Vault-13

INNOVATOR ETFS TRUST BUFF

LADERD ALCTN PWR · ETP · CUSIP 45783Y814

85 institutional holders +10 vs Q3 2023
14,340,48914.3m shares reported held*
$276.9mreported value*
11 new 36 added 18 reduced 4 sold out net bought ≈ $92.2m (+9.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($394.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $19.32.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 46Q4 22: 58Q1 23: 60Q2 23: 72Q3 23: 75Q4 23: 8585Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 202246
Q4 202258
Q1 202360
Q2 202372
Q3 202375
Q4 202385

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 34 bought or addedQ4 22: 19 cut or sold outQ4 22Q1 23: 32 bought or addedQ1 23: 29 cut or sold outQ1 23Q2 23: 42 bought or addedQ2 23: 18 cut or sold outQ2 23Q3 23: 40 bought or addedQ3 23: 31 cut or sold outQ3 23Q4 23: 47 bought or addedQ4 23: 22 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223419
Q1 20233229
Q2 20234218
Q3 20234031
Q4 20234722

Biggest buyers

SageView Advisory Group, LLC Added +7,319,191+7.3m
MILESTONE ASSET MANAGEMENT, LLC New +568,446+568.4k
Foundations Investment Advisors, LLC New +562,391+562.4k
Kingsview Wealth Management, LLC Added +292,671+292.7k
ENVESTNET ASSET MANAGEMENT INC Added +201,322+201.3k
Regal Investment Advisors LLC Added +186,841+186.8k
CoreCap Advisors, LLC New +90,819+90.8k
Garden State Investment Advisory Services LLC Added +74,769+74.8k
Brookstone Capital Management Added +72,054+72.1k
COMMONWEALTH EQUITY SERVICES, LLC Added +70,088+70.1k

Biggest sellers

RiverTree Advisors, LLC Reduced -80,540-80.5k
FOUNDERS FINANCIAL SECURITIES LLC Reduced -29,357-29.4k
IFP Advisors, Inc Reduced -26,809-26.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -23,071-23.1k
Stegent Equity Advisors, Inc. Reduced -21,007-21.0k
Arlington Capital Management, Inc. Sold out -14,891-14.9k
Pallas Capital Advisors LLC Sold out -10,122-10.1k
Cambridge Investment Research Advisors, Inc. Reduced -9,184-9.2k
CAPTRUST FINANCIAL ADVISORS Reduced -7,001-7.0k
SILVER OAK SECURITIES, INCORPORATED Sold out -6,384-6.4k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 SageView Advisory Group, LLC 0.01% of their portfolio Newport Beach, CA 7,444,3317.4m $183.6k $183.6k 0.01% Added +7.3m +7,319,191
2 Kingsview Wealth Management, LLC 0.94% of their portfolio GRANTS PASS, OR 783,312783.3k $31.4m $31.4m 0.94% Added +292.7k +292,671
3 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 770,212770.2k $30.9m $30.9m 0.01% Added +201.3k +201,322
4 MILESTONE ASSET MANAGEMENT, LLC 7.50% of their portfolio PITTSBURGH, PA 568,446568.4k $22.8m $22.8m 7.50% New
5 Foundations Investment Advisors, LLC 0.61% of their portfolio PHOENIX, AZ 562,391562.4k $22.8m $22.8m 0.61% New
6 KFG WEALTH MANAGEMENT, LLC 5.91% of their portfolio GRANGER, IN 323,051323.1k $12.9m $12.9m 5.91% Added +27.9k +27,937
7 Cetera Advisor Networks LLC 0.06% of their portfolio EL SEGUNDO, CA 276,154276.2k $11.1m $11.1m 0.06% Added +27.2k +27,237
8 Regal Investment Advisors LLC 0.82% of their portfolio KENTWOOD, MI 269,142269.1k $10.8m $10.8m 0.82% Added +186.8k +186,841
9 Cetera Investment Advisers 0.08% of their portfolio SCHAUMBURG, IL 258,542258.5k $10.4m $10.4m 0.08% Added +54.7k +54,721
10 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 257,207257.2k $10.3m $10.3m 0.02% Added +70.1k +70,088
11 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 242,227242.2k $9.7m $9.7m 0.02% Added +16.5k +16,461
12 MTM FINANCIAL GROUP, LLC 7.05% of their portfolio BETHLEHEM, PA 240,888240.9k $9.7m $9.7m 7.05% Reduced -4.7k -4,654
13 Southland Equity Partners LLC 2.22% of their portfolio WILDWOOD, MO 177,365177.4k $7.1m $7.1m 2.22% Reduced -1.3k -1,284
14 Andina Capital Management, LLC 4.81% of their portfolio LOGAN, UT 139,527139.5k $5.6m $5.6m 4.81% First filing
15 Brookstone Capital Management 0.11% of their portfolio WHEATON, IL 137,125137.1k $5.5m $5.5m 0.11% Added +72.1k +72,054
16 Philip James Wealth Mangement, LLC 4.07% of their portfolio MILTON, GA 131,004131.0k $5.3m $5.3m 4.07% First filing
17 Sound View Wealth Advisors Group, LLC 0.47% of their portfolio SAVANNAH, GA 105,245105.2k $4.2m $4.2m 0.47% Added +20.0k +19,992
18 Garden State Investment Advisory Services LLC 1.64% of their portfolio Red Bank, NJ 101,695101.7k $4.1m $4.1m 1.64% Added +74.8k +74,769
19 TOWNSQUARE CAPITAL LLC 0.06% of their portfolio Lehi, UT 93,61193.6k $3.8m $3.8m 0.06% Reduced -3.3k -3,269
20 Financial Network Wealth Advisors LLC 3.95% of their portfolio MURRAY, UT 92,57392.6k $3.7m $3.7m 3.95% First filing
21 CoreCap Advisors, LLC 0.24% of their portfolio SOUTHFIELD, MI 90,81990.8k $3.6m $3.6m 0.24% New
22 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 74,60274.6k $3.0m $3.0m 0.01% Reduced -9.2k -9,184
23 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 73,06773.1k $2.9m $2.9m 0.00% Added +8.4k +8,412
24 Visionary Wealth Advisors 0.21% of their portfolio O'FALLON, IL 72,48972.5k $2.9m $2.9m 0.21% Added +13.9k +13,860
25 Mutual Advisors, LLC 0.10% of their portfolio OMAHA, NE 71,89371.9k $2.9m $2.9m 0.10% Added +15.7k +15,675
26 Forvis Mazars Wealth Advisors, LLC 0.07% of their portfolio Springfield, MO 63,17063.2k $2.5m $2.5m 0.07% Added +48.4k +48,406
27 Guardian Financial Partners, LLC 1.97% of their portfolio ORANGE, CA 60,03360.0k $2.4m $2.4m 1.97% Reduced -1.8k -1,766
28 IFG Advisory, LLC 0.17% of their portfolio ATLANTA, GA 56,42556.4k $2.3m $2.3m 0.17% Added +3.2k +3,157
29 Glen Eagle Advisors, LLC 0.45% of their portfolio KINGSTON, NJ 53,47953.5k $2.1m $2.1m 0.45% Reduced -3.2k -3,213
30 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 47,29647.3k $1.9m $1.9m 0.02% Added +18.7k +18,746
31 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 44,56244.6k $1.8m $1.8m 0.00% New
32 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 43,47443.5k $1.7m $1.7m 0.01% Added +1.3k +1,262
33 FOCUS FINANCIAL NETWORK INC /ADV 0.06% of their portfolio Minneapolis, MN 41,52241.5k $1.7m $1.7m 0.06% First filing
34 Advisory Services Network, LLC 0.04% of their portfolio ATLANTA, GA 41,15541.2k $1.6m $1.6m 0.04% Added +21.8k +21,769
35 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 39,77539.8k $1.6m $1.6m 0.01% Added +15.1k +15,110
36 ACAS, LLC 1.57% of their portfolio RANCHO SANTA FE, CA 34,38634.4k $1.4m $1.4m 1.57% Reduced -4.5k -4,473
37 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 33,25133.3k $1.3m $1.3m 0.00% Added +6.2k +6,171
38 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 30,13830.1k $1.2m $1.2m 0.01% Reduced -2.2k -2,190
39 RiverTree Advisors, LLC 0.81% of their portfolio WINTER PARK, FL 29,73129.7k $1.2m $1.2m 0.81% Reduced -80.5k -80,540
40 FOUNDERS FINANCIAL SECURITIES LLC 0.13% of their portfolio TOWSON, MD 29,46529.5k $1.2m $1.2m 0.13% Reduced -29.4k -29,357
41 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 28,05628.1k $1.1m $1.1m 0.00% Added +1.6k +1,553
42 Stegent Equity Advisors, Inc. 1.18% of their portfolio HOUSTON, TX 24,89424.9k $997.8k $997.8k 1.18% Reduced -21.0k -21,007
43 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 18,82918.8k $754.7k $754.7k 0.00% Added +4.1k +4,106
44 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 17,79217.8k $713.1k $713.1k 0.01% Added +12.3k +12,253
45 Delta Investment Management, LLC 0.17% of their portfolio SAN FRANCISCO, CA 17,30417.3k $693.5k $693.5k 0.17% New
46 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 16,99917.0k $681.3k $681.3k 0.00% Reduced -7.0k -7,001
47 Lineweaver Wealth Advisors, LLC 0.17% of their portfolio VALLEY VIEW, OH 16,51516.5k $661.9k $661.9k 0.17% Added +8.8k +8,798
48 Diligent Investors, LLC 0.17% of their portfolio REDLANDS, CA 15,77015.8k $632.1k $632.1k 0.17% New
49 Wealthcare Advisory Partners LLC 0.02% of their portfolio WEST CHESTER, PA 14,28414.3k $572.5k $572.5k 0.02% Reduced -188 -188
50 Patriot Financial Group Insurance Agency, LLC 0.10% of their portfolio Westborough, MA 13,85013.8k $555.1k $555.1k 0.10% Added +1.7k +1,700
51 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 12,59312.6k $504.7k $504.7k 0.02% Added +5.1k +5,149
52 AdvisorNet Financial, Inc 0.04% of their portfolio MINNETONKA, MN 10,19510.2k $408.6k $408.6k 0.04% Added +175 +175
53 SOUTHERN CAPITAL ADVISORS, LLC 0.28% of their portfolio Jackson, TN 9,7849.8k $392.1k $392.1k 0.28% Reduced -85 -85
54 Soltis Investment Advisors LLC 0.04% of their portfolio ST. GEORGE, UT 8,8908.9k $356.3k $356.3k 0.04% New
55 INTEGRAL INVESTMENT ADVISORS, INC. 0.21% of their portfolio TURLOCK, CA 8,3758.4k $335.7k $335.7k 0.21% Unchanged
56 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 8,1468.1k $326.5k $326.5k 0.02% Unchanged
57 Straight Path Wealth Management 0.19% of their portfolio Jenison, MI 7,8817.9k $315.9k $315.9k 0.19% Added +190 +190
58 DHJJ Financial Advisors, Ltd. 0.14% of their portfolio NAPERVILLE, IL 7,5827.6k $303.9k $303.9k 0.14% Reduced -325 -325
59 Trek Financial, LLC 0.03% of their portfolio Scottsdale, AZ 7,5217.5k $301.4k $301.4k 0.03% Unchanged
60 IFP Advisors, Inc 0.01% of their portfolio TAMPA, FL 7,2887.3k $292.1k $292.1k 0.01% Reduced -26.8k -26,809
61 WealthPLAN Partners, LLC 0.03% of their portfolio OMAHA, NE 6,5836.6k $263.8k $263.8k 0.03% Unchanged
62 Compass Advisory Group LLC 0.12% of their portfolio MELVILLE, NY 6,4276.4k $257.6k $257.6k 0.12% New
63 Capital Investment Advisory Services, LLC 0.02% of their portfolio RALEIGH, NC 6,2256.2k $249.5k $249.5k 0.02% Unchanged
64 Triton Financial Group Inc 0.18% of their portfolio Oklahoma City, OK 6,2126.2k $249.0k $249.0k 0.18% Added +591 +591
65 Freedom Investment Management, Inc. 0.02% of their portfolio SOUTH WINDSOR, CT 6,1596.2k $246.9k $246.9k 0.02% Reduced -3.7k -3,719
66 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 6,0006.0k $240.5k $240.5k 0.00% Added +3.0k +3,000
67 Bellwether Advisors, LLC 0.06% of their portfolio LINCOLN, NE 6,0006.0k $240.5k $240.5k 0.06% Unchanged
68 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 5,1865.2k $207.9k $207.9k 0.00% Reduced -4.1k -4,084
69 Orion Capital Management LLC 0.12% of their portfolio CORONADO, CA 4,9464.9k $198.2k $198.2k 0.12% New
70 HAZLETT, BURT & WATSON, INC. 0.10% of their portfolio WHEELING, WV 3,5483.5k $143.0k $143.0k 0.10% Unchanged
71 HARBOR INVESTMENT ADVISORY, LLC 0.02% of their portfolio LUTHERVILLE, MD 3,4533.5k $138.4k $138.4k 0.02% Added +240 +240
72 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 2,8322.8k $113.5k $113.5k 0.01% Unchanged
73 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,0942.1k $83.9k $83.9k 0.00% Unchanged
74 Castleview Partners, LLC 0.05% of their portfolio DALLAS, TX 1,8171.8k $72.8k $72.8k 0.05% New
75 Sugarloaf Wealth Management, LLC 0.01% of their portfolio DULUTH, GA 1,5031.5k $60.2k $60.2k 0.01% Unchanged
76 FMR LLC 0.00% of their portfolio BOSTON, MA 914914 $36.6k $36.6k 0.00% Added +660 +660
77 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 837837 $33.5k $33.5k 0.00% New
78 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.01% of their portfolio BLUE BELL, PA 720720 $28.9k $28.9k 0.01% Added +400 +400
79 PRIVATE TRUST CO NA 0.00% of their portfolio CLEVELAND, OH 500500 $20.0k $20.0k 0.00% Unchanged
80 UBS Group AG 0.00% of their portfolio ZURICH, V8 420420 $16.8k $16.8k 0.00% Added +76 +76
81 Capital Advisors, Ltd. LLC 0.00% of their portfolio SHAKER HEIGHTS, OH 285285 $11.0k $11.0k 0.00% Unchanged
82 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 250250 $10.0k $10.0k 0.00% Unchanged
83 Clear Point Advisors Inc. 0.00% of their portfolio MELVILLE, NY 100100 $4.0k $4.0k 0.00% First filing
84 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 00 $17 $17 0.00% Unchanged
85 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged