Vault-13

INNOVATOR ETFS TRUST EPRF

S&P INVT GRD PFD · ETP · CUSIP 45783Y822

40 institutional holders -1 vs Q1 2023
1,910,8031.9m shares reported held*
$35.1mreported value*
3 new 15 added 14 reduced 4 sold out net sold ≈ $307.8k (-16.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $18.36.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 46Q4 22: 47Q1 23: 41Q2 23: 4040Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202246
Q4 202247
Q1 202341
Q2 202340

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 20 bought or addedQ4 22: 25 cut or sold outQ4 22Q1 23: 12 bought or addedQ1 23: 25 cut or sold outQ1 23Q2 23: 18 bought or addedQ2 23: 18 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222025
Q1 20231225
Q2 20231818

Biggest buyers

ROYAL BANK OF CANADA Added +17,593+17.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +17,560+17.6k
Solitude Financial Services Added +14,158+14.2k
IFP Advisors, Inc Added +10,989+11.0k
Atria Wealth Solutions, Inc. New +10,572+10.6k
STIFEL FINANCIAL CORP Added +5,422+5.4k
JANE STREET GROUP, LLC Added +3,475+3.5k
WEBSTERROGERS FINANCIAL ADVISORS, LLC Added +2,143+2.1k
COMMONWEALTH EQUITY SERVICES, LLC Added +1,260+1.3k
Glen Eagle Advisors, LLC Added +1,018+1.0k

Biggest sellers

RAYMOND JAMES & ASSOCIATES Reduced -34,693-34.7k
WHITE PINE CAPITAL LLC Reduced -27,004-27.0k
Beacon Pointe Advisors, LLC Sold out -10,211-10.2k
LAFFER TENGLER INVESTMENTS, INC. Reduced -6,598-6.6k
Raymond James Financial Services Advisors, Inc. Reduced -6,586-6.6k
WELLS FARGO & COMPANY/MN Reduced -5,733-5.7k
Belpointe Asset Management LLC Sold out -4,069-4.1k
LPL Financial LLC Reduced -2,850-2.9k
Camelot Portfolios, LLC Reduced -1,460-1.5k
SPC Financial, Inc. Reduced -900-900

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 249,870249.9k $4.6m $4.6m 0.00% Added +17.6k +17,593
2 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 228,071228.1k $4.2m $4.2m 0.00% Reduced -2.9k -2,850
3 Solitude Financial Services 1.82% of their portfolio CHARLOTTESVILLE, VA 174,695174.7k $3.2m $3.2m 1.82% Added +14.2k +14,158
4 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 142,520142.5k $2.6m $2.6m 0.00% Added +302 +302
5 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 124,171124.2k $2.3m $2.3m 0.00% Reduced -5.7k -5,733
6 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 83,78983.8k $1.5m $1.5m 0.00% Added +5.4k +5,422
7 WEBSTERROGERS FINANCIAL ADVISORS, LLC 0.67% of their portfolio FLORENCE, SC 83,47883.5k $1.5m $1.5m 0.67% Added +2.1k +2,143
8 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 80,74380.7k $1.5m $1.5m 0.00% Added +182 +182
9 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 74,50574.5k $1.4m $1.4m 0.01% Reduced -801 -801
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 72,81772.8k $1.3m $1.3m 0.00% Added +471 +471
11 WHITE PINE CAPITAL LLC 0.48% of their portfolio BLOOMINGTON, MN 69,76469.8k $1.3m $1.3m 0.48% Reduced -27.0k -27,004
12 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 66,05166.1k $1.2m $1.2m 0.00% Reduced -6.6k -6,586
13 SPC Financial, Inc. 0.11% of their portfolio ROCKVILLE, MD 54,04854.0k $991.2k $991.2k 0.11% Reduced -900 -900
14 FinTrust Capital Advisors, LLC 0.22% of their portfolio Greenville, SC 51,58051.6k $930.5k $930.5k 0.22% Unchanged
15 Camelot Portfolios, LLC 0.52% of their portfolio Maumee, OH 44,96545.0k $824.7k $824.7k 0.52% Reduced -1.5k -1,460
16 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 32,57732.6k $597.0k $597.0k 0.00% Reduced -600 -600
17 LAFFER TENGLER INVESTMENTS, INC. 0.15% of their portfolio Scottsdale, AZ 31,15231.2k $571.3k $571.3k 0.15% Reduced -6.6k -6,598
18 Delta Investment Management, LLC 0.14% of their portfolio SAN FRANCISCO, CA 28,12428.1k $515.8k $515.8k 0.14% Reduced -389 -389
19 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 27,70427.7k $508.0k $508.0k 0.00% Added +1.3k +1,260
20 Chicago Partners Investment Group LLC 0.02% of their portfolio CHICAGO, IL 25,18825.2k $457.9k $457.9k 0.02% Added +460 +460
21 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 21,97422.0k $467.4k $467.4k 0.01% Added +11.0k +10,989
22 Madrona Financial Services, LLC 0.19% of their portfolio EVERETT, WA 21,47121.5k $393.8k $393.8k 0.19% Reduced -148 -148
23 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 18,90418.9k $346.7k $346.7k 0.00% Added +3.5k +3,475
24 L.M. KOHN & COMPANY 0.13% of their portfolio CINCINNATI, OH 18,07318.1k $331.5k $331.5k 0.13% Added +400 +400
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 17,56017.6k $322.1k $322.1k 0.00% New
26 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 14,51914.5k $266.3k $266.3k 0.00% Reduced -34.7k -34,693
27 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 11,88611.9k $218.0k $218.0k 0.00% Unchanged
28 Glen Eagle Advisors, LLC 0.05% of their portfolio KINGSTON, NJ 11,20911.2k $205.6k $205.6k 0.05% Added +1.0k +1,018
29 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 11,14011.1k $204.3k $204.3k 0.01% Added +26 +26
30 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 10,57210.6k $194.8k $194.8k 0.00% New
31 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 3,8793.9k $71.5k $71.5k 0.01% Reduced -285 -285
32 GPS Wealth Strategies Group, LLC 0.00% of their portfolio CENTENNIAL, CO 1,0341.0k $19.0k $19.0k 0.00% Unchanged
33 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 850850 $15.6k $15.6k 0.00% Added +100 +100
34 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 500500 $9.2k $9.2k 0.00% New
35 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 500500 $9.2k $9.2k 0.00% Reduced -500 -500
36 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 332332 $6.1k $6.1k 0.00% Unchanged
37 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 295295 $5.4k $5.4k 0.00% Unchanged
38 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 200200 $3.7k $3.7k 0.00% Unchanged
39 DELTA ASSET MANAGEMENT LLC/TN 0.00% of their portfolio MEMPHIS, TN 9292 $1.7k $1.7k 0.00% Unchanged
40 NVWM, LLC 0.00% of their portfolio YARDLEY, PA 11 $18 $18 0.00% Unchanged