced -449 -449
44 Visionary Wealth Advisors 0.04% of their portfolio O'FALLON, IL 17,90317.9k $476.0k $476.0k 0.04% Added +1.3k +1,265
45 C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors 0.13% of their portfolio Westlake, OH 16,16516.2k $429.8k $429.8k 0.13% First filing
46 Cedar Brook Financial Partners, LLC 0.11% of their portfolio CLEVELAND, OH 14,51914.5k $386.0k $386.0k 0.11% New
47 Capital Analysts, LLC 0.02% of their portfolio FORT WASHINGTON, PA 12,87612.9k $343.0k $343.0k 0.02% Added +10.2k +10,240
48 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 12,66312.7k $336.7k $336.7k 0.00% Added +2.9k +2,868
49 Vise Technologies, Inc. 0.10% of their portfolio NEW YORK, NY 12,55812.6k $333.9k $333.9k 0.10% New
50 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 12,45812.5k $331.2k $331.2k 0.00% New
51 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 11,62411.6k $309.0k $309.0k 0.00% Added +3.4k +3,376
52 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 11,60111.6k $308.4k $308.4k 0.00% New
53 Koshinski Asset Management, Inc. 0.03% of their portfolio DECATUR, IL 11,51611.5k $306.2k $306.2k 0.03% New
54 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 11,00011.0k $292.5k $292.5k 0.01% New
55 Vantage Financial Partners, LLC 0.17% of their portfolio ELM GROVE, WI 10,82510.8k $287.8k $287.8k 0.17% New
56 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 10,45710.5k $278.0k $278.0k 0.00% Reduced -27.5k -27,455
57 Cambridge Advisors Inc. 0.07% of their portfolio OMAHA, NE 10,00010.0k $265.9k $265.9k 0.07% Unchanged
58 Freedom Investment Management, Inc. 0.03% of their portfolio SOUTH WINDSOR, CT 9,6099.6k $255.5k $255.5k 0.03% New
59 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 8,6638.7k $230.3k $230.3k 0.01% Added +8.5k +8,463
60 ACAS, LLC 0.33% of their portfolio RANCHO SANTA FE, CA 8,1078.1k $215.5k $215.5k 0.33% First filing
61 PARK AVENUE SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 7,7757.8k $207.0k $207.0k 0.00% Unchanged
62 Arkadios Wealth Advisors 0.03% of their portfolio ATLANTA, GA 7,5697.6k $201.2k $201.2k 0.03% New
63 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 3,9023.9k $103.7k $103.7k 0.01% Added +3.9k +3,902
64 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,7502.8k $73.1k $73.1k 0.00% New
65 Bellwether Advisors, LLC 0.01% of their portfolio LINCOLN, NE 1,9361.9k $51.5k $51.5k 0.01% Reduced -388 -388
66 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 400400 $10.6k $10.6k 0.00% New
67 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 386386 $10.3k $10.3k 0.00% New
68 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 194194 $5.2k $5.2k 0.00% Unchanged
69 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 176176 $4.7k $4.7k 0.00% New
70 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 132132 $3.5k $3.5k 0.00% New
71 Financial Gravity Asset Management, Inc. 0.01% of their portfolio Lakeway, TX 2727 $6.2k $6.2k 0.01% New